2021-11-09T16:14:30-06:00 2021-06-30 420714325 RSM US LLP 1861 INTERNATIONAL DRIVE SUITE 400 MCLEAN VA 22102 990 2020-07-01 941156258 CALIFORNIA ACADEMY OF SCIENCES CALI 4153795141 55 MUSIC CONCOURSE DRIVE SAN FRANCISCO CA 94118 MIKE MCGEE CFO 4153795141 2021-11-15 1 MIKE MCGEE XXX-XX-XXXX YONG ZHANG CPA P01249785 7033366400 2021-11-01 2 AAL1 IAL1 2020 2022-09-23 18:48:47Z SCOTT SAMPSON 55 MUSIC CONCOURSE DRIVE SAN FRANCISCO CA 94118 1023635591 0 X WWW.CALACADEMY.ORG X 1904 CA TO EXPLORE, EXPLAIN, AND SUSTAIN LIFE USING THE RESOURCES OF OUR RESEARCH INSTITUTE, AQUARIUM, PLANETARIUM, NATURAL HISTORY MUSEUM, AND RAINFOREST TO SHARE SCIENTIFIC KNOWLEDGE WITH THE PUBLIC. 42 42 641 200 156031 150031 33870305 47242529 15835906 5465890 15984122 42250990 764316 238417 66454649 95197826 76087 68622 0 0 48034278 37735907 386 122301 3713468 38217162 30812201 86327913 68739031 -19873264 26458795 804050299 832230890 317603016 302173145 486447283 530057745 X THE CALIFORNIA ACADEMY OF SCIENCES IS DEDICATED TO EXPLORING AND EXPLAINING THE NATURAL WORLD AND ADDRESSING THE CHALLENGE OF SUSTAINABILITY THROUGH ITS SCIENTIFIC RESEARCH AND EDUCATION INITIATIVES. THROUGH EXPEDITIONS AROUND THE GLOBE AND INVESTIGATIONS IN THE LAB, ACADEMY SCIENTISTS STRIVE TO UNDERSTAND THE EVOLUTION AND INTERCONNECTEDNESS OF LIFE AND GUIDE CRITICAL CONSERVATION DECISIONS. THROUGH EXHIBITIONS, EDUCATIONAL PROGRAMS, AND PARTNERSHIPS THAT ADDRESS THESE SAME TOPICS-ON-SITE, IN THE COMMUNITY, IN BIODIVERSITY HOTSPOTS AROUND THE WORLD, AND ONLINE-THE ACADEMY AIMS TO IGNITE CURIOSITY ABOUT THE NATURAL WORLD, INSPIRE AND MENTOR THE NEXT GENERATION OF SCIENTISTS AND EDUCATORS, CULTIVATE A MORE SCIENTIFICALLY LITERATE PUBLIC, AND KINDLE A COMMITMENT TO RESPONSIBLE STEWARDSHIP OF OUR PLANET. 0 0 19063690 0 481498 EXHIBITS AND PUBLIC ENGAGEMENT: THE ALL- DIGITAL MORRISON PLANETARIUM USES SCIENTIFIC DATA TO SHARE CURRENT DISCOVERIES AND PRESENT IMMERSIVE SHOWS THAT ROTATE THROUGHOUT THE YEAR. THE SHARKS EXHIBIT EXPLORES THE OFTEN MISUNDERSTOOD BIOLOGY AND HISTORY OF THESE COMPLEX OCEAN PREDATORS WITH IMMERSIVE INTERACTIVES AND REAL FOSSILS. GIANTS OF LAND AND SEA EXHIBIT CELEBRATES NORTHERN CALIFORNIA'S ICONIC NATURAL PHENOMENA LIKE REDWOODS, MARINE MAMMALS, AND FOG. THE COLOR OF LIFE EXHIBIT EXPLORES THE ROLE OF COLOR IN THE NATURAL WORLD WITH VIBRANT LIVE ANIMALS, SPECIMENS, AND IMMERSIVE INTERACTIVES. GEMS AND MINERALS UNEARTHED SHOWCASES SPECIMENS FROM THE ACADEMY'S RENOWNED GEOLOGY COLLECTION. BIG PICTURE SHOWCASES WINNING IMAGES FROM THE ACADEMY'S ANNUAL, INTERNATIONAL WILDLIFE PHOTOGRAPHY COMPETITION WITH A DISPLAY THAT ROTATES ANNUALLY. 14574965 47531 317081 BIODIVERSITY SCIENCE AND SUSTAINABILITY : THE CALIFORNIA ACADEMY OF SCIENCES' INSTITUTE FOR BIODIVERSITY SCIENCE AND SUSTAINABILITY (IBSS) IS HOME TO MORE THAN 100 WORLD-CLASS SCIENTISTS, OVER 100 INTERNATIONAL ASSOCIATES, AND MORE THAN 450 DISTINGUISHED FELLOWS WHO GATHER NEW KNOWLEDGE ABOUT LIFE'S DIVERSITY AND THE PROCESS OF EVOLUTION AND RAPIDLY APPLY THAT UNDERSTANDING TO OUR EFFORTS TO REGENERATE THE NATURAL WORLD. THROUGH INNOVATIVE PARTNERSHIPS AND COMMUNITY ENGAGEMENT INITIATIVES, THEY ALSO GUIDE CRITICAL CONSERVATION DECISIONS WORLDWIDE, INSPIRE AND MENTOR THE NEXT GENERATION OF SCIENTISTS, AND FOSTER RESPONSIBLE STEWARDSHIP OF OUR PLANET SO THAT HUMANS AND NATURE CAN THRIVE TOGETHER. 10167094 0 3751 AQUARIUM: THE STEINHART AQUARIUM IS HOME TO 40,000 LIVE ANIMALS FROM AROUND THE WORLD AND HOSTS THE LARGEST AND DEEPEST INDOOR CORAL REEF IN THE WORLD. THE FOUR-STORY RAINFOREST HAS FREE-FLYING BIRDS AND BUTTERFLIES AND EXOTIC REPTILES AND AMPHIBIANS. AFRICAN HALL IS HOME TO A COLONY OF AFRICAN PENGUINS. 2862083 21091 217045 EDUCATION AND OUTREACH: THE ACADEMY IS AN INNOVATIVE LEADER IN EFFORTS TO INCREASE SCIENTIFIC AND ENVIRONMENTAL LITERACY WORLDWIDE. THE MUSEUM IS HOME TO SCIENCE EDUCATORS AND COMMUNICATORS AS WELL AS MORE THAN HIGHLY TRAINED DOCENTS WHO ENGAGE PEOPLE OF ALL AGES-BOTH HERE IN CALIFORNIA AND AROUND THE WORLD-IN THE SCIENTIFIC CONCEPTS AND ISSUES THAT WILL SHAPE OUR FUTURE. THROUGH INTENSIVE PARTNERSHIPS WITH SCHOOLS AND TEACHERS, INNOVATIVE PROGRAMS AND EXHIBITS FOR ALL AGES, ENGAGING ONLINE LEARNING AND DIGITAL MEDIA OFFERINGS, AND IMMERSIVE SCIENCE VISUALIZATION PRODUCTIONS, ACADEMY EDUCATORS INCREASE THE PUBLIC'S UNDERSTANDING AND APPRECIATION OF THE NATURAL WORLD AND INSPIRE PARTICIPANTS TO HELP SUSTAIN THE RICH DIVERSITY OF LIFE ON EARTH.VOLUNTEERS HELP SUPPORT THE ACADEMY ANNUALLY AND PROVIDE A CONNECTION BETWEEN THE DIVERSE BAY AREA COMMUNITY AND THE ACADEMY'S MUSEUM, RESEARCH, AND ADMINISTRATION. AS ONE OF THE BAY AREA'S LEADING CULTURAL INSTITUTIONS DEDICATED TO OPENING ITS DOORS TO THE ENTIRE COMMUNITY, THE ACADEMY OFFERS A VARIETY OF FREE AND REDUCED ADMISSION OPPORTUNITIES AND ACCESS PROGRAMS TO SERVE ALL VISITORS. 2078536 0 0 MEMBERSHIP: THE ACADEMY'S MEMBERSHIP PROGRAM PROVIDES YEAR ROUND ACCESS TO OUR OFFERINGS TO NEARLY 30,000 HOUSEHOLDS. THROUGH THEIR MONTHLY AND ANNUAL GIFTS, MEMBERS SUPPORT THE ACADEMY'S MISSION TO EXPLORE, EXPLAIN AND EXPLAIN LIFE ON EARTH. ON AVERAGE, ACADEMY MEMBERS VISIT BETWEEN TWO AND THREE TIMES A YEAR, PARTICIPATING IN OUR PUBLIC PROGRAMS, EXPLORING THE ICONIC EXHIBITS, SUCH AS THE STEINHART AQUARIUM AND RAINFOREST, ATTENDING WORKSHOPS AND LECTURES, AND SHARING THE EXPERIENCE WITH THEIR FRIENDS AND FAMILIES. A SIGNIFICANT NUMBER OF THE ACADEMY'S MEMBERS HAVE BEEN A PART OF THE ACADEMY "FAMILY" FOR MANY GENERATIONS. 4610980 ADMISSIONS 4940619 21091 4828025 48746368 1 1 0 1 0 0 1 1 0 1 1 1 0 0 1 1 1 0 0 1 1 0 0 1 1 0 0 0 1 1 1 0 0 0 0 0 1 0 0 0 0 1 0 0 0 0 1 1 1 0 0 1 150 0 1 641 1 1 1 1 MA 0 0 0 0 0 0 0 0 X 42 42 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 CA DC FL MA NC NY X X MIKE MCGEE 4153795141 55 MUSIC CONCOURSE DRIVE SAN FRANCISCO CA 94118 ELIZABETH R PATTERSON CHAIR 2.00 X X 0 0 0 MATTHEW BARGER VICE CHAIR 2.00 X X 0 0 0 CHARLES MARSHALL PRESIDENT 2.00 X X 0 0 0 TESSA HILL VICE PRESIDENT 2.00 X X 0 0 0 VIRGINIA GOSS TUSHER SECRETARY 2.00 X X 0 0 0 JOHN ADAMS TRUSTEE 0.50 X 0 0 0 ELIZABETH BLACKBURN TRUSTEE 1.00 X 0 0 0 DAN CARROLL TRUSTEE 0.50 X 0 0 0 HUIFEN CHAN TRUSTEE 0.50 X 0 0 0 FELICIA CHIU TRUSTEE 0.50 X 0 0 0 GRETCHEN C DAILY TRUSTEE 0.50 X 0 0 0 TROY DANIELS TRUSTEE 1.00 X 0 0 0 WILLIAM F DUHAMEL TRUSTEE 0.50 X 0 0 0 MARC EBBIN TRUSTEE 0.50 X 0 0 0 PETER FENTON TRUSTEE 0.50 X 0 0 0 CHRISTOPHER FIELD TRUSTEE 1.00 X 0 0 0 JACK FORESTELL TRUSTEE 0.50 X 0 0 0 LAURA E FURSTENTHAL TRUSTEE 0.50 X 0 0 0 ADAM GAZZALEY TRUSTEE 1.00 X 0 0 0 NICK GIOVANNI TRUSTEE 0.50 X 0 0 0 KEVIN HARTZ TRUSTEE 0.50 X 0 0 0 NAUREEN HASSAN TRUSTEE 0.50 X 0 0 0 DAN JANNEY TRUSTEE 0.50 X 0 0 0 JAY KAHN TRUSTEE 0.50 X 0 0 0 DAVID M KENNEDY TRUSTEE 0.50 X 0 0 0 SALMAN KHAN TRUSTEE 0.50 X 0 0 0 JEFFREY KOSEFF TRUSTEE 1.00 X 0 0 0 ZACHARY LARA TRUSTEE 0.50 X 0 0 0 REBECCA LIN TRUSTEE 0.50 X 0 0 0 MARIE O'GARA LIPMAN TRUSTEE 0.50 X 0 0 0 LAWRENCE MIAO TRUSTEE 0.50 X 0 0 0 MICHAEL MILLMAN TRUSTEE 0.50 X 0 0 0 DEREK MITCHELL TRUSTEE 0.50 X 0 0 0 HAROLD A MOONEY TRUSTEE 1.00 X 0 0 0 JOSEPH O'DONNELL TRUSTEE 0.50 X 0 0 0 KIRSTEN RHODES TRUSTEE 0.50 X 0 0 0 MARTA SALAS-PORRAS TRUSTEE 0.50 X 0 0 0 ADAM SAVAGE TRUSTEE 0.50 X 0 0 0 ANDREW J SCHWAB TRUSTEE 0.50 X 0 0 0 NICHOLAS SIMON TRUSTEE 0.50 X 0 0 0 GARY STEELE TRUSTEE 0.50 X 0 0 0 WILLIAM H YOUNGER JR TRUSTEE 0.50 X 0 0 0 RON ZEFF TRUSTEE 0.50 X 0 0 0 SCOTT D SAMPSON EXECUTIVE DIRECTOR 40.00 X 539276 0 229451 MIKE MCGEE CHIEF FINANCIAL OFFICER 40.00 X 398362 0 42680 MELISSA FELDER CHIEF REVENUE & MARKETING OFFICER 40.00 X 375509 0 40306 ELIZABETH BABCOCK CHIEF PUBLIC ENGAGEMENT OFFICER 40.00 X 343356 0 28883 SHANNON BENNETT CHIEF OF SCIENCE & SUSTAIN 40.00 X 299253 0 22518 ISAAC KWON COO & AND HEAD OF GOVERNMENT 40.00 X 282342 0 27426 RAUL DEL BARCO CHIEF HUMAN RESOURCES OFFICER 40.00 X 236609 0 16031 REBECCA SCHUETT DIR OF PHILANTHROPY 40.00 X 171703 0 21186 MARY NEMEROV CHIEF PHILANTHROPY OFFICER 40.00 X 161814 0 102 LUIZ ROCHA ASSOCIATE CURATOR, ICTHYOL 40.00 X 237750 0 35564 RYAN WYATT SR. DIR MORRISON PLANETARIUM 40.00 X 231556 0 17036 MICHAEL COSTANZO GENERAL COUNSEL AND DIRECTOR OF SECURITY 40.00 X 229565 0 33922 WILLIAM SHEPHERD III SR. DIR OF STEINHART AQUARIUM 40.00 X 218642 0 38117 DEBRA TROCK DIRECTOR OF SCIENCE COLLECTIONS 40.00 X 265057 0 6181 3990794 0 559403 102 0 1 0 RON FOTH RETAIL INC 8100 NORTH HIGH STREET COLUMBUS OH 43260 ADVERTISING SERVICES 2228580 ONERHYTHM LLC 414 1ST ST E 6 SONOMA CA 94576 MARKETING SERVICES 346234 GCI INC 875 BATTERY STREET SAN FRANCISCO CA 94111 BUILDING MAINTENANCE 344102 GRANDE PLANET SHARK PTY LTD ACN 166 772 952 BLACK ROCK AU 3193 EXHIBIT RENTAL 232500 OTIS ELEVATOR COMPANY DEPT LA 21684 PASADENA CA 91185 MAINTENANCE SERVICES 225606 21 4392028 1087690 21335639 20427172 841137 47242529 ADMISSIONS 900099 4610980 4610980 AUXILIARY ACTIVITIES 900099 854910 854910 5465890 6560052 156031 6404021 189631 162196 27435 964061537 928370599 35690938 35690938 35690938 38678 1087690 67166 -28488 -28488 2269 0 2269 2269 CAFE COMMISSIONS 900099 75005 75005 75005 95197826 5630355 156031 42168911 68622 68622 4550197 1472675 2722716 354806 25529589 19919154 3504967 2105468 5442119 3870269 1126730 445120 2214002 1574531 458384 181087 150197 36879 112972 346 260042 817 259217 8 123337 123337 122301 122301 2212036 2212036 3121052 2004440 875345 241267 2524458 2514639 2878 6941 1629291 1361993 191177 76121 846616 570890 249171 26555 23913 25131 -2516 1298 2689827 2194645 471847 23335 93906 70199 17167 6540 3765 5882 -2252 135 1541928 1167754 362594 11580 12786648 10439540 2242995 104113 666354 666354 EQUIPMENT 1193456 787506 372245 33705 PARTICIPANT SUPPORT 279753 236054 43693 6 ANIMAL SUPPORT 277921 277127 759 35 FUNDRAISING EXPENSES -67166 -67166 454867 147621 267379 39867 68739031 48746368 16279195 3713468 23749 34855 4308845 2650322 6885654 24192156 845269 646515 60724 29692 324471 244271 34178 33865 1040871 1145720 497581225 196012822 311917022 301568403 325930392 349056375 105714839 134372127 46964285 18256589 804050299 832230890 5724243 5794301 4642249 5395550 279425999 279505376 27810525 11477918 317603016 302173145 X 351796948 366539211 134650335 163518534 486447283 530057745 804050299 832230890 X 26458795 16392224 759443 X X 0 1 X 1 1 1 X 42064076 46599481 32916896 33870305 47242529 202693287 42064076 46599481 32916896 33870305 47242529 202693287 4259718 198433569 7793976 9380728 12312462 9419273 6431456 45337895 151031 151031 997686 1251577 1279345 700283 113683 4342574 252524787 99372302 0.78580 0.77610 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: CAFE COMMISSIONS - 2016 AMOUNT: $ 997,686. 2017 AMOUNT: $ 1,000,310. 2018 AMOUNT: $ 1,035,775. 2019 AMOUNT: $ 606,083. 2020 AMOUNT: $ 75,005. FUNDRAISING - 2017 AMOUNT: $ 251,267. 2018 AMOUNT: $ 243,570. 2019 AMOUNT: $ 94,200. 2020 AMOUNT: $ 38,678. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 123337 123337 68615694 68739031 1000000 250000 0 0 1000000 1000000 1000000 1000000 4000000 6000000 2905 30340 76509 123337 233091 250000 250000 250000 250000 1000000 1500000 X X 1 3060.00 0 0 0 1 1 0.00 0 X X X X 0 190350478 317512 49713981 17398910 222983061 194490419 249853 4635383 9025177 190350478 193049579 486165 9661586 8706911 194490419 175157469 11793083 14536103 8437076 193049579 156821589 2010979 23304184 6979283 175157469 0.35000 0.42000 0.23000 0 0 710000 710000 440428586 163190326 277238260 2635380 1480571 1154809 30416943 24362929 6054014 23390316 6978996 16411320 301568403 EXCHANGE TRADED FUNDS 9610735 F REAL ESTATE & OTHER 723501 F INVESTMENTS HELD IN TRUST 6619381 F EQUITY HEDGE FUNDS 20553222 F COMMINGLED FUNDS 67993469 F PRIVATE EQUITY INVESTMENTS 28871819 F 134372127 ANNUITIES PAYABLE 2090169 OTHER LONG-TERM LIABILITIES 169610 PAYABLE FOR INVESTMENTS PURCHASED 1111394 PAYCHECK PROTECTION PROGRAM LOAN 8106745 11477918 X 110207784 16392224 3161 826609 17221994 92985790 2212036 2212036 95197826 66597322 3161 67166 70327 66526995 2212036 2212036 68739031 PART II, LINE 5: THE ORGANIZATION MONITORS DEED RESTRICTIONS OF THE CONSERVATION EASEMENT. THE PURPOSE OF THE DEED RESTRICTION IS TO PRESERVE AND PROTECT THE OPEN SPACE, NATURAL, ECOLOGICAL AND SCENIC VALUES OF THE PROPERTY AND TO PREVENT ANY USE OF THE PROPERTY THAT WILL SIGNIFICANTLY IMPAIR OR DEGRADE THOSE VALUES. PART II, LINE 9: THE LAND IS BEING HELD FOR PRESERVATION PURPOSES, THEREFORE, REVENUE GENERATING ACTIVITIES ARE NOT TAKING PLACE ON THE LAND. THE EXPENSES RELATED TO MONITOR OR ENFORCE THE EASEMENT ARE RECORDED IN THE PERIOD INCURRED AS AN OPERATING EXPENSE. PART III, LINE 1A: CONTRIBUTIONS OF LIVING AND OTHER COLLECTIONS HELD AS PART OF A COLLECTION - FOR EDUCATION, RESEARCH OR PUBLIC EXHIBITION RATHER THAN FOR SALE - ARE NOT RECOGNIZED OR CAPITALIZED. SUCH ITEMS WHICH HAVE BEEN ACQUIRED THROUGH PURCHASE HAVE SIMILARLY NOT BEEN CAPITALIZED. PART III, LINE 4: THE LIBRARY COLLECTION CONSISTS OF RARE BOOKS. CONTRIBUTIONS OF LIVING AND OTHER SPECIMENS HELD AS PART OF A COLLECTION - FOR EDUCATION, SCIENCE OR PUBLIC EXHIBITION RATHER THAN FOR SALE - ARE NOT RECOGNIZED OR CAPITALIZED. PART V, LINE 4: THE INTENDED USES OF THE ACADEMY'S ENDOWMENT FUNDS ARE A BALANCE BETWEEN PROVIDING CURRENT PURPOSE RESTRICTED PROGRAM FUNDING, CURRENT OPERATING FUNDING, AND PRESERVATION OF THE ENDOWMENT TO ENSURE THE AVAILABILITY OF FUNDS FOR FUTURE OPERATIONS OF THE ACADEMY. PART X, LINE 2: THE ACADEMY IS EXEMPT FROM FEDERAL INCOME TAXES UNDER THE PROVISIONS OF SECTION 501(A) OF THE INTERNAL REVENUE CODE ("IRC OR "THE CODE") AS AN ORGANIZATION DESCRIBED IN IRC SECTION 501(C)(3) AND IS NOT CLASSIFIED AS A PRIVATE FOUNDATION UNDER SECTION 509(A) OF THE CODE. THE ACADEMY IS ALSO A PUBLIC-BENEFIT, TAX-EXEMPT CORPORATION UNDER THE LAWS OF THE STATE OF CALIFORNIA AND IS THEREFORE EXEMPT FROM CALIFORNIA INCOME AND FRANCHISE TAXES ON OPERATIONS RELATED TO ITS EXEMPT PURPOSE AND ANY EXCLUDABLE INVESTMENT INCOME. THE ACADEMY FILES U.S. EXEMPT ORGANIZATION RETURNS AND, AS APPLICABLE, UNRELATED BUSINESS INCOME TAX RETURNS IN FEDERAL AND STATE JURISDICTIONS. THE ACADEMY'S TAX RETURNS FOR THE YEARS ENDED JUNE 30, 2017, 2018, 2019, AND 2020 ARE OPEN FOR POTENTIAL IRS/STATE TAX BOARD EXAMINATION. THE PARTNERSHIP FILES U.S. PARTNERSHIP TAX RETURNS AND, AS APPLICABLE, INCOME TAX RETURNS IN STATE JURISDICTIONS. THE PARTNERSHIP'S TAX RETURNS FOR THE YEARS ENDED DECEMBER 31, 2017, 2018, 2019, AND 2020 ARE OPEN FOR POTENTIAL IRS/STATE TAX BOARD EXAMINATION. TO DATE, NEITHER THE ACADEMY NOR THE PARTNERSHIP HAVE BEEN NOTIFIED BY TAXING AUTHORITIES OF ANY PENDING EXAMINATION. THE ACADEMY FOLLOWS THE PROVISIONS OF THE FINANCIAL ACCOUNTING STANDARDS BOARD ("FASB") ACCOUNTING STANDARDS CODIFICATION (ASC) 740-10, "ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES". MANAGEMENT EVALUATED THE ACADEMY'S TAX POSITIONS AND CONCLUDED THAT THERE WERE NO MATERIAL UNCERTAINTIES IN INCOME TAXES AS OF JUNE 30, 2021 OR 2020. PART XI, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN VALUE OF INVESTMENTS HELD IN TRUST 759,443. FUNDRAISING EVENT EXPENSES 67,166. PART XII, LINE 2D - OTHER ADJUSTMENTS: FUNDRAISING EVENT EXPENSES 67,166. EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 PROGRAM SERVICES FIELDWORK AND EXAMINE SPECIES. 4857 SUB-SAHARAN AFRICA 1 4 PROGRAM SERVICES FIELDWORK AND EXAMINE SPECIES. 56089 EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES FIELDWORK AND EXAMINE SPECIES. 218 CENTRAL AMERICA AND THE CARIBBEAN 0 0 PROGRAM SERVICES FIELDWORK AND EXAMINE SPECIES. 14761 NORTH AMERICA 0 0 PROGRAM SERVICES FIELDWORK AND EXAMINE SPECIES. 2392 1 4 0 0 1 4 78317 0 78317 1 0 1 1 1 0 PART I, LINE 3: THE ORGANIZATION USES GAAP TO REPORT EXPENDITURES IN FOREIGN REGIONS. PART III ACCOUNTING METHOD: PART I, LINE 3 FOR MORE THAN 160 YEARS, THE ACADEMY HAS TRAVELED THE GLOBE, COLLECTING ALL MANNER OF ROCKS AND ORGANISMS THAT CONTINUALLY TEACH US ABOUT WHERE WE'VE COME FROM AND WHERE WE ARE GOING. DIGGING, DIVING, AND DISCOVERING, ACADEMY SCIENTISTS HAVE LED EXPEDITIONS TO DOCUMENT THE PLANET'S DIVERSE FLORA AND FAUNA. THE MADAGASCAR BIODIVERSITY CENTER (MBC) IS A MALAGASY NGO FUNDED AND MANAGED BY THE CALIFORNIA ACADEMY OF SCIENCES. THE CENTRAL MISSION OF MBC IS TO IMPROVE AND ACCELERATE INDIVIDUAL AND INSTITUTIONAL CAPACITY IN BIODIVERSITY RESEARCH IN MADAGASCAR. THE CENTER INCLUDES TRAINING FACILITIES FOR MALAGASY STUDENTS AND PROVIDES AN ENVIRONMENT WHERE MALAGASY SCIENTISTS CAN PARTICIPATE IN CONSERVATION DECISION-MAKING. MBC HAS ESTABLISHED COLLABORATIONS WITH PARC BOTANIQUE ET ZOOLOGIQUE DE TSIMBAZAZA, ASSOCIATION NATIONALE POUR LA GESTION DES AIRES PROTEGEES, AND INTERNATIONAL CONSERVATION AGENCIES IN MADAGASCAR TO ENSURE THAT OUR RESULTS WILL BE CONSIDERED AS THEY DESIGN PRIORITY AREAS, MODEL CLIMATE CHANGE, OR MANAGE LOCAL PARKS. X X X X X X X 1 MR STRATEGIC SERVICES INC 1611 TELEGRAPH AVE SUITE 900 OAKLAND CA 94612 DEVELOPMENT PROGRAM REVIEW AND STRATEGIC CONSULTING 0 0 122301 -122301 122301 -122301 SPRING FORWARD 982086 952262 29824 13676 24866 SUPERNATURAL 144282 135428 8854 2665 9130 16829 1126368 1087690 38678 2665 22806 41695 67166 -28488 1 ASSISTANCE TO STUDENTS FOR STUDY AND RESEARCH 33 68622 0 PART I, LINE 2: PARTICIPANTS WORK CLOSELY WITH THEIR DEPARTMENTAL ADVISER, WHO IS REQUIRED TO SUBMIT REPORTS DESCRIBING PROJECT OUTCOMES THROUGHOUT THE TERM OF THE SCHOLARSHIP OR ASSISTANCE. X 1 1 X X X X X 1 0 0 0 0 0 0 0 0 SCOTT D SAMPSON EXECUTIVE DIRECTOR 442053 0 95000 0 2223 0 0 0 229451 0 768727 0 0 0 MIKE MCGEE CHIEF FINANCIAL OFFICER 397131 0 0 0 1231 0 10470 0 32210 0 441042 0 0 0 MELISSA FELDER CHIEF REVENUE & MARKETING OFFICER 373206 0 0 0 2303 0 9726 0 30580 0 415815 0 0 0 ELIZABETH BABCOCK CHIEF PUBLIC ENGAGEMENT OFFICER 342189 0 0 0 1167 0 4536 0 24347 0 372239 0 0 0 SHANNON BENNETT CHIEF OF SCIENCE & SUSTAIN 298213 0 0 0 1040 0 7723 0 14795 0 321771 0 0 0 ISAAC KWON COO & AND HEAD OF GOVERNMENT 281287 0 0 0 1055 0 3331 0 24095 0 309768 0 0 0 RAUL DEL BARCO CHIEF HUMAN RESOURCES OFFICER 235115 0 0 0 1494 0 6152 0 9879 0 252640 0 0 0 REBECCA SCHUETT DIR OF PHILANTHROPY 171150 0 0 0 553 0 6231 0 14955 0 192889 0 0 0 MARY NEMEROV CHIEF PHILANTHROPY OFFICER 161482 0 0 0 332 0 0 0 102 0 161916 0 0 0 LUIZ ROCHA ASSOCIATE CURATOR, ICTHYOL 237213 0 0 0 537 0 6159 0 29405 0 273314 0 0 0 RYAN WYATT SR. DIR MORRISON PLANETARIUM 230754 0 0 0 802 0 6027 0 11009 0 248592 0 0 0 MICHAEL COSTANZO GENERAL COUNSEL AND DIRECTOR OF SECU 228698 0 0 0 867 0 6434 0 27488 0 263487 0 0 0 WILLIAM SHEPHERD III SR. DIR OF STEINHART AQUARIUM 217857 0 0 0 785 0 5914 0 32203 0 256759 0 0 0 DEBRA TROCK DIRECTOR OF SCIENCE COLLECTIONS 112107 0 0 0 152950 0 2028 0 4153 0 271238 0 0 0 PART I, LINE 1A HOUSING ALLOWANCE AS A CONDITION OF EMPLOYMENT, THE EXECUTIVE DIRECTOR IS REQUIRED TO RESIDE ON ACADEMY PROPERTY IN ORDER TO BE AVAILABLE FOR AFTERHOURS EMERGENCIES AND/OR BUSINESS MEETINGS; TO HOST PUBLIC RELATIONS EVENTS, AND TO ENTERTAIN POTENTIAL DONORS. PER INTERNAL REVENUE CODE SECTION 119, THE VALUE OF THIS HOUSING AND ASSOCIATED PERSONAL SERVICES ARE NOT TREATED AS TAXABLE COMPENSATION TO THE EXECUTIVE DIRECTOR. EMERGENCIES AND/OR BUSINESS MEETINGS; TO HOST PUBLIC RELATIONS EVENTS, AND TO ENTERTAIN POTENTIAL DONORS. PER INTERNAL REVENUE CODE SECTION 119, THE VALUE OF THIS HOUSING AND ASSOCIATED PERSONAL SERVICES ARE NOT TREATED AS TAXABLE COMPENSATION TO THE EXECUTIVE DIRECTOR. DURING CALENDAR YEAR 2020, EXECUTIVE DIRECTOR SCOTT SAMPSON RECEIVED APPROXIMATELY $200,057 HOUSING ALLOWANCE REPORTED AS A NONTAXABLE BENEFIT ON SCH J PART II COLUMN (D). PART I, LINE 4A ONE EMPLOYEE WHO RECEIVED A SEVERANCE PAYMENT FROM THE ORGANIZATION, PROPERLY REPORT HER RESPECTIVE COMPENSATION, ON FORM 990, PART VII AND SCHEDULE J, PART II. THE TERMS AND CONDITIONS OF THE AGREEMENT ARE CONFIDENTIAL AND CAN BE MADE AVAILABLE TO THE IRS UPON REQUEST. ALL AMOUNTS PAID DURING THE PERIOD COVERED BY THIS RETURN, ARE APPROPRIATELY INCLUDED IN FORM 990, PART VII, AND IN SCHEDULE J, PART II AS A PART OF REPORTABLE COMPENSATION REPORTED ON HER RESPECTIVE FORM W-2. A CALIFORNIA INFRASTRUCTURE AND ECONOMIC DEVELOPMENT BANK 630304653 13034AQ45 2021-06-03 70370000 REFINANCING OF DEBT 0 0 0 B CALIFORNIA INFRASTRUCTURE AND ECONOMIC DEVELOPMENT BANK 630304653 13034AQ52 2021-06-03 70360000 REFINANCING OF DEBT 0 0 0 C CALIFORNIA INFRASTRUCTURE AND ECONOMIC DEVELOPMENT BANK 630304653 13034AQ60 2021-06-03 70360000 REFINANCING OF DEBT 0 0 0 D CALIFORNIA INFRASTRUCTURE AND ECONOMIC DEVELOPMENT BANK 630304653 13034AQ78 2021-06-03 70360000 REFINANCING OF DEBT 0 0 0 A 70370000 70370000 2008 1 0 1 1 B 70360000 70360000 2008 1 0 1 1 C 70360000 70360000 2008 1 0 1 1 D 70360000 70360000 2008 1 0 1 1 A 0 0 0 0 0 0 1 B 0 0 0 0 0 0 1 C 0 0 0 0 0 0 1 D 0 0 0 0 0 0 1 A 1 1 0 0 0 1 B 1 1 0 0 0 1 C 1 1 0 0 0 1 D 1 1 0 0 0 1 A 1 B 1 C 1 D 1 SHANNON BENNETT CHIEF OF SCIENCE HOME LOAN PURCHASE PROGRAM X 133000 12192 0 1 1 LUIZ ROCHA CURATOR & CHAIR ICTHYOLOGY HOME LOAN PURCHASE PROGRAM X 150000 17500 0 1 1 29692 X 19 681415 FAIR MARKET VALUE X 5 7921 FAIR MARKET VALUE X 197349 X COMPUTER EQUIPMENT 1 88000 FAIR MARKET VALUE X LABORATORY SUPPLIES & EQUIPMENT 3 63582 FAIR MARKET VALUE X PUBLIC ACCESSIBILITY EQUIPMENT 1 219 FAIR MARKET VALUE 4 0 1 0 PART I, COLUMN (B): THE NUMBER IN COLUMN B REFLECTS THE NUMBER OF CONTRIBUTIONS. PART I, LINE 32B: THE ORGANIZATION RECEIVED NONCASH CONTRIBUTIONS OF SCIENTIFIC SPECIMENS. AS ALLOWED UNDER ASC 958-360-25 (FORMERLY SFAS 116), NO VALUE FOR THESE ITEMS WAS INCLUDED ON FORM 990, PART VIII, STATEMENT OF REVENUE, LINE 1G, BECAUSE THE ORGANIZATION DID NOT CAPITALIZE ITS COLLECTIONS. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS PREPARED BY RSM US LLP ("RSM"), BASED ON INFORMATION PROVIDED BY THE ORGANIZATION'S STAFF. PRIOR TO FILING WITH THE IRS, THE FORM 990 IS DISTRIBUTED TO THE TRUSTEES FOR THEIR REVIEW. FORM 990, PART VI, SECTION B, LINE 12C PERSONS COVERED: THE CODE OF CONDUCT, CONFLICT OF INTEREST AND CONFIDENTIALITY POLICY SHALL APPLY TO THE CONDUCT OF ANY "INTERESTED PERSON, AND ANY TRANSACTION OR ARRANGEMENT WITH AN "INTERESTED PERSON." AN "INTERESTED PERSON" IS A TRUSTEE, AN OFFICER, AN EXECUTIVE DIRECTOR, A HIGHLY COMPENSATED EMPLOYEE, A SUBSTANTIAL CONTRIBUTOR OR A MEMBER OF A COMMITTEE WITH BOARD-DELEGATED POWERS WHO HAS A DIRECT OR INDIRECT "FINANCIAL INTEREST". DETERMINATION OF CONFLICTS: ANY QUESTIONS WITH REGARD TO A PARTICULAR CIRCUMSTANCE OR OCCURRENCE SHOULD BE ADDRESSED TO THE CHAIR OF THE AUDIT COMMITTEE, WHO MAY CONSULT WITH LEGAL COUNSEL AS APPROPRIATE. ACTUAL CONFLICTS REVIEWED: AS SOON AS IS PRACTICABLE AFTER DETERMINING THAT A POTENTIAL CONFLICT OF INTEREST EXISTS, THE BOARD SHALL DELIBERATE THE MATTER, AND THE POTENTIALLY INTERESTED PERSON, AFTER SUPPLYING SUCH INFORMATION AS THE BOARD SHALL REQUEST, SHALL RECUSE HIMSELF OR HERSELF. RESTRICTIONS IMPOSED: REQUIRE THAT THE INTERESTED PERSON LEAVE THE MEETING DURING THE DISCUSSION OF, AND THE VOTE ON, THE TRANSACTION OR ARRANGEMENT THAT MAY CREATE THE CONFLICT OF INTEREST. FORM 990, PART VI, SECTION B, LINE 15 THE EXECUTIVE DIRECTOR'S PERFORMANCE AND COMPENSATION IS REVIEWED ANNUALLY. INCREASES IN PAY ARE RECOMMENDED CONSISTENT WITH GUIDELINES FOR ALL STAFF. THE CHAIRMAN OF THE BOARD RECOMMENDS AN INCREASE FOR THE EXECUTIVE DIRECTOR. THIS RECOMMENDATION IS BASED ON COMPENSATION DATA PREPARED BY THE ORGANIZATION'S ATTORNEYS. COMPENSATION DATA MAY INCLUDE A COMPENSATION SURVEY BY THE HAY GROUP AND 990 ORGANIZATIONS. THE PERFORMANCE AND COMPENSATION OF THE ORGANIZATION'S OFFICERS AND KEY EMPLOYEES ARE REVIEWED ANNUALLY. THE EXECUTIVE DIRECTOR RECOMMENDS INCREASES THAT ARE CONSISTENT WITH THE GUIDELINES FOR THE REST OF STAFF AND REVIEWS THESE RECOMMENDATIONS WITH THE CHAIRMAN OF THE BOARD. COMPENSATION STUDIES FOR THESE POSITIONS MAY BE CONDUCTED BY THE HAY GROUP TO PROVIDE SUPPORT FOR RECOMMENDATIONS. FORM 990, PART VI, SECTION C, LINE 19 THE CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE POSTED ON THE ORGANIZATION'S WEBSITE. GOVERNING DOCUMENTS ARE AVAILABLE UPON REQUEST FOR THE SAME PERIOD OF DISCLOSURE AS SET FORTH IN SECTION 6104(D). FORM 990, PART XI, LINE 9: CHANGE IN VALUE OF INVESTMENTS HELD IN TRUST 759,443. FORM 990, PART XII, LINE 2C THE PROCESS FOR OVERSEEING THE AUDIT OF THE FINANCIAL STATEMENTS AND SELECTION OF AN INDEPENDENT ACCOUNTANT THAT AUDITED THE FINANCIAL STATEMENTS HAS BEEN CONSISTENT WITH PRIOR YEARS. CALIFORNIA ACADEMY OF SCIENCES ENDOLITH ENDOWMENT FUND LP C/O HALL CAPITAL ONE MARITIME PLAZA SAN FRANCISCO CA 94111 472271303 INVESTMENT CA CALIFORNIA ACADEMY OF SCIENCES INVESTMENT 18372163 188690215 0 41510 0 1.00000 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 CALIFORNIA ACADEMY OF SCIENCES ENDOLITH ENDOWMENT FUND LP B 4700550 GAAP CALIFORNIA ACADEMY OF SCIENCES ENDOLITH ENDOWMENT FUND LP S 4777062 GAAP