2021-11-12T11:46:07-06:00 2020-12-31 410746749 CLIFTONLARSONALLEN LLP 220 S 6TH STREET SUITE 300 MINNEAPOLIS MN 55402 990 2020-01-01 410327400 INDEPENDENT COMMUNITY BANKERS OF AMERICA INDE 3203526546 518 LINCOLN ROAD SAUK CENTRE MN 56378 ALEX GALEANO SEVP/CFO 3203526546 2021-11-11 1 ALEX GALEANO 999009999 JOHN TAUER P00294068 6123764500 2021-11-11 2 AAL1 IAL1 2020 2022-09-23 18:48:47Z ALEX GALEANO 518 LINCOLN ROAD SAUK CENTRE MN 56378 38072098 0 X WWW.ICBA.ORG X 1930 MN CREATE AND PROMOTE AN ENVIRONMENT WHERE COMMUNITY BANKS FLOURISH. 19 15 272 156 2073037 771979 0 0 28873095 28027511 1375210 427451 10142016 9589456 40390321 38044418 250000 250000 0 0 18856519 21939543 0 0 0 17104334 14075027 36210853 36264570 4179468 1779848 174360606 172826494 22478930 21556375 151881676 151270119 X CREATE AND PROMOTE AN ENVIRONMENT WHERE COMMUNITY BANKS FLOURISH. 0 0 PUBLICATIONS-ICBA'S MANY PUBLICATIONS INFORM MEMBERS ABOUT THE TRENDS AND ISSUES AFFECTING THE COMMUNITY BANKING INDUSTRY, INCLUDING AWARD WINNING INDEPENDENT BANKER MAGAZINE, ICBA NEWSWATCH TODAY, AND ICBA MEMBER ACCESS. COMMUNITY BANKER UNIVERSITY-ICBA PROVIDES COMMUNITY BANKERS WITH EDUCATION TO MEET THEIR TECHNOLOGY, OPERATIONS, AND COMPLIANCE NEEDS. ICBA OFFERS SUPERIOR SEMINARS, PRODUCTS, AND ONLINE TRAINING THAT BRINGS TOP INDUSTRY KNOWLEDGE TO MEMBERS. ALL COURSES ARE REVIEWED AND APPROVED BY A COMMITTEE OF COMMUNITY BANKERS BEFORE THEY BECOME AVAILABLE.COMMUNITY BANKING LIVE (NATIONAL CONVENTION) AND TECHWORLD-ICBA'S ANNUAL COMMUNITY BANKING LIVE (NATIONAL CONVENTION) AND TECHWORLD IS THE BIGGEST EDUCATIONAL GATHERING FOR THE NATION'S COMMUNITY BANKERS. TECHWORLD IS A CENTERPIECE OF THE CONVENTION'S LEARNING EXPERIENCE, BRINGING THE MOST INNOVATIVE AND SUCCESSFUL COMMUNITY BANK PRODUCTS SERVICES TO COMMUNITY BANKERS' FINGERTIPS. BANK DIRECTOR PROGRAM-ICBA'S BANK DIRECTOR PROGRAM OFFERS DIRECTORS ESSENTIAL INFORMATION, IN-DEPTH EDUCATIONAL PROGRAMS AND CONVENIENCE. OVER 16,000 PARTICIPANTS NETWORK WITH OTHER COMMUNITY BANK DIRECTORS FROM ACROSS THE COUNTRY TO KEEP "COMMUNITY" IN THEIR COMMUNITY BANKS. MARKETING RESOURCES-ICBA OFFERS MARKETING RESOURCE PROGRAMS DESIGNED TO HELP MEMBERS FIND COST-EFFECTIVE AND TIME-SAVING WAYS TO PROMOTE THEMSELVES. CONSUMER EDUCATION AND RESOURCES-ICBA HAS FORMED ALLIANCES WITH VARIOUS ORGANIZATIONS TO PROVIDE EDUCATION AND RESOURCES FOR MEMBERS AND THEIR COMMUNITIES. 0 0 0 1 0 0 0 0 0 1 1 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 1 0 1 0 1 0 0 0 0 0 0 0 0 0 1 1 1 0 1 81 0 272 1 1 1 1 TK 0 0 1 1 0 1 0 X 19 15 0 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 1 1 CA X SHERRY JEAN LARSON 3203526546 518 LINCOLN ROAD SAUK CENTRE MN 56378 THOMAS BATES JR DIRECTOR 1.00 0.00 X 0 0 0 BRAD BOLTON VICE CHAIRMAN 1.00 0.00 X 3190 0 0 RUSSELL LAFFITTE DIRECTOR 1.00 0.00 X 0 0 0 DOUGLAS OUELLETTE DIRECTOR 1.00 0.00 X 0 0 0 DEREK WILLIAMS DIRECTOR 1.00 0.00 X 0 0 0 SCOTT MCCOMB DIRECTOR 1.00 0.00 X 0 0 0 JACK HARTINGS PAST CHAIRMAN 1.00 0.00 X 3716 0 0 JOHN BUHRMASTER DIRECTOR THROUGH MARCH 1.00 0.00 X 3149 0 0 LUCAS WHITE DIRECTOR 1.00 0.00 X 0 0 0 MARK HESSER DIRECTOR 1.00 0.00 X 2350 0 0 NOAH WILCOX CHAIRMAN 1.00 0.00 X X 13405 0 0 PRESTON KENNEDY IMMEDIATE PAST CHAIRMAN 1.00 0.00 X 18604 0 0 SCOTT HEITKAMP PAST CHAIRMAN 1.00 0.00 X 6206 0 0 ROBERT FISHER CHAIRMAN ELECT 1.00 0.00 X X 11531 0 0 STEVEN HANDKE DIRECTOR 1.00 0.00 X 1252 0 0 TIMOTHY ZIMMERMAN PAST CHAIRMAN 1.00 0.00 X 7318 0 0 KATHRYN UNDERWOOD DIRECTOR 1.00 0.00 X 3000 0 0 REBECA ROMERO RAINEY PRESIDENT/CEO 40.00 5.00 X X 1559342 6000 44494 ALICE FRAZIER SECRETARY 1.00 0.00 X X 6949 0 0 GREG DECKARD TREASURER 1.00 0.00 X X 3272 0 0 PATRICIA HOPKINS SR EVP, CFO 20.00 20.00 X 790180 0 317743 TERRY JORDE CORPORATE SECRETARY/SR EVP/CHIEF OF STAFF 43.00 2.00 X 978172 0 152859 ALEX GALEANO SEVP CFO 25.00 20.00 X 71375 0 4566 PRABHASH SHRESTHA EVP & CHIEF DIGITAL STRATEGY OFFICER 40.00 5.00 X 381732 0 44408 KAREN THOMAS SR EVP, GOVT RELATIONS 45.00 0.00 X 660165 0 299859 KEVIN TWEDDLE SEVP COMMUNITY BANK SOLUTIONS 25.00 20.00 X 471492 0 44494 LINDSAY LANORE GEVP COMMUNITY BANKER UNIVERSITY 45.00 0.00 X 327596 0 44494 DEBORAH PHILLIPS SVP PAYMENTS & TECHNOLOGY POLICY 40.00 0.00 X 275230 0 39864 LOUGHLIN CLEARY EVP BUSINESS DEVELOPMENT 40.00 0.00 X 305800 0 44494 PAUL MERSKI GROUP EVP, CONGRESSIONAL RELATIONS 40.00 0.00 X 393717 0 236899 CHARLES POTTS SVP CHIEF INNOVATION OFFICER 40.00 0.00 X 295941 0 38116 AARON STETTER EVP POLICY POLITICAL OPS 40.00 0.00 X 272950 0 282103 CAMDEN FINE FORMER PRESIDENT/CEO 0.00 0.00 X 409882 10000 0 7277516 16000 1594393 63 1 1 0 GAYLORD PALMS RESORT 6000 W OSCEOLA PARKWAY KISSIMMEE FL 34746 HOTEL AND CONVENTION SERVICES 1150998 TR RUPLI & ASSOCIATES 6627 HOLLAND STREET MC LEAN VA 22102 GOVERNMENT RELATIONS CONSULTING 1055436 PRODUCTION RESOURCE GROUP 1902 CYPRESS LAKE ROAD ORLANDO FL 32837 ASSISTANCE WITH ANNUAL CONVENTION 550002 VUBIZ INC 2872 COLORADO AVE SANTA MONICA CA 90404 ONLINE EDUCATION ASSISTANCE 351671 CALVERT ADVISORS LLC 2520 CAMPBELL CLOSE WILLIAMSBURG VA 23185 CONSULTING 278233 14 MEMBERSHIP DUES 900099 18434484 18434484 CONVENTIONS/SEMINARS/INFO CTR 900099 8438474 8436037 2437 ADVERTISING 541800 1154553 1154553 28027511 454965 294 454671 9268992 595289 8673703 166 27680 0 -27680 166 -27514 -27514 ISN SERVICE CONTRACT 990099 320464 320464 320464 38044418 26870521 2073037 9100860 250000 6187700 10698828 1247175 2669555 1136285 98597 72701 995957 1324677 3541819 2111049 1065470 1548157 838621 89576 264131 OTHER EXPENSES 1420871 TAXES 397232 SPONSORSHIPS AND CORPOR 306169 36264570 3743617 4105179 66780720 64291411 2380481 3162793 8711190 9516488 8790 8790 2676407 2382739 14189779 13055116 1366478 1134663 87814451 87373099 878472 851332 174360606 172826494 3935515 4228168 17664943 16408556 878472 851332 0 68319 22478930 21556375 X 151881676 151270119 151881676 151270119 174360606 172826494 X 1779848 694877 -3086282 X X 0 1 X 1 0 0 0 0 0 1 16960529 4113660 264301 4377961 4240132 137829 PART I-A, LINE 1: ICBA WORKS IN WASHINGTON TO PROTECT THE INTERESTS OF COMMUNITY BANKS BY MONITORING AND INFLUENCING NUMEROUS FEDERAL ACTIVITIES AFFECTING COMMUNITY BANKS AND CUSTOMERS. THERE'S A BROAD REACH WITH LAWMAKERS, REGULATORS, AND POLICY-SETTING BOARDS AND WORKING WITH THESE BODIES ENSURES THAT THE NEEDS OF THE COMMUNITY BANKERS ARE HEARD AND MET. 0 878472 27140 851332 1 26100 26100 686111 685081 1030 3837873 3501376 336497 9632195 8868659 763536 7500 7500 1134663 80373363 C CORPORATE BONDS 2375176 F EQUITIES 1757761 F EXCHANGE TRADED FUNDS 964415 F MUTUAL FUNDS 1861981 F OTHER ASSETS 40403 F 87373099 INCOME TAX PAYABLE 68319 68319 X 38739295 694877 694877 38044418 0 38044418 36264570 0 36264570 0 36264570 PART X, LINE 2: THE ASSOCIATION IS EXEMPT FROM FEDERAL AND STATE INCOME TAXES UNDER SECTION 501(C)(6) OF THE INTERNAL REVENUE CODE (IRC), WITH THE EXCEPTION OF CERTAIN UNRELATED BUSINESS INCOME, WHICH IS SUBJECT TO TAX. UNDER THE CURRENT PROVISIONS OF IRC SECTION 512(B), UNRELATED BUSINESS TAXABLE INCOME, PAYMENTS RECEIVED FROM CONTROLLED SUBSIDIARIES ARE SUBJECT TO UNRELATED BUSINESS INCOME TAX ONLY TO THE EXTENT THEY ARE IN EXCESS OF THE FAIR MARKET VALUE OF THE PAYMENT. MANAGEMENT HAS CONDUCTED A 482 TRANSFER PRICING STUDY AND AS A RESULT OF THAT STUDY DETERMINED THAT THE ROYALTIES DO NOT EXCEED FAIR MARKET VALUE AND ARE THEREFORE, NOT SUBJECT TO UNRELATED BUSINESS INCOME TAX. FINANCIAL ACCOUNTING STANDARDS BOARD (FASB) ACCOUNTING STANDARDS CODIFICATION (ASC) 740, INCOME TAXES, PRESCRIBES A RECOGNITION THRESHOLD AND MEASUREMENT ATTRIBUTE FOR THE FINANCIAL STATEMENT RECOGNITION AND MEASUREMENT OF A TAX POSITION TAKEN OR EXPECTED TO BE TAKEN IN A TAX RETURN. THE ASSOCIATION'S MANAGEMENT HAS EVALUATED THE IMPACT OF THIS GUIDANCE TO ITS FINANCIAL STATEMENTS. THE ASSOCIATION'S INCOME TAX RETURNS ARE SUBJECT TO EXAMINATION BY TAXING AUTHORITIES, GENERALLY FOR A PERIOD OF THREE YEARS FROM THE DATE THE RETURNS ARE FILED. THE ASSOCIATION'S POLICY IS TO CLASSIFY INCOME TAX RELATED INTEREST AND PENALTIES IN INTEREST EXPENSE AND OTHER EXPENSES, RESPECTIVELY. 1 THE VENTURE CENTER 417 MAIN ST 6TH FLOOR LITTLE ROCK AR 72201 464108871 501(C)(3) 250000 0 N/A N/A THIS ORGANIZATION DEVELOPS PRODUCTS AND TECHNOLOGY THAT FURTHER THE MISSION OF ICBA AND ITS SUPPORT OF COMMUNITY BANKS. 1 0 PART I, LINE 2: ICBA DOES NOT MONITOR THE USE OF THE ASSISTANCE (CHARITABLE CONTRIBUTION) . X X X X 1 1 X X X X X 0 0 0 REBECA ROMERO RAINEY PRESIDENT/CEO 1200000 6000 350000 0 9342 0 17100 0 27394 0 1603836 6000 0 0 TERRY JORDE CORPORATE SECRETARY/SR EVP/CHIEF OF 730000 0 110000 0 138172 0 126100 0 26759 0 1131031 0 0 0 PATRICIA HOPKINS SR EVP, CFO 641768 0 0 0 148412 0 291100 0 26643 0 1107923 0 0 0 KAREN THOMAS SR EVP, GOVT RELATIONS 520000 0 120000 0 20165 0 273100 0 26759 0 960024 0 0 0 PAUL MERSKI GROUP EVP, CONGRESSIONAL RELATIONS 360500 0 30000 0 3217 0 210100 0 26799 0 630616 0 0 0 AARON STETTER EVP POLICY POLITICAL OPS 252400 0 20000 0 550 0 255344 0 26759 0 555053 0 0 0 KEVIN TWEDDLE SEVP COMMUNITY BANK SOLUTIONS 400000 0 65000 0 6492 0 17100 0 27394 0 515986 0 0 0 PRABHASH SHRESTHA EVP & CHIEF DIGITAL STRATEGY OFFICER 329600 0 49500 0 2632 0 17100 0 27308 0 426140 0 0 0 CAMDEN FINE FORMER PRESIDENT/CEO 270250 10000 0 0 139632 0 0 0 0 0 409882 10000 0 0 LINDSAY LANORE GEVP COMMUNITY BANKER UNIVERSITY 283300 0 42500 0 1796 0 17100 0 27394 0 372090 0 0 0 LOUGHLIN CLEARY EVP BUSINESS DEVELOPMENT 232000 0 73100 0 700 0 17100 0 27394 0 350294 0 0 0 CHARLES POTTS SVP CHIEF INNOVATION OFFICER 255000 0 38250 0 2691 0 10838 0 27278 0 334057 0 0 0 DEBORAH PHILLIPS SVP PAYMENTS & TECHNOLOGY POLICY 260000 0 13000 0 2230 0 13000 0 26864 0 315094 0 0 0 PART I, LINE 1A FIRST-CLASS TRAVEL: FIRST-CLASS TRAVEL IS ALLOWED FOR CERTAIN EXCEPTIONS DEPENDING ON TRAVEL TIME. TRAVEL FOR COMPANIONS: COMPANION TRAVEL REIMBURSEMENT IS PROVIDED TO BOARD MEMBERS AND SENIOR STAFF AS THEY ATTEND CERTAIN MEETINGS AND EVENTS OF THE ORGANIZATION. THE AMOUNT FOR THE COMPANION TRAVEL IS GROSSED-UP AND INCLUDED IN APPROPRIATE TAX FORMS. HEALTH/SOCIAL CLUB DUES: ICBA PAYS FOR THE DUES TO THE UNIVERSITY CLUB OF WASHINGTON DC FOR CERTAIN SENIOR STAFF. ITEMS THAT ARE PERSONAL IN NATURE ARE REPORTED AS TAXABLE WAGES. SCHEDULE J, PART II, COLUMN C: ICBA MAINTAINS A MULTIEMPLOYER DEFINED BENEFIT PLAN WHICH WAS FROZEN ON 1/1/2012. FOR ELIGIBLE EMPLOYEES, IN ACCORDANCE WITH IRS GUIDELINES, THE INCREASE OR DECREASE IN THE ACTUARIAL VALUE OF AN EMPLOYEES ACCOUNT ARE REFLECTED IN SCHEDULE J, COLUMN C- RETIREMENT AND OTHER DEFERRED COMPENSATION. CAMDEN FINE FORMER PRESIDENT AND CEO 2015 SPLIT DOLLAR INSURANCE PREMIUM X 635000 610298 0 1 1 CAMDEN FINE FORMER PRESIDENT AND CEO 2009 SPLIT DOLLAR INSURANCE PREMIUM X 635000 635000 0 1 1 CAMDEN FINE FORMER PRESIDENT AND CEO 2010 SPLIT DOLLAR INSURANCE PREMIUM X 635000 635000 0 1 1 CAMDEN FINE FORMER PRESIDENT AND CEO 2011 SPLIT DOLLAR INSURANCE PREMIUM X 635000 635000 0 1 1 TERRY JORDE SR. EVP, CHIEF OF STAFF 2017 SPLIT DOLLAR INSURANCE PREMIUM X 830000 830000 0 1 1 TERRY JORDE SR. EVP, CHIEF OF STAFF 2018 SPLIT DOLLAR INSURANCE PREMIUM X 830000 830000 0 1 1 TERRY JORDE SR. EVP, CHIEF OF STAFF 2019 SPLIT DOLLAR INSURANCE PREMIUM X 830000 830000 0 1 1 TERRY JORDE SR. EVP, CHIEF OF STAFF 2020 SPLIT DOLLAR INSURANCE PREMIUM X 830000 830000 0 1 1 PATRICIA HOPKINS SR. EVP/ CFO 2015 SPLIT DOLLAR INSURANCE PREMIUM X 1821190 1821190 0 1 1 CAMDEN FINE FORMER PRESIDENT AND CEO 2012 SPLIT DOLLAR INSURANCE PREMIUM X 1860000 1860000 0 1 1 9516488 FORM 990, PART VI, SECTION A, LINE 1 THE EXECUTIVE COMMITTEE SHALL BE COMPOSED OF THE CHAIRMAN, CHAIRMAN-ELECT, VICE CHAIRMAN, PRESIDENT, SECRETARY, TREASURER, CHAIRMAN OF ICBA CONSOLIDATED HOLDINGS, ICBA CORPORATE SECRETARY AND THE PAST TWO CHAIRMEN. THE EXECUTIVE COMMITTEE SHALL HAVE AND EXERCISE ALL POWERS AND AUTHORITY OF THE BOARD OF DIRECTORS WHEN THE BOARD OF DIRECTORS IS NOT IN SESSION EXCEPT FOR POWERS EXPRESSLY RESERVED TO THE BOARD OF DIRECTORS. THE EXECUTIVE COMMITTEE SHALL APPOINT THE PRESIDENT OF THE ASSOCIATION AND SHALL FILL ANY VACANCY IN THAT OFFICE. THE EXECUTIVE COMMITTEE SHALL TAKE ALL REQUIRED AND NECESSARY ACTIONS ON BEHALF OF THE ASSOCIATION WITH RESPECT TO THE ASSOCIATION'S RIGHTS, DUTIES AND OBLIGATIONS WITH ANY ICBA RELATED ENTITY OR THIRD PARTY. FORM 990, PART VI, SECTION A, LINE 6 MEMBERSHIP IN THE ASSOCIATION IS EITHER "ACTIVE OR "HONORARY". ACTIVE MEMBERS ARE A COMMUNITY BANK OR OTHER COMMUNITY FINANCIAL INSTITUTION WHICH SUPPORTS AND ADHERES TO THE PRINCIPLES AND PURPOSES OF THIS ASSOCIATION. HONORARY MEMBER MAY BE CONFERRED ON ANY INDIVIDUALS OR ORGANIZATION BY THE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION A, LINE 7A THE CHAIRMAN-ELECT, VICE CHAIRMAN, SECRETARY AND TREASURER SHALL BE ELECTED ANNUALLY BY THE BOARD OF DIRECTORS AT THE BOARD OF DIRECTORS MEETING HELD IN CONJUNCTION WITH THE GENERAL CONVENTION. TO BE ELIGIBLE FOR ELECTION, CANDIDATES MUST BE EXECUTIVE OFFICERS OF AN ACTIVE MEMBER OR THE PARENT OF AN ACTIVE MEMBER. THE NOMINATING COMMITTEE SHALL EACH YEAR REVIEW ELIGIBLE CANDIDATES AND PROPOSE TO THE BOARD OF DIRECTORS ONE QUALIFIED NOMINEE FOR EACH ELECTIVE OFFICE. FORM 990, PART VI, SECTION A, LINE 7B THE EXECUTIVE COMMITTEE SELECTS THE TIME AND PLACE FOR THE GENERAL CONVENTION OF THE ASSOCIATION. THE EXECUTIVE COMMITTEE IS VESTED WITH THE MANAGEMENT OF THE ASSOCIATION BETWEEN GENERAL CONVENTIONS. ITS SOVEREIGNTY IS SECOND ONLY TO THAT OF THE GENERAL CONVENTIONS. IT SHALL HAVE THE POWER TO FILL ANY VACANCIES THAT MAY OCCUR IN ANY OF THE OFFICES OF THE ASSOCIATION AND IN THE MEMBERSHIP OF THE COMMITTEE. IT SHALL PROVIDE THE RULES AND REGULATIONS FOR THE CONDUCT OF THE ASSOCIATION'S AFFAIRS. FORM 990, PART VI, SECTION B, LINE 11B ICBA'S MANAGEMENT, WHICH INCLUDES CERTIFIED PUBLIC ACCOUNTANTS, PREPARED THE RETURN AND THEN CONDUCTED SEVERAL INTERNAL REVIEWS OF THE COMPLETED FORM 990 PRIOR TO FILING WITH THE IRS. THE RETURN IS REVIEWED BY THE CONTROLLER, CFO AND CEO. A COPY OF THE FORM 990, INCLUDING ALL REQUIRED SCHEDULES, IS PROVIDED TO MEMBERS OF THE GOVERNING BODY PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C THE CONFLICT OF INTEREST POLICY COVERS ALL INTERESTED PERSONS, INCLUDING OFFICERS AND DIRECTORS. CONFLICTS ARE REVIEWED AT BOARD LEVEL AND THE CONFLICTS ARE DETERMINED TO EXIST AT BOARD LEVEL. IF A CONFLICT OF INTEREST IS DETERMINED TO EXIST AND IT HAS NOT BEEN DISCLOSED, THE BOARD, EXECUTIVE COMMITTEE, OR OTHER COMMITTEE SHALL TAKE APPROPRIATE DISCIPLINARY AND CORRECTIVE ACTION. PROCEEDINGS RESULTING FROM CONFLICTS OF INTEREST ARE DOCUMENTED IN THE APPROPRIATE BOARD'S OR COMMITTEE'S MEETING MINUTES. FORM 990, PART VI, SECTION B, LINE 15 THE COMPENSATION AND BENEFITS FOR THE CEO ARE SET BY THE COMPENSATION COMMITTEE THAT REVIEWS THE SALARY AND BENEFITS TO ENSURE THAT THEY ARE COMPETITIVE AND APPROVES ALL INCREASES AND OTHER CHANGES. ICBA PERIODICALLY ENGAGES AN INDEPENDENT CONSULTANT TO CONDUCT A COMPENSATION STUDY OF ALL ASSOCIATION POSITIONS, INCLUDING EXECUTIVE STAFF. THIS STUDY INCLUDES A COMPREHENSIVE MARKET ANALYSIS OF DATA FROM SEVERAL SOURCES TO ENSURE THAT THE COMPENSATION LEVELS ARE COMPETITIVE WITH THE EXTERNAL MARKET. THE MOST RECENT STUDY WAS CONDUCTED IN 2020. THE EXECUTIVE COMMITTEE APPROVES COMPENSATION RECOMMENDATIONS FOR ALL OFFICERS AND KEY EMPLOYEES ANNUALLY. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S DOCUMENTS AND CONFLICT OF INTEREST POLICY ARE NOT AVAILABLE TO THE PUBLIC, HOWEVER, THEY ARE MADE AVAILABLE TO THE MEMBERS OF THE BOARD OF DIRECTORS AND STAFF OF ICBA. THE ORGANIZATION'S FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART XI, LINE 9: EQUITY IN EARNINGS OF SUBSIDIARY -3,059,204. OTHER CHANGES IN NET ASSETS -27,078. FORM 990, PART XII, LINE 2C: THE PROCESS FOR OVERSIGHT AND SELECTION OF AN INDEPENDENT ACCOUNTANT HAS NOT CHANGED FROM THE PRIOR YEAR. ICBA FOUNDATION 1615 L STREET NW SUITE 900 WASHINGTON DC 20036 832846448 DISASTER RELIEF DC 501(C)(3) LINE 12A, I INDEPENDENT COMMUNITY BANKERS OF AMERICA 1 INDEPENDENT COMMUNITY BANKERS OF AMERICA PAC 1615 L STREET NW SUITE 900 WASHINGTON DC 20036 930882483 POLITICAL ACTION COMMITTEE DC 527 N/A INDEPENDENT COMMUNITY BANKERS OF AMERICA 1 ICBA SERVICES NETWORK 1615 L STREET NW SUITE 900 WASHINGTON DC 20036 541444840 HOLDING COMPANY DE ICBA CONSOLIDATED HOLDINGS INC C 1993531 71130200 1.00000 1 ICBA SECURITIES CORPORATION 775 RIDGE LAKE BLVD SUITE 175 MEMPHIS TN 38120 061253210 SECURITIES BROKER DE ICBA SERVICES NETWORK INC C 198796 976069 1.00000 1 ICBA BANCARD INC 1615 L STREET NW SUITE 900 WASHINGTON DC 20036 521439424 SERVICES DE ICBA SERVICES NETWORK INC C 2360621 135759037 1.00000 1 TCM BANK NA 3501 E FRONTAGE RD STE 200 TAMPA FL 33607 593476606 BANKING FL ICBA BANCARD INC C -1664188 271638617 1.00000 1 ICBA REINSURANCE COMPANY LTD 1615 L STREET NW SUITE 900 WASHINGTON DC 20036 980196531 SERVICES AZ ICBA SERVICES NETWORK LTD C 3280429 12445068 1.00000 1 ICBA CONSOLIDATED HOLDINGS INC 1615 L STREET NW SUITE 900 WASHINGTON DC 20036 274374508 HOLDING COMPANY DE INDEPENDENT COMMUNITY BANKERS OF AMERICA C 2354 77797703 1.00000 1 USI ALLIANCE INC 5100 POPULAR AVE 711 MEMPHIS TN 38137 621632904 SERVICES TN ICBA CONSOLIDATED HOLDINGS INC C -5143184 5007556 1.00000 1 SENIOR HOUSING CRIME PREVENTION 5100 POPULAR AVE 711 MEMPHIS TN 38137 621838616 SERVICES TN ICBA CONSOLIDATED HOLDINGS INC C 88092 152012545 1.00000 1 1 0 0 0 0 0 0 0 0 1 0 0 0 1 1 1 1 0 0 ICBA SERVICES NETWORK INC Q 4775876 ACTUAL AMOUNT INCURRED ICBA SERVICES NETWORK INC N 695865 ACTUAL AMOUNT INCURRED ICBA SERVICES NETWORK INC O 3120545 ACTUAL AMOUNT INCURRED ICBA BANCARD INC Q 6543395 ACTUAL AMOUNT INCURRED ICBA BANCARD INC A 2413305 ACTUAL AMOUNT INCURRED ICBA BANCARD INC N 54162 ACTUAL AMOUNT INCURRED ICBA BANCARD INC J 362659 ACTUAL AMOUNT INCURRED ICBA SECURITIES CORPORATION Q 408664 ACTUAL AMOUNT INCURRED ICBA SECURITIES CORPORATION A 94903 ACTUAL AMOUNT INCURRED ICBA REINSURANCE COMPANY LTD Q 57586 ACTUAL AMOUNT INCURRED ICBA REINSURANCE COMPANY LTD A 43167 ACTUAL AMOUNT INCURRED USI ALLIANCE INC Q 1489904 ACTUAL AMOUNT INCURRED TCM BANK NA Q 11601970 ACTUAL AMOUNT INCURRED TCM BANK NA A 1561055 ACTUAL AMOUNT INCURRED USI ALLIANCE INC Q 1489904 ACTUAL AMOUNT INCURRED