2021-11-14T20:03:33-06:00 2020-12-31 FOUNDATION SOURCE ONE HOLLOW LN STE 212 LAKE SUCCESS NY 11042 990PF 2020-01-01 300839745 The Roy Cockrum Foundation % Foundation Source ROYC 8008391754 Foundation Source 501 Silverside Rd Wilmington DE 198091377 ROY E COCKRUM PRESIDENT 8008391754 2021-11-11 true ROY E COCKRUM 999009999 Jeffrey D Haskell P01345770 8008391754 2020 2022-09-23 18:48:47Z X 66218946 X 0 X 13288 13288 1756034 1756034 3192495 9967532 3191272 -3001 -8681 4958816 4951913 27500 27500 204824 204824 31039 31039 14554 0 0 14554 1251 0 0 1251 506754 506754 24952 5992 5992 624883 498087 118099 1441749 1004841 0 403259 1569953 1569953 3011702 1004841 0 1973212 1947114 3947072 4671527 6238396 6238396 9616 118948 9616 9616 25155497 25574051 29145644 23385662 23456685 30825290 53331634 55278748 66218946 0 0 X 53331634 55278748 53331634 55278748 53331634 55278748 53331634 1947114 55278748 55278748 Publicly-traded Securities 6309091 5028058 1281033 1281033 Passthrough K1 Capital Gain/(Loss) 1166922 BROADFIN HEALTHCARE OFFSHORE FUND, LTD P 2016-02-01 2020-03-26 932676 687905 244771 244771 BROADFIN HEALTHCARE OFFSHORE FUND, LTD P 2016-02-01 2020-04-06 296616 218773 77843 77843 BROADFIN HEALTHCARE OFFSHORE FUND, LTD P 2016-02-01 2020-09-08 22392 15250 7142 7142 CARMENTA CAPITAL CO-INVESTMENTS, L.P. CL 12 P 2019-12-19 2020-12-24 11885 28811 -16926 -16926 CITADEL KENSINGTON GLOBAL STRATEGIES FUND LTD. P 2015-06-30 2020-12-31 298848 153560 145288 145288 MORGAN CREEK GLOBAL EQUITY LONG/SHORT INSTL FUND P 2014-12-01 2020-08-07 350000 405065 -55065 -55065 MILLENNIUM INTERNATIONAL LTD P 2015-08-28 2020-12-31 716958 437429 279529 279529 NUCLEO CAPITAL EQUITY FUND LIMITED P 2019-08-01 2020-01-01 547335 500000 47335 47335 SR GLOBAL FUND L.P P 2019-07-23 2020-12-01 481731 468331 13400 13400 3191272 54864 54864 54864 40647 0 15220 55867 X 1003 1003 false false false false false true true false true true DE VA true false false false false true Foundation Source 8008391754 501 Silverside Road Suite 123 Wilmington DE 198091377 false false false false true false false false false false false false false false false false false false false false false false Roy E Cockrum Foundation Source 501 Silverside Rd Wilmington DE 198091377 Dir, Chair, Pres 30.0 0 0 0 Dr Kenneth Y Elliott Foundation Source 501 Silverside Rd Wilmington DE 198091377 Sec, Dir 5.0 17500 0 0 Frazier Wyatt Marsh Foundation Source 501 Silverside Rd Wilmington DE 198091377 Dir 5.0 10000 0 0 CAROL ANN LEE 501 SILVERSIDE RD WILMINGTON DE 198091377 Executive Director 40.0 147864 0 BENITA HOFSTETTER KOMAN 501 SILVERSIDE RD WILMINGTON DE 198091377 EXECUTIVE DIRECTOR 40.0 56960 16000 Morgan Creek Capital Management LLC 301 West Barbee Chapel Rd Ste 200 Chapel Hill NC 27517 Investment Mgmt 506754 Foundation Source 55 Walls Drive 3rd Fl Fairfield CT 06824 Administrative 103196 25561485 4599811 31038854 61200150 0 61200150 918002 60282148 3014107 3014107 54864 54864 2959243 2959243 2959243 1973212 0 0 0 0 1973212 0 1973212 2959243 1848127 2018 2017 2016 1973212 1848127 125085 0 0 2834158 0 0 Roy E Cockrum X A NOISE WITHIN 3352 E FOOTHILL BLVD PASADENA CA 91107 N/A PC General & Unrestricted 50000 ACTORS THEATRE OF LOUISVILLE INC 316 W MAIN ST LOUISVILLE KY 40202 N/A PC Actors Theatre Apprentice/Intern Company Project 120000 BLOOMSBURG THEATRE ENSEMBLE 226 CENTER ST BLOOMSBURG PA 17815 N/A PC General & Unrestricted 63783 ENSEMBLE THEATRE OF CINCINNATI 1127 VINE ST CINCINNATI OH 45202 N/A PC General & Unrestricted 50000 FLYING ANVIL THEATRE 1300 ROCKY HILL RD KNOXVILLE TN 37919 N/A PC General & Unrestricted 75000 HIGHWAYS INC 1651 18TH ST SANTA MONICA CA 90404 N/A PC General & Unrestricted 75000 MOSAIC THEATER COMPANY OF DC 1333 H ST NE WASHINGTON DC 20002 N/A PC The Till Trilogy project 771170 OLD GLOBE THEATRE PO BOX 122171 SAN DIEGO CA 92112 N/A PC Henry VI project 145000 PHILADELPHIA ARTISTS COLLECTIVE INCORPORATED PO BOX 37142 PHILADELPHIA PA 19148 N/A PC General & Unrestricted 25000 PROVINCETOWN THEATRE FOUNDATION INC 238 BRADFORD ST PROVINCETOWN MA 02657 N/A PC General & Unrestricted 45000 RICHMOND TRIANGLE PLAYERS 1300 ALTAMONT AVE RICHMOND VA 23230 N/A PC General & Unrestricted 50000 THE ACTORS FUND OF AMERICA 729 7TH AVENUE 10TH FL NEW YORK NY 10019 N/A PC General & Unrestricted 100000 1569953 14 13288 14 1756034 525990 1223 18 3191272 K-1 Inc/Loss 525990 -4157 14 -8680 Federal Tax Refund 01 9836 -2934 4961750 4958816 false false false false false false false false false false Bookkeeping 1251 1251 Part I line 6a PART I LINE 6A (990-PF) RECONCILIATION OF NET GAIN/(LOSS) FROM SALES OF ASSETS NOT INCLUDED IN PART IV TOTAL INCLUDED IN PART IV: (DETAILS BELOW) NET GAIN/(LOSS): $3,191,272 TOTAL NOT INCLUDED IN PART IV: PASSTHROUGH K-1 CAPITAL GAIN/(LOSS) - UBI NET GAIN/(LOSS): $1,223 TOTAL PART I, LINE 6A: $3,192,495 DETAILS OF ASSETS INCLUDED IN PART IV: PUBLICLY-TRAIDED SECURITIES GROSS SALES PRICE: $6,309,091 BOOK BASIS: $5,028,058 NET GAIN/(LOSS): $1,281,033 PASSTHROUGH K-1 CAPITAL GAIN/(LOSS) - NON UBI NET GAIN/(LOSS): $1,166,922 SALES OF OTHER ITEMIZED ASSETS GROSS SALES PRICE: $3,658,441 BOOK BASIS: $2,915,124 NET GAIN/(LOSS): $743,317 Form 8865 Form 8865 The Foundation has prepared this form to the best of its ability based on the limited information provided to it by the investment on which the Foundation is reporting and on the basis of having received no information to the contrary. Any missing or incomplete information is due to the Foundation's inability to obtain such information and is not a willful attempt to withhold such information. ALERIAN MLP ETF 649970 515792 ARTISAN GLOBAL OPPORTUNITIES F 3685501 6013675 COHEN & STEERS GLOBAL REALTY S 2081194 2226409 DODGE & COX FUNDS INTERNATIONA 2044887 2465482 DREYFUS NATURAL RESOURCES FUND 1043764 957817 FIDELITY EMERGING MARKETS 2373989 3321917 LAZARD INTL STRATEGY EQUITY PO 2103081 2602015 LYFT INC 188865 238968 MAINGATE MLP FUND CL I 1360360 668346 MARKET VECTORS - GOLD MINERS E 490552 883859 METROPOLITAN WEST UNCONSTRAINE 1716807 1730898 MKT VECTORS RVE ETF 799613 812670 MS INDIA INV FD 499982 524099 ROYCE INTERNATIONAL PREMIER 501161 670794 SPDR S&P EMERGING ASIA PACIFIC 497708 691548 TCW EMERGING MARKETS INCOME FU 1942564 2037400 VANGUARD ENERGY FD ADMIRAL SHS 2344394 1424897 VANGUARD SF REIT ETF 649622 698889 WISDOMTREE JAPAN HEDGED EQUITY 600037 660169 AURORA BRAZIL, LLC 516986 518103 BROADFIN HEALTHCARE OFFSHORE F 78073 118130 CARMENTA CAPITAL FUND SPV LP - 233145 253877 CITADEL KENSINGTON GLOBAL STRA 1506546 2931943 CLEAN ENERGY VENTURE FUND I, L 285958 293557 EXPLORADOR PANAM HORIZON FUND 441996 332221 FOUR RIVERS PARTNERS IV, LP 521842 795273 FOUR RIVERS VENTURES, LP 102727 156056 LEADING EDGE EQUIP TECH INC SE 249999 249999 MILLENNIUM INTERNATIONAL LTD 1275817 2091131 MORGAN CREEK BLOCKCHAIN OPPORT 223279 358039 MORGAN CREEK BLOCKCHAIN OPPORT 469804 1192336 MORGAN CREEK GLOBAL EQUITY LON 8927278 7914212 MORGAN CREEK NEW CHINA FUND, L 1070750 1385228 MORGAN CREEK PARTNERS CO-INVES 567611 789985 MORGAN CREEK PARTNERS SPV - AE 665425 35810 MORGAN CREEK PARTNERS VI, LP 5713881 10688756 MORGAN CREEK PRVT OPP LLC - SP 194059 194060 PEAKSPAN CAPITAL GROWTH PARTNE 411509 526574 Document Review/Drafting 14554 14554 Administrative Fees 103196 103196 Bank Charges 15946 15946 COMPUTER MAINTENANCE 180 180 Foundation Dues & Memberships 80 80 Indemnification Insurance 2759 2759 Insurance Premiums 10481 10481 K-1 Exp AURORA BRAZIL, LLC 101 101 K-1 Exp CARMENTA CAPITAL CO-IN 8658 8658 K-1 Exp CARMENTA CAPITAL FUND 11901 11901 K-1 Exp CLEAN ENERGY VENTURE F 27505 27505 K-1 Exp EXPLORADOR PANAM HORIZ 6993 6993 K-1 Exp FOUR RIVERS PARTNERS I 21769 21769 K-1 Exp FOUR RIVERS VENTURES, 16007 16007 K-1 Exp MORGAN CREEK BLOCKCHAI 1721 1721 K-1 Exp MORGAN CREEK BLOCKCHAI 4464 4462 K-1 Exp MORGAN CREEK NEW CHINA 33925 33824 K-1 Exp MORGAN CREEK PARTNERS 38430 37192 K-1 Exp MORGAN CREEK PARTNERS 61108 61029 K-1 Exp MORGAN CREEK PARTNERS 216580 209319 K-1 Exp MORGAN CREEK PRVT OPP 3322 3322 K-1 Exp PEAKSPAN CAPITAL GROWT 20704 20704 K-1 Exp SR GLOBAL FUND L.P 17650 17634 Office Supplies 115 115 Payroll Processing Fees 809 809 Postage/Delivery Service 144 144 State or Local Filing Fees 50 50 Website Hosting/Support 285 285 K-1 Inc/Loss AURORA BRAZIL, LLC -30248 -30248 K-1 Inc/Loss CARMENTA CAPITAL CO-INVESTMENTS, L.P. 7067 7067 K-1 Inc/Loss CARMENTA CAPITAL FUND SPV LP - CL 3 -4954 -4954 K-1 Inc/Loss CLEAN ENERGY VENTURE FUND I, L.P 2944 2944 K-1 Inc/Loss EXPLORADOR PANAM HORIZON FUND LP CL A 6945 6945 K-1 Inc/Loss FOUR RIVERS PARTNERS IV, LP -14 -14 K-1 Inc/Loss FOUR RIVERS VENTURES, LP -16 -16 K-1 Inc/Loss MORGAN CREEK BLOCKCHAIN OPPORTUNITIES 1285 1286 K-1 Inc/Loss MORGAN CREEK NEW CHINA FUND, LP 158 158 K-1 Inc/Loss MORGAN CREEK PARTNERS CO-INVESTMENT F 40385 -12842 K-1 Inc/Loss MORGAN CREEK PARTNERS SPV - AEPB, LP -45283 K-1 Inc/Loss MORGAN CREEK PARTNERS VI, LP 9708 21806 K-1 Inc/Loss PEAKSPAN CAPITAL GROWTH PARTNERS II, 126 126 K-1 Inc/Loss SR GLOBAL FUND L.P -940 -939 Federal Tax Refund 9836 Investment Management Services 506754 506754 990-PF Estimated Tax for 2020 17000 990-PF Extension for 2019 7952