2021-11-12T15:44:04-06:00 2021-06-30 133050313 SACKS PRESS & LACHER PC 600 THIRD AVENUE NEW YORK NY 100161901 990PF 2020-07-01 137204588 STRYPEMONDE FOUNDATION STRY 2126826640 CO SACKS 600 THIRD AVE NO 1801 NEW YORK NY 10016 TITIA HULST PRESIDENT 2126826640 2021-07-31 1 TITIA HULST XXX-XX-XXXX GARY D LACHER P00192831 2126826640 2021-08-05 2 AAL1 IAL1 2020 2022-09-23 18:48:47Z X 13818266 X X 12 12 239770 239770 412630 883249 412630 652412 652412 0 0 0 7000 7000 0 73133 73133 0 648 648 0 945 945 0 71300 43150 24000 153026 124876 24000 1149750 1149750 1302776 124876 1173750 -650364 527536 14813 110277 110277 1447662 118973 118973 2625262 3899928 6629069 3593194 3324927 3446526 4471390 2942402 3513421 12152321 10396507 13818266 0 0 X 0 0 0 0 12152321 10396507 12152321 10396507 12152321 10396507 12152321 -650364 0 11501957 1105450 10396507 K-1 PASSTHROUGH MITHRIL LP P 16607 16607 16607 K-1 PASSTHROUGH NSV EXTENSION FUND II-OFFSHORE LP P 20327 -20327 -20327 K-1 PASSTHROUGH NSV NEW OPPORTUNITIES FUND LP P 18855 18855 18855 K-1 PASSTHROUGH SC FUNDAMENTAL VALUE P 9985 9985 9985 K-1 PASSTHROUGH BROOKSIDE P 168950 168950 168950 UBS PUBLICLY TRADED SECURITIES 668781 450292 218489 218489 CLASS ACTION SETTLEMENT P 71 71 71 412630 7333 0 7333 0 7333 18941 0 0 0 18941 0 11608 11608 0 0 0 0 0 0 0 0 0 0 0 1 1 NY 1 0 0 0 0 1 N/A SACKS PRESS LACHER PC 2126826640 600 THIRD AVE NEW YORK NY 10016 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 PAUL FRANCIS 1384 PARK LANE PELHAM MANOR NY 10803 VICE PRESIDENT, SECRETARY 5.00 0 0 0 TITIA HULST 1384 PARK LANE PELHAM MANOR NY 10803 PRESIDENT 5.00 0 0 0 NONE 0 UBS FINANCIAL SERVICES 750 WASHINGTON BLVD STAMFORD CT 06901 INVESTMENT ADVISORY 73133 0 0 9237043 845863 3808253 13891159 0 0 13891159 208367 13682792 684140 684140 7333 7333 676807 0 676807 0 676807 1173750 0 1173750 0 1173750 676807 0 0 228379 130083 567114 925576 1173750 0 0 0 676807 496943 0 0 1422519 0 0 0 0 0 0 0 1422519 228379 130083 567114 496943 PAUL FRANCIS X AFYA FOUNDATION 140 SAW MILLER ROAD YONKERS NY 10701 PC GENERAL PURPOSES 5000 ALBANY MEDICAL CENTER 43 NEW SCOTLAND AVE ALBANY NY 12208 PC GENERAL PURPOSES 300000 AMERICAN FRIENDS OF EPISCOPAL DIOCESE 25 OLD KINGS HWY DARIEN CT 06820 PC GENERAL PURPOSES 100000 AMERICAN INSTITUE FOR STUTTERING 27 W 20TH ST SUITE 1203 NEW YORK NY 10011 PC GENERAL PURPOSES 5000 ARCHIVES OF AMERICAN ART 1285 AVENUE OF THE AMERICAS NEW YORK NY 10019 PC GENERAL PURPOSES 1000 ART 21 133 WEST 25TH STREET 3E NEW YORK NY 10001 PC GENERAL PURPOSES 2000 BROOKLYN WATERFRONT ARTISTS COALITION 499 VAN BRUNT STREET BROOKLYN NY 11231 PC GREATEST NEED 500 CALARTS 24700 MCBEAN PKWY VALENCIA CA 91355 PC GREATEST NEED 10000 CAMP O-AT-KA 593 SEBAGO ROAD SEBAGO ME 04029 PC GENERAL PURPOSES 35000 CENTER FOR AN URBAN FUTURE 120 WALL ST NEW YORK NY 10005 PC GENERAL PURPOSES 10000 COBSCOOK COMMUNITY LEARNING CENTER 10 COMMISSARY POINT ROAD LUBEC ME 04652 PC GENERAL PURPOSES 20000 COLBY COLLEGE 4000 MAYFLOWER HILL DR WATERVILLE ME 04901 PC GENERAL PURPOSES 10000 COOPERSTOWN CHAMBER MUSIC FESTIVAL PO BOX 230 COOPERSTOWN NY 13326 PC GENERAL PURPOSES 15000 COUNTY HARVEST PO BOX 8367 PELHAM NY 10803 PC GREATEST NEED 500 FEEDING WESTCHESTER 200 CLEARBROOK ROAD ELMSFORD NY 105231328 PC GREATEST NEED 21000 FOSTER PRIDE 250 W 94TH ST NEW YORK NY 10025 PC GENERAL PURPOSES 1000 HEARTS & HOMES FOR REFUGEES PO BOX 8558 PELHAM NY 10803 PC GENERAL PURPOSES 10000 HUGUENOT MEMORIAL CHURCH 901 PELHAMDALE AVE PELHAM NY 10803 PC GENERAL PURPOSES 105000 HUNTER COLLEGE FOUNDATION 901 PELHAMDALE AVE PELHAM NY 10803 PC GENERAL PURPOSES 50000 HURRICANE ISLAND FOUNDATION 347 CONGRESS ST BOSTON MA 02210 PC GENERAL PURPOSES 500 LASALLE ACADEMY 215 EAST 6TH STREET NEW YORK NY 10003 PC GENERAL PURPOSES 75000 LIFEFLIGHT FOUNDATION 22285 YELLOW GATE LANE SUITE 102 AURORA OR 97002 PC GENERAL PURPOSES 1000 MARK MORRIS DANCE GROUP 3 LAFAYETTE AVE BROOKLYN NY 11217 PC GREATEST NEED 10000 NEW ROCHELLE YMCA 50 WEYMAN AVE NEW ROCHELLE NY 10805 PC GENERAL PURPOSES 1000 NORTH HAVEN BAPTIST CHURCH 4600 36TH AVE NW NORMAN OK 73072 PC GENERAL PURPOSES 500 NORTH HAVEN CONSERVATION PARTNER 12 MAIN STREET NORTH HAVEN ME 04853 PC GENERAL PURPOSES 500 NORTH HAVEN FOUNDATION 10 SCHOOL STREET ROCKLAND ME 04841 PC GENERAL PURPOSES 1500 NORTH HAVEN HISTORICAL SOCIETY 77 PULPIT HARBOR RD NORTH HAVEN ME 04853 PC GENERAL PURPOSES 250 NORTH HAVEN LIBRARY 33 MAIN ST NEW HAVEN ME 04853 PC GENERAL PURPOSES 1000 NORTH HAVEN SUSTAINABLE HOUSING 148 CRABTREE POINT ROAD NORTH HAVEN ME 04853 PC GENERAL PURPOSES 25000 OCTOBER MAGAZINE 350 FIFTH AVENUE NEW YORK NY 10118 PC GENERAL PURPOSES 1000 PELHAM ART CENTER 155 FIFTH AVENUE PELHAM NY 10803 PC GENERAL PURPOSES 5000 PELHAM CHILDREN'S CENTER 20 5TH AVENUE PELHAM NY 10803 PC GENERAL PURPOSES 5000 PELHAM CIVIC ASSOCIATION PO BOX 8184 PELHAM NY 10803 PC GREATEST NEED 5000 PELHAM EDUCATION FOUNDATION PO BOX 8302 PELHAM NY 10803 PC GENERAL PURPOSES 1000 PICTURE HOUSE REGIONAL FILM FESTIVAL 175 WOLFS LN PELHAM NY 10803 PC GENERAL PURPOSES 500 PLANNED PARENTHOOD HUDSON PECONIC INC 4 SKYLINE DR HAWTHORNE NY 10532 PC GENERAL PURPOSES 15000 PURCHASE COLLEGE FOUNDATION 735 ANDERSON HILL ROAD PURCHASE NY 10577 PC GENERAL PURPOSES 125000 REHABILITATION THROUGH THE ARTS 735 ANDERSON HILL RD PURCHASE NY 10577 PC GENERAL PURPOSES 5000 ROUNDABOUT THEATRE COMPANY 231 WEST 39TH STREET SUITE 1200 NEW YORK NY 10018 PC GENERAL PURPOSES 50000 SOUTHERN HARBOR ELDERCARE SERVICES 12 PULPIT HARBOR RD NORTH HAVEN ME 04853 PC GENERAL PURPOSES 500 THE FORTUNE SOCIETY 29-76 NORTHERN BLVD QUEENS NY 11101 PC GREATEST NEED 7000 TOWN OF PELHAM PUBLIC LIBRARY 530 COLONIAL AVE PELHAM NY 10803 PC GREATEST NEED 5000 UNION SETTLEMENT ASSOCIATION 237 EAST 104TH STREET NEW YORK NY 10029 PC GENERAL PURPOSES 60000 UNIVERSITY SETTLEMENT 184 ELDRIDGE STREET NEW YORK NY 10002 PC GENERAL PURPOSES 5000 WATERMAN'S COMMUNITY CENTER 12 MAIN STREET NORTH HAVEN ME 04853 PC GENERAL PURPOSES 5000 WESTCHESTER CHILDREN'S ASSOCIATION 470 MAMARONECK AVENUE SUITE 304 WHITE PLAINS NY 10605 PC GENERAL PURPOSES 1000 WIKIMEDIA FOUNDATION INC 149 NEW MONTGOMERY STREET6TH FLOOR SAN FRANCISCO CA 94105 PC GENERAL PURPOSES 15000 WNET 825 8TH AVE NEW YORK NY 10019 PC GENERAL PURPOSES 1500 WNYC PO BOX 1550 NEW YORK NY 101161550 PC GENERAL PURPOSES 5000 WOMEN'S STUDIO WORKSHOP PO BOX 489 ROSENDALE NY 12472 PC GREATEST NEED 10000 WOOSTER GROUP 33 WOOSTER STREET NEW YORK NY 10013 PC GREATEST NEED 5000 1149750 0 14 12 14 239770 18 412630 0 652412 0 652412 0 0 0 0 0 0 0 0 0 0 SACKS PRESS & LACHER 7000 7000 0 ABBVIE INC NTS B/E CALL@MW+25BP RATE 03.600% MATURES 05/14/25 CALLABLE 10200 105953 111330 ACE INA HOLDINGS INC NTS CALL@MW+20BP RATE 02.875% MATURES 11/03/22 CALLABLE 105294 107074 AMGEN INC NTS B/E CALL@MW+20BP RATE 03.625% MATURES 05/22/24 CALLABLE 102000 106286 109814 BK OF NOVA SCOTIA NTS B/E RATE 02.800% MATURES 07/21/21 104000 104056 104145 BK OF NY MELLON CORP B/E RATE 02.800% MATURES 05/04/26 CALLABLE 103000 105501 111024 BP CPTL MARK PLC CALL@MW+20BP RATE 03.535% MATURES 11/04/24 101000 105612 110009 CAPITAL ONE FINCL CORP NTS B/E RATE 03.300% MATURES 10/30/24 CALLABLE 102000 104931 109866 CITIGROUP INC RATE 03.700% MATURES 01/12/26 102000 107138 112844 CME GROUP INC CALL@MW+15BP RATE 03.000% MATURES 03/15/25 CALLABLE 104000 107401 111408 COMCAST CORP B/E CALL@MW+25BP RATE 03.150% MATURES 03/01/26 CALLABLE 102000 105940 111086 CONAGRA FOODS INC B/E CALL@MW+25BP RATE 03.200% MATURES 01/25/23 CALLABLE 10 52853 53740 CVS HEALTH CORP NTS B/E CALL@MW+25BP RATE 03.500% MATURES 07/20/22 CALLABLE 103377 104846 ENBRIDGE INC B/E CALL@MW+30BP RATE 04.250% MATURES 12/01/26 CALLABLE 102000 110350 114944 EXPEDIA INC B/E RATE 03.800% MATURES 02/15/28 CALLABLE 62000 63627 67483 FEDEX CORP B/E CALL@MW+20BP RATE 03.250% MATURES 04/01/26 CALLABLE 102000 105430 111692 GENL MOTORS FINL CO INC CALL@MW+35BP RATE 04.000% MATURES 01/15/25 CALLABLE 104209 110065 HESS CORP B/E CALL@MW+40BP RATE 04.300% MATURES 04/01/27 CALLABLE 101000 106258 112462 INTEL CORP B/E CALL@MW+25BP RATE 03.700% MATURES 07/29/25 CALLABLE 100000 106247 110579 J P MORGAN CHASE & CO B/E RATE 04.125% MATURES 12/15/26 161000 173700 182233 LOCKHEED MARTIN CORP B/E CALL@MW+20BP RATE 03.550% MATURES 01/15/26 CALLABLE 106949 111651 MERCK & CO INC NTS B/E CALL@MW+12.5BP RATE 02.350% MATURES 02/10/22 104000 104469 105349 MICROSOFT CORP NTS B/E CALL@MW+15BP RATE 03.125% MATURES 11/03/25 CALLABLE 1 107848 112405 MORGAN STANLEY NTS B/E CALL@MW+30BP RATE 03.875% MATURES 01/27/26 100000 105847 111807 MOSAIC CO B/E CALL@MW+25BP RATE 04.250% MATURES 11/15/23 CALLABLE 101000 105116 108466 ORACLE CORP NTS B/E CALL@MW+15BP RATE 01.900% MATURES 09/15/21 CALLABLE 1070 107028 107226 PARKER HANNIFIN CORP NTS CALL@MW+20BP RATE 03.250% MATURES 06/14/29 CALLABLE 64661 67897 PRUDENTIAL FINANCIAL INC CALL@MW+15BP RATE 03.500% MATURES 05/15/24 102000 106376 110464 STARBUCKS CORP NTS B/E 3.550% 081529 DTD051319 FC081519 CALL@MW+20BP 101000 108402 112964 STATOIL ASA B/E CALL@MW+15BP RATE 02.450% MATURES 01/17/23 104000 104925 107266 TARGET CORP B/E 5BP RATE 02.900% MATURES 01/15/22 104000 104671 105509 VERIZON COMMUNICATIONS CALL@MW+12.5BP RATE 02.450% MATURES 11/01/22 CALLABLE 107598 107249 VISA INC NTS B/E CALL@MW+15BP RATE 03.150% MATURES 12/14/25 CALLABLE 102000 106874 111629 ACCENTURE PLC IRELAND CL A - 305 SHS 46801 89911 ALPHABET INC CL A - 87 SHS 53023 212436 ALPHABET INC CL C - 19 SHS 9294 47620 AMGEN INC - 263 SHS 56391 64106 APPLE INC - 4968 SHS 89655 680417 ASTRAZENECA PLC SPON ADR - 1030 SHS 28619 61697 BLACKROCK INC - 123 SHS 62109 107621 BOEING COMPANY - 449 SHS 57275 107562 CISCO SYSTEMS INC - 1753 SHS 68684 92909 CITIZENS FINANCIAL GROUP INC - 806 SHS 27514 36971 COLGATE PALMOLIVE CO - 1158 SHS 72885 94203 COMCAST CORP NEW CL A - 1397 SHS 54350 79657 DIAGEO PLC NEW GB SPON ADR - 658 SHS 74624 126132 ECOLAB INC - 333 SHS 63176 68588 EVERSOURCE ENERGY COM - 777 SHS 34398 62346 HOME DEPOT INC - 705 SHS 68749 224817 ILLINOIS TOOL WORKS INC - 783 SHS 65687 175047 INTEL CORP - 2705 SHS 71145 151859 INTL BUSINESS MACH - 628 SHS 68709 92059 JOHNSON & JOHNSON COM - 435 SHS 42947 71662 KIMBERLY CLARK CORP - 541 SHS 69248 72375 LOCKHEED MARTIN CORP - 152 SHS 55656 57509 MCDONALDS CORP - 349 SHS 34283 80616 MEDTRONIC PLC - 1106 SHS 83161 137288 MICROSOFT CORP - 1355 SHS 56453 367070 MONDELEZ INTL INC - 939 SHS 39461 58631 NEXTERA ENERGY INC COM - 741 SHS 70970 217202 NOVARTIS AG SPON ADR - 839 SHS 65146 76550 PEPSICO INC - 468 SHS 46379 69344 PROCTER & GAMBLE CO - 431 SHS 33860 58155 QUEST DIAGNOSTICS INC - 890 SHS 68871 117453 RAYTHEON TECHNOLOGIES CORP - 1186 SHS 67583 101178 ROCKWELL AUTOMATION INC NEW - 598 SHS 67238 171040 STANLEY BLACK & DECKER INC COM - 427 SHS 34317 87531 STARBUCKS CORP - 1070 SHS 68673 119637 UNILEVER PLC AMER SHS NEW SPONADR - 865 SHS 34311 50603 UNION PACIFIC CORP - 469 SHS 39722 103147 UNITED PARCEL SERVICE INC CL B - 751 SHS 72592 156185 WALT DISNEY CO (HOLDING CO) DISNEY COM - 436 SHS 60353 76636 WASTE MGMT INC NEW - 763 SHS 68714 106904 YUM! BRANDS INC - 838 SHS 46902 96395 LIPIO PHARMACEUTICALS INC - 322500 SHS 250000 250000 ELICIO THERAPEUTICS 250000 250000 LB PHARMACEUTICALS 250000 250000 ELUCIDA ONCOLOGY INC. 350000 350000 CENTREXION THERAPEUTICS 250000 250000 OCUTERRA THERAPEUTICS 250000 250000 BLACKROCK STRATEGIC INCOME OPPORTUNITIES PORTFOLIO INSTITUTIONAL AT COST 241600 251665 JPMORGAN STRATEGIC INCOME OPPORTUNITIES FUND CLASS I -211 AT COST 242370 243378 THORNBURG STRATEGIC INCOME CLASS I -30494.249 SHS AT COST 363085 377519 FT-PREFERRED SECUR & INC ETF - 17770 SHS AT COST 358826 366062 BROOKSIDE CAPITAL PARTNERS AT COST 59716 59716 SC FUNDAMENTAL VALUE FUND LP AT COST 15553 15553 NSV EXTENSION FUND II LP AT COST 619931 619931 NSV OPPORTUNITY FUND LP AT COST 660449 660449 MITHRIL LP AT COST 380872 919148 UNREALIZED APPRECIATION FROM PARTNERSHIP INVESTMENTS 1105450 CONSULTANT 24000 0 24000 K-1 PASS THRU DEDUCTIONS 43150 43150 0 OFFICE EXPENSE 4150 0 0 UBS 73133 73133 0 FOREIGN TAXES WITHHELD 945 945 0