2021-11-11T12:38:40-06:00 2020-12-31 560747981 DIXON HUGHES GOODMAN LLP 500 RIDGEFIELD COURT ASHEVILLE NC 28806 990 2020-01-01 205583324 UNITED STATES ENDOWMENT FOR FORESTRY AND COMMUNITIES INC UNIT 8642337646 908 EAST NORTH STREET GREENVILLE SC 29601 PETER C MADDEN PRESIDENT/CEO 8642337646 2021-11-11 1 PETER MADDEN 999009999 AMY BIBBY P00445891 8282542254 2021-11-11 2 AAL1 IAL1 2020 2022-09-23 18:48:47Z PETER C MADDEN 908 EAST NORTH STREET GREENVILLE SC 29601 12302581 0 X WWW.USENDOWMENT.ORG X 2006 DE TO ADVANCE POSITIVE CHANGE FOR THE NATION'S WORKING FORESTS AND FOREST-RELIANT COMMUNITIES 12 11 11 11 0 0 10675091 10387679 0 0 2887439 1572215 283233 342687 13845763 12302581 13308973 13029779 0 0 1822723 2659238 0 0 0 840610 2696539 15972306 18385556 -2126543 -6082975 262794587 281516467 4433090 8407249 258361497 273109218 X THE ENDOWMENT WORKS COLLABORATIVELY WITH PARTNERS IN THE PUBLIC AND PRIVATE SECTORS TO ADVANCE SYSTEMIC, TRANSFORMATIVE, AND SUSTAINABLE CHANGE FOR THE HEALTH AND VITALITY OF THE NATION'S WORKING FORESTS AND FOREST RELIANT COMMUNITIES. 0 0 17444173 13029779 SEE SCHEDULE O FOR STATEMENT OF PROGRAM SERVICE ACCOMPLISHMENTS:THE ENDOWMENT ADVANCES ITS MISSION USING A "THEORY OF CHANGE" THAT FOCUSES ON THREE AREAS: RETAINING AND RESTORING HEALTHY WORKING FORESTS; PROMOTING AND CAPTURING MULTIPLE VALUE STREAMS USING MARKET-BASED TOOLS; AND ENHANCING COMMUNITY CAPACITY, COLLABORATION, AND LEADERSHIP. THE ENDOWMENT DEPLOYS ITS WORK THROUGH FIVE PRIMARY INITIATIVES, EACH OF WHICH SUPPORTS SEVERAL PROGRAMS OR PROJECTS.I. ECOSYSTEM MARKETS: MONETIZING NON-TRADITIONAL FOREST PRODUCTS. THE HEALTHY WATERSHED THROUGH HEALTHY FORESTS PROGRAM CONNECTS DOWNSTREAM WATER CONSUMERS WITH UPSTREAM FOREST OWNERS WITH THE INTENT TO ADVANCE OVERALL WATERSHED HEALTH AND QUALITY BY ENSURING WORKING FOREST RETENTION. MUCH OF THIS WORK IS JOINTLY-FUNDED IN PARTNERSHIP WITH THE USDA NATURAL RESOURCES CONSERVATION SERVICE (NRCS) AND THE ENVIRONMENTAL PROTECTION AGENCY (EPA). WE CONTINUE NATION-WIDE COLLABORATION WITH THE AMERICAN WATER WORKS ASSOCIATION, WHICH REPRESENTS WATER UTILITIES AND THE WATER COMMUNITY.II. FOREST RETENTION AND HEALTH: RETAINING/EXPANDING AND ENSURE HEALTH OF FORESTS. A WIDE-RANGING INITIATIVE THAT INCLUDES SERVING AS CROSS-BORDER CONVENER FOR MORE STRATEGIC COLLABORATION BETWEEN CANADA AND THE U.S. TO DATE WE HOSTED FIVE CANADA/US FOREST HEALTH AND INNOVATION SUMMITS ROUGHLY ON A BIENNIAL BASIS. OTHER WORK INCLUDES TWO MAJOR PROGRAMS IN THE SOUTHERN U.S. -- KEEPING FORESTS & THE PARTNERSHIP FOR SOUTHERN FORESTLAND CONSERVATION ALONG WITH THE NATIONAL CONSERVATION EASEMENT DATABASE; AND SUPPORT FOR THE DEPARTMENT OF DEFENSE'S BASE BUFFERING PROGRAM. EACH IS DESIGNED TO AID IN RETENTION AND RESTORATION OF HEALTHY WORKING FORESTS. III. TRADITIONAL MARKETS: AFTER SUCCESSFUL WORK THAT LED TO THE CREATION OF TWO COMMODITY CHECK-OFFS SOFTWOOD LUMBER BOARD AND PAPER & PAPER-BASED PACKAGING BOARD -- MORE RECENT WORK CENTERS ON STRENGTHENING THE TIMBER HARVEST AND HAUL SEGMENT OF THE FOREST PRODUCTS VALUE CHAIN BY DESIGNING AND MAINTAINING A BUYER/VENDOR PLATFORM CALLED TIMBERHAULING.COM. WE ARE ALSO CURRENTLY WORKING WITH OTHER PARTNERS, INCLUDING IBM, ON BLOCKCHAIN SOLUTIONS THROUGH A PROGRAM CALLED FORESTRUST. THIS PROGRAM WORKS TO TRACK THE SUPPLY CHAIN OF TIMBER AND FOREST PRODUCTS FROM FORESTS TO END PRODUCT, WHICH HELPS ALLEVIATE ISSUES INVOLVING ILLEGAL LOGGING. IV. FUTURE MARKETS: THE ENDOWMENT IS PARTNERING WITH THE USDA FOREST SERVICE AND EMERGING PRODUCERS TO ADVANCE COMMERCIALIZATION OF CELLULOSIC NANOMATERIALS. THIS MULTI-YEAR INITIATIVE ENGAGES PARTNERS TO FILL KNOWLEDGE GAPS FACILITATING NEW PRODUCTS AND APPLICATIONS WHILE PLACING A PRIMARY INTEREST ON ENSURING HUMAN AND ENVIRONMENTAL HEALTH AND SAFETY. WORK ALSO CONTINUES TO ADVANCE MASS TIMBER APPLICATIONS TO SUPPORT TALL WOODEN BUILDINGS, INCLUDING ADVANCING THE CARBON STORY OF FOREST PRODUCTS. THE GREATEST SUCCESS TO DATE WAS ACHIEVED IN CONCERT WITH THE SOFTWOOD LUMBER BOARD AND AMERICAN WOOD COUNCIL AS EFFORTS TO MODERNIZE BUILDING CODES WERE ACHIEVED THAT WILL ALLOW CONSTRUCTION OF MASS TIMBER BUILDINGS UP-TO 18 STORIES FROM THE PREVIOUS 6-STORY LIMIT. ADDITIONALLY, WE ARE WORKING TO DEVELOP MARKETS FOR SMALL DIAMETER, DYING & DEAD TREES TO ENHANCE FOREST HEALTH WHILE ADVANCING FAMILY-SUPPORTING JOBS IN RURAL COMMUNITIES. THROUGH PARTNERSHIP WITH THE USDA FOREST SERVICE WE ARE CONCENTRATING OUR WORK IN SEEKING TO COMMERCIALIZE TORREFACTION TO PROVIDE A ROBUST NEW MARKET FOR FUELS THAT COULD YIELD GREEN ENERGY. BUILDING ON TESTS OF TORREFIED PELLETS COMPLETED IN A COAL-FIRED FACILITY, THE TORREFACTION FACILITY IS NEARLY SET TO BEGIN ROUND-THE-CLOCK PRODUCTION OF COMMERCIAL-SCALE TORREFIED MATERIAL.V. ASSET CREATION: WE CONTINUE TO SUPPORT THE SUSTAINABLE FORESTRY AND LAND RETENTION NETWORK WITH AN OBJECTIVE OF USING FORESTS AND FOREST-BASED ASSETS TO CREATE ECONOMIC OPPORTUNITY FOR AFRICAN AMERICAN LANDOWNERS. AFF IS NOW SERVING AS THE FISCAL AGENT TO THE NETWORK. THE MULTI-YEAR PROGRAM IN PARTNERSHIP WITH THE USDA FOREST SERVICE AND NRCS ACROSS EIGHT SOUTHERN STATES HAS SUCCESSFULLY SEEN 1,500 BLACK FAMILIES MOVE THEIR LANDS INTO THE FOREST MANAGEMENT PIPELINE. WE ARE APPLYING THE APPLIED LEARNINGS FOR OUR WORK WITH THE SFLR NETWORK TO EXPLORE HISPANIC/LATINO LANDOWNERS AND THEIR ABILITY TO GENERATE WEALTH FOR THEIR FAMILIES AND COMMUNITIES. WE ALSO CONTINUE TO WORK WITH THE ECONOMIC DEVELOPMENT ADMINISTRATION IN NEW ENGLAND IN PARTNERSHIP WITH THE NORTHERN FOREST CENTER, TO ASSIST IN FINDING LOCAL ECONOMIC SOLUTIONS TO HELP OFFSET THE IMPACT OF THE CLOSURE OF MUCH OF THE REGION'S PULP AND PAPER PRODUCTION. 17444173 1 1 0 0 0 0 0 0 0 1 1 1 0 0 1 1 0 1 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 44 0 1 11 1 1 1 0 0 0 0 0 0 0 0 0 0 0 X 12 11 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 DE SC X X X SIGNE C CANN 8642337646 908 EAST NORTH STREET GREENVILLE SC 29601 MARK D EMMERSON CHAIRMAN 2.00 X X 0 0 0 JAMES FARRELL DIRECTOR 1.00 X 0 0 0 RACHEL JACOBSON DIRECTOR 1.00 X 0 0 0 KEVIN SCHUYLER DIRECTOR/TREASURER 2.00 X X 0 0 0 MARK REED DIRECTOR 1.00 X 0 0 0 CRIS STAINBROOK DIRECTOR 1.00 X 0 0 0 SOILE KILPI DIRECTOR 1.00 X 0 0 0 ADRIAN BLOCKER DIRECTOR 1.00 X 0 0 0 CAROLINE DAUZAT DIRECTOR 1.00 X 0 0 0 CURTIS WYNN DIRECTOR 1.00 X 0 0 0 CHRIS MCIVER DIRECTOR 1.00 X 0 0 0 CARLTON OWEN CEO SECRETARY 40.00 X X 371884 0 46839 PETER STANGEL COO 40.00 X 267000 0 44112 ALICIA CRAMER SR VICE PREISDENT 40.00 X 215379 0 40719 MICHAEL GOERGEN VICE-PRESIDENT 40.00 X 206261 0 22689 SIGNE CANN CFO 40.00 X 183759 0 26081 MATT KRUMENAUER VICE-PRESIDENT 40.00 X 150420 0 17905 PETER MADDEN PRESIDENT 40.00 X 277258 0 48275 1671961 0 246620 7 0 1 0 VIREO ADVISORS LLC 11 PERKINS ST 223 BOSTON MA 02130 ENVIRONMENTAL CONSULTING 246359 SCOTT DAVIS 9329 INGLESIDE ROAD LEVERING MI 49755 PROJECT MANAGEMENT 130003 JEFF LERNER 1405 WOODMAN AVE SILVER SPRING MD 20902 PROJECT MANAGEMENT 117510 LAURA CALANDRELLA ENTERPRISES 136 PEACHTREE MEMORIAL DR NW UNIT ATLANTA GA 30309 PROJECT MANAGEMENT 112176 4 7646699 2740980 10387679 -100962 -593248 492286 1673177 0 1673177 1673177 1673177 MISCELLANEOUS INCOME 900099 342687 342687 342687 12302581 -593248 0 2508150 13029779 13029779 1671951 1364889 307062 505387 330249 175138 481900 408017 73883 21736 21736 59127 59127 267169 267169 295659 295659 471631 456031 15600 170261 163097 7164 22116 13449 8667 2661 2203 458 1811 1811 209971 206403 3568 MISCELLANEOUS 1174397 1174397 18385556 17444173 941383 0 8570459 7376375 7539031 6061070 218456 224499 23988 85955 20145438 342927 15645665 19802511 205907803 205308453 24774677 42519689 114508 137915 262794587 281516467 4433090 8153960 0 253289 4433090 8407249 X 24857158 22355249 233504339 250753969 258361497 273109218 262794587 281516467 X -6082975 23798319 -2967623 X X 0 1 X 1 1 1 X 8093765 6363417 8922536 10675091 10387679 44442488 8093765 6363417 8922536 10675091 10387679 44442488 368608 44073880 3382776 4055678 2228723 917660 492286 11077123 55519611 2916828 0.79380 0.72950 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 230682480 24953662 7808000 247828142 201429295 37428185 8175000 230682480 221406784 -11560489 8417000 201429295 201154144 29279518 9026878 221406784 194972576 13739487 7557919 201154144 0.80701 0.19299 0 0 137794 137794 802175 155298 646877 7072227 187629 6884598 12133242 12133242 19802511 PRIVATE LIMITED PARTNERSHIPS 42519689 F 42519689 PPP IBERIA LOAN 253289 253289 X 35833731 23798319 23798319 12035412 267169 267169 12302581 18118387 0 18118387 267169 267169 18385556 PART V, LINE 4: THE ORGANIZATION WAS FUNDED WITH A ONE-TIME INFUSION OF $200 MILLION UNDER THE TERMS OF THE SOFTWOOD LUMBER AGREEMENT BETWEEN THE UNITED STATES AND CANADA. EARNINGS FROM THE ENDOWMENT CAN BE USED TO FUND THE ORGANIZATION'S PURPOSES OF SUPPORTING EDUCATIONAL AND CHARITABLE CAUSES IN TIMBER-RELIANT COMMUNITIES, EDUCATIONAL AND PUBLIC-INTEREST PROJECTS ADDRESSING FOREST MANAGEMENT ISSUES THAT AFFECT TIMBER-RELIANT COMMUNITIES, OR THE SUSTAINABILITY OF FORESTS AS SOURCES OF BUILDING MATERIALS, WILDLIFE HABITAT, BIO-ENERGY, RECREATION, AND OTHER VALUES. PART X, LINE 2: THE ENDOWMENT HAS OBTAINED TAX EXEMPT STATUS UNDER INTERNAL REVENUE CODE SECTION 501(C)(3), AND AS SUCH, IS EXEMPT FROM INCOME TAXES EXCEPT ON UNRELATED BUSINESS INCOME. ACCORDINGLY, THE ACCOMPANYING CONSOLIDATED FINANCIAL STATEMENTS DO NOT REFLECT A PROVISION OR LIABILITY FOR FEDERAL AND STATE INCOME TAXES. THE ENDOWMENT HAS DETERMINED THAT THERE ARE NO MATERIAL UNRECOGNIZED TAX BENEFITS OR OBLIGATIONS AS OF DECEMBER 31, 2020. 1 ALASKA DEPT OF FISH AND WILDLIFE PO BOX 1155261255 W 8TH STREET JUNEAU AK 99811 926001185 GOVT 24285 HEALTHY WATERSHED CONSORTIUM ALACHUA CONSERVATION TRUST 7204 SE CR 234 GAINESVILLE FL 32641 592919630 501 (C) (3) 92543 HEALTHY WATERSHED CONSORTIUM AMERICAN FOREST FOUNDATION PO BOX 79423 BALTIMORE MD 21298 521235124 501 (C) (3) 228724 SUSTAINABLE FORESTRY AND LAND RETENTION & INNOVATIVE FINANCE AMERICAN UNIVERSITY 4400 MASSACHUSETTS AVE NW WASHINGTON DC 200168065 530196549 UNIVERSITY 32801 P3 NANO RESEARCH TO COMMERCIALIZATION AMERICAN WOOD COUNCIL DEPARTMENT 791153 BALTIMORE MD 21279 272820415 501 (C) (3) 59857 MASS TIMBER ATHENA INSTITUTE 600 GRINGS HILL RD SINKING SPRING PA 19608 233099315 501 (C) (3) 48702 LIFE CYCLE ASSESSMENT AZ LAND AND WATER TRUST 3127 N CHERRY AVE TUCSON AZ 85719 866148507 501 (C) (3) 77092 HEALTHY WATERSHED CONSORTIUM BEAVER WATERSHED ALLIANCE 614 EASE EMMA AVE SUITE M438 SPRINGDALE AR 72764 452476224 501 (C) (3) 64309 HEALTHY WATERSHED CONSORTIUM BELTRAMI SOIL AND WATER CONSERVATION DISTRICT 701 MINNESOTA AVE NW SUITE 113 BEMIDJI MN 56601 416005757 GOVT 43858 HEALTHY WATERSHED CONSORTIUM BLUE FOREST CONSERVATION 2716 6TH AVE SACRAMENTO CA 95818 475104164 225000 FOREST RETENTION BLUE FOREST FINANCE 2716 6TH AVE SACRAMENTO CA 95818 831666979 501 (C) (3) 68925 INNOVATIVE FINANCE FOR FOREST CONSERVATION BLUE MOUNTAIN LAND TRUST 8 1/2 N 2ND AVE 304 WALLA WALLA WA 99362 981989279 501 (C) (3) 44040 HEALTHY WATERSHED CONSORTIUM BOWDOIN COLLEGE 5600 COLLEGE STATION BRUNSWICK ME 04011 010215213 UNIVERSITY 63009 MASS TIMBER BUFFALO NIAGARA RIVER KEEPER 721 MAIN ST BUFFALO NY 14203 222993054 501 (C) (3) 71161 HEALTHY WATERSHED CONSORTIUM BURLINGTON ELECTRIC DEPARTMENT 585 PINE ST BURLINGTON VT 05401 036000410 GOVT 71325 FOREST RETENTION & INNOVATIVE FINANCE CENTER FOR HEIRS' PROPERTY PRESERVATION 1535 SAM RITTENBURG BLVD SUITE D CHARLESTON SC 294074124 522452879 501 (C) (3) 65005 SUSTAINABLE FORESTRY AND LAND RETENTION CENTRAL FL REGIONAL PLANNING 555 E CHURCH STREET BARTOW FL 33830 591520550 GOVT 61795 SENTINEL LANDSCAPES CHAGRIN RIVER WATERSHED PARTNERS PO BOX 229 WILLOUGHBY OH 44096 341822374 501 (C) (3) 38487 HEALTHY WATERSHED CONSORTIUM CHESAPEAKE CONSERVANCY 716 GIDDINGS AVENUE SUITE 42 ANNAPOLIS MD 21401 262271377 501 (C) (3) 23370 SENTINEL LANDSCAPES CLEMSON UNIVERSITY 108 SILAS N PEARMAN BLVD CLEMSON SC 29634 576000254 UNIVERSITY 227442 P3 NANO RESEARCH TO COMMERCIALIZATION & GREEN BUILDING CENTER FOR LARGE LANDSCAPE PO BOX 1587 BOZEMAN MT 59771 271226829 501 (C) (3) 32632 HEALTHY WATERSHED CONSORTIUM COLORADO SCHOOL OF MINES PO BOX 911911 DENVER CO 802911911 846000551 UNIVERSITY 28331 GREEN BUILDING COLORADO STATE UNIVERSITY 408 UNIVERSITY SERVICES CENTER FORT COLLINS CO 80523 846000545 UNIVERSITY 65255 MASS TIMBER CONSORTIUM FOR RESEARCH ON RENEWABLE INDUSTRIAL MATERIALS PO BOX 2432 CORVALLIS OR 973392432 911744259 501 (C) (3) 39856 MASS TIMBER & LIFE CYCLE ASSESSMENT DOWNEAST SALMON FEDERATION BOX 201 COLUMBIA FALLS ME 04623 010532938 501 (C) (3) 43799 HEALTHY WATERSHED CONSORTIUM ENCOURAGE CAPITAL 156 5TH AVENUE NEW YORK NY 10010 472528537 109351 INNOVATIVE FINANCE FOR FOREST CONSERVATION FLORIDA STATE 874 TRADITIONS WAY TALLAHASSEE FL 32306 591961248 UNIVERSITY 131781 PRESCRIBED FIRE FOOTHILLS CONSERVANCY OF NC PO BOX 3023 MORGANTON NC 28680 561947390 501 (C) (3) 33107 HEALTHY WATERSHED CONSORTIUM GEORGIA FORESTRY FOUNDATION 551 N FRONTAGE ROAD FORSYTH GA 31029 581888283 501 (C) (3) 56865 FOREST RETENTION GEORGIA TECH RESEARCH CORPORATION PO BOX 100117 ATLANTA GA 30384 580603146 501 (C) (3) 159125 P3 NANO RESEARCH TO COMMERCIALIZATION HAWAII DEPT OF LAND 3190 MAILE WAY HONOLULU HI 96822 990266119 501 (C) (3) 40000 HEALTHY WATERSHED CONSORTIUM HIGHSTEAD FOUNDATION PO BOX 1097 REDDING CT 06875 061108612 501 (C) (3) 143375 HEALTHY WATERSHED CONSORTIUM HILL COUNTY ALLIANCE PO BOX 151675 AUSTIN TX 78715 260106908 501 (C) (3) 27991 HEALTHY WATERSHED CONSORTIUM HILL COUNTY CONSERVANCY PO BOX 163125 AUSTIN TX 787163125 742948145 501 (C) (3) 62803 HEALTHY WATERSHED CONSORTIUM HURON PINES RESOURCE CONSERVATION AND DEVELOPMENT COUNCIL 4241 OLD US 27 SOUTH SUITE 2 GAYLORD MI 49735 475104164 501 (C) (3) 42788 HEALTHY WATERSHED CONSORTIUM HURON RIVER WATERSHED COUNCIL 1100 N MAIN ST STE 210 ANN ARBOR MI 48104 381806452 501 (C) (3) 42653 HEALTHY WATERSHED CONSORTIUM KATY PRARIE CONSERVANCY 5615 KIRBY DRIVE HOUSTON TX 77005 760377029 501 (C) (3) 38204 HEALTHY WATERSHED CONSORTIUM LAND TRUST FOR MISSISSIPPI COASTAL PLAIN PO BOX 245 BILOXI MS 39533 640936130 501 (C) (3) 59449 HEALTHY WATERSHED CONSORTIUM LOUISIANA STATE UNIVERSITY SPONSORED PROGRAM ACCOUNTING BATON ROUGE LA 708032901 726000848 UNIVERSITY 111966 P3 NANO RESEARCH TO COMMERCIALIZATION LOWER SHORE LAND TRUST 100 RIVER ST SNOW HILL MD 21863 521701152 501 (C) (3) 68000 HEALTHY WATERSHED CONSORTIUM LRLEAN 3726 COUNTY ROAD 12 FAYETTE AL 35555 453970733 501 (C) (3) 70465 SUSTAINABLE FORESTRY AND LAND RETENTION MAINE MOUNTAIN COLLABORATIVE 45 EXCHANGE STREET SUITE 303 PORTLAND ME 04101 813548148 501 (C) (3) 29904 INNOVATIVE FINANCE FOR FOREST CONSERVATION MAMMOTH LAKES TRAILS PO BOX 100 PMB 432 MAMMOTH LAKES CA 93546 205554141 501 (C) (3) 76948 INNOVATIVE FINANCE FOR FOREST CONSERVATION MCINTOSH SEED PO BOX 2355 DARIEN GA 31305 582556194 501 (C) (3) 107000 SUSTAINABLE FORESTRY AND LAND RETENTION MICHIGAN STATE UNIVERSITY CONTRACT AND GRANT ADMINISTRATION EAST LANSING MI 48824 386005984 UNIVERSITY 35644 P3 NANO RESEARCH TO COMMERCIALIZATION & GREEN BUILDING MICHIGAN TECHNOLOGICAL UNIVERSITY 1400 TOWNSEND DRIVE HOUGHTON MI 49931 386005955 UNIVERSITY 45092 MASS TIMBER MISSISSIPPI FORESTRY 620 N STATE STREET SUITE 201 JACKSON MS 39202 640205299 501 (C) (3) 90932 PRESCRIBED FIRE MISSISSIPPI STATE UNIVERSITY OFFICE OF THE CONTROLLER TREASURERS ONSORED PROGRAMS ACCOUNTING MISSISSIPPI STATE MS 39762 386005989 UNIVERSITY 28865 P3 NANO RESEARCH TO COMMERCIALIZATION & GREEN BUILDING MOBILE BAY 118 NORTH ROYAL MOBILE AL 36602 630779657 501 (C) (3) 56634 HEALTHY WATERSHED CONSORTIUM MONTANA CONSERVATION CORPS 206 N GRAND AVENUE BOZEMAN MT 59715 810467431 501 (C) (3) 94190 HEALTHY WATERSHED CONSORTIUM MORGANTOWN UTILITY 278 GREENBAG ROAD MORGANTOWN WV 26501 550676214 GOVT 53868 HEALTHY WATERSHED CONSORTIUM MORRISON SOIL & WATER CONSERVATION 16776 HERON ROAD LITTLE FALLS MN 56345 410941237 GOVT 36000 HEALTHY WATERSHED CONSORTIUM MOUNT ST HELENS INSTITUTE 42218 NE YALE BRIDGE RD AMBOY WA 98601 911569993 501 (C) (3) 57449 INNOVATIVE FINANCE FOR FOREST CONSERVATION MOUNTAIN STUDIES INSTITUTE PO BOX 426 SILVERTON CO 81433 731644103 501 (C) (3) 57848 INNOVATIVE FINANCE FOR FOREST CONSERVATION NATIONAL FOREST FOUNDATION BLDG 27 STE 3 FORT MISSOULA RD MISSOULA MT 59804 521786332 501 (C) (3) 82280 INNOVATIVE FINANCE FOR FOREST CONSERVATION NATIONAL INSTITUTE OF STANDARDS AND TECHNOLOGY (NIST) 100 BUREAU DRIVE GAITHERSBURG MD 20899 530205706 GOVT 180000 P3 NANO RESEARCH TO COMMERCIALIZATION NORTH CAROLINA STATE UNIVERSITY OFFICE OF GRANTS AND CONTRACTS RALEIGH NC NC 276957214 566000756 UNIVERSITY 156633 GREEN BUILDING & SENTINEL LANDSCAPE NORTH FL LAND TRUST 2038 GILMORE ST JACKSONVILLE FL 32204 593609167 501 (C) (3) 63437 HEALTHY WATERSHED CONSORTIUM NORTHERN FOREST CENTER PO BOX 210 CONCORD NH 03302 223458955 501 (C) (3) 101455 FOREST RETENTION OREGON STATE UNIVERSITY 312 KERR ADMINISTRATION BUILDING CORVALLIS OR 97331 611730890 GOVT 292242 P3 NANO RESEARCH TO COMMERCIALIZATION & MASS TIMBER PA DEPT OF CONSERVATION & NATURAL RESOURCES RACHEL CARSON STATE OFFICE BUILDING HARRISBURG PA 17105 251773197 GOVT 80641 HEALTHY WATERSHED CONSORTIUM PACIFIC FOREST TRUST 400 MARKET ST SAN FRANCISCO CA 94129 680292509 501 (C) (3) 131761 HEALTHY WATERSHED CONSORTIUM PALMETTO GREEN 5026 WITTERING DRIVE COLUMBIA SC 29206 833354091 501 (C) (3) 35000 ECOSYSTEM MARKETS PURDUE UNIVERSITY 23510 NETWORK PLACE CHICAGO IL 660731235 356002041 UNIVERSITY 68010 P3 NANO RESEARCH TO COMMERCIALIZATION QUANTIFIED VENTURES 1875 CONNECTICUT AVE WASHINGTON DC 20009 465296778 1137458 INNOVATIVE FINANCE FOR FOREST CONSERVATION REGENTS OF THE UNIVERSITY OF MINNESOTA NW 5957PO BOX 1450 MINNEAPOLIS MN 554855957 416007513 GOVT 22450 P3 NANO RESEARCH TO COMMERCIALIZATION RICE UNIVERSITY 6100 MAIN ST MS-70 HOUSTON TX 77005 741109620 UNIVERSITY 20200 MASS TIMBER ROANOKE ECONOMIC DEVELOPMENT INC 409 MAIN ST PO BOX 148 RICH SQUARE NC 27869 562182552 501 (C) (3) 82500 SUSTAINABLE FORESTRY AND LAND RETENTION SAND COUNTY FOUNDATION 131 W WILSON STREET STE 610 MADISON WI 53703 396089450 501 (C) (3) 18900 HEALTHY WATERSHED CONSORTIUM SC RURAL WATER ASSOCIATION 128 STONEMARK LANE COLUMBIA SC 29210 570646037 501 (C) (3) 43714 HEALTHY WATERSHED CONSORTIUM SCHOODIC INSTITUTE OF ACADIA (DOWNEAST CONSERV NETWORK) PO BOX 277 WINTER HARBOR ME 04693 201054593 501 (C) (3) 33220 HEALTHY WATERSHED CONSORTIUM SONOMA LAND TRUST 822 FIFTH ST SANTA ROSA CA 95404 510197006 501 (C) (3) 15980 HEALTHY WATERSHED CONSORTIUM ST CROIX 230 S WASHINGTON ST CROIX FALLS WI 54024 263025933 501 (C) (3) 79095 HEALTHY WATERSHED CONSORTIUM SUSTAINABLE NORTHWEST 1130 SW MORRISON ST SUITE 510 PORTLAND OR 97205 931152222 501 (C) (3) 75068 HEALTHY WATERSHED CONSORTIUM TALL TIMBERS RESEARCH INC 13093 HENRY BEADEL DR TALLAHASSEE FL 32312 590952956 501 (C) (3) 110224 HEALTHY WATERSHED CONSORTIUM & LONGLEAF MAPPING TEXAS PARKS AND WILDLIFE FOUNDATION 2914 SWISS AVENUE DALLAS TX 75204 742602504 501 (C) (3) 50000 GULF OF MEXICO WORKING FORESTS THE BULLITT FOUNDATION 1501 E MADISON ST SEATTLE WA 98122 916027795 501 (C) (3) 36169 HEALTHY WATERSHED CONSORTIUM THE CONSERVATION FUND 1655 N FORT MYER DR SUITE 1300 ARLINGTON VA 222093199 521388917 501 (C) (3) 153572 FOREST RETENTION THE LONGLEAF ALLIANCE 12130 DIXON CENTER ROAD ANDALUSIA AL 36420 753263645 501 (C) (3) 227010 LONGLEAF MAPPING & SENTINEL LANDSCAPE THE NATURE CONSERVANCY 4245 N FAIRFAX DRIVE ARLINGTON VA 222031606 530242652 501 (C) (3) 900953 FOREST RETENTION, HEALTHY WATERSHEDS, SENTINEL LANDSCAPE & INNOVATIVE FINANCE THE TRUST FOR PUBLIC LAND 101 MONTGOMERY STSUITE 900 SAN FRANCISCO CA 94104 237222333 501 (C) (3) 7340 FOREST RETENTION UNIV OF ARKANSAS PINE BLUFF MS 4984 PINE BLUFF AR 71601 581353149 501 (C) (3) 90743 SUSTAINABLE FORESTRY AND LAND RETENTION UNIVERSITY OF IDAHO 875 PERIMETER DR MS3020 MOSCOW ID 838443020 826000945 GOVT 44808 MASS TIMBER UNIVERSITY OF MAINE 5717 CORBETT HALL ROOM 400 ORONO ME 044695717 016000769 UNIVERSITY 236431 P3 NANO RESEARCH TO COMMERCIALIZATION & MASS TIMBER UNIVERSITY OF PENNSYLVANIA OFFICE OF RESEARCH SERVICES5TH FLOOR FRANKLIN BUILDING3451 WALNUT PHILADELPHIA PA 191046205 231352685 UNIVERSITY 95145 P3 NANO RESEARCH TO COMMERCIALIZATION UNIVERSITY OF WISCONSIN-MADISON DRAWER 538 MILWAUKEE WI 532780538 396006492 UNIVERSITY 110949 P3 NANO RESEARCH TO COMMERCIALIZATION & MASS TIMBER VIRGINIA DEPARTMENT OF FORESTRY 900 NATURAL RESOURCE DRIVE SUITE 800 CHARLOTTESVILLE VA 22903 546001800 GOVT 85504 FOREST RETENTION & HEALTHY WATERSHEDS WASHINGTON STATE DEPT OF COMMERCE 1011 PLUM ST SE OLYMPIA WA 98504 910823820 GOVT 71640 FOREST RETENTION WINSTON COUNTY SELF HELP 3450 SHANNON DALE DRIVE JACKSON MS 39212 640771042 501 (C) (3) 110000 SUSTAINABLE FORESTRY AND LAND RETENTION WISEWOOD ENERGY 735 N ALBERTA STREET PORTLAND OR 97217 450606696 50858 INNOVATIVE FINANCE FOR FOREST CONSERVATION WOOD WORKS 1101 K STREET NW STE 700 WASHINGTON DC 20005 680643679 501 (C) (3) 516809 MASS TIMBER WORKING LANDS TRUST 1600 GLENWOOD AVENUE RALEIGH NC 27608 462913344 501 (C) (3) 28572 FOREST RETENTION WORLD RESOURCES INSTITUTE 10 G STREET NESUITE 800 WASHINGTON DC 20002 521257057 501 (C) (3) 156575 HEALTHY WATERSHEDS & FOREST RETENTION 60 33 PART I, LINE 2: GRANTEES ARE TYPICALLY SELECTED FROM SUBMISSIONS IN RESPONSE TO COMPETITIVE REQUESTS FOR PROPOSALS PROCESSES. EACH PROJECT HAS A DIFFERENT SET OF CRITERIA. ALL GRANTEES OPERATE WITH AN AGREED-UPON WORKPLAN AND DELIVERABLES FOR EACH PROJECT. FUNDS ARE DISBURSED BASED UPON MONITORING OF PROGRESS AND THE AGREEMENT BETWEEN THE GRANTEE AND THE ENDOWMENT OF SATISFACTORY ACCOMPLISHMENTS PER THE AWARD CONTRACT. THE ORGANIZATION'S PROGRAM-RELATED INVESTMENTS ARE MADE UNDER THE DIRECTION OF THE BOARD OF DIRECTORS. ALL INVESTMENTS ARE WITH ORGANIZATIONS THAT SUPPORT THE US ENDOWMENT FOR FORESTRY AND COMMUNITIES' PURPOSE AND GOALS. THE INVESTMENTS ARE MONITORED BY THE BOARD OF DIRECTORS. X 1 1 X X X X X 0 0 0 0 0 0 0 0 0 CARLTON OWEN CEO SECRETARY 371884 0 0 0 0 0 31350 0 15489 0 418723 0 0 0 PETER MADDEN PRESIDENT 277258 0 0 0 0 0 31288 0 16987 0 325533 0 0 0 PETER STANGEL COO 267000 0 0 0 0 0 29829 0 14283 0 311112 0 0 0 ALICIA CRAMER SR VICE PREISDENT 215379 0 0 0 0 0 24509 0 16210 0 256098 0 0 0 MICHAEL GOERGEN VICE-PRESIDENT 206261 0 0 0 0 0 22689 0 0 0 228950 0 0 0 SIGNE CANN CFO 183759 0 0 0 0 0 20242 0 5839 0 209840 0 0 0 MATT KRUMENAUER VICE-PRESIDENT 150420 0 0 0 0 0 16610 0 1295 0 168325 0 0 0 PART I, LINE 1A PAID $ 220 IN 2020 FOR LODGING OF OUT-OF-TOWN STAFF IN PERSONAL RESIDENCE DURING TRIPS TO GREENVILLE, AT RATE OF $20 PER NIGHT. FORM 990, PART VI, SECTION B, LINE 11B THE ENTIRE BOARD OF DIRECTORS WAS PROVIDED A COPY OF THE DRAFT FORM 990. REVIEW AND DISCUSSION OF THE CONTENTS WERE LED BY THE AUDIT COMMITTEE AND THE PRESIDENT & CEO. ALSO, OUR LEAD AUDIT PARTNER FREQUENTLY WAS AT THE MEETING TO DISCUSS DETAILS. THE BOARD THEN FORMALLY APPROVED THE FORM 990 BEFORE IT IS SUBMITTED. FORM 990, PART VI, SECTION B, LINE 12C AT EVERY MEETING OF THE BOARD OF DIRECTORS, BEFORE ANY ACTION IS TAKEN ON A PARTICULAR TOPIC, MEMBERS ARE ASKED TO NOTE FOR THE RECORD ANY AREAS OF POTENIAL CONFLICT. ANNUALLY, EACH MEMBER OF THE BOARD AND STAFF ARE ASKED TO REVIEW AND SIGN A COPY OF THE CONFLICT OF INTEREST POLICY. FORM 990, PART VI, SECTION B, LINE 15 OFFICER-LEVEL SALARIES ARE ESTABLISHED BASED UPON THE EDUCATION, EXPERIENCE AND OTHER QUALIFICATIONS OF EACH INDIVIDUAL AND BENCHMARKED AGAINST THE PAY OF SIMILAR POSITIONS WITHIN NOT-FOR-PROFITS AS A CLASS (E.G. AVERAGE ANNUAL SALARY OF WASHINGTON, DC-BASED NGOS) AND A MORE DEFINED GROUP OF NOT-FOR-PROFITS "PEER ORGANIZATIONS. SALARIES OF ALL STAFF, WITH THE EXCEPTION OF THE CEO, ARE ESTABLISHED USING THESE BENCHMARKS AND ADMINISTERED BY THE CEO WITH BOARD REVIEW/APPROVAL ON EACH EMPLOYEE'S ON APRIL 1ST OF EACH YEAR. IN THE CASE OF THE CEO, THE BOARD OF DIRECTORS REVIEWS THE CEO'S PAY AND BENEFITS AT LEAST ANNUALLY. THE ENTIRE PAY/BENEFITS PACKAGE IS TESTED IN A REVIEW OF PEER GROUP AND OTHER BENCHMARKS IN A SCAN ADMINISTERED BY THE AUDIT COMMITTEE AND PERIODICALLY REVIEWED BY OUTSIDE COUNSEL AND/OR A BENEFITS CONSULTANT. FORM 990, PART VI, SECTION C, LINE 18 COPIES OF THE ORGANIZATION'S FORM 990 IS AVAILABLE ON THE ORGANIZATIONAL WEBSITE AND WWW.GUIDESTAR.ORG. FORM 990, PART VI, SECTION C, LINE 19 COPIES OF ALL GOVERNANCE DOCUMENTS -- CHARTER, BYLAWS, STEWARDSHIP PRINCIPLES, VALUES -- ARE AVAILABLE ON THE ORGANIZATIONAL WEBSITE. FORM 990, PART XI, LINE 9: ADJUSTMENT TO NET ASSETS FOR INTERCOMPANY ADJUSTMENTS -2,967,623. FORM 990, PART XII, LINE 2C THIS PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. 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