2021-08-13T10:31:39-05:00 2020-09-30 135565207 KPMG LLP 1601 MARKET STREET PHILADELPHIA PA 19103 990 2019-10-01 222908698 BRIDGEPORT HOSPITAL FOUNDATION INC BRID 2036880580 267 GRANT STREET BRIDGEPORT CT 06610 STEPHEN JAKAB PRESIDENT 2036880580 2021-08-10 0 PHILLIP E GROFF P01247783 2672561756 2019 2022-09-23 18:48:47Z STEPHEN JAKAB 267 GRANT ST BRIDGEPORT CT 06610 75843029 0 X HTTP://FOUNDATION.BRIDGEPORTHOSPITAL.ORG/ X 1988 CT FUNDRAISING FOR BRIDGEPORT HOSPITAL. 10 8 0 10 -328 -328 5003420 4667097 0 0 3196475 4061196 137995 299099 8337890 9027392 2839615 4825122 0 0 1384033 1355313 0 0 589991 2089916 1725885 6313564 7906320 2024326 1121072 95699772 101482043 1926444 3282723 93773328 98199320 X TO SUPPORT BRIDGEPORT HOSPITAL BY, IN LARGE PART, FUNDRAISING, AND FURTHER, TO FUND AND PROMOTE ACTIVITIES OF THE YALE NEW HAVEN HEALTH SYSTEM, THE INTEGRATED HEALTH CARE DELIVERY SYSTEM OF WHICH IT IS A PART. 0 0 6386343 4825122 0 SCHEDULE OTHE BRIDGEPORT HOSPITAL FOUNDATION RECEIVED MORE THAN $4.6 MILLION IN PHILANTHROPIC GIFTS IN FY 2020. ROUTINE FUNDRAISING INITIATIVES WERE SIGNIFICANTLY CURTAILED BY THE COVID-19 PANDEMIC; HOWEVER, THE GREATER BRIDGEPORT COMMUNITY RESPONDED GENEROUSLY TO APPEALS FOR SUPPORT DURING THIS UNPRECEDENTED PUBLIC HEALTH EMERGENCY.DONORS CONTRIBUTED MORE THAN $625,000 TO OUR COVID-19 SUPPORT FUNDS, RECOGNIZING THE NEED TO PROVIDE CRITICAL RESOURCES TO OUR HOSPITAL AND OUR HEALTHCARE HEROES SO WE COULD SAFELY GO TO BATTLE FOR OUR MOST SEVERELY ILL PATIENTS.BENEFACTORS AND LOCAL RESTAURANTS SUPPLIED MORE THAN 25,000 MEALS AND OTHER AMENITIES SO OUR FRONTLINE STAFF COULD STAY STRONG AND FOCUSED ON CARE - OUR PATIENTS AND THEIR OWN.THE TEAM AT THE NORMA PFRIEM BREAST CENTER PIVOTED AND ORGANIZED ITS FIRST-EVER VIRTUAL ROSE OF HOPE EVENT, RAISING OVER $475,000 WITH THE HELP OF ACTRESS AND MUSICAL ARTIST RENEE ELISE GOLDSBERRY OF "HAMILTON" FAME. THE EVENT WAS RECENTLY RECOGNIZED BY THE ADVISORY BOARD'S PHILANTHROPY LEADERSHIP COUNCIL AS A MODEL OF FUNDRAISING INNOVATION.BECAUSE OF CONTINUED STRONG PHILANTHROPIC SUPPORT, BRIDGEPORT HOSPITAL WAS ABLE TO PROVIDE ENHANCED CARE COORDINATION AND PATIENT NAVIGATION, WITH A FOCUS ON COVID SAFETY, TO OUR UNDERSERVED PATIENTS THROUGH THE PRIMARY CARE CENTER. AS A RESULT, THOSE PATIENTS DID MARKEDLY BETTER DURING THE PANDEMIC THAN SIMILAR POPULATIONS IN OTHER IMPOVERISHED URBAN AREAS.THE FOUNDATION ACHIEVED GUIDESTAR'S PLATINUM SEAL OF TRANSPARENCY IN 2021 FOR THE THIRD YEAR IN A ROW. GUIDESTAR GATHERS, ORGANIZES, AND DISTRIBUTES INFORMATION ABOUT MORE THAN 2.7 MILLION U.S. NONPROFITS. LAST YEAR, THERE WERE MORE THAN 26 MILLION SEARCHES ON GUIDESTAR'S WEBSITE AS PEOPLE SOUGHT TRUSTWORTHY INFORMATION TO MAKE DECISIONS ABOUT NONPROFITS AND THE WORK THEY DO. THE FOUNDATION HAS ADVANCED BEYOND THE BRONZE, SILVER AND GOLD AWARDS BY ADDING IN-DEPTH FINANCIAL INFORMATION AND QUANTITATIVE METRICS ABOUT OUR COMMUNITY HEALTH INITIATIVES, AS AN EXAMPLE OF HOW OUR DONORS ARE IMPACTING THE PATIENTS SERVED BY BRIDGEPORT HOSPITAL. 6386343 1 1 0 0 0 0 0 0 0 1 0 1 0 0 1 1 0 1 0 0 0 0 0 0 1 0 0 1 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 1 0 0 1 51 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 X 10 8 1 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 X VERNETTE D GRAY 2036889585 789 HOWARD AVENUE NEW HAVEN CT 06519 MICHAEL IVY TRUSTEE 1.00 39.00 X 0 947010 117349 WILLIAM JENNINGS FORMER TRUSTEE 0.00 0.00 X 0 1013152 0 STEPHEN JAKAB PRESIDENT/TRUSTEE 1.00 39.00 X X 0 405413 32957 ANNE DIAMOND TRUSTEE 1.00 39.00 X 0 155866 16870 ROBERT STANTON CHAIRMAN/TRUSTEE 1.00 0.00 X X 0 0 0 CARLA KLEIN VICE CHAIRMAN/TRUSTEE 1.00 0.00 X X 0 0 0 EMIL MESHBERG TREASURER/TRUSTEE 1.00 0.00 X X 0 0 0 LESLEY O'CONNELL SECRETARY/TRUSTEE 1.00 0.00 X X 0 0 0 JOHN FALCONI TRUSTEE 1.00 2.00 X 0 0 0 ROBERT MOSKOWITZ TRUSTEE 1.00 0.00 X 0 0 0 CESAR GARCIA TRUSTEE 1.00 0.00 X 0 0 0 JASON MUDD TRUSTEE 1.00 0.00 X 0 0 0 IVY MCKINNEY TRUSTEE 1.00 0.00 X 0 0 0 0 2521441 167176 1 1 1 0 0 498569 226710 1413090 2528728 205604 4667097 2392332 -328 2392660 68423932 66755068 1668864 1668864 1668864 92155 498569 60569 31586 31586 ANCILLIARY INCOME 900099 267513 267513 267513 9027392 0 -328 4360623 X 4825122 4825122 1044697 529340 315317 200040 310616 157387 93752 59477 380736 192916 114916 72904 5016 2542 1514 960 834396 422783 251843 159770 49567 25116 14960 9491 101163 51258 30534 19371 72218 36593 21797 13828 130253 65998 39314 24941 MISCELLANEOUS EXPENSES 118333 59958 35716 22659 DUES,FEES & MEMBERSHIP 29421 14907 8880 5634 ENTERTAINMENT 4782 2423 1443 916 7906320 6386343 929986 589991 1896409 1171984 923850 842847 1420806 498638 5946 70801 54801208 70257892 36521553 28509881 130000 130000 95699772 101482043 95697 56599 231867 149769 1598880 3076355 1926444 3282723 X 53125473 56485069 40647855 41714251 93773328 98199320 95699772 101482043 X 1121072 3389920 -85000 X 0 1 X 1 1 1 X 10635795 6563920 6960842 5003420 4667097 33831074 10635795 6563920 6960842 5003420 4667097 33831074 3004441 30826633 206683 137695 177032 1722588 2392660 4636658 315163 201610 84329 438575 359668 1399345 39867077 0.77320 0.76880 X SCHEDULE A, PART II, LINE 10, EXPLANATION FOR OTHER INCOME: ANCILLARY INCOME AND GROSS INCOME FROM FUNDRAISING EVENTS: 2015 AMOUNT: $ 315,163 2016 AMOUNT: $ 201,610 2017 AMOUNT: $ 84,329 2018 AMOUNT: $ 438,575 2019 AMOUNT: $ 359,668 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 25314742 -69516 2030152 1039224 26236155 26006000 17494 558733 1267485 25314742 25359000 16000 2132000 1501000 26006000 23748000 378000 2827000 1594000 25359000 21004000 2271000 1807000 1334000 23748000 0.67890 0.32110 0 0 0 ENDOWMENT POOL 27795474 F PERPETUAL TRUST 445604 F PRIVATE EQUITY 268803 F 28509881 P.V. OF FUTURE ANNUITY-YURKSAITIS 114860 P.V. OF FUTURE ANNUITY-MACDONALD 137149 P.V. OF FUTURE ANNUITY-BODINE 7874 DUE TO BRIDGEPORT HOSPITAL 2707824 DUE TO YALE NEW HAVEN HOSPITAL 22592 DUE TO NORTHEAST MEDICAL GROUP INC. 70409 DUE TO YALE NEW HAVEN HEALTH SERVICES CORP. 15647 3076355 X PART V, LINE 4: THE ENDOWED FUNDS' INTENDED USE IS TO GENERATE INCOME TO SUPPORT BRIDGEPORT HOSPITAL PROGRAM SERVICE FUNCTIONS AND OTHER OPERATIONS IN ACCORDANCE WITH THE BRIDGEPORT HOSPITAL POOLED INVESTMENT POLICY. PART X, LINE 2: BRIDGEPORT HOSPITAL FOUNDATION IS INCLUDED IN THE CONSOLIDATED YALE NEW HAVEN HEALTH SYSTEM AND SUBSIDIARIES AUDITED FINANCIAL STATEMENTS. FOLLOWING IS THE FOOTNOTE FROM THE CONSOLIDATED FINANCIAL STATEMENTS: MOST ENTITIES WITHIN THE SYSTEM ARE NOT FOR PROFIT CORPORATIONS AS DESCRIBED IN SECTION 501(C)(3) OF THE CODE, AND ARE GENERALLY EXEMPT FROM FEDERAL INCOME TAXES PURSUANT TO SECTION 501(A) OF THE CODE. PROVISIONS FOR INCOME TAXES AND DEFERRED TAXES, WHICH ARE NOT MATERIAL TO THE CONSOLIDATED FINANCIAL STATEMENTS, HAVE BEEN MADE FOR THE TAXABLE ENTITIES LISTED ABOVE UNDER THE DESCRIPTION OF THE SYSTEM. U.S. GAAP REQUIRES THE SYSTEM TO EVALUATE TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN IN THE COURSE OF PREPARING THE SYSTEM'S TAX RETURNS TO DETERMINE WHETHER THE TAX POSITIONS ARE "MORE LIKELY THAN NOT" OF BEING SUSTAINED BY THE APPLICABLE TAX AUTHORITY BASED UPON THE TECHNICAL MERITS OF THE POSITION. THE SYSTEM RECOGNIZES THE EFFECT OF TAX POSITIONS ONLY IF THEY ARE MORE LIKELY THAN NOT OF BEING SUSTAINED. THIS EVALUATION HAD NO IMPACT ON THE OPERATIONS OF THE SYSTEM AS OF AND FOR THE YEARS ENDED SEPTEMBER 30, 2020 AND 2019. ROH LUNCH 495913 433888 62025 58351 KAULBACH 30100 21280 8820 0 6 64711 43401 21310 2218 590724 498569 92155 60569 60569 31586 1 BRIDGEPORT HOSPITAL 267 GRANT STREET BRIDGEPORT CT 06610 060646554 501C3 4825122 TO SUPPORT THE HOSPITAL IN ACCORDANCE WITH THE ORGANIZATION MISSION. 1 PART I, LINE 2 PROCEDURES FOR MONITORING THE USE OF GRANT FUNDS: THE GRANT WRITER IN THE BRIDGEPORT HOSPITAL FOUNDATION SUPPORTS CLINICAL AND PROGRAM STAFF GRANTEES IN COMPLYING WITH THE VARIOUS REQUIREMENTS ASSOCIATED WITH STATE, FEDERAL, AND PRIVATE GRANTS, INCLUDING THE FOLLOWING: -MAINTAINING FILES FOR EACH GRANT THAT CONTAIN THE GRANT APPLICATION AND PROGRAM GUIDANCE, THE NOTICE OF GRANT AWARD, ANY ASSOCIATED CONTRACTS OR MEMORANDA OF AGREEMENT/UNDERSTANDING, COPIES OF CHECKS, AND CORRESPONDENCE RELATED TO THE GRANT; -PREPARING PROGRAM AND FINANCIAL REPORTS IN COMPLIANCE WITH THE DEADLINES SPECIFIED; -MAINTAINING VARIOUS REGISTRATIONS REQUIRE BY STATE AND FEDERAL FUNDING SOURCES; -ASSISTING IN DRAWING DOWN FUNDS ACCESSED THROUGH ACH DEPOSITS. 0 0 0 0 0 0 0 0 0 MICHAEL IVY TRUSTEE 0 694482 0 191203 0 61325 0 97627 0 19722 0 1064359 0 0 WILLIAM JENNINGS FORMER TRUSTEE 0 0 0 328536 0 684616 0 0 0 0 0 1013152 0 227427 STEPHEN JAKAB PRESIDENT/TRUSTEE 0 315742 0 83144 0 6527 0 24254 0 8703 0 438370 0 0 ANNE DIAMOND TRUSTEE 0 79620 0 75000 0 1246 0 16154 0 716 0 172736 0 0 PART I, LINE 3 THE FILING ORGANIZATION DOES NOT HAVE AND/OR COMPENSATE ITS OWN CEO/EXECUTIVE DIRECTOR. THESE POSITIONS ARE FILLED BY EMPLOYEES OF A RELATED ORGANIZATION(S) AND COMPENSATED THROUGH THE RESPECTIVE RELATED ORGANIZATION(S). THE METHOD(S) USED BY THE RELATED ORGANIZATION(S) FOR DETERMINING COMPENSATION FOR THESE INDIVIDUALS ARE: - COMPENSATION COMMITTEE - INDEPENDENT COMPENSATION CONSULTANT - COMPENSATION SURVEY OR STUDY - APPROVAL BY THE BOARD OR COMPENSATION COMMITTEE X 4 165581 STOCK EXCHANGE QUOTES X GIFTS/FOOD 2 40023 COMPARABLE FMV 0 1 0 PART I, COLUMN (B): THE NUMBER REPORTED IS BASED ON THE NUMBER OF CONTRIBUTIONS RECEIVED. FORM 990, PART VI PART I, LINE 4 & PART VI, LINE 1B NUMBER OF INDEPENDENT VOTING MEMBERS OF THE GOVERNING BODY THE ORGANIZATION SOUGHT TO CONFIRM THE INDEPENDENCE OF EACH VOTING MEMBER OF ITS GOVERNING BODY BY REQUESTING THAT EACH SUCH VOTING MEMBER RESPOND TO A QUESTIONNAIRE CONTAINING THE PERTINENT INSTRUCTIONS AND DEFINITIONS AND DESIGNED TO ELICIT THE INFORMATION NECESSARY TO DETERMINE INDEPENDENCE. IN THE EVENT THAT THE ORGANIZATION DOES NOT RECEIVE A RESPONSE FROM ANY SUCH VOTING MEMBER, THE ORGANIZATION REVIEWS OTHER INFORMATION KNOWN TO IT REGARDING THE VOTING MEMBER AND MAKES A REASONABLE ASSESSMENT OF INDEPENDENCE BASED ON THAT INFORMATION. FORM 990, PART VI, SECTION A, LINE 2 BUSINESS RELATIONSHIPS BETWEEN OFFICERS, DIRECTORS, TRUSTEES, OR KEY EMPLOYEES CERTAIN OF THE ORGANIZATION'S CURRENT OFFICERS AND/OR TRUSTEES MAY SERVE AS OFFICERS AND/OR DIRECTORS OF TAX-EXEMPT AND TAXABLE AFFILIATES WITHIN THE ORGANIZATION'S CORPORATE SYSTEM OR JOINT VENTURES IN WHICH THE ORGANIZATION'S CORPORATE SYSTEM HAS AN OWNERSHIP INTEREST. THE INDIVIDUAL OFFICERS AND/OR TRUSTEES DO NOT HAVE PERSONAL FINANCIAL INTERESTS IN SUCH AFFILIATES AND SERVE ONLY AS A FUNCTION OF THEIR ROLES WITH THE ORGANIZATION OR WITHIN THE ORGANIZATION'S CORPORATE SYSTEM. FORM 990, PART VI, SECTION A, LINE 6 CLASSES OF MEMBERS OR STOCKHOLDERS: THE SOLE MEMBER OF BRIDGEPORT HOSPITAL FOUNDATION, INC. IS BRIDGEPORT HOSPITAL, ITSELF A CONNECTICUT NON-STOCK CORPORATION EXEMPT FROM FEDERAL INCOME TAX AS AN ORGANIZATION DESCRIBED IN SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE. FORM 990, PART VI, SECTION A, LINE 7A BRIDGEPORT HOSPITAL HAS THE RIGHT TO ELECT THE BOARD OF TRUSTEES OF THE FOUNDATION IN CONSULTATION WITH AND WITH THE CONSENT OF YALE NEW HAVEN HEALTH SERVICES CORPORATION AND OFFICERS OF THE FOUNDATION ARE ELECTED BY THE FOUNDATION BOARD OR AS OTHERWISE SET FORTH IN ACCORDANCE WITH THE BYLAWS. FORM 990, PART VI, SECTION A, LINE 7B THE MEMBER AND YALE NEW HAVEN HEALTH SERVICES CORPORATION HAVE THE RIGHT TO ELECT THE BOARD OF TRUSTEES OF THE FOUNDATION, AND (ON THE RECOMMENDATION OF THE BOARD OF TRUSTEES) THE FOLLOWING ADDITIONAL RIGHTS: TO APPROVE OPERATING, CASH FLOW AND CAPITAL BUDGETS; TO APPROVE GRADUATE AND UNDERGRADUATE MEDICAL EDUCATION ARRANGEMENTS; TO APPROVE MAJOR NEW CLINICAL PROGRAMS AND SERVICES AND CONTINUATION OF SAME; APPROVAL OF STRATEGIC PLANS; AND ADOPTION OF SAFETY AND QUALITY ASSESSMENT POLICIES THAT DO NOT CONFORM WITH SYSTEM POLICIES; TO APPROVE THE MERGER, CONSOLIDATION, DISSOLUTION OR THE SALE OF ALL OR SUBSTANTIALLY ALL THE ORGANIZATION'S ASSETS; TO AMEND THE CERTIFICATE OF INCORPORATION AND BYLAWS OF THE ORGANIZATION, TO APPROVE THE EXECUTION OF LONG-TERM OR MATERIAL AGREEMENTS. ADDITIONALLY, YALE NEW HAVEN HEALTH SERVICES CORPORATION RETAINS THE FOLLOWING DIRECT AUTHORITY: ADOPTION OF BUDGETARY TARGETS, INDEBTEDNESS, MANAGEMENT AND CONTROL OF LIQUID ASSETS, APPOINTMENT OF THE INDEPENDENT AUDITOR AND APPOINTMENT OF THE PRESIDENT, WITH THE APPROVAL OF THE FOUNDATION AND ITS SOLE MEMBER. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 TAX RETURN AND ATTACHED SCHEDULES WERE PREPARED BY EMPLOYEES OF THE SYSTEM TAX DEPARTMENT. THE RETURN IS INITIALLY REVIEWED BY THE EXECUTIVE DIRECTOR/DIRECTOR OF FINANCE. SUBSEQUENTLY IT IS SENT TO KPMG LLP FOR THEIR INITIAL REVIEW. AFTER ALL COMMENTS FROM THE ABOVE GROUP ARE CLEARED, THE RETURN IS THEN REVIEWED BY THE PRESIDENT OF THE FOUNDATION AND A FINAL VERSION OF THE RETURN IS SENT BACK TO KPMG LLP FOR FINAL REVIEW. PRIOR TO FILING, THE FOUNDATION MADE AVAILABLE A COMPLETE COPY OF THE RETURN TO THE BOARD OF TRUSTEES VIA A WEB PORTAL. FORM 990, PART VI, SECTION B, LINE 12C THE BRIDGEPORT HOSPITAL FOUNDATION, INC IS COVERED UNDER THE YNHHS CONFLICT OF INTEREST POLICY APPROVED AND ADOPTED BY THE SYSTEM COMPLIANCE COMMITTEE, WHICH HAS BEEN DELEGATED THE AUTHORITY TO APPROVE AND ADOPT COMPLIANCE POLICIES ON BEHALF OF THE ENTITIES IN THE SYSTEM. THE YALE NEW HAVEN HEALTH SYSTEM CONFLICT OF INTEREST POLICY AND INDIVIDUAL ANNUAL DISCLOSURE FORM APPLIES TO A POOL OF EMPLOYEES, BOARD MEMBERS AND NON-BOARD MEMBERS SERVING ON BOARD COMMITTEES. THESE "COVERED INDIVIDUALS" ARE REQUIRED TO COMPLETE A CONFLICT OF INTEREST DISCLOSURE STATEMENT, UPON BEGINNING EMPLOYMENT OR OTHERWISE BECOMING A COVERED INDIVIDUAL AND ANNUALLY THEREAFTER. COVERED INDIVIDUALS ARE ALSO REQUIRED TO IMMEDIATELY REPORT MATERIAL CHANGES TO THEIR MOST RECENTLY COMPLETED DISCLOSURE STATEMENT. THESE DISCLOSURE STATEMENTS AND REPORTS ARE REVIEWED BY THE OFFICE OF PRIVACY AND CORPORATE COMPLIANCE AND/OR THE LEGAL AND RISK SERVICES DEPARTMENT TO ENSURE COMPLIANCE WITH THE CONFLICT OF INTEREST POLICY. IF A POTENTIAL CONFLICT ARISES, THE PRESIDENT OF THE FOUNDATION WOULD CONSULT WITH THE FOUNDATION'S BOARD CHAIRPERSON AND THE LEGAL AND RISK SERVICES DEPARTMENT AND TAKE ANY ACTIONS THAT SHE DEEMS REQUIRED OR APPROPRIATE TO MANAGE OR RESOLVE A POTENTIAL CONFLICT OF INTEREST. FOR EXAMPLE, A VOTING BOARD OR COMMITTEE MEMBER WOULD BE REQUIRED TO RECUSE HIMSELF OR HERSELF FROM VOTING ON MATTERS RELATED TO THE POTENTIAL CONFLICT AND THE POTENTIAL CONFLICT WOULD BE DISCLOSED TO OTHER VOTING MEMBERS. FORM 990, PART VI, SECTION B, LINE 15 FORM 990, PART VI, SECTION B, LINE 15A: COMPENSATION PROCESS FOR CEO/TOP OFFICIAL: THE TOP BHF OFFICIAL IS AN EMPLOYEE OF BH. THE BH MANAGEMENT AFFAIRS COMMITTEE IS RESPONSIBLE FOR (1) DETERMINING THE OVERALL TOTAL COMPENSATION STRATEGY FOR BH OFFICER-LEVEL EXECUTIVES, INCLUDING THE BHF PRESIDENT, (2) APPROVING ALL COMPENSATION AND BENEFITS DECISIONS FOR BH OFFICER-LEVEL EXECUTIVES, AND (3) REPORTING SUCH ACTIONS TO THE FULL BH BOARD OF TRUSTEES ON AN ANNUAL BASIS. IN ADDITION, THE BH MANAGEMENT AFFAIRS COMMITTEE EXPRESSLY DETERMINES THE REASONABLENESS OF TOTAL COMPENSATION AND BENEFITS FOR ALL BH OFFICER-LEVEL EXECUTIVES, AND ASSURES THAT ALL OFFICER-LEVEL EXECUTIVE COMPENSATION DECISIONS ARE MADE AFTER THOROUGH CONSIDERATION OF AND COMPARISON TO THE MARKET PRACTICES OF OTHER SIMILARLY SITUATED ORGANIZATIONS. THE BH MANAGEMENT AFFAIRS COMMITTEE CONSISTS OF TRUSTEES WHO DO NOT HAVE MATERIAL FINANCIAL INTERESTS THAT COULD BE AFFECTED BY THE OFFICER-LEVEL EXECUTIVE COMPENSATION DECISIONS MADE BY THE COMMITTEE. THE COMPARABILITY DATA USED TO ASSIST THE COMMITTEES IN ITS COMPENSATION DELIBERATIONS IS COMPILED BY AN INDEPENDENT, NATIONAL COMPENSATION CONSULTING FIRM THAT IS RETAINED BY AND REPORTS DIRECTLY TO THE BH MANAGEMENT AFFAIRS COMMITTEE. THE DATA COLLECTED BY THE CONSULTANT CONSISTS OF MARKET INFORMATION FOR EXECUTIVES IN FUNCTIONALLY SIMILAR POSITIONS IN SIMILARLY SITUATED ORGANIZATIONS. THE DELIBERATIONS AND DECISIONS OF THE BH MANAGEMENT AFFAIRS COMMITTEE IS CONTEMPORANEOUSLY DOCUMENTED, REVIEWED AND APPROVED BY THE COMMITTEE, AND PROVIDED TO THE BOARD OF TRUSTEES OF BH AND BHF. FORM 990, PART VI, SECTION B, LINE 15B: COMPENSATION PROCESS FOR OTHER OFFICERS THE EXECUTIVE COMPENSATION COMMITTEE OF THE YNHHS STRIVES TO TAKE THE STEPS NECESSARY TO QUALIFY FOR THE "REBUTTABLE PRESUMPTION OF REASONABLENESS" UNDER FEDERAL TAX LAW. THE EXECUTIVE COMPENSATION COMMITTEE IS AUTHORIZED UNDER THE YNHHS BYLAWS AND IS RESPONSIBLE FOR (1) DETERMINING THE OVERALL TOTAL COMPENSATION STRATEGY FOR ALL CORPORATE OFFICERS, (2) APPROVING ALL COMPENSATION AND BENEFITS DECISIONS FOR CORPORATE OFFICERS, AND (3) REPORTING SUCH ACTIONS TO THE FULL YNHHS BOARD ON AN ANNUAL BASIS. IN ADDITION, THE EXECUTIVE COMPENSATION COMMITTEE EXPRESSLY DETERMINES THE REASONABLENESS OF TOTAL COMPENSATION AND BENEFITS FOR ALL CORPORATE OFFICERS, AND ASSURES THAT ALL OFFICER COMPENSATION DECISIONS ARE MADE AFTER THOROUGH CONSIDERATION OF AND COMPARISON TO THE MARKET PRACTICES OF OTHER SIMILARLY SITUATED NOT-FOR-PROFIT HEALTHCARE EXECUTIVES IN COMPARABLE ORGANIZATIONS. THE EXECUTIVE COMPENSATION COMMITTEE CONSISTS OF BOARD MEMBERS WHO DO NOT HAVE MATERIAL FINANCIAL INTERESTS THAT COULD BE AFFECTED BY THE OFFICER COMPENSATION DECISIONS MADE BY THE COMMITTEE. THE COMPARABILITY DATA USED TO ASSIST THE EXECUTIVE COMPENSATION COMMITTEE IN ITS COMPENSATION DELIBERATIONS ARE COMPILED BY AN INDEPENDENT, NATIONAL COMPENSATION CONSULTING FIRM THAT IS RETAINED BY AND REPORTS DIRECTLY TO THE EXECUTIVE COMPENSATION COMMITTEE. THE DATA COLLECTED BY THE CONSULTANT CONSISTS OF MARKET INFORMATION FOR EXECUTIVES IN FUNCTIONALLY SIMILAR POSITIONS IN SIMILARLY SITUATED NOT-FOR-PROFIT HEALTHCARE ORGANIZATIONS. THE DELIBERATIONS AND DECISIONS OF THE EXECUTIVE COMPENSATION COMMITTEE ARE CONTEMPORANEOUSLY DOCUMENTED, REVIEWED AND APPROVED BY THE EXECUTIVE COMPENSATION COMMITTEE, AND PROVIDED TO THE BOARD. FORM 990, PART VI, SECTION C, LINE 19 COPIES OF ALL DOCUMENTS ARE AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART IX, LINE 11G OUTSIDE CONTRACTUAL SERVICES: PROGRAM SERVICE EXPENSES 421,850. MANAGEMENT AND GENERAL EXPENSES 251,287. FUNDRAISING EXPENSES 159,418. TOTAL EXPENSES 832,555. CONSULTING FEE: PROGRAM SERVICE EXPENSES 933. MANAGEMENT AND GENERAL EXPENSES 556. FUNDRAISING EXPENSES 352. TOTAL EXPENSES 1,841. FORM 990, PART XI, LINE 9: PLEDGE RECEIVABLE WRITE OFF -85,000. BRIDGEPORT HOSPITAL 267 GRANT STREET BRIDGEPORT CT 06610 060646554 HEALTHCARE SERVICES CT 501C3 LINE 3 YALE NEW HAVEN HEALTH SERVICES CORP 0 BRIDGEPORT HOSPITAL AUXILIARY INC 267 GRANT STREET BRIDGEPORT CT 06610 066042500 SYSTEM SUPPORT SERVICES CT 501C3 LINE 12A, I SEE PART VII 1 BRIDGEPORT HOSPITAL FRIENDS OF PEDIATRICS INC 120 COLUMBINE DRIVE TRUMBULL CT 06611 066048427 SYSTEM SUPPORT SERVICES CT 501C3 LINE 12A, I YALE NEW HAVEN HOSPITAL 1 GREENWICH HOSPITAL 5 PERRYRIDGE ROAD GREENWICH CT 06830 060646659 HEALTHCARE SERVICES CT 501C3 LINE 3 YALE NEW HAVEN HEALTH SERVICES CORP 1 HOME CARE PLUS INC 789 HOWARD AVE NEW HAVEN CT 06519 061044331 HOME HEALTHCARE SERVICES CT 501C3 LINE 10 YALE NEW HAVEN CARE CONTINUUM CORP 1 L&M HEALTHCARE INC 365 MONTAUK AVENUE NEW LONDON CT 06320 222553031 SYSTEM SUPPORT SERVICES CT 501C3 LINE 12A, I SEE PART VII 1 LAWRENCE MEMORIAL CORPORATION 365 MONTAUK AVENUE NEW LONDON CT 06320 222553028 PROMOTE HEALTHCARE CT 501C3 LINE 12A, I YALE NEW HAVEN HEALTH SERVICES CORP 1 LAWRENCE MEMORIAL HOSPITAL INC 365 MONTAUK AVENUE NEW LONDON CT 06320 060646704 HEALTHCARE SERVICES CT 501C3 LINE 3 LAWRENCE MEMORIAL CORPORATION 1 LMW HEALTHCARE INC 365 MONTAUK AVENUE NEW LONDON CT 06320 460543230 HEALTHCARE SERVICES RI 501C3 LINE 3 LAWRENCE MEMORIAL CORPORATION 1 NORTHEAST MEDICAL GROUP INC 99 HAWLEY LANE STRATFORD CT 06614 061330992 HEALTHCARE SERVICES CT 501C3 LINE 10 YALE NEW HAVEN HEALTH SERVICES CORP 1 NORTHEAST MEDICAL GROUP PLLC 99 HAWLEY LANE STRATFORD CT 06614 352380180 HEALTHCARE SERVICES NY 501C3 LINE 12A, I NORTHEAST MEDICAL GROUP INC 1 PERRYRIDGE CORPORATION 5 PERRYRIDGE ROAD GREENWICH CT 06830 061207316 SYSTEM SUPPORT SERVICES CT 501C3 LINE 10 GREENWICH HOSPITAL 1 SOUTHERN CONNECTICUT HEALTH SYSTEM PROPERTIES INC 267 GRANT STREET BRIDGEPORT CT 06610 061297708 TITLE HOLDING CT 501C2 BRIDGEPORT HOSPITAL 1 THE WESTERLY HOSPITAL FOUNDATION INC 25 WELLS STREET WESTERLY RI 02891 050508064 FUNDRAISING SERVICES RI 501C3 LINE 12A, I LMW HEALTHCARE INC 1 VISITING NURSE ASSOCIATION OF SOUTHEASTERN CONNECTICUT INC 403 NORTH FRONTAGE ROAD WATERFORD CT 06385 060646616 HOME HEALTHCARE SERVICES CT 501C3 LINE 10 LAWRENCE MEMORIAL CORPORATION 1 WESTERLY HOSPITAL AUXILIARY INC 25 WELLS STREET WESTERLY RI 02891 222507181 FUNDRAISING ACTIVITIES RI 501C3 LINE 12A, I LMW HEALTHCARE INC 1 YALE NEW HAVEN CARE CONTINUUM CORP 789 HOWARD AVE NEW HAVEN CT 06519 455235566 NURSING HOME CT 501C3 LINE 3 YALE NEW HAVEN HOSPITAL 1 YALE NEW HAVEN HEALTH SERVICES CORP 789 HOWARD AVE NEW HAVEN CT 06519 222529464 SYSTEM SUPPORT SERVICES CT 501C3 LINE 12A, I N/A 0 YALE NEW HAVEN HOSPITAL 20 YORK STREET NEW HAVEN CT 06504 060646652 HEALTHCARE SERVICES CT 501C3 LINE 3 YALE NEW HAVEN HEALTH SERVICES CORP 1 SARAH BEARDSLEY FBO BRIDGEPORT HOSPITAL - 10 S DEARBORN IL1-0117 CHICAGO IL 60603 066021966 SYSTEM SUPPORT SERVICES IL 4947(A)(1) PF N/A 1 THE GREENWICH HOSPITAL ENDOWMENT FUND INC 5 PERRYRIDGE ROAD GREENWICH CT 06830 061526642 SYSTEM SUPPORT SERVICES CT 501C3 LINE 12C, III-FI GREENWICH HOSPITAL 1 SHORELINE ENDOSCOPY CENTER LLC 800 BOSTON POST ROAD GUILFORD CT 06437 900110459 HEALTHCARE SERVICES CT N/A TOTAL HEALTH CONNECTICUT LLC 789 HOWARD AVENUE NEW HAVEN CT 06519 474070024 HEALTHCARE SERVICES CT N/A YALE NEW HAVEN HEALTH SYSTEM INVESTMENT TRUST 20 YORK STREET NEW HAVEN CT 06510 271374301 INVESTMENT DE N/A YNHHSCUSP SURGERY CENTERS LLC 15305 DALLAS PKWY STE 1600 ADDISON TX 75001 384021595 HEALTHCARE SERVICES CT N/A CENTURY FINANCIAL SERVICES INC 23 MAIDEN LANE NORTH HAVEN CT 06473 061110797 DEBT COLLECTION SERVICES CT N/A C 1 CORPORATE PROFESSIONAL BUSINESS SERVICESINC 789 HOWARD AVE NEW HAVEN CT 06519 061467717 MANAGEMENT SERVICES CT N/A C 1 GREENWICH FERTILITY & IVF PC 5 PERRYRIDGE ROAD GREENWICH CT 06830 300145464 HEALTHCARE SERVICES CT N/A C 1 GREENWICH OCCUPATIONAL HEALTH SERVICES OF NEW JERSEY 5 PERRYRIDGE ROAD GREENWICH CT 06830 453833883 HEALTHCARE SERVICES NJ N/A C 1 GREENWICH OCCUPATIONAL HEALTH SERVICES OF NY PC 5 PERRYRIDGE ROAD GREENWICH CT 06830 061540101 HEALTHCARE SERVICES NY N/A C 1 L & M SYSTEMS INC 365 MONTAUK AVENUE NEW LONDON CT 06320 222553037 HEALTHCARE RELATED SERVICES CT N/A C 1 L&M HOME CARE SERVICES INC 365 MONTAUK AVENUE NEW LONDON CT 06320 061389272 HOME THERAPY CT N/A C 1 MEDICAL CENTER PHARMACY AND HOME CARE CENTER INC 50 YORK STREET NEW HAVEN CT 06511 061087673 PHARMACY CT N/A C 1 YALE NEW HAVEN AMBULATORY SERVICES 40 TEMPLE STREET NEW HAVEN CT 06510 061398526 HEALTHCARE SERVICES CT N/A C 1 YNHH-PHYSICIANS CORP 789 HOWARD AVE NEW HAVEN CT 06519 061202305 ADMINISTRATIVE SERVICES CT N/A C 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 1 1 0 1 1 BRIDGEPORT HOSPITAL P 6567588 TRANSACTION REVIEW BRIDGEPORT HOSPITAL M 7300763 TRANSACTION REVIEW BRIDGEPORT HOSPITAL S 172717 COMPARABLE MARKET VALUE BRIDGEPORT HOSPITAL R 595409 TRANSACTION REVIEW PART II, IDENTIFICATION OF RELATED TAX-EXEMPT ORGANIZATIONS: NAME OF RELATED ORGANIZATION: BRIDGEPORT HOSPITAL AUXILIARY INC. - ENTITY DISSOLVED 9/29/2020 NAME OF CONTROLLING ENTITY: BRIDGEPORT HOSPITAL UNTIL DISSOLUTION NAME OF RELATED ORGANIZATION: L&M HEALTHCARE INC - ENTITY DISSOLVED 9/25/2020 NAME OF CONTROLLING ENTITY: LAWRENCE + MEMORIAL CORPORATION UNTIL DISSOLUTION