2021-11-12T16:43:00-06:00 2020-12-31 813071614 TALLEY LLP 1100 TOWN COUNTRY RD STE 1111 ORANGE CA 92868 990PF 2020-01-01 473812344 JEFFREY CARLTON CHARITABLE FOUNDATION JEFF 7144882656 9512 DODSON WAY VILLA PARK CA 92861 MICHAEL BUXTON TRUSTEE 7144882656 2021-11-12 1 MICHAEL BUXTON 999009999 SKYLER KRESSIN P01591493 7148672200 2021-11-12 0 AAL1 IAL1 2020 2022-09-23 18:48:47Z X 292980360 X X 584582 660250 4481351 5065450 -9837 2622672 39965502 3295983 90123 263416 7778728 9285099 265051 132525 132526 3612 1806 1806 44905 22453 22452 508231 97563 0 0 1245 0 1245 412376 665015 158029 16000000 16000000 16412376 665015 16158029 -8633648 8620084 7708127 2670539 2670539 71084 127427 127427 273967776 290182394 290182394 281746987 292980360 292980360 69399 69542 69399 69542 X 281677588 292910818 281677588 292910818 281746987 292980360 281677588 -8633648 19866878 292910818 0 292910818 PUBLICLY TRADED SECURITIES P 2020-01-01 2020-12-31 4993734 4809719 184015 184015 PUBLICLY TRADED SECURITIES P 2019-01-01 2020-12-31 34320534 31851040 2469494 2469494 NORTHERN TRUST CAPITAL GAIN DISTRIBUTIONS P 2020-01-01 2020-12-31 93744 93744 93744 MAKENA CAPITAL SPLITTER X, L.P. P 2020-01-01 2020-12-31 14052 14052 14052 MAKENA CAPITAL SPLITTER X, L.P. P 2019-01-01 2020-12-31 55687 55687 55687 PRIVATE EQUITY STRATEGIC OPPORTUNITIES FUND III, LP P 2020-01-01 2020-12-31 3380 -3380 -3380 PRIVATE EQUITY STRATEGIC OPPORTUNITIES FUND III, LP P 2019-01-01 2020-12-31 423360 423360 423360 PRIVATE EQUITY STRATEGIC OPPORTUNITIES FUND III, LP - 1231 P 2020-01-01 2020-12-31 6771 6771 6771 MAKENA CAPITAL SPLITTER X, L.P. - 1231 P 2020-01-01 2020-12-31 4367 4367 4367 BLACKSTONE REAL ESTATE PARTNERS IX.F (AV-UTP) LP P 2020-01-01 2020-12-31 6629 6629 6629 BLACKSTONE REAL ESTATE PARTNERS IX.F LP P 2020-01-01 2020-12-31 45030 45030 45030 BLACKSTONE REAL ESTATE PARTNERS IX.F LP P 2019-01-01 2020-12-31 1594 1594 1594 CARLYLE DIRECT ALTERNATIVE OPPORTUNITIES FUND, L.P. P 2020-01-01 2020-12-31 2152 -2152 -2152 CARLYLE DIRECT ALTERNATIVE OPPORTUNITIES FUND, L.P. P 2019-01-01 2020-12-31 3228 -3228 -3228 3295983 119819 0 119819 0 119819 128555 0 0 0 128555 0 8736 8736 0 0 0 0 0 0 0 0 0 1 0 0 1 1 CA 1 0 0 0 0 1 N/A MICHAEL BUXTON 7144882656 9512 DODSON WAY VILLA PARK CA 92861 0 0 0 0 1 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 MICHAEL BUXTON 9512 DODSON WAY VILLA PARK CA 92861 TRUSTEE 40.00 265051 0 0 NONE 0 NORTHERN TRUST COMPANY 660 NEWPORT CENTER DRIVE SUITE 1100 NEWPORT BEACH CA 92660 FINANCIAL SERVICES 508231 0 0 282075085 5189333 127427 287391845 0 0 287391845 4310878 283080967 14154048 14154048 119819 670 120489 14033559 0 14033559 0 14033559 16158029 0 16158029 0 16158029 14033559 0 0 3099305 782558 1554975 2729318 8166156 16158029 0 0 0 14033559 2124470 0 0 10290626 0 0 0 0 0 0 3099305 7191321 782558 1554975 2729318 2124470 X HOAG HOSPITAL FOUNDATION ONE HOAG DRIVE BUILDING 44 SUITE 3 NEWPORT BEACH CA 92663 NONE PC TO SUPPORT AND FURTHER ITS EXEMPT PURPOSE 4000000 PARALYZED VETERANS OF AMERICA 801 EIGHTEENTH STREET NW WASHINGTON DC DC 20006 NONE PC TO SUPPORT AND FURTHER ITS EXEMPT PURPOSE 4000000 PRINCIPLES INC DBA IMPACT DRUG AND ATC PO BOX 93607 PASADENA CA 91109 NONE PC TO SUPPORT AND FURTHER ITS EXEMPT PURPOSE 4000000 ST JUDE CHILDREN'S RESEARCH HOSPITAL 262 DANNY THOMAS PLACE MEMPHIS TN 38105 NONE PC TO SUPPORT AND FURTHER ITS EXEMPT PURPOSE 4000000 16000000 0 900099 179 14 584403 900099 136 14 4481215 16 -9837 01 90033 900099 6777 18 2615895 ROYALTY NOT RECORDED ON BOOK 900099 90 7182 7761709 0 7768891 0 0 0 0 0 0 0 0 0 0 ACCOUNTING FEES 44905 22453 22452 MFO DFA INVT DIMENSIONS GROUP INC. (EM) FMV 21621360 21621360 MFB NORTHERN EQUITY INDEX FD INT. FMV 50607779 50607779 MFO DFA INVT DIMENSIONS GROUP INC. (RE) FMV 1275078 1275078 MFO DFA INVT DIMENSIONS GROUP INC REAL ESTATE SECS PORTFOLI FMV 3249526 3249526 MFC FLEXSHARES TR MORNINGSTAR GLOBAL FMV 8964770 8964770 MFC FLEXSHARES TR IBOXX 3 YR TARGET FMV 9084042 9084042 MFC FLEXSHARES TR STOXX GLOBAL BROAD FMV 1757952 1757952 MFC ISHARES CORE S&P MID-CAP ETF FMV 6412257 6412257 MFC ISHARES TR MSCI EAFE ETF, 255200 SH FMV 16343040 16343040 MFC ISHARES TR RUSSELL 1000 ETF FMV 85223232 85223232 MFC ISHARES TR RUSSELL 2000 ETF FMV 6813085 6813085 MFO PIMCO FDS PAC INVT MGMT SER HIGH FMV 1552875 1552875 NORTHERN HIGH YIELD FIXED INCOME FUND FMV 9521691 9521691 SPDR S&P MIDCAP 400 ETF FMV 6235812 6235812 MAKENA ENDOWMENT FUND FMV 3664096 3664096 ALPHA CORE STRATEGIES FEEDER FUND QP FMV 6295840 6295840 PRIVATE EQUITY STRATEGIC OPPORTUNITIES FMV 5294368 5294368 TACOPPS FEEDER FUND I (OFFSHORE) LP FMV 2813495 2813495 MFB NORTHERN FDS GLOBAL REAL ESTATE IND FMV 3259952 3259952 BLACKSTONE REAL ESTATE PARTNERS IX FLP, FMV 1641495 1641495 CARLYLE DIRECT ALTERNATIVE OPPORTUNITIES FMV 2697493 2697493 PRIVATE EQUITY CORE FUND VIII FMV 1403144 1403144 MFO BLACKROCK FDS V HY BD, 946440.68 SH FMV 7372773 7372773 ARCLINE ALTERNATIVES TOPS L/S EQT. FUND FMV 2156908 2156908 ARCLINE ALTERNATIVES EMSO L/S CREDIT FD FMV 2127791 2127791 FED HOME LN BKS 2.75% DUE 6/19/23 FMV 106317 106317 FEDERAL HOME LN BKS.; 1.375% FMV 200313 200313 FEDERAL HOME LN MTG CORP PREASSIGN 2.37 FMV 153468 153468 FNMA 2.625% DUE 9/6/24, $100,000 FMV 108762 108762 FANNIE MAE TRANCHE; 1.375% FMV 75138 75138 TENNESSEE VALLEY AUTH PWR; 2.875% FMV 164709 164709 US TREASURY BOND 2.375% DUE 5/15/27 FMV 278857 278857 USA TREAS. BONDS; 2.125% FMV 53965 53965 US TREAS. NTS 2.75% DUE 8/31/23 FMV 374104 374104 US TREASURY NOTES 2.25% FMV 138169 138169 US TREASURY BDS 2.25% DUE 8/15/27 FMV 332812 332812 UNITED STATES TREAS NTS, 2.0% FMV 77953 77953 UNITED STATES TREAS NTS, 2.0% FMV 150421 150421 UNITED STATES TREAS NTS, 1.75% FMV 155707 155707 UNITED STATES TREAS NTS, 2.5% FMV 80818 80818 US TREASURY NOTES 2% DUE 8/15/25 FMV 188494 188494 US TREASURY NOTES 2.25% DUE 11/15/24 FMV 161590 161590 UNITED STATES TREAS NTS, 1.875% FMV 101605 101605 UNITED STATES TREAS NTS, 2.375% FMV 53889 53889 US TREASURY NTS; 1.625% FMV 186129 186129 US TREASURY NTS, 2.25% DUE 12/31/23 FMV 159363 159363 US TREASURY NOTES 2.125% DUE 11/30/23 FMV 185028 185028 US TREAS. NT 2.75% DUE 8/15/21 FMV 218511 218511 UNITED STATES TREAS. NTS 2.875% DUE 5/1 FMV 347578 347578 US TREAS. BOND 2.25% DUE 10/31/24 FMV 134580 134580 UNITED STATES TREAS. 2.75% DUE 2/15/28, FMV 344027 344027 US TREASURY NOTES 2.25% DUE 11/15/27 FMV 222078 222078 USA TREAS. NT 2.75% DUE 7/31/23, FMV 106695 106695 US TREASURY NTS; 1.5% DUE 3/31/2023 FMV 257617 257617 UNITED STATES TREAS NTS, 1.75% FMV 102824 102824 UTD STATES TREAS, 1.875% DUE 8/31/22 FMV 360145 360145 US TREAS. 2.125% DUE 11/30/24, $125,000 FMV 134116 134116 UTD STATES TREAS. 2.75% DUE 4/30/23 FMV 106047 106047 UNITED STATES TREAS NTS, 2.0%, DUE 5/31 FMV 125962 125962 UNITED STATES TREAS NTS, 2.0% FMV 159381 159381 US TREASURY 1.375% - 8/31/2026 $250000 FMV 262967 262967 US TREASURY 1.375% - 9/30/2023 $170000 FMV 175718 175718 US TREASURY 2.375% - 5/15/2029 FMV 113016 113016 US TREASURY NTS. 1.25% - 8/31/2024 FMV 259336 259336 US TREASURY NTS. 1.375% - 4/30/2020 FMV 299238 299238 US TREASURY NTS. 1.5% - 9/15/2022 FMV 255840 255840 US TREASURY NTS. 1.625% - 10/31/2026 FMV 213297 213297 UNITED STATES TREAS NTS .125% DUE FMV 300047 300047 US TREAS NTS DTD 03-15-2018 2.375% DUE 03-15-2021 FMV 401735 401735 UTD STATES TREAS .125% DUE 07-15-2023 FMV 299859 299859 UTD STATES TREAS .25% DUE 06-15-2023 FMV 300773 300773 UTD STATES TREAS FIXED .5% DUE FMV 298746 298746 UTD STATES TREAS 1.125% DUE 02-28-2025 FMV 207055 207055 UTD STATES TREAS 1.125% DUE 08-31-2021 FMV 302039 302039 UTD STATES TREAS 1.125% DUE 09-30-2021 FMV 403016 403016 UTD STATES TREAS 1.625% DUE 12-31-2021 FMV 456706 456706 UTD STATES TREAS 2% DUE 10-31-2021 FMV 152326 152326 BP CAP MKTS PLC, 3.245% FMV 77984 77984 BB&T 2.2% - 3/16/2023 $270000 FMV 280275 280275 CITIBANK 3.4% DUE 7/23/21, $200,000 FMV 202946 202946 COCA COLA 2.125% - 9/6/2029 $275000 FMV 284054 284054 GOLDMAN SACHS 3.625% - 2/20/2024 $11500 FMV 125156 125156 HSBC USA; 3.5% FMV 136805 136805 METLIFE INC, 3.048% FMV 78935 78935 MITSUBISHI UFJ FIXED 2.665% DUE 7/25/22 FMV 77596 77596 NATIONAL RURAL UTILS CORP.; 3.05% FMV 230119 230119 ORACLE CORP BDS 3.625% DUE 7/15/23 FMV 162595 162595 PHILIP MORRIS INTL, 4.125% FMV 76017 76017 PHILIP MORRIS INTL.; 2.9% FMV 153463 153463 RABOBANK NEDERLAND 3.875% - 2/8/2022 FMV 207964 207964 SANTANDER UK PLC, 4.0% FMV 110604 110604 SHELL INTL. 2% - 11/7/2024 $185000 FMV 194940 194940 SUMITOMO MITSUI FIN.GRP; 2.632% FMV 108693 108693 SIMON PPTY GRP 2.45% - 9/13/2029 $22500 FMV 236346 236346 STATE STREET CORP. 2.354% - 11/1/2025 FMV 160093 160093 TORONTO DOMINION BK 3.25%-3/11/2024 FMV 204222 204222 TOYOTA MOTOR 2% - 10/7/2024 $250000 FMV 263410 263410 UNION PAC 4.163% DUE 7/15/22, $200,000 FMV 209696 209696 WELLS FARGO NEW 3.069% DUE 1/24/23 FMV 154281 154281 WESTPAC BKG. 2.35% - 2/19/2025 $250000 FMV 268472 268472 BANK MONTREAL MEDIUM TERM SR NTS FMV 262457 262457 ROYAL BK CDA GLOBAL MEDIUM TERM SR BK NT1.15% DUE 06-10-2025 FMV 178828 178828 NOVARTIS CAP CORP FIXED 2% FMV 346856 346856 MEAD JOHNSON 4.125% DUE 11-15-2025 FMV 259607 259607 SANTANDER UK PLC 2.1% DUE 01-13-2023 FMV 144660 144660 UNILEVER CAP CORP 1.375% DUE 09-14-2030 FMV 200891 200891 ALLSTATE CORP 1.45% DUE 12-15-2030 FMV 199622 199622 ALPHABET INC 1.1% DUE 08-15-2030 FMV 246582 246582 AMAZON COM INC 1.5% DUE 06-03-2030 FMV 177977 177977 AMERN HONDA FIN 2.35% DUE 01-08-2027 FMV 215418 215418 AUTO DATA 1.25% DUE 09-01-2030 FMV 174680 174680 AVALONBAY CMNTYS INC MEDIUM TERM NTS FMV 293300 293300 BANK OF AMERICA CORP MTN 1.197% FMV 177330 177330 BK NEW YORK MELLON 1.6% DUE 04-24-2025 FMV 209095 209095 BRISTOL MYERS SQUIBB CO 1.45% FMV 175863 175863 BURL NORTHN SANTA 7% DUE 12-15-2025 FMV 154975 154975 CHEVRON CORP NEW FIXED 1.141% FMV 204211 204211 COMCAST CORP NEW 1.95% DUE 01-15-2031 FMV 179715 179715 COSTCO WHSL CORP FIXED 1.375% FMV 206058 206058 EMERSON ELEC CO FIXED 1.8% FMV 211351 211351 GOLDMAN SACHS GROUP INC 2.6% FMV 145213 145213 GRAINGER W W INC 1.85% DUE 02-15-2025 FMV 210645 210645 HERSHEY CO FIXED .9% DUE 06-01-2025 FMV 142169 142169 HOME DEPOT INC 2.5% DUE 04-15-2027 FMV 351162 351162 HONEYWELL INTL INC 1.35% DUE 06-01-2025 FMV 82887 82887 JOHNSON & JOHNSON .95% DUE 09-01-2027 FMV 251240 251240 JPMORGAN CHASE & FLTG RT 1.514% FMV 184805 184805 KIMBERLY CLARK 1.05% DUE 09-15-2027 FMV 177378 177378 MERCK & CO INC NEW .75% DUE 02-24-2026 FMV 176976 176976 MORGAN STANLEY FLTG RT 2.188% FMV 211248 211248 NIKE INC 2.75% DUE 03-27-2027 FMV 221305 221305 PFIZER INC .8% DUE 05-28-2025 FMV 178125 178125 PHILIP MORRIS INTL 1.5% DUE 05-01-2025 FMV 207158 207158 S&P GLOBAL INC 1.25% DUE 08-15-2030 FMV 172521 172521 SCHWAB CHARLES 1.65% DUE 03-11-2031 FMV 176714 176714 TARGET CORP 2.25% DUE 04-15-2025 FMV 294376 294376 UNITEDHEALTH GROUP INC 2.0% FMV 212138 212138 VISA INC 1.1% DUE 02-15-2031 FMV 271132 271132 3M CO 2.65% DUE 04-15-2025 FMV 92320 92320 LEGAL FEES 3612 1806 1806 OPERATING EXPENSES 1245 0 1245 BARCLEAYS PLC - CLASS ACTION PROCEEDS 1170 1170 1170 VOLKSWAGEN AG - CLASS ACTION PROCEEDS 81957 81957 81957 NORTHERN TRUST - MUTUAL FUNDS FEE REBATE 2344 2344 2344 CARLYLE DIRECT ALTERNATIVE OPPOR. FR - RETURN OF FEES 4652 4652 4652 MAKENA CAPITAL SPLITTER X, L.P. -90 1409 -90 MAKENA CAPITAL SPLITTER X, L.P. 0 -7150 0 PRIVATE EQUITY STRATEGIC OPPORTUNITIES FUND III, LP 0 148001 0 PRIVATE EQUITY STRATEGIC OPPORTUNITIES FUND III, LP 0 14739 0 BLACKSTONE REAL ESTATE PARTNERS IX.F LP 0 107 0 MAKENA CAPITAL SPLITTER X, L.P. 0 16729 0 CARLYLE DIRECT ALTERNATIVE OPPORTUNITIES MAURITIUS LIMITED 0 427 0 CARLYLE DIRECT ALTERNATIVE OPPORTUNITIES FUND, L.P. 0 -969 0 ROYALTY NOT RECORDED ON BOOK 90 90 NET UNREALIZED GAINS OR LOSSES ON INVESTMENTS 19866878 TAX EXPENSES 97563 0 0