2021-11-11T10:42:48-06:00 2020-12-31 271728945 PKF O'CONNOR DAVIES LLP 500 MAMARONECK AVENUE HARRISON NY 105281633 990PF 2020-01-01 391322495 HENRY UIHLEIN II AND MILDRED A UIHLEIN FOUNDATION HENR 5185233061 HEAVEN HILL FARM 302 BEAR CUB LANE LAKE PLACID NY 129463117 JOHN D LEEKLEY JR TRUSTEE 5185233061 2021-11-09 1 JOHN LEEKLEY JR 999009999 ANAN SAMARA P02103452 9143818900 2021-11-06 3 AAL1 IAL1 2020 2022-09-23 18:48:47Z X 24620327 X 851200 2899 2899 146697 146697 704005 8137860 704005 7299 978 1712100 854579 219667 10983 208684 96544 0 96544 16916 0 16916 9895 0 9895 53241 0 53241 43244 43244 0 26268 268 0 990 0 990 136489 13 136476 603254 54508 522746 275874 275874 879128 54508 798620 832972 800071 0 1127555 548183 548183 2795491 2549548 2549548 2929332 3867901 3867901 869228 2148225 2148225 9389730 9388663 9388663 6117807 5183564 6117807 6117807 22294900 24620327 24620327 0 0 X 22294900 24620327 22294900 24620327 22294900 24620327 22294900 832972 1492455 24620327 0 24620327 PUBLICLY TRADED SECURITIES 8003995 7433855 570140 570140 CAPITAL GAINS DIVIDENDS P 133865 133865 133865 704005 11121 0 11121 0 11121 20700 0 0 0 20700 55 9524 9524 0 0 0 0 0 0 0 0 0 0 0 1 1 NY 1 0 0 0 0 1 N/A DWAYNE JOHNSON ASSOCIATES 2625224136 W233N2080 RIDGEVIEW PKWY STE 301 WAUKESHA WI 531881025 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 JOHN D LEEKLEY JR C/O HEAVEN HILL FARM 302 BEAR CUB LN LAKE PLACID NY 129463117 TRUSTEE, CHAIRPERSON 6.00 68000 0 0 JAMES MCKENNA C/O HEAVEN HILL FARM 302 BEAR CUB LN LAKE PLACID NY 129463117 TRUSTEE 13.75 78000 0 0 ELEONORE WOTHERSPOON C/O HEAVEN HILL FARM 302 BEAR CUB LN LAKE PLACID NY 129463117 TRUSTEE (THRU 12.31.2020) 6.00 73667 0 0 NONE 0 NONE 0 THE FOUNDATION'S FOUNDER, HENRY UIHLEIN, DIRECTED THAT, IF POSSIBLE, HIS PROPERTY NOT BE TURNED INTO A COMMERCIAL OR RESIDENTIAL DEVELOPMENT. ACCORDINGLY, THE FOUNDATION HAS RENOVATED AND RESTORED HIS RATHER EXTENSIVE FARMHOUSE AND HOLDS IT AVAILABLE TO LOCAL NOT-FOR-PROFIT ORGANIZATIONS AS A VENUE FOR MEETINGS, SEMINARS, RETREATS, FUND-RAISERS AND THE LIKE. AN UPDATED (BUT NOT "COMMERCIAL") KITCHEN IS AVAILABLE ALONG WITH FIBER-SUPPORTED WI-FI. THE BUILDING USUALLY SEES ABOUT 3,000 VISITORS A YEAR. IN 2020, DUE TO THE COVID SHUTDOWN, IT WAS LESS THAN 300 (IN JANUARY). 126900 THE FOUNDATION HAS DEVELOPED ABOUT ELEVEN MILES OF WALKING/HIKING/CROSS-COUNTRY SKI TRAILS THAT ARE EXTENSIVELY USED YEAR-ROUND BY LOCAL RESIDENTS AND VISITORS. THE COVID LOCKDOWN SPURRED EVEN MORE USAGE. GUESSTIMATES PUT TOTAL USAGE OVER THE YEAR IN SIX FIGURES. HENRY'S WOODS LIES AT THE EASTERN END OF THE PROPERTY AND CONSISTS OF SEVERAL HEAVILY ENGINEERED TRIALS OF LIGHT TO MODERATE DIFFICULTY AND BREATH-TAKING VIEWS FROM LOOKOUTS HIGHER UP THE HILL. HEAVEN HILL TRAILS, INCLUDING OLD ORCHARD TRAIL, ARE LOCATED ON RELATIVELY FLAT TERRAIN AT THE WESTERN END OF THE PROPERTY. ALL TRAILS ARE WELL MARKED. UNDER DEVELOPMENT IS A HISTORY TRAIL WHICH WILL EXTEND OVER THE TOP OF HEAVEN HILL, CONNECTING THE EAST AND WEST TRAIL SYSTEMS AND WILL HIGHLIGHT THE REMAINS OF BUILDINGS AND OTHER STRUCTURES LEFT BY THE VERY EARLY SETTLERS OF THE FARM. 111900 THE FOUNDATION HAS REFURBISHED THE SUGARHOUSE BUILT BY THE FOUNDER AND HAS HIRED AN EXPERT TO OVERSEE THE HARVEST OF MAPLE SAP FROM THE LARGE STAND OF MAPLE TREES (THE "SUGARBUSH") AND BOIL SYRUP WHILE RUNNING AN OUTREACH PROGRAM FOR STUDENTS AT LOCAL SCHOOLS AND THE GENERAL PUBLIC. COVID LIMITED IN-PERSON CONTACT, BUT THE 2020 SYRUP HARVEST WAS VERY GOOD (80 GALLONS) AND RESULTED IN DONATIONS OF ABOUT 20 GALLONS TO THE LAKE PLACID CENTRAL SCHOOL FOOD PROGRAM AND 11 GALLONS TO THE NORTH ELBA CHRISTMAS FUND (THE BALANCE WAS DISTRIBUTED DURING OUTREACH PROGRAMS DURING THE YEAR). 33100 0 16486382 332867 0 16819249 0 0 16819249 252289 16566960 828348 828348 11121 11121 817227 0 817227 0 817227 798620 0 84243 882863 0 882863 817227 0 0 199238 229024 192670 263063 40696 924691 882863 0 0 0 817227 65636 0 0 990327 0 0 0 0 0 0 199238 791089 229024 192670 263063 40696 65636 X ADIRONDACK COUNCIL INC PO BOX D-2 ELIZABETHTOWN NY 129320640 N/A PC CLARENCE PETTY INTERN 7500 ADIRONDACK FOUNDATION PO BOX 288 LAKE PLACID NY 129460288 N/A PC UIHLEIN IRONMAN SPORTS FUND 25000 ADIRONDACK FOUNDATION PO BOX 288 LAKE PLACID NY 129460288 N/A PC NORTH ELBA CHRISTMAS FUND 10000 ADIRONDACK RESEARCH CONSORTIUM PO BOX 96 PAUL SMITHS NY 129700096 N/A PC GENERAL SUPPORT 1500 ADIRONDACK SPEEDSKATING CLUB 122 MCKINLEY STREET LAKE PLACID NY 129461537 N/A PC SKATES 1300 ESSEX COUNTY HISTORICAL SOCIETY PO BOX 428 ELIZABETHTOWN NY 129320428 N/A PC EDUCATIONAL PROGRAMS 7500 LAKE PLACID ASSOCIATION FOR MUSIC DRAMA & ART INC 17 ALGONQUIN DRIVE LAKE PLACID NY 129461054 N/A PC GENERAL SUPPORT 20000 LAKE PLACID CENTRAL SCHOOL DISTRICT 50 CUMMINGS ROAD LAKE PLACID NY 129461508 N/A PC FOOD PROGRAM 10000 LAKE PLACID COMMUNITY BEAUTIFICATION ASSOCIATION 2693 MAIN STREET LAKE PLACID NY 129463351 N/A PC GENERAL SUPPORT 14000 LAKE PLACID NORTH ELBA HISTORICAL SOCIETY PO BOX 189 LAKE PLACID NY 129460189 N/A PC GENERAL SUPPORT 10000 LAKE PLACID OUTING CLUB INC 34 SCHOOL STREET LAKE PLACID NY 129463323 N/A PC GENERAL SUPPORT 2500 LAKE PLACID PUBLIC LIBRARY 2471 MAIN STREET LAKE PLACID NY 129463301 N/A PC GENERAL SUPPORT 5000 LAKE PLACID SINFONIETTA INC PO BOX 1303 LAKE PLACID NY 129465303 N/A PC GENERAL SUPPORT 7500 LAKE PLACID VOLUNTEER AMBULANCE SERVICES INC PO BOX 107 LAKE PLACID NY 129460107 N/A PC GENERAL SUPPORT 5000 LAKE PLACID VOLUNTEER FIRE DEPARTMENT INC PO BOX 569 LAKE PLACID NY 129460569 N/A PC GENERAL SUPPORT 10000 LITERACY VOLUNTEERS 129 SEAMON ROAD SUITE A FARMINGTON ME 049386336 N/A PC GENERAL SUPPORT 5000 NEW YORK SKI EDUCATION FOUNDATION INC 5021 NYS ROUTE 86 WILMINGTON NY 129970000 N/A PC GENERAL SUPPORT 15000 NORTHWOOD SCHOOL 92 NORTHWOOD ROAD LAKE PLACID NY 129463625 N/A PC GENERAL SUPPORT 4774 SONGS AT MIRROR LAKE INC PO BOX 1450 LAKE PLACID NY 129465450 N/A PC GENERAL SUPPORT 6000 THOMAS SHIPMAN SR MEMORIAL YOUTH CENTER INC PO BOX 1122 LAKE PLACID NY 129465122 N/A PC GENERAL SUPPORT 15000 TOWN OF NORTH ELBA 2693 MAIN STREET LAKE PLACID NY 129463567 N/A PC GLOBAL SPORTS INITIATIVE 50000 TRI-LAKES HUMANE SOCIETY PO BOX 111 SURANAC LAKE NY 129830111 N/A PC GENERAL SUPPORT 5000 TRUDEAU INSTITUTE INC 154 ALGONQUIN AVENUE SURANAC LAKE NY 129832100 N/A PC RAPID RESPONSE COVID TESTING LAB SARANA LAKE 25000 UNITED STATES LUGE ASSOCIATION 57 CHURCH STREET LAKE PLACID NY 129461805 N/A PC GENERAL SUPPORT 13300 275874 0 14 2899 14 146697 14 978 18 704005 INSURANCE PROCEEDS 01 6321 0 860900 0 860900 0 0 0 0 0 0 0 0 0 0 X X 1 CORNELL UNIVERSITY REAL ESTATE DEPT 15 THORNWOOD DRIVE ITHACA NY 148501299 850000 X 1 430.7 ACRES OF LAND WITH VARIOUS STRUCTURES AT 281 BEAR CUB LANE, LAKE PLACID, NEW YORK 12946 850000 2020-09-01 FINANCIAL STATEMENT AUDIT AND TAX RETURN PREPARATION 23241 0 23241 BOOKKEEPING 30000 0 30000 ABBVIE INC 3.600% DUE 05/14/2025 50,000 QTY 55736 55736 ACE INA HLDGS INC 2.875% DUE 11/03/2022 35,000 QTY 36464 36464 AMAZON.COM INC 1.200% DUE 06/03/2027 40,000 QTY 40705 40705 AMERICAN HONDA FINANCE 1.950% DUE 05/20/2022 35,000 QTY 35790 35790 ANTHEM INC 3.650% DUE 12/01/2027 35,000 QTY 40342 40342 APPLE INC 2.050% DUE 09/11/2026 39,000 QTY 41723 41723 ARCHER-DANIELS-MIDLAND C 2.750% DUE 03/27/2025 35,000 QTY 38063 38063 BANK OF AMERICA CORP 3.366% DUE 01/23/2026 40,000 QTY 44060 44060 BRISTOL-MYERS SQUIBB CO 1.450% DUE 11/13/2030 51,000 QTY 51173 51173 BROADCOM CRP / CAYMN FI 3.625% DUE 01/15/2024 45,000 QTY 48677 48677 CANADIAN IMPERIAL BANK 3.100% DUE 04/02/2024 35,000 QTY 37825 37825 CHURCH & DWIGHT CO INC 3.150% DUE 08/01/2027 35,000 QTY 38769 38769 CIGNA CORP 3.750% DUE 07/15/2023 45,000 QTY 48597 48597 CITIGROUP INC 3.668% DUE 07/24/2028 50,000 QTY 56876 56876 COMCAST CORP 3.700% DUE 04/15/2024 40,000 QTY 44093 44093 D.R. HORTON INC 1.400% DUE 10/15/2027 50,000 QTY 50315 50315 DUPONT DE NEMOURS INC 4.493% DUE 11/15/2025 43,000 QTY 50218 50218 ELECTRONIC ARTS INC 3.700% DUE 03/01/2021 35,000 QTY 35086 35086 ENTERGY LOUISIANA LLC 0.620% DUE 11/17/2023 50,000 QTY 50143 50143 EQUIFAX INC 2.600% DUE 12/01/2024 40,000 QTY 42821 42821 ESTEE LAUDER CO INC 2.600% DUE 04/15/2030 40,000 QTY 44122 44122 EVERSOURCE ENERGY 3.800% DUE 12/01/2023 40,000 QTY 43714 43714 GEORGIA POWER CO 2.400% DUE 04/01/2021 45,000 QTY 45143 45143 HP ENTERPRISE CO 1.450% DUE 04/01/2024 45,000 QTY 46173 46173 INTERCONTINENTALEXCHANGE 0.700% DUE 06/15/2023 50,000 QTY 50388 50388 JABIL INC 4.700% DUE 09/15/2022 45,000 QTY 48107 48107 JPMORGAN CHASE & CO 4.203% DUE 07/23/2029 35,000 QTY 41698 41698 KIMBERLY-CLARK CORP 1.050% DUE 09/15/2027 50,000 QTY 50676 50676 MCDONALD'S CORP 3.300% DUE 07/01/2025 40,000 QTY 44498 44498 MICROSOFT CORP 2.400% DUE 08/08/2026 30,000 QTY 32719 32719 MORGAN STANLEY 3.875% DUE 04/29/2024 30,000 QTY 33199 33199 NATIONAL RURAL UTIL COOP 1.750% DUE 01/21/2022 40,000 QTY 40627 40627 NUTRIEN LTD 3.625% DUE 03/15/2024 40,000 QTY 43455 43455 ORACLE CORP SR GLBL NT 2.500% DUE 05/15/2022 35,000 QTY 35926 35926 PAYPAL HOLDINGS INC 1.650% DUE 06/01/2025 40,000 QTY 41835 41835 PFIZER INC 3.200% DUE 09/15/2023 40,000 QTY 43067 43067 PNC FINANCIAL SERVICES 3.300% DUE 03/08/2022 40,000 QTY 41314 41314 ROPER TECHNOLOGIES INC 1.400% DUE 09/15/2027 50,000 QTY 50653 50653 SHELL INTERNATIONAL FIN 2.375% DUE 11/07/2029 43,000 QTY 46246 46246 SOUTHWEST AIRLINES CO 5.125% DUE 06/15/2027 40,000 QTY 47555 47555 SUMITOMO MITSUI FINL GRP 2.632% DUE 07/14/2026 66,000 QTY 71695 71695 TOYOTA MOTOR CR CORP FRN 0.345% DUE 08/13/2021 40,000 QTY 40019 40019 UNION PACIFIC CORP 3.950% DUE 09/10/2028 40,000 QTY 47645 47645 VALERO ENERGY CORP 1.200% DUE 03/15/2024 50,000 QTY 50322 50322 VERISK ANALYTICS INC 4.000% DUE 06/15/2025 45,000 QTY 50931 50931 VERIZON COMMUNICATIONS 1.750% DUE 01/20/2031 49,000 QTY 48805 48805 VISA INC 3.150% DUE 12/14/2025 40,000 QTY 44834 44834 WESTPAC BANKING CORP 2.000% DUE 08/19/2021 35,000 QTY 35383 35383 ADOBE INC (ADBE) 125.000 SHARES 62515 62515 ADVANCE AUTO PARTS (AAP) 195.000 SHARES 30714 30714 AIR PRODUCTS & CHEMICALS (APD) 215.000 SHARES 58742 58742 ALIBABA GROUP HOLDINGS LTD (BABA) 200.000 SHARES 46546 46546 ALPHABET INC CLASS C (GOOG) 90.000 SHARES 157669 157669 AMAZON.COM INC (AMZN) 45.000 SHARES 146561 146561 AMEREN CORP (AEE) 420.000 SHARES 32785 32785 AMERICAN TOWER CORP (AMT) 260.000 SHARES 58359 58359 AMERICAN WATER WORKS CO (AWK) 180.000 SHARES 27624 27624 AMPHENOL CORP (APH) 320.000 SHARES 41846 41846 ANSYS INC (ANSS) 75.000 SHARES 27285 27285 AON PLC (AON) 145.000 SHARES 30634 30634 APPLE INC (AAPL) 1,425.000 SHARES 189083 189083 APTARGROUP INC (ATR) 165.000 SHARES 22586 22586 ASML HOLDING 50.000 SHARES 24391 24391 ASPEN TECHNOLOGY (AZPN) 100.000 SHARES 13025 13025 BANK OF AMERICA CORP (BAC) 2,555.000 SHARES 77442 77442 BLACKROCK INC (BLK) 60.000 SHARES 43292 43292 BLACKSTONE GROUP INC (BX) 925.000 SHARES 59949 59949 BURLINGTON STORES INC (BURL) 125.000 SHARES 32693 32693 CDW CORP/DE (CDW) 170.000 SHARES 22404 22404 CHARTER COMMUNICATIONS INC (CHTR) 130.000 SHARES 86001 86001 CHUBB LIMITED (CB) 215.000 SHARES 33092 33092 CINTAS CORP (CTAS) 110.000 SHARES 38880 38880 CITIGROUP INC (C) 740.000 SHARES 45628 45628 CMC MATERIALS INC (CCMP) 190.000 SHARES 28747 28747 CONOCOPHILLIPS (COP) 980.000 SHARES 39190 39190 COOPER COS INC (COO) 105.000 SHARES 38148 38148 DANAHER CORP (DHR) 325.000 SHARES 72195 72195 DOLLARAMA INC 765.000 SHARES 31139 31139 DOVER CORP (DOV) 225.000 SHARES 28406 28406 EQUIFAX INC (EFX) 200.000 SHARES 38568 38568 FACEBOOK INC-A (FB) 445.000 SHARES 121556 121556 FIDELITY NATL INFO SVCS (FIS) 525.000 SHARES 74266 74266 FORTIVE CO (FTV) 575.000 SHARES 40721 40721 HILTON WORLDWIDE HOLDINGS (HLT) 445.000 SHARES 49510 49510 HOME DEPOT (HD) 110.000 SHARES 29218 29218 IAA INC (IAA) 495.000 SHARES 32165 32165 IDEX CORP (IEX) 65.000 SHARES 12948 12948 IQVIA HOLDINGS INC (IQV) 490.000 SHARES 87793 87793 L3 HARRIS TECHNOLOGIES INC (LHX) 70.000 SHARES 13231 13231 LAB CORP OF AMER HLDGS NEW (LH) 120.000 SHARES 24426 24426 LVMH MOET HENNESSY VUITTON 75.000 SHARES 47019 47019 MATCH GROUP INC (MTCH) 209.000 SHARES 31598 31598 MICROSOFT CORP (MSFT) 1,060.000 SHARES 235765 235765 NASDAQ INC. (NDAQ) 210.000 SHARES 27875 27875 NICE LTD ADR (NICE) 90.000 SHARES 25518 25518 NIKE INC CL B (NKE) 615.000 SHARES 87004 87004 PAYCOM SOFTWARE INC (PAYC) 37.000 SHARES 16733 16733 PEPSICO INC (PEP) 450.000 SHARES 66735 66735 PIONEER NATURAL RESOURCES (PXD) 170.000 SHARES 19361 19361 RENTOKIL INITIAL PLC 3,305.000 SHARES 22993 22993 ROSS STORES INC (ROST) 420.000 SHARES 51580 51580 S&P GLOBAL INC. (SPGI) 90.000 SHARES 29585 29585 SAFRAN SA 340.000 SHARES 48375 48375 SCHWAB CHARLES CORP NEW (SCHW) 635.000 SHARES 33680 33680 SEA LTD ADR (SE) 235.000 SHARES 46776 46776 SERVICENOW INC (NOW) 102.000 SHARES 56143 56143 SMITH A O CORP (AOS) 410.000 SHARES 22476 22476 SS&C TECHNOLOGIES HOLDINGS (SSNC) 310.000 SHARES 22552 22552 STERIS PLC (STE) 150.000 SHARES 28431 28431 SYNOPSYS INC (SNPS) 105.000 SHARES 38886 38886 TELEFLEX INC (TFX) 84.000 SHARES 34571 34571 TENCENT HOLDINGS LTD 805.000 SHARES 58541 58541 TEXAS INSTRUMENTS INC (TXN) 515.000 SHARES 84526 84526 THERMO FISHER SCIENTIFIC (TMO) 164.00 SHARES 76387 76387 UNION PACIFIC CORP (UNP) 460.00 SHARES 95781 95781 UNITEDHEALTH GROUP INC (UNH) 210.000 SHARES 73642 73642 US FOODS HOLDING CORP (USFD) 595.000 SHARES 19819 19819 VERISK ANALYTICS INC-CL A (VRSK) 90.000 SHARES 18683 18683 VISA INC (V) 700.000 SHARES 153111 153111 WEST PHARMACEUTICAL SVC (WST) 30.000 SHARES 8499 8499 WEX INC (WEX) 180.000 SHARES 36635 36635 WYNDHAM HOTELS & RESORTS (WH) 315.000 SHARES 18723 18723 ZOETIS INC (ZTS) 350.000 SHARES 57925 57925 2549548 2549548 0 0 OW CREDIT INCOME FUND (OWCIX) 88,495.781 SHARES FMV 903541 903541 OW LARGE CAP STRATEGIES FD (OWLSX) 374,551.481 SHARES FMV 6419812 6419812 OW SMALL & MIDCAP STRAT FD (OWSMX) 112,123.287 SHARES FMV 2065310 2065310 MILLS PROPERTY LAND 1971102 0 1971102 1971102 HEAVEN HILL FARM 2379927 0 2379927 2379927 HENRY'S WOODS LAND 321639 0 321639 321639 OLD ORCHARD TRAIL 81419 0 81419 81419 HEAVEN HILL TRAIL 64220 0 64220 64220 CARETAKERS RESIDENCE 139373 0 139373 139373 HEAVEN HILL OFFICE 88017 0 88017 88017 EQUIPMENT 154712 0 154712 154712 CORNELL LOT 917398 0 917398 917398 GENERAL AND ADMINISTRATIVE LEGAL COUNSEL 9895 0 9895 DIRECTORS AND OFFICERS INSURANCE 2093 0 2093 PROPERTY INSURANCE 25341 0 25341 REPAIRS AND MAINTENANCE 87238 0 87238 UTILITIES 14795 0 14795 OFFICE AND OTHER EXPENSES 7009 0 7009 OTHER INVESTMENT EXPENSES 13 13 0 OTHER INVESTMENT INCOME 962 962 962 SECURITY LITIGATION PROCEEDS 16 16 16 INSURANCE PROCEEDS 6321 6321 UNREALIZED APPRECIATION ON INVESTMENTS 1492455 INVESTMENT MANAGEMENT AND ADVISORY 43244 43244 0 FEDERAL EXCISE TAX PAID 26000 0 0 FOREIGN TAXES WITHHELD 268 268 0