2021-09-17T10:49:58-05:00 2020-12-31 131577780 SCHULTHEIS & PANETTIERI LLP 450 WIRELESS BLVD HAUPPAUGE NY 11788 990 2020-01-01 131739693 SHEET METAL WORKERS UNION LOCAL 38 INSURANCE AND WELFARE FUND SHEE 8452789633 38 STARR RIDGE ROAD BREWSTER NY 10509 WALTER GREENWOOD TRUSTEE 8452789633 2021-09-17 1 WALTER GREENWOOD 999009999 CAROL WESTFALL P00539069 6312734778 2 AAL1 IAL1 2020 2022-09-23 18:48:47Z RICHARD P PAGANO 38 STARR RIDGE ROAD BREWSTER NY 10509 15306100 0 X N/A X 1948 NY TO PROVIDE MEDICAL BENEFITS TO ELIGIBLE PARTICIPANTS AND THEIR DEPENDENTS. 6 6 4 0 0 0 0 0 12993098 10984328 504655 694910 0 90625 13497753 11769863 0 0 11474788 11108239 553178 568629 0 0 0 108162 211314 12136128 11888182 1361625 -118319 17783279 18723409 2221151 2599182 15562128 16124227 TO PROVIDE MEDICAL BENEFITS TO ELIGIBLE PARTICIPANTS AND THEIR DEPENDENTS. 0 0 TO PROVIDE MEDICAL BENEFITS TO ELIGIBLE PARTICIPANTS AND THEIR DEPENDENTS. 0 0 0 0 0 0 0 0 0 1 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1 5 0 1 4 1 0 0 0 0 0 0 0 0 X 6 6 1 0 0 0 0 0 0 1 0 0 0 1 1 0 1 1 1 0 0 0 X RICHARD P PAGANO 8452789633 38 STARR RIDGE ROAD BREWSTER NY 10509 GILBERT LESTER JR UNION TRUSTEE - THRU 10/20 2.00 2.00 X 0 0 0 JOHN MALASPINA UNION TRUSTEE - EFF 11/20 2.00 2.00 X 0 0 0 NICHOLAS COLOMBO JR UNION TRUSTEE 2.00 2.00 X 0 0 0 MICHAEL COLOMBO UNION TRUSTEE 2.00 2.00 X 0 0 0 DENNIS LAVOPA EMPLOYER TRSTE 2.00 2.00 X 0 0 0 JAMES D'ANNIBALE EMPLOYER TRSTE 2.00 2.00 X 0 0 0 WALTER GREENWOOD EMPLOYER TRSTE 2.00 2.00 X 0 0 0 RICHARD P PAGANO FUND MANAGER 30.00 20.00 X 137308 0 108144 137308 0 108144 1 0 1 0 MERITAIN HEALTH 100 PAINTERS MILL ROAD OWINGS MILLS MD 21117 CLAIMS ADMIN 267380 ASHER KELLY PLLC 25800 NORTHWESTERN HIGHWAY SUITE 1 SOUTHFIELD MI 48075 LEGAL REPRESENTATION 168858 SCHULTHEIS & PANETTIERI LLP 450 WIRELESS BLVD HAUPPAUGE NY 11788 AUDITING & PR AUDITS 128716 3 EMPLOYER CONTRIBUTIONS 238220 7815426 7815426 PARTICIPANT CONTRIBUTIONS 238220 3168902 3168902 10984328 548765 548765 3682382 3536237 146145 146145 146145 OTHER INCOME 238220 90625 90625 90625 11769863 11074953 0 694910 11108239 245452 193991 77354 24077 27755 172306 135985 13294 8500 29821 25263 96000 4458 895 6047 19298 REIMBURSEMENTS FROM REL -300553 11888182 2294568 1591912 1254288 1632284 1088662 1015000 1279 30237 9605 21730 20632 13124031 14462302 17783279 18723409 56751 65340 2164400 2533842 2221151 2599182 X 0 0 0 0 15562128 16124227 15562128 16124227 17783279 18723409 -118319 680418 0 X 0 1 X 1 0 30237 9605 20632 20632 DUE TO RELATED ORG. 137009 LITIGATION SETTLEMENTS 1253833 BENE OBLIGATIONS CURRENTLY PAYABLE 1143000 2533842 12436987 680418 680418 11756569 13294 13294 11769863 11934888 0 11934888 13294 -60000 -46706 11888182 PART XII, LINE 4B - OTHER ADJUSTMENTS: CHANGE IN BENEFITS PAYABLE AND IBNR -60,000. 0 0 0 RICHARD P PAGANO FUND MANAGER 135023 0 0 0 2285 0 87226 0 20918 0 245452 0 0 0 SUPPLEMENTAL INFORMATION RICHARD PAGANO RECEIVES COMPENSATION AND BENEFITS IN HIS CAPACITY AS FUND MANAGER OF THE FILING ORGANIZATION AND THE RELATED PROFIT SHARING PLAN. COMPENSATION AND BENEFITS ARE PAID BY THE ORGANIZATION, WITH REIMBURSEMENTS MADE ACCORDINGLY. THE FILING ORGANIZATION'S PORTION OF THESE EXPENSES IS 54% OF THE GROSS AMOUNT DETAILED ON SCHEDULE J, PART II. FORM 990, PART VI, SECTION A, LINE 2 NICHOLAS COLOMBO JR, WHO SERVES AS A TRUSTEE, IS THE BROTHER OF MICHAEL COLOMBO, WHO ALSO SERVES AS A TRUSTEE. FORM 990, PART VI, SECTION A, LINE 8B THE ORGANIZATION DOES NOT HAVE ANY COMMITTEES WITH THE AUTHORITY TO ACT ON BEHALF OF THE GOVERNING BODY. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 WAS PREPARED IN COORDINATION WITH THE FUND MANAGER WHO WORKS FULL TIME FOR THE ORGANIZATION. ONCE COMPLETED THE FORM WAS PROVIDED TO AND REVIEWED BY THE BOARD OF TRUSTEES PRIOR TO SUBMISSION. FORM 990, PART VI, SECTION B, LINE 12C AS REQUIRED BY THE FUND'S POLICY AND BY ERISA, OFFICERS AND EMPLOYEES HAVE A CONTINUOUS OBLIGATION TO REPORT POTENTIAL CONFLICTS OF INTEREST. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S GOVERNING DOCUMENTS, POLICIES AND FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST. NO DOCUMENTS ARE AVAILABLE TO THE PUBLIC. SHEET METAL WORKERS UNION LOCAL 38 38 STARR RIDGE ROAD BREWSTER NY 10509 131739691 LABOR UNION NY 501(C)(5) N/A 0 SMW LOCAL 38 PROFIT SHARING PLAN 38 STARR RIDGE ROAD BREWSTER NY 10509 133319782 TO PROVIDE RETIREMENT BENEFITS NY 401 N/A 0 SMW LOCAL 38 CRAFT TRAINING FUND 38 STARR RIDGE ROAD BREWSTER NY 10509 132622315 TRAINING FUND NY 501(C)(3) LINE_2_SCHOOL_DESCRI N/A 0 SEE SCHEDULE R - SUPPLEMENTAL INFORMATION SEE SCHEDULE R - SUPPLEMENTAL INFORMATION 0 0 0 0 0 0 0 0 0 0 1 0 0 1 1 0 1 0 0 SCHEDULE R, PART II AND IV CERTAIN TRUSTEES LISTED ON FORM 990 PART VII, SECTION A, SERVE AS VOLUNTEERS AND DO NOT RECEIVE COMPENSATION FROM THIS ORGANIZATION OR RELATED ORGANIZATIONS IN THEIR CAPACITY AS TRUSTEES OF THIS PLAN. CERTAIN TRUSTEES LISTED ON FORM 990 PART VII, SECTION A, SERVE AS VOLUNTEERS AND DO NOT RECEIVE COMPENSATION FROM THIS ORGANIZATION BUT DO RECEIVE COMPENSATION FROM SHEET METAL WORKERS UNION LOCAL 38 (THE UNION") IN THEIR CAPACITY AS EMPLOYEES/OFFICERS OF THE UNION. THEIR COMPENSATION IS REPORTED ON THE FORM 990 OF THE UNION. FORM 990 SCHEDULE R PART II LOCAL UNION #10 LOCAL UNION #48 FORM 990 SCHEDULE R PART IV A. BORRELLI HVAC (022065) A. PROKOSCH & SON (160030) ABM AIR COND. & HEATING (010160) ACCU-TEMP (012681) ACTION CHUTES, INC. (012066) AIRFLOW A/C, HEATING & REFRIG. (013017) AIRTECH OF STAMFORD, INC. (012265) ALLIANCE INDUSTRIES, LLC ALM HEATING & AIR COND., INC. (012328) AMX CONTRACTING CORP. (012903) AMX COOLING & HEATING, LLC (010051) API CONSTRUCTION CO. (API CONSTRUCTION CO.) ARCHITECTURAL SHEET METAL (012447) BARRETT SHEET METAL (020182) BELL ENERGY MANAGEMENT (020805) C. B. STRAIN & SON (190092) CAQS, INC. (032368) CAREY & WALSH INC. (030384) CELTIC SHEET METAL (032219) CFM TEST & BALANCE CORP (030040) CUSTOM COPPER (030846) CUSTOM EXTERIOR SYSTEMS, INC. (031941) D. L. FLOW TECH INC. (040372) D.V. BROWN AND ASSOCIATES (D.V. BROWN AND ASSOCIATES) DONALD CREADORE CO. INC. (030263) ELIZABETH CONTRACTING CORP. (050345) ELMSFORD SHEET METAL WORKS (050025) EMF TECHNICAL SERVICES INC. (050919) ERNEST PETERSON INC. (40-056) F+F MECHANICAL ENTERPRISES INC. GENERAL SHEET METAL WORKS (070981) H.T. LYONS, INC. (H.T. LYONS, INC.) HARDEN SHEET METAL, INC. (081131) HUDSON VALLEY ROOFING & (081278) INDEPENDENT TESTING & BALANCING CORP. (090587) INSTALLATION 10 INC. J&M HEATING & AIR CONDITIONING (100185) J.W. DANFORTH COMPANY JESLIN, LLC (JESLIN, LLC) JESSANG CORP. DBA TAPSEXPRESS KIM INDUSTRIES, INC. (KIM INDUSTRIES, INC.) KJC WATERPROOFING INC. (110923) KLAIRGAR, INC. (110772) KLEEBERG SHEET METAL INC. (110165) L.K. SHEET METAL LINK METAL FINISHING CORP. (120176) M. GOTTFRIED INC. (070077) MACE CONTRACTING CORP (MACE CONTRACTING CORP) MARX SHEET METAL & MECHANICAL, INC. MDS HVAC-R INC. (38-581) OSMAN LTD. PEARL RIVER SHEET METAL, INC. (161382) PINE TREE ENVIRONMENTAL SVCS. (161427) RKB SHEET METAL, INC. (181181) ROTH BROTHERS INC. (180045) RVD (RESTAURANT VENTILATION DESIGN, INC.) SINGER HOLDING CORP. (192388) SUPREME RESTORATION SERVICES, LTD. TACONIC HEATING & COOLING CORP (201064) THE YMI GROUP, INC. (THE YMI GROUP, INC.) TITAN ROOFING INC. (200247) TURNER MECHANICAL SERVICES INC (201262) U S TEST & BALANCE (210336) UNITED ROOFING & SHEET METAL, VAMCO SHEET METAL, INC. (220078) WAREHOUSE STORE FIXTURE WEATHERMASTER ROOFING CO., INC (230394) YANKEE SHEET METAL CO., INC. (250020) YOUNG DEVELOPERS, INC. (YOUNG DEVELOPERS, INC.)