2021-11-01T16:47:03-05:00 2020-12-31 John R Anderson 105 W Madison Street Suite 1600 Chicago IL 60602 990PF 2020-01-01 475169797 RUTH A CARVER FOUNDATION RUTH 5632994567 116 S ASPEN STREET ASPEN CO 81611 RUTH CARVER PRESIDENT 5632994567 2021-10-14 RUTH CARVER 999009999 P01360782 3123761125 X 3 AAL1 IAL1 2020 2022-09-23 18:48:47Z X 5708790 X X 35935 35935 41019 41019 310436 1793191 310436 387390 387390 0 0 0 3950 3950 0 39109 39109 0 5268 2418 0 48327 45477 0 183634 183634 231961 45477 183634 155429 341913 262241 217418 217418 1056 1000 1056 1056 2453801 2750223 4381039 1099887 1019329 1053139 161669 143154 56138 3978598 4131180 5708790 0 0 X 0 0 0 0 3978598 4131180 3978598 4131180 3978598 4131180 3978598 155429 18775 4152802 21622 4131180 75000 ADT CORP P 2015-03-04 2020-09-21 79492 76086 3406 3406 SHORT TERM COVERED TRADES 7848 ACCOUNT P 2020-01-01 2020-12-31 407332 463129 -55797 -55797 LONG TERM COVERED TRADES 7848 ACCOUNT P 2019-01-01 2020-12-31 1189393 829500 359893 359893 LONG TERM NON-COVERED TRADES 7848 ACCOUNT P 2019-01-01 2020-12-31 14639 12942 1697 1697 50000 DAVITA HEALTHCARE P 2017-10-12 2020-07-15 50854 50174 680 680 50000 GAP SR BOND P 2017-06-19 2020-05-08 51465 50924 541 541 SHORT TERM NON-COVERED TRADES 7848 ACCOUNT P 2020-01-01 2020-12-31 16 16 16 310436 4753 0 4753 0 4753 3616 0 6300 0 9916 0 5163 5163 0 0 0 0 0 0 0 0 0 0 0 0 1 CO 1 0 0 0 0 1 N/A RUTH A CARVER 5632994567 116 S ASPEN STREET ASPEN CO 81611 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 RUTH A CARVER 116 S ASPEN STREET ASPEN CO 81611 PRESIDENT 2.00 0 0 0 NONE 0 NONE 0 0 4761346 239465 0 5000811 0 0 5000811 75012 4925799 246290 246290 4753 4753 241537 0 241537 0 241537 183634 0 183634 0 183634 241537 135449 0 0 183634 135449 0 0 48185 0 0 0 0 0 0 0 0 193352 0 0 0 RUTH A CARVER X A WAY OUT PO BOX 10825 ASPEN CO 81612 N/A 501(C)(3) SOCIAL WELFARE 500 ANDERSON RANCH ARTS CENTER (2) 5263 OWL CREEK ROAD SNOWMASS VILLAGE CO 81615 N/A 501(C)(3) GENERAL 7400 ASPEN CENTER FOR ENVIRONMENTAL STUDIES (2) 100 PUPPY SMITH STREET ASPEN CO 81611 N/A 501(C)(3) ENVIRONMENTAL 7500 ASPEN COMMUNITY CHURCH 200 EAST BLEEKER STREET ASPEN CO 81611 N/A 501(C)(3) RELIGIOUS 24940 ASPEN HOPE CENTER PO BOX 1115 BASALT CO 81621 N/A 501(C)(3) GENERAL 500 ASPEN FILM FESTIVAL 113 EAST HALLAM SUITE 103 ASPEN CO 81611 N/A 501(C)(3) EDUCATIONAL 1225 ASPEN HISTORICAL SOCIETY (2) 620 WEST BLEEKER STREET ASPEN CO 81611 N/A 501(C)(3) EDUCATIONAL 2500 ASPEN HOMELESS SHELTER 405 CASTLE CREEK RD 12 ASPEN CO 81611 N/A 501(C)(3) SOCIAL WELFARE 500 ASPEN INSTITUTE (AMFS SCHOOL BENEFIT) 2300 N STREET NW SUITE 700 WASHINGTON DC 20037 N/A 501(C)(3) EDUCATIONAL 30600 ASPEN INSTITUTE (ASPEN WORDS) ONE DUPONT CIRCLE NW WASHINGTON DC 20036 N/A 501(C)(3) EDUCATIONAL 1000 ASPEN INSTITUTE 2300 N STREET NW SUITE 700 WASHINGTON DC 20037 N/A 501(C)(3) EDUCATIONAL 3300 ASPEN INSTITUTE SOCIETY OF FELLOWS (PRESIDENT'S SOCIETY) ONE DUPONT CIRCLE NW WASHINGTON DC 20036 N/A 501(C)(3) GENERAL 10000 ASPEN JOURNALISM PO BOX 10101 ASPEN CO 81612 N/A 501(C)(3) EDUCATIONAL 5000 ASPEN SANTA FE BALLET (5) 0245 SAGE WAY ASPEN CO 81611 N/A 501(C)(3) EDUCATIONAL 43600 ASPEN HALL OF FAME PO BOX 510 ASPEN CO 81612 N/A 501(C)(3) EDUCATIONAL 150 ASPEN COUNTRY DAY SCHOOL 85 COUNTRY DAY WAY ASPEN CO 81611 N/A 501(C)(3) EDUCATIONAL 100 COLORADO ROCKY MOUNTAIN SCHOOL 500 HOLDEN WAY CARBONDALE CO 81623 N/A 501(C)(3) EDUCATIONAL 1000 CORNELL COLLEGE 600 FIRST STREET SW MOUNT VERNON IA 52314 N/A 501(C)(3) EDUCATIONAL 10000 DOCTORS WITHOUT BORDERS 40 RECTOR STREET 16TH FLOOR NEW YORK NY 10006 N/A 501(C)(3) MEDICAL 500 DENVER ART MUSEUM (2) 100 W 14TH AVENUE PKWY DENVER CO 80204 N/A 501(C)(3) EDUCATIONAL 2719 FRANK LLOYD WRIGHT BUILDING CONSERVANCY 53 W JACKSON BLVD CHICAGO IL 60604 N/A 501(C)(3) EDUCATIONAL 1000 FRIENDS OF FLORENCE 4545 W STREET NW WASHINGTON DC 20007 N/A 501(C)(3) EDUCATIONAL 500 INDEPENDENCE PASS FOUNDATION PO BOX 1700 ASPEN CO 81612 N/A 501(C)(3) ENVIRONMENTAL 500 ENGLISH IN ACTION PO BOX 4856 BASALT CO 81612 N/A 501(C)(3) EDUCATIONAL 500 PLANNED PARENTHOOD 123 WILLIAM STREET 10TH FLOOR NEW YORK NY 10038 N/A 501(C)(3) EDUCATIONAL 1000 ROARING FORK CONSERVANCY PO BOX 3349 BASALT CO 81621 N/A 501(C)(3) EDUCATIONAL 500 ROCKY MOUNTAIN PUBLIC BROADCASTING 1089 BANNOCK STREET DENVER CO 80204 N/A 501(C)(3) EDUCATIONAL 1000 UNIVERSITY OF IOWA-MUSEUM OF ART REBUILD ONE WEST PARK ROAD IOWA CITY IA 52242 N/A 501(C)(3) EDUCATIONAL 25000 MOUNTAIN RESCUE 37925 HIGHWAY 82 ASPEN CO 81611 N/A 501(C)(3) GENERAL 500 ARCHAELOGICAL INSTITUTE OF AMERICA 44 BEACON STREET BOSTON MA 02108 N/A 501(C)(3) EDUCATIONAL 100 183634 0 14 35935 14 41019 18 310436 0 387390 0 387390 0 0 0 0 0 0 0 0 0 0 75000 NETFLIX SR NOTE 2/21 75056 75281 100000 REPUBLIC NY 5/21 102247 102929 100000 JABRIL CIRCUIT NOTE 9/22 101865 106534 25000 CVS HEALTH COPR 3/21 25017 25137 100000 BANK OF NEW YORK MELLON 9/21 100409 102131 50000 CITIGROUP UNSECURED 12/21 50063 51080 50000 WYNDHAM WORLDWIDE 4.25% 3/22 50348 51125 100000 BB&T CORP MED TERM NOTE 3/22 100752 104074 50000 TOYOTA MOTOR CREDIT 1/23 49740 52353 50000 CAPITAL ONE SR UNSECURED 1/23 49577 52677 50000 FEDERAL REALTY INV TR 6/23 48897 52202 100000 DOWDUPONT SR NOTE 11/23 105471 110316 50000 JP MORGAN CHASE 9/24 50569 55977 100000 SYSCO CORP 3/25 109318 111323 MANAGED BROKER ACCOUNT 2750223 4381039 187 GROSVENOR GSOCS II FMV 143154 56138 NEAL GERBER EISENBERG 175 175 0 TAX PREP FEES 3775 3775 0 2020 INCOME AND EXPENSE BASIS ADJUSTMENTS 6622 2019 OUTSTANDING CHECKS CASHED IN 2020 15000 2020 OUTSTANDING CHECKS CASHED IN 2021 18775 WELLS FARGO FEES 7848 33933 33933 0 GCM GSOCS K-1 EXPENSES 4276 4276 0 WELLS FARGO FEES 7848-ADR FEES 900 900 0 WELLS FARGO 7848 FOREIGN TAX 2418 2418 0 2020 EXCISE TAX PAYMENTS 1000 0 0 2019 EXTENSION EXCISE TAX PAYMENT 1850 0 0