2021-11-11T09:58:05-06:00 2020-12-31 352123203 KSM BUSINESS SERVICES INC PO BOX 40857 INDIANAPOLIS IN 46240 990PF 2020-01-01 352024586 TRANSFORMATION TRUST INC TRAN 3175802002 PO BOX 80007 INDIANAPOLIS IN 46280 SHEILA KLINK OFFICER 3176843150 2021-10-13 1 SHEILA KLINK 999009999 CASSE TATE P01271193 3175802000 2021-10-12 2 AAL1 IAL1 2020 2022-09-23 18:48:47Z X 29267252 X X 586475 586475 13313 974461 13313 497 497 600285 600285 97000 0 48500 35750 0 3575 128632 126107 0 17533 10113 0 604 0 0 279519 136220 52075 1924200 1924200 2203719 136220 1976275 -1603434 464065 92649 42719 42719 1839482 969198 969198 22797893 22160599 27908926 33744 33102 21865 315971 254338 324544 25079739 23459956 29267252 0 0 X 0 0 0 0 25079739 23459956 25079739 23459956 25079739 23459956 25079739 -1603434 0 23476305 16349 23459956 PUBLICLY TRADED SECURITIES P 630497 961148 -330651 -330651 CAPITAL GAINS DIVIDENDS P 343964 343964 343964 13313 6451 0 6451 0 6451 34217 0 0 0 34217 0 27766 27766 0 0 0 0 0 0 0 0 0 0 0 1 1 IN 1 0 0 0 0 1 N/A TRANSFORMATION TRUST 3175802002 PO BOX 80007 INDIANAPOLIS IN 46280 0 0 0 0 1 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 SHEILA KLINK PO BOX 80007 INDIANAPOLIS IN 46280 BOARD MEMBER 20.00 75000 0 0 ELIZABETH HAMILTON PO BOX 80007 INDIANAPOLIS IN 46280 BOARD MEMBER 10.00 22000 0 0 JEANNE PAQUETTE PO BOX 80007 INDIANAPOLIS IN 46280 BOARD MEMBER 1.00 0 0 0 NONE 0 OXFORD FINANCIAL GROUP 11711 N MERIDIAN STREET CARMEL IN 46032 INVESTMENT ADVISORY 105265 0 0 27982119 61242 0 28043361 0 0 28043361 420650 27622711 1381136 1381136 6451 6451 1374685 0 1374685 0 1374685 1976275 0 1976275 0 1976275 1374685 1259845 0 0 1976275 1259845 0 0 716430 0 0 0 0 0 0 0 0 658255 0 0 0 X BUCKMINSTER FULLER INSTITUTE 2261 MARKET STREET 469 SAN FRANCISCO CA 94114 N/A PC THRIVEON CHARITABLE EDUCATION 250000 DRESS FOR SUCCESS INDIANAPOLIS INC 820 N MERIDIAN STREET INDIANAPOLIS IN 46204 N/A PC GENERAL OPERATIONS 30000 GIVE BACK YOGA FOUNDATION 900 BASELINE ROAD 13B BOULDER CO 80302 N/A PC Y12SR URBAN OUTREACH PROJECT 25000 GIVE TO GIVE FOUNDATION 351 E 78TH ST NEW YORK NY 10075 N/A PC ADVANCED WEEK LONG WORKSHOPS W/DR. JOE DISPENZA 300000 INDIANA SYMPHONY SOCIETY INC 32 E WASHINGTON ST STE 600 INDIANAPOLIS IN 46204 N/A PC METROPOLITAN YOUTH ORCHESTRA - BUILDING HUMAN POTENTIAL 175000 INDIANAPOLIS ART CENTER 820 E 67TH ST INDIANAPOLIS IN 46220 N/A PC INDIANAPOLIS ART CENTER OUTREACH PROGRAMS 20000 INFORMED CONSENT ACTION NETWORK 2025 GUADALUPE STREET SUITE 260 AUSTIN TX 78705 N/A PC GENERAL OPERATIONS 250000 INSTITUTE FOR RESPONSIBLE TECHNOLOGY 42 ASH AVE SAN ANSELMO CA 94960 N/A PC GENERAL OPERATIONS 250000 INSTITUTE OF HEARTMATH 14700 WEST PARK AVE BOULDER CREEK CA 95006 N/A PC THE GROUP COHERENCE MOBILE PLATFORM PROJECT 425000 OPEN GATE SANGHA INC PO BOX 1463 SANTA CRUZ CA 95063 N/A PC BUILDING COMMUNITIES AND PRACTICE THROUGH ONLINE PROGRAMS 45000 SCIENCE AND NONDUALITY 15251 GOLD RIDGE RD SEBASTOPOL CA 95472 N/A PC WEBSITE TEAM AND DEVELOPMENT, MARKETING AND SPEAKERS BUDGET 104200 SIERRA HARVEST 313 RAILROAD AVE SUITE 201 NEVADA CITY CA 95959 N/A PC GENERAL OPERATIONS 50000 1924200 0 14 586475 525990 14 497 18 13313 0 600285 0 600285 0 0 0 0 0 0 0 0 0 0 ACCOUNTING FEES 35750 0 3575 FORM 990-PF, PART VII-B, LINES 1A(3) AND 1B PART VII-B, LINE 1A(3) HAS BEEN ANSWERED "YES" BECAUSE BOTH SHEILA KLINK AND ELIZABETH HAMILTON PROVIDE "SERVICES" TO THE ORGANIZATION BY SERVING ON ITS BOARD. THEY RECEIVE FAIR COMPENSATION FOR THEIR SERVICES FOR EVALUATION AND MAKING GRANTS AND ARE THEREFORE DISQUALIFIED PERSONS. LINE 1B IS ANSWERED "NO" BECAUSE THESE SERVICES ARE EXCEPTED BY THE REGULATIONS UNDER SECTION 49491. WILLIAMS COS INC (WMB ) 30963 19829 SEARS HLDGS CORP BOND 2139 2036 COHEN & STEERS GL INFRASTRUCTURE (CSUIX) 495370 848668 DODGE & COX INCOME 6755092 7132708 ISHARES TR RUSSELL 1000 VALUE INDEX FD (IWD) 253763 563191 IVA WORLDWIDE FUND CL I (IVWIX ) 3268944 3470843 JENSEN PORTFOLIO CLASS I (JENIX ) 575096 1747628 JPMORGAN CORE BOND SELECT SHARES (WOBDX) 5354500 5803439 PAX WORLD BALANCED INDIVIDUAL INV (PAXWX) 1344878 1705020 PAX WORLD GLOBAL GREEN FUND (PGINX) 1166649 2467176 TWEEDY BROWNE GLOBAL VALUE FUND 303686 312736 VANGUARD 500 INDEX ADMIRAL 600000 1093626 ALPHABET INC CAP STK CL A (GOOGL) 2362 14021 ALPHABET INC CAP STK CL C (GOOG) 2349 14015 ASSOCIATED CAP GROUP INC CL A (AC) 48362 51942 BROOKFIELD ASSET MANAGEMENT INC LTD VTG SHS NPV CL A (BAM) 4995 14651 CBOE HOLDINGS INC COM USD0.01 (CBOE) 4493 18624 CIVEO CORP CDS COM NPV (CVEO) 105282 44313 CLARKSON ORD GBP0.25 ISIN (CKNHF) 69414 74074 CME GROUP INC COM CL A (CME) 33915 43146 DREAM UNLIMITED CORP COM CL A SUB VTG (DRUNF) 46360 31958 FRANCO NEVADA CORP COM (FNV) 64021 112672 GAMCO INVESTORS INC COM (GBL) 11245 7646 GMO INTERNET INC NPV ISIN (GMOYF) 12012 23020 HOWARD HUGHES CORP COM (HHC) 45079 82403 LIBERTY MEDIA CORP DELAWARE COM A (LSXMA) 10400 43838 LIBERTY MEDIA CORP DELAWARE COM C (LSXMK) 10895 55823 LIBERTY MEDIA CORP DELAWARE COM C (BATRK) 1486 5051 LIBERTY MEDIA CORP DELAWARE COM A (BATRA) 932 2512 LIBERTY MEDIA CORP DELAWARE COM SER C (FWONK) 3735 21598 MSG NETWORK INC CL A (MSGN) 2296 2078 TEXAS PACIFIC LAND TRUST SUB SHARE CERTIFICATES (TPL ) 41468 249361 URBANA CORP COM CL A NON-VTG 11985 8943 WENDYS COMPANY (THE) COM USD0.10 (WEN ) 7920 38492 CACI INTL INC CL A 107500 144362 DFA GLOBAL REAL ESTATE SEC (DFGEX) 540600 558783 GMO RESOURCES SERIES FUND CL PA (GREPX) 540700 710569 COOKPAD INC NPV (CPADF) 17597 19929 ALLEGHANY CORP COM USD1 (Y) 8855 8452 PRAIRIESKY RTY LTD COM (PREKF) 29665 28140 WABTEC CORP COM (WAB) 1775 1757 DEUTSCHE BOERSE AG NPV (REGD) 16495 18998 GALAXY DIGITAL HLDGS LTD COM NPV (BRPHF) 9917 13612 HIS MARKET LTD COM (INFO) 7229 10241 LONDON SOTCK EXCHANGE GROUP ORD (LDNXF) 15914 20687 EURONEXT (EUXTF) 8002 11030 ASX LTD NPV (ASXFF) 17109 16779 ARCHER-DANIELS-MIDLA ND CO (ADM) 17771 21525 BOEING CO COM (BA) 25878 34892 CHARLES RIVER LABORATORIES (CRL) 17119 25985 IAC INTERACTIVECORP NEW COM (IAC) 8250 12497 INTERCONTINENTAL EXCHANGE IN COM (ICE) 79913 102032 MADISON SQUARE GARDEN SPRT CORP CL A (MSGS) 4724 8653 MADISON SQUARE GARDEN ENTERTNMNT CL A (MSGE) 1786 4937 MORGAN GROUP HLDG CO COM NEW (MGHL) 295 231 NASDAQ INC COM STK (NDAQ) 7490 9823 OSHKOSH CORP (OSK) 17031 19796 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS (VGSH) AT COST 168024 170324 WHEATON PRECIOUS METALS CORP COM (WPM) AT COST 52376 109776 XBT PROVIDER AB BITCOIN TRACKER CTF AT COST 9624 13561 MESABI TRUST CTF BEN INT (MSB) AT COST 24314 30883 COST/BASIS ADJUSTMENT 16349 BANK FEES 604 0 0 ROYALTIES 497 497 497 INVESTMENT FEES 126107 126107 0 OTHER CONTRACT SERVICES 2525 0 0 FOREIGN TAXES ON INVESTMENTS 10113 10113 0 PAYROLL TAXES 7420 0 0