2021-10-21T08:33:08-05:00 2021-03-31 271728945 PKF O'CONNOR DAVIES LLP 500 MAMARONECK AVENUE HARRISON NY 105281633 990PF 2020-04-01 131623901 FOUNDATION FOR CHILD DEVELOPMENT FOUN 2128675777 475 RIVERSIDE DRIVE NO 248 NEW YORK NY 101150010 JACQUELINE JONES PRESIDENT AND CEO 2128675777 2021-10-14 1 JACQUELINE JONES 999009999 SCOTT BROWN P00543209 9143818900 2021-10-20 2 AAL1 IAL1 2020 2022-09-23 18:48:47Z X 117011384 X 25000 189 189 2027550 2032985 370674 21921184 330277 0 28483 2423413 2391934 354332 17717 336615 556295 13579 542716 238983 6419 232564 40969 0 40969 71150 19500 51650 429853 311547 118306 2526 19649 0 649 21098 0 21098 13043 0 13043 445124 73712 443499 2190496 445000 1801109 3000000 3000000 5190496 445000 4801109 -2767083 1946934 58249 74146 74146 2928147 1661204 1661204 6722088 8155542 8155542 11293496 13881176 13881176 68014047 93239316 93239316 89016027 117011384 117011384 0 0 X 85957489 113952846 3058538 3058538 89016027 117011384 89016027 117011384 89016027 -2767083 30762440 117011384 0 117011384 REGIMENT CAPITAL LTD., CLASS N UNRESTRICTED P 6096 7034 -938 -938 PUBLICLY TRADED SECURITIES P 21830488 21543476 287012 287012 SEVEN BRIDGES ENERGY FUND LP P -40397 -40397 CAPITAL GAINS DIVIDENDS P 84600 84600 84600 330277 27062 0 27062 0 27062 31218 0 20000 0 51218 X 0 24156 24156 0 0 0 0 0 0 0 0 1 1 1 0 1 1 NY 1 0 0 0 0 1 WWW.FCD-US.ORG THE FOUNDATION 2128675777 475 RIVERSIDE DRIVE SUITE 248 NEW YORK NY 101150010 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 H MELVIN MING 475 RIVERSIDE DRIVE SUITE 248 NEW YORK NY 101150010 CHAIRPERSON 0.50 0 0 0 VIVIAN L GADSDEN 475 RIVERSIDE DRIVE SUITE 248 NEW YORK NY 101150010 VICE CHAIRPERSON 0.50 0 0 0 MARILOU HYSON 475 RIVERSIDE DRIVE SUITE 248 NEW YORK NY 101150010 SECRETARY 0.50 0 0 0 WALTER K FRYE 475 RIVERSIDE DRIVE SUITE 248 NEW YORK NY 101150010 TREASURER 0.50 0 0 0 VELMA MCBRIDE MURRY 475 RIVERSIDE DRIVE SUITE 248 NEW YORK NY 101150010 DIRECTOR 0.50 0 0 0 TAMMY L MANN 475 RIVERSIDE DRIVE SUITE 248 NEW YORK NY 101150010 DIRECTOR 0.50 0 0 0 CYNTHIA GARCIA COLL 475 RIVERSIDE DRIVE SUITE 248 NEW YORK NY 101150010 DIRECTOR 0.50 0 0 0 JOSEPH TOBIN 475 RIVERSIDE DRIVE SUITE 248 NEW YORK NY 101150010 DIRECTOR 0.50 0 0 0 LYNN KAROLY 475 RIVERSIDE DRIVE SUITE 248 NEW YORK NY 101150010 DIRECTOR 0.50 0 0 0 ELENA FUENTES-AFFLICK 475 RIVERSIDE DRIVE SUITE 248 NEW YORK NY 101150010 DIRECTOR 0.50 0 0 0 DEANN MORGAN AS OF 32021 475 RIVERSIDE DRIVE SUITE 248 NEW YORK NY 101150010 DIRECTOR 0.50 0 0 0 GREGG AUERBACH AS OF 112020 475 RIVERSIDE DRIVE SUITE 248 NEW YORK NY 101150010 DIRECTOR 0.50 0 0 0 BILL LEWIS AS OF 112020 475 RIVERSIDE DRIVE SUITE 248 NEW YORK NY 101150010 DIRECTOR 0.50 0 0 0 JACQUELINE JONES 475 RIVERSIDE DRIVE SUITE 248 NEW YORK NY 101150010 PRESIDENT AND CEO 40.00 354332 75791 0 SARA VECCHIOTTI 475 RIVERSIDE DRIVE SUITE 248 NEW YORK NY 101150010 VP, RESEARCH AND PRO 40.00 201839 55283 0 ANDREA KENT 475 RIVERSIDE DRIVE SUITE 248 NEW YORK NY 101150010 PROGRAM OFFICER 40.00 96944 37555 0 SHERICE BRAMMER 475 RIVERSIDE DRIVE SUITE 248 NEW YORK NY 101150010 COMMUNICATIONS OFFIC 40.00 81631 34547 0 DOROTHY PFLAGER 475 RIVERSIDE DRIVE SUITE 248 NEW YORK NY 101150010 EXECUTIVE ASSISTANT 40.00 80180 19016 0 NELSON ORTIZ 475 RIVERSIDE DRIVE SUITE 248 NEW YORK NY 101150010 MANAGER OF FINANCE & 40.00 73190 12729 0 0 GOLDMAN SACHS & CO LLC 200 WEST STREET 39TH FLOOR NEW YORK NY 10282 INVESTMENT ADVISORY FEES 315505 JOHN GALLIN & SONS INC 102 MADISON AVENUE NEW YORK NY 10016 GENERAL CONTRACTOR 154827 VFRAMEWORK LLC 244 FIFTH AVE SUITE C272 NEW YORK NY 10001 IT MSP MANAGED SERVICE PROVIDER 82268 0 YOUNG SCHOLARS PROGRAM - SUPPORTS A GROWING NETWORK OF EARLY CAREER SCHOLARS TAKING ON RESEARCH PROJECTS THAT ARE POLICY- AND PRACTICE-RELEVANT AND EXAMINE THE PREPARATION, COMPENSATION, WELL-BEING, AND ON-GOING PROFESSIONAL LEARNING OF THE EARLY CARE AND EDUCATION WORKFORCE. THE FOUNDATION NOT ONLY PROVIDES GRANTS TO SUPPORT THEIR WORK, BUT ALSO CONVENES MEETINGS AND WORKSHOPS THAT ENCOURAGE NETWORKING AND MENTORING IN ADDITION TO PROFESSIONAL DEVELOPMENT TO BUILD RESEARCH AND COMMUNICATIONS SKILLS. THE CURRENT NETWORK INCLUDES 63 YOUNG SCHOLARS AND FOUR INAUGURAL PROMISING SCHOLARS. 159533 POLICY & COMMUNICATIONS PROGRAM - LEVERAGES AND AUGMENTS THE IMPACT OF THE FOUNDATION'S GRANTS, THROUGH A STRATEGIC COMMUNICATIONS PROGRAM THAT REACHES OUT TO THE FIELD OF EARLY EDUCATION RESEARCHERS, PRACTITIONERS AND POLICY MAKERS AS WELL AS THE GENERAL PUBLIC THROUGH PUBLICATIONS, AN ELECTRONIC NEWSLETTER AND SOCIAL MEDIA, AND CONVENINGS. 378846 0 103243056 2211804 0 105454860 0 0 105454860 1581823 103873037 5193652 5193652 27062 27062 5166590 0 5166590 0 5166590 4801109 0 4801109 0 4801109 5166590 0 0 617612 1351318 1968930 4801109 0 0 0 4801109 0 365481 365481 1603449 0 0 0 0 0 0 0 1603449 252131 1351318 SEE FOUNDATION'S WEBSITE FOR INFORM 475 RIVERSIDE DRIVE SUITE 248 NEW YORK NY 10115 2128675777 THE FOUNDATION FOR CHILD DEVELOPMENT DOES NOT ACCEPT UNSOLICITED PROPOSALS, RATHER, REQUESTS FOR FUNDING ARE SUBMITTED TO THE FOUNDATION BY INVITATION ONLY. WE FUND ORGANIZATIONS THAT ARE NON-PROFIT, PUBLIC CHARITIES AS RECOGNIZED BY THE UNITED STATES INTERNAL REVENUE SERVICE UNDER THE INTERNAL REVENUE CODE 501(C)(3). OUR YOUNG SCHOLARS PROGRAM FOR FELLOWSHIP GRANTS IS OUR ONLY OPEN COMPETITION. PLEASE VISIT THE YOUNG SCHOLARS PROGRAM PAGE FOR MORE INFORMATION ABOUT ELIGIBILITY AND THE APPLICATION PROCESS. APPLICATION DEADLINES CAN BE FOUND ON THE FOUNDATION'S WEBSITE: FCD-US.ORG RESTRICTIONS AND LIMITATIONS CAN BE FOUND ON THE FOUNDATION'S WEBSITE: FCD-US.ORG ASIAN AMERICANPACIFIC ISLANDERS IN PHILANTHROPY 300 FRANK OGAWA PLAZA SUITE 256 OAKLAND CA 94612 N/A PC ANNUAL SUPPORT 1000 ASSOCIATION OF BLACK FOUNDATION EXECUTIVES INC 42 BROADWAY 20TH FLOOR NEW YORK NY 10004 N/A PC ANNUAL SUPPORT 2500 BANK STREET COLLEGE 610 WEST 112TH STREET NEW YORK NY 10025 N/A PC YOUNG SCHOLARS PROGRAM 157000 BIPARTISAN POLICY CENTER INC 1225 I ST NW SUITE 1000 WASHINGTON DC 20005 N/A PC SPECIAL INITIATIVE 25000 BRAZELTON TOUCHPOINTS PROJECT INC CO BRAZELTON TOUCHPOINTS CENTER 1295 BOYLSTON STREET SUITE 320 BOSTON MA 02215 N/A PC SPECIAL INITIATIVE 20000 CANDID FKA FOUNDATION CENTER 32 OLD SLIP 24TH FLOOR NEW YORK NY 10005 N/A PC ANNUAL SUPPORT 5000 CHILD TRENDS INC 7315 WISCONSIN AVENUE SUITE 1200W BETHESDA MD 208143666 N/A PC YOUNG SCHOLARS PROGRAM 60000 EAST CAROLINA UNIVERSITY MAIL STOP 505 127 RIVERS WEST BUILDING GREENVILLE NC 27858 N/A PC YOUNG SCHOLARS PROGRAM 7000 ERIKSON INSTITUTE 451 N LASALLE ST CHICAGO IL 60654 N/A PC EARLY CHILDHOOD WORKFORCE 145000 GEORGIA SOUTHERN UNIVERSITY RESEARCH AND SERVICE POST OFFICE BOX 8005 STATESBORO GA 304608005 N/A PC YOUNG SCHOLARS PROGRAM 7000 GEORGIA STATE UNIVERSITY RESEARCH FOUNDATION INC PO BOX 3999 ATLANTA GA 303023999 N/A PC YOUNG SCHOLARS PROGRAM 116000 GRANTMAKERS FOR EDUCATION 851 SW 6TH AVENUE SUITE 350 PORTLAND OR 97204 N/A PC ANNUAL SUPPORT 1300 GRANTMAKERS FOR EFFECTIVE ORGANIZATIONS 1310 L STREET NW SUITE 650 WASHINGTON DC 20005 N/A PC ANNUAL SUPPORT 2090 HISPANICS IN PHILANTHROPY 414 13TH STREET SUITE 200 OAKLAND CA 94612 N/A PC ANNUAL SUPPORT 3000 JAMES B HUNT JR INSTITUTE FOR EDUCATIONAL LEADERSHIP AND POLICY FOUNDATION 4000 CENTREGREEN WAY SUITE 301 CARY NC 27513 N/A PC SPECIAL INITIATIVE 30000 NATIONAL ACADEMY OF SCIENCES 2101 CONSTITUTION AVENUE NW WASHINGTON DC 20418 N/A PC SPECIAL INITIATIVE 250000 NATIONAL ACADEMY OF SCIENCES 2101 CONSTITUTION AVENUE NW WASHINGTON DC 20418 N/A PC SPECIAL INITIATIVE 150000 NATIONAL ASSOCIATION OF EARLY CHILDHOOD SPECIALISTS IN STATE DEPARTMENTS OF 308 E LAKE DRIVE GREENSBORO NC 27401 N/A PC EARLY CHILDHOOD WORKFORCE 113000 NATIONAL ASSOCIATION OF STATE BOARDS OF EDUCATION 333 JOHN CARLYLE ST SUITE 530 ALEXANDRIA VA 22314 N/A PC EARLY CHILDHOOD WORKFORCE 95842 NATIONAL BLACK CHILD DEVELOPMENT INSTITUTE 8455 COLESVILLE ROAD SILVER SPRING MD 20910 N/A PC SPECIAL INITIATIVE 30000 NATIONAL COMMITTEE FOR RESPONSIVE PHILANTHROPY 1900 L STREET NW SUITE 825 WASHINGTON DC 20036 N/A PC ANNUAL SUPPORT 1500 NATIONAL CONFERENCE OF STATE LEGISLATURES 7700 E 1ST PLACE DENVER CO 80230 N/A PC EARLY CHILDHOOD WORKFORCE 200000 NATIONAL LEAGUE OF CITIES INSTITUTE INC 660 N CAPITOL ST NW WASHINGTON DC 20001 N/A PC EARLY CHILDHOOD WORKFORCE 200000 NATIONAL LOUIS UNIVERSITY 6200 CAPITOL DRIVE WHEELING IL 60090 N/A PC EARLY CHILDHOOD WORKFORCE 180000 NEW YORK UNIVERSITY SCHOOL OF MEDICINE 550 1ST AVENUE NEW YORK NY 10016 N/A PC YOUNG SCHOLARS PROGRAM 153000 PEAK GRANTMAKING INC 1666 K STREET NW SUITE 440 WASHINGTON DC 200061242 N/A PC ANNUAL SUPPORT 1250 PHILANTHROPY NEW YORK 320 EAST 43RD STREET NEW YORK NY 10017 N/A PC ANNUAL SUPPORT 7250 PRESIDENT AND FELLOWS OF HARVARD COLLEGE OFFICE FOR SPONSORED PROGRAMS 1033 MASSACHUSETTS AVENUE 5TH FLOOR CAMBRIDGE MA 021385369 N/A PC EARLY CHILDHOOD WORKFORCE 255000 RESEARCH FOUNDATION OF THE CITY UNIVERSITY OF NEW YORK 16 COURT ST 31ST FLOOR BROOKLYN NY 11241 N/A PC YOUNG SCHOLARS PROGRAM 7000 RESEARCH FOUNDATION OF THE CITY UNIVERSITY OF NEW YORK 160 CONVENT AVENUE NEW YORK NY 10031 N/A PC EARLY CHILDHOOD WORKFORCE 90000 RESEARCH FOUNDATION OF THE CITY UNIVERSITY OF NEW YORK 16 COURT ST 31ST FLOOR BROOKLYN NY 11241 N/A PC EARLY CHILDHOOD WORKFORCE 200000 RUTGERS THE STATE UNIVERSITY OF NEW JERSEY 73 EASTON AVENUE NEW BRUNSWICK NJ 08901 N/A PC SPECIAL INITIATIVE 30000 RUTGERS THE STATE UNIVERSITY OF NEW JERSEY 73 EASTON AVENUE NEW BRUNSWICK NJ 08901 N/A PC EARLY CHILDHOOD WORKFORCE 100000 THE CURATORS OF THE UNIVERSITY OF MISSOURI 303 TOWNSEND HALL COLUMBIA MO 65211 N/A PC YOUNG SCHOLARS PROGRAM 57000 THE REGENTS OF THE UNIVERSITY OF MICHIGAN 3003 S STATE STREET ANN ARBOR MI 481091274 N/A PC YOUNG SCHOLARS PROGRAM 30000 THIRD SECTOR NEW ENGLAND INC 89 SOUTH STREET SUITE 700 BOSTON MA 02111 N/A PC ANNUAL SUPPORT 7500 THIRD SECTOR NEW ENGLAND INC 89 SOUTH STREET SUITE 700 BOSTON MA 02111 N/A PC EARLY CHILDHOOD WORKFORCE 103768 TRUSTEES OF BOSTON UNIVERSITY 881 COMMONWEALTH AVENUE BOSTON MA 022151300 N/A PC EARLY CHILDHOOD WORKFORCE 29000 UNIVERSITY OF MARYLAND BALTIMORE COUNTY 1000 HILLTOP CIRCLE BALTIMORE MD 21250 N/A PC YOUNG SCHOLARS PROGRAM 97000 YALE UNIVERSITY THE EDWARD ZIGLER CENTER IN CHILD DEVELOPMENT AND SOCIAL PO 310 PROSPECT STREET ROOM 215 NEW HAVEN CT 06511 N/A PC SPECIAL INITIATIVE 30000 3000000 BANK STREET COLLEGE 610 WEST 112TH STREET NEW YORK NY 10025 N/A PC YOUNG SCHOLARS PROGRAM 68000 CHILD TRENDS INC 7315 WISCONSIN AVENUE SUITE 1200W BETHESDA MD 208143666 N/A PC YOUNG SCHOLARS PROGRAM 165000 EAST CAROLINA UNIVERSITY MAIL STOP 505 127 RIVERS WEST BUILDING GREENVILLE NC 27858 N/A PC YOUNG SCHOLARS PROGRAM 8000 GEORGIA SOUTHERN UNIVERSITY RESEARCH AND SERVICE POST OFFICE BOX 8005 STATESBORO GA 304608005 N/A PC YOUNG SCHOLARS PROGRAM 8000 GEORGIA STATE UNIVERSITY RESEARCH FOUNDATION INC PO BOX 3999 ATLANTA GA 303023999 N/A PC YOUNG SCHOLARS PROGRAM 109000 NEW YORK UNIVERSITY SCHOOL OF MEDICINE 550 1ST AVENUE NEW YORK NY 10016 N/A PC YOUNG SCHOLARS PROGRAM 72000 RESEARCH FOUNDATION OF THE CITY UNIVERSITY OF NEW YORK 16 COURT ST 31ST FLOOR BROOKLYN NY 11241 N/A PC YOUNG SCHOLARS PROGRAM 8000 RESEARCH FOUNDATION OF THE CITY UNIVERSITY OF NEW YORK 160 CONVENT AVENUE NEW YORK NY 10031 N/A PC EARLY CHILDHOOD WORKFORCE 92000 RESEARCH FOUNDATION OF THE CITY UNIVERSITY OF NEW YORK 16 COURT ST 31ST FLOOR BROOKLYN NY 11241 N/A PC EARLY CHILDHOOD WORKFORCE 208000 THE CURATORS OF THE UNIVERSITY OF MISSOURI 303 TOWNSEND HALL COLUMBIA MO 65211 N/A PC YOUNG SCHOLARS PROGRAM 168000 THIRD SECTOR NEW ENGLAND INC 89 SOUTH STREET SUITE 700 BOSTON MA 02111 N/A PC EARLY CHILDHOOD WORKFORCE 1896232 UNIVERSITY OF MARYLAND BALTIMORE COUNTY 1000 HILLTOP CIRCLE BALTIMORE MD 21250 N/A PC YOUNG SCHOLARS PROGRAM 128000 2930232 14 189 14 2027550 525990 3470 18 367204 UBIT PARTNERSHIP LOSS THROUGH K-1 525990 -21456 01 21456 -17986 2416399 0 2398413 0 0 0 0 0 0 0 0 0 0 X X 1 DEANN MORGAN 8731 TRAILS DRIVE PARK CITY UT 84098 10000 X 2 NUVEEN A TIAA SUBSIDIARY 333 WEST WACKER 29TH FLOOR CHICAGO IL 60606 15000 X PKF-O'CONNOR DAVIES- AUDIT AND TAX PREPARATION 32150 0 32150 OWEN J. FLANAGAN & COMPANY-BOOKKEEPING SERVICES 39000 19500 19500 ACTIVISION BLIZZARD 1.35% 09/15/2030 USD SR LIEN 148942 148942 BANK OF AMERICA CORPORATION HYBRID MTN 10/22/2030 USD SR LIEN CPN 10/22/19 2 272245 272245 FHLB 2.125% 12/11/2026 617210 617210 BOSTON SCIENTIFIC CORP 3.75% 03/01/2026 USD SER 7YR SR LIEN 193137 193137 CITIGROUP INC. HYBRID 11/05/2030 USD SR LIEN CPN 11/05/19 2.976% 445054 445054 ADVANCE AUTO PARTS, INC. 1.75% 10/01/2027 USD SR LIEN 152173 152173 COMCAST CORP 3.15% 03/01/2026 USD SR LIEN 124773 124773 VEREIT OPERATING PARTNERSHIP, 4.625% 11/01/2025 USD SR LIEN 101556 101556 HEWLETT PACKARD ENTERPRISE COM STEP 10/15/2025 SER WI SR LIEN M-W+45.00BP 4. 91197 91197 ALTRIA GROUP, INC. 4.4% 02/14/2026 USD SR LIEN 87926 87926 SYNCHRONY FINANCIAL 4.5% 07/23/2025 USD SR LIEN 143911 143911 DUKE ENERGY CORP 0.9% 09/15/2025 USD SR LIEN 58681 58681 WELLS FARGO & COMPANY HYBRID MTN 06/02/2028 USD SR LIEN CPN 06/02/20 2.393% 276607 276607 BANK OF AMERICA CORPORATION HYBRID MTN 02/13/2031 USD SR LIEN CPN 02/13/20 2 113862 113862 BROADCOM INC. 4.7% 04/15/2025 USD SER WI SR LIEN 101406 101406 MITSUBISHI UFJ FINANCIAL GROUP 3.777% 03/02/2025 USD SR LIEN 196589 196589 SUMITOMO MITSUI FINANCIAL GROU 3.784% 03/09/2026 USD SR LIEN 49572 49572 XILINX INC 2.95% 06/01/2024 USD SR LIEN 244113 244113 B.A.T. INTERNATIONAL FINANCE P 1.668% 03/25/2026 USD SR LIEN 19789 19789 SUMITOMO MITSUI FINANCIAL GROU 2.348% 01/15/2025 USD SR LIEN 285340 285340 HEWLETT PACKARD ENTERPRISE COM STEP 10/15/2025 SER WI SR LIEN M-W+45.00BP 4. 22799 22799 PAYPAL HOLDINGS, INC. 2.4% 10/01/2024 USD SR LIEN 36730 36730 FEDERAL REALTY INVESTMEN 1.25% 02/15/2026 USD SR LIEN 14804 14804 SYNCHRONY FINANCIAL 4.5% 07/23/2025 USD SR LIEN 33210 33210 JPMORGAN CHASE & CO. HYBRID 05/06/2030 USD SR LIEN CPN 05/06/19 3.702% 59779 59779 SHELL INTERNATIONAL FIN 3.875% 11/13/2028 USD SR LIEN 217523 217523 AVALONBAY COMMUNITIES, INC. MTN 3.45% 06/01/2025 USD SR LIEN 282812 282812 JPMORGAN CHASE & CO. HYBRID 06/18/2022 SR LIEN CPN 06/18/18 3.514% 110726 110726 MITSUBISHI UFJ FINANCIAL GROUP 3.777% 03/02/2025 USD SR LIEN 21843 21843 BP CAP MARKETS AMERICA 3.119% 05/04/2026 USD SER * SR LIEN 43040 43040 FISERV, INC. 3.5% 10/01/2022 USD SR LIEN 20752 20752 NEXTERA ENERGY CAPITAL HOLDING 3.15% 04/01/2024 USD SR LIEN 74614 74614 AMERICAN TOWER CORPORATION 0.6% 01/15/2024 SR LIEN 29934 29934 VERIZON COMMUNICATIONS, INC. 0.75% 03/22/2024 SR LIEN 15015 15015 AT&T INC FRN 03/25/2024 SOFRRATE O/N +64.00BP SR LIEN CPN 03/23/21-06/24/21 15018 15018 BANK OF MONTREAL MTN 3.1% 04/13/2021 SER D SR LIEN 75048 75048 VERIZON COMMUNICATIONS, INC. 0.75% 03/22/2024 SR LIEN 70071 70071 BANK OF MONTREAL MTN 3.1% 04/13/2021 SER D SR LIEN 175112 175112 AIR LEASE CORP 2.75% 01/15/2023 USD SR LIEN 25755 25755 ROYAL BK SCOTLND GRP PLC 6.0% 12/19/2023 USD SUB LIEN 22584 22584 FFCB 2.54% 04/05/2021 200056 200056 EQUINIX, INC. 5.375% 05/15/2027 SR LIEN 102164 102164 CITIGROUP INC. HYBRID 01/29/2031 USD SR LIEN CPN 01/29/20 2.666% 65262 65262 KFW 2.625% 04/12/2021 SR LIEN 150074 150074 VEREIT OPERATING PARTNERSHIP, 4.625% 11/01/2025 USD SR LIEN 33852 33852 CVS HEALTH CORPORATION 3.7% 03/09/2023 USD SR LIEN 9551 9551 NOVARTIS CAPITAL CORPORATION 1.75% 02/14/2025 USD SR LIEN 15420 15420 KFW 2.625% 04/12/2021 SR LIEN 300147 300147 DUKE ENERGY CORPORATION 1.8% 09/01/2021 SR LIEN 200974 200974 SUNOCO LOGISTICS PARTNER 4.25% 04/01/2024 USD SR LIEN 129994 129994 UNITEDHEALTH GROUP INCORPORATE 3.85% 06/15/2028 USD SR LIEN 196347 196347 JOHNSON & JOHNSON 2.25% 03/03/2022 USD SR LIEN 50911 50911 FEDERAL HOME LOAN BANK SYSTEM 2.25% 06/11/2021 SER ZD-2021 SR LIEN 251063 251063 HONEYWELL INTERNATIONAL INC. 1.85% 11/01/2021 SR LIEN 252015 252015 GENERAL DYNAMICS CORP 3.0% 05/11/2021 SR LIEN 175485 175485 JPMORGAN CHASE & CO. HYBRID 04/01/2023 USD SR LIEN CPN 03/22/19 3.207% 51356 51356 ROPER INDUSTRIES, INC. 3.125% 11/15/2022 USD SR LIEN 77692 77692 TARGET CORPORATION 2.35% 02/15/2030 USD SR LIEN 136338 136338 ELI LILLY AND COMPANY 2.35% 05/15/2022 USD SR LIEN 51156 51156 AMGEN INC. 2.7% 05/01/2022 USD SR LIEN 76305 76305 BANK OF AMERICA CORPORATION HYBRID MTN 02/13/2026 USD SR LIEN CPN 02/13/20 2 76791 76791 LLOYDS BANKING GROUP PLC HYBRID 06/15/2023 USD SR LIEN CPN 06/15/20 1.326% 201852 201852 ESTEE LAUDER COMPANIES INC. (T 2.0% 12/01/2024 USD SR LIEN 52052 52052 GENERAL DYNAMICS CORP 3.375% 05/15/2023 USD SR LIEN 53013 53013 BMW US CAPITAL LLC 3.45% 04/12/2023 USD PVT REGS SR LIEN 52738 52738 BIOGEN INC. 3.625% 09/15/2022 USD SR LIEN 78386 78386 WALMART INC. 3.4% 06/26/2023 USD SR LIEN 53327 53327 PEPSICO INC 2.25% 03/19/2025 USD SR LIEN 68425 68425 MORGAN STANLEY HYBRID MTN 07/22/2025 USD SR LIEN CPN 07/23/19 2.72% 79112 79112 BANK OF NEW YORK MELLON CORPOR MTN 2.1% 10/24/2024 USD SR LIEN 78900 78900 LABORATORY CORPORATION OF AMER 2.95% 12/01/2029 USD SR LIEN 128721 128721 BP CAP MARKETS AMERICA 3.245% 05/06/2022 USD SER * SR LIEN 154795 154795 HOME DEPOT, INC (THE) 2.95% 06/15/2029 USD SR LIEN 264887 264887 WELLS FARGO & COMPANY HYBRID MTN 02/11/2031 USD SR LIEN M-W+15.00BP CPN 02/1 241829 241829 FEDERAL HOME LOAN BANK SYSTEM 2.5% 12/09/2022 SR LIEN 155843 155843 BANK OF NOVA SCOTIA (THE) 3.4% 02/11/2024 USD SR LIEN 107372 107372 CHARLES SCHWAB CORPORATION (TH 4.625% 03/22/2030 USD SR LIEN 64653 64653 ADOBE SYSTEMS INCORPORATED 3.25% 02/01/2025 USD SR LIEN 216232 216232 CBS CORPORATION 4.0% 01/15/2026 USD SR LIEN 110117 110117 JPMORGAN CHASE & CO. HYBRID 04/23/2024 USD SR LIEN CPN 04/23/18 3.559% 211930 211930 REPUBLIC SERVICES, INC. 3.95% 05/15/2028 USD SR LIEN 111550 111550 DIAGEO CAPITAL PLC 3.5% 09/18/2023 USD SR LIEN 214320 214320 CAPITAL ONE FINANCIAL CO 3.9% 01/29/2024 USD SR LIEN 189192 189192 INGERSOLL-RAND LUXEMBOURG FINA 3.55% 11/01/2024 USD SR LIEN 189207 189207 KINDER MORGAN ENERGY PARTNERS, 4.25% 09/01/2024 USD SR LIEN 165301 165301 FEDERAL HOME LOAN BANK SYSTEM 2.5% 12/09/2022 SR LIEN 363632 363632 PACIFICORP 3.5% 06/15/2029 USD SR LIEN 190717 190717 WAL-MART STORES INC 2.65% 12/15/2024 USD SR LIEN 187352 187352 LOCKHEED MARTIN CORPORATION 2.9% 03/01/2025 USD SR LIEN 187089 187089 GLAXOSMITHKLINE CAPITAL PLC 3.375% 05/15/2023 USD SER 5Y SR LIEN 265612 265612 AT&T INC 4.25% 03/01/2027 USD SR LIEN 168487 168487 FEDERAL HOME LOAN BANK 2.125% 09/14/2029 624126 624126 VISA INC. 3.15% 12/14/2025 USD SR LIEN 218032 218032 SALESFORCE.COM INC 3.7% 04/11/2028 USD SR LIEN 279077 279077 FHLB 2.75% 12/13/2024 SR LIEN 459093 459093 8155542 8155542 0 0 STATE STREET EMERGING MARKETS EQUITY INDEX FUND K CLASS FMV 3855098 3855098 STATE STREET HEDGED INTERNATIONAL DEVELOPED EQUITY INDEX FUND CLASS K FMV 11505085 11505085 MULTI-MANAGER INTERNATIONAL EQUITY FUND P FMV 11064601 11064601 EATON VANCE GROUP EATON VANCE INCM FD OF BOSTON MUTUAL FUND CLASS I SHARES FMV 5669417 5669417 FEDERATED HERMES INSTITUTIONAL HIGH YIELD BOND FUND INSTITUTIONAL SHARES FMV 5657931 5657931 MULTI-MANAGER US SMALL CAP EQUITY FUND P FMV 6994359 6994359 ISHARES S&P 500 INDEX FUND CLASS G FMV 40983136 40983136 TPG TECH ADJACENCIES ACCESS LLC FMV 451044 451044 DST OPPORTUNITIES III ACCESS OFFSHORE LP FMV 439463 439463 VINTAGE VIII OFFSHORE SCSP FMV 1336880 1336880 PRIVATE CREDIT MANAGERS III OFFSHORE LP FMV 674025 674025 PRIVATE EQUITY MANAGER (2018) FMV 996666 996666 PRIVATE EQUITY MANAGERS (2019) FMV 800758 800758 VINTAGE REAL ESTATE PARTNERS II LP FMV 138517 138517 ARES SPECIAL OPPORTUNITIES ACCESS OFFSHORE LP FMV 706144 706144 GOLDMAN SACHS PRIVATE MIDDLE MARKET CREDIT II LLC FMV 424222 424222 PRIVATE EQUITY MANAGER (2020) FMV 80820 80820 TCV XI ACCESS OFFSHORE SCSP FMV 862 862 SEVEN BRIDGES ENERGY FUND FMV 1460288 1460288 CARTER LEDYARD & MILBURN LLP-LEGAL FEES 40969 0 40969 CAPITAL EXPENDITURES 258835 0 258835 BANK SERVICE CHARGES 1625 1625 0 INSURANCE 25771 0 25771 OFFICE SUPPLIES, REPAIRS AND MAINTENANCE 11997 0 11997 PAYROLL PROCESSING SERVICES 14485 0 14485 PROFESSIONAL DEVELOPMENT, MEMBERSHIPS AND SUBSCRIPTIONS 8321 0 8321 PUBLICATIONS AND WEB HOSTING 31240 0 31240 TECHNOLOGY 82268 0 82268 TELECOMMUNICATIONS AND POSTAGE 10582 0 10582 OTHER PARTNERSHIP EXPENSES THRU SCHEDULE K-1'S 0 72087 0 OTHER PARTNERSHIP LOSS THRU K-1'S NET OF UBI 28483 UNREALIZED GAIN ON INVESTMENTS 30762440 INVESTMENT MANAGEMENT AND CUSTODIAL FEES 311547 311547 0 CONSULTING FEES 118306 0 118306 FEDERAL EXCISE TAX 19000 0 0 STATE TAXES 649 0 649