2021-08-12T07:23:06-05:00 2020-09-30 621199757 LBMC PC 2095 LAKESIDE CENTRE WAY SUITE 220 KNOXVILLE TN 37922 990 2019-10-01 620476816 OAK RIDGE ASSOCIATED UNIVERSITIES INC OAKR 8653474630 PO BOX 117 OAK RIDGE TN 378310117 J PHIL ANDREWS VICE PRESIDENT & CFO 8653474630 2021-08-09 1 NICOLE COOK P02005173 8656919000 2021-08-09 2019 2022-09-23 18:48:47Z HARRY ANDERSON PAGE PO BOX 117 OAK RIDGE TN 378310117 89691839 0 X WWW.ORAU.ORG X 1946 TN OAK RIDGE ASSOCIATED UNIVERSITIES, INC. (ORAU) IS A PRIVATE, NOT-FOR-PROFIT CORPORATION AND CONSORTIUM OF 120+ COLLEGES AND UNIVERSITIES AND IS PRINCIPALLY A MANAGEMENT AND OPERATING CONTRACTOR FOR THE U.S. DEPARTMENT OF ENERGY (DOE). THROUGH THIS CONTRACT, ORAU MANAGES AND OPERATES THE OAK RIDGE INSTITUTE FOR SCIENCE AND EDUCATION (ORISE), WHICH CARRIES OUT RESEARCH AND DEVELOPMENT PROGRAMS IN SCIENCE/ENGINEERING EDUCATION, TRAINING MANAGEMENT SYSTEMS AND ENERGY/ENVIRONMENTAL SYSTEMS FOR DOE AND OTHER FEDERAL AGENCIES AND GOVERNMENTAL ORGANIZATIONS. IN ADDITION TO THE OPERATION OF ORISE, ORAU CORPORATE CONDUCTS PROGRAMS TO PROVIDE SERVICES TO ITS MEMBER INSTITUTIONS AND OTHER GOVERNMENTAL AND PRIVATE ORGANIZATIONS. 23 19 1357 261 0 0 149500 155500 94545991 89541633 28359 10551 37553 -15845 94761403 89691839 55000 50000 0 0 33905778 38840268 0 0 0 58513716 49344306 92474494 88234574 2286909 1457265 42148436 41715622 27463476 26741948 14684960 14973674 X TO ADVANCE NATIONAL PRIORITIES AND SERVE THE PUBLIC INTEREST BY INTEGRATING ACADEMIC, GOVERNMENT, AND SCIENTIFIC RESOURCES GLOBALLY. 0 0 49044409 50666545 HEALTH, ENERGY, AND ENVIRONMENT: ORAU POSSESSES EXPERIENCE IN EPIDEMIOLOGY AND WORKER PUBLIC HEALTH STUDIES. EXPERTISE LIES IN THE AREAS OF STUDYING EXPOSURE HISTORIES OF WORKER OR PUBLIC POPULATIONS TO DETERMINE POSSIBLE CORRELATION BETWEEN EXPOSURES TO RADIATION OR OTHER HAZARDOUS SUBSTANCES AND ILLNESSES. CAPABILITIES ALSO INCLUDE SCREENINGS OF WORKERS OR THE PUBLIC TO IDENTIFY POTENTIAL HEALTH CONCERNS RESULTING FROM OCCUPATIONAL OR OTHER EXPOSURES, AND COLLECTING AND ANALYZING DATA RELATED TO WORKER HEALTH HISTORIES. ORAU HAS ALSO PARTNERED WITH GOVERNMENTAL AGENCIES, INDUSTRY, AND STATE HEALTH DEPARTMENTS TO PERFORM QUALITY CONTROL SERVICES, DATA ABSTRACTING, AND PROVIDE ELECTRONIC MEDICAL RECORDKEEPING CAPABILITIES.WHEN THE DIAGNOSIS OF ILLNESS OR DISEASE IS LINKED TO WORKERS' OCCUPATIONAL RADIATION OR OTHERHAZARDOUS SUBSTANCE EXPOSURES, WORKERS NEED A RESPONSIVE AND MEDICALLY COMPETENT SYSTEM TO ADDRESS THEIR HEALTH NEEDS. ORAU HAS ESTABLISHED EFFECTIVE PARTNERSHIPS ON A NATIONAL SCALE TO PROVIDE INNOVATIVE WORKER HEALTH SOLUTIONS, AND ORAU POSSESS THE EXPERIENCE AND EXPERTISE NECESSARY TO PROVIDE THE HIGHEST LEVELS OF QUALITY AND INTEGRITY. ORAU FOCUSES ON WORKPLACE HAZARDS RESEARCH AND THE OCCUPATIONAL HEALTH AND SAFETY OF WORKERS.AS THE NATION'S RESEARCH FACILITIES AND LABORATORIES PLACE GREATER IMPORTANCE ON ENSURING THAT ACTIVITIES ARE PERFORMED IN A SAFE AND ENVIRONMENTALLY RESPONSIBLE MANNER, ACCURATE MEASUREMENT AND ANALYSIS OF OCCUPATIONAL HEALTH ISSUES IS CRITICAL TO MITIGATING THE CAUSES AND EFFECTS OF ON-THE-JOB EXPOSURES. FROM BROAD-SCOPE EPIDEMIOLOGY AND HEALTH SCREENINGS/SURVEILLANCE STUDIES TO BERYLLIUM SENSITIVITY TESTING AND RADIATION DOSE RECONSTRUCTION, TO PROVIDING PUBLIC HEALTH COMMUNICATION AND TECHNICAL TRAINING, ORAU OFFERS A COMPREHENSIVE APPROACH TO HELPING CUSTOMERS MANAGE THEIR WORKER HEALTH CONCERNS.ENVIRONMENTAL ASSESSMENT AND VERIFICATION PROGRAMS ENCOMPASS THE CHARACTERIZATION OF SPECIFIC ENVIRONMENTAL HAZARDS TO BE DISPOSED OF AND THEN THE INDEPENDENT VERIFICATION OF REMEDIATION EFFORTS TO ENSURE THE DISPOSAL MEETS FEDERAL REGULATORY STANDARDS. ORAU ALSO PROVIDES HEALTH PHYSICS EXPERTISE AND SPECIAL TRAINING PROGRAMS TO TEACH GOVERNMENT EMPLOYEES, OTHER GOVERNMENT CONTRACTORS, AND THE PRIVATE SECTOR THE APPROPRIATE AND PROPER METHODS TO HANDLE RADIOACTIVE MATERIALS, ACCIDENTS INVOLVING DANGEROUS OR HAZARDOUS MATERIALS, AND IN SOME CASES THE APPROPRIATE AND PROPER ACTIONS IN THE EVENT OF A SPILL. 31462890 50000 32599601 SCIENTIFIC ASSESSMENT & WORKFORCE DEVELOPMENT: SCIENCE AND EDUCATION PROGRAMS ARE THOSE THAT PRIMARILY SUPPORT FELLOWSHIPS, INTERNSHIPS, SCHOLARSHIPS OR OTHER MEANS TO PLACE STUDENTS, FACULTY, AND POSTDOCTORAL RESEARCHERS INTO RESEARCH POSITIONS AT NATIONAL LABORATORIES AND OTHER RESEARCH FACILITIES OR INSTITUTIONS THROUGHOUT THE WORLD. THE PURPOSE OF THESE PROGRAMS IS TO HAVE INDIVIDUALS CONDUCT OR PARTICIPATE IN RESEARCH WITH THEIR OWN EDUCATION BEING ONE OF THE BENEFICIARIES. IN ADDITION, ORAU'S CENTER FOR SCIENCE EDUCATION INCORPORATES AN INTERACTIVE, TECHNOLOGY-RICH CLASSROOM THAT BRIDGES THE GAP BETWEEN "IN-THE-FIELD" RESEARCH AND THE CONTENT CURRENTLY BEING USED IN TODAY'S CLASSROOMS. THE NATION NEEDS A STEADY SUPPLY OF SCIENTISTS AND ENGINEERS TO MEET FUTURE NEEDS IN CRITICAL SCIENCE AND TECHNOLOGY AREAS. STUDENTS IN SCIENCE, TECHNOLOGY, MATHEMATICS, AND ENGINEERING ("STEM") FIELDS NEED THE SKILLS, KNOWLEDGE, AND EXPERIENCE TO STAY COMPETITIVE IN AN EVER CHANGING GLOBAL MARKETPLACE. TO ADDRESS THESE NATIONAL WORKFORCE AND SCIENCE EDUCATION NEEDS, ORAU PROVIDES A SINGLE RESOURCE FOR DEVELOPING AND ADMINISTERING HIGH-QUALITY, EXPERIENCE BASED PROGRAMS TO FILL THE PIPELINE WITH THE NEXT GENERATION OF SCIENCE AND TECHNOLOGY LEADERS.THESE SCIENCE EDUCATION PROGRAMS HELP TO PREPARE FOR PENDING RETIREMENT OF A LARGE SEGMENT OF THE STEM WORKFORCE. LAST YEAR ALONE, ORAU DEMONSTRATED A BROAD IMPACT TO SUPPORT SCIENTIFIC INITIATIVES TO HELP WORKFORCE DEVELOPMENT BY SUPPORTING MORE THAN 9,000+ PARTICIPANTS IN RESEARCH PARTICIPATION PROGRAMS, SCIENCE AND TECHNOLOGY POLICY PROGRAMS, OR COMPLEMENTARY EVENTS (E.G., SCIENCE COMPETITIONS AND TEACHER PROFESSIONAL DEVELOPMENT WORKSHOPS). ORAU OFFERS INTERNSHIP, SCHOLARSHIP, AND FELLOWSHIP PROGRAMS THAT HELP TO ENCOURAGE PARTICIPANTS TO PURSUE DEGREES AND CAREERS IN AREAS OF CRITICAL NATIONAL NEED.SCIENTIFIC AND TECHNICAL RESOURCE INTEGRATION PROGRAMS USE PANELS OF INDEPENDENT REVIEWERS TO EVALUATE RESEARCH PROPOSALS, ONGOING PROBLEMS, OR SCIENTIFIC INFORMATION PRODUCED FROM RESEARCH ENDEAVORS TO ENSURE THAT THE INFORMATION IS SCIENTIFICALLY AND TECHNICALLY SOUND AND MERITS THE FEDERAL OR OTHER FUNDING THAT IS PROVIDED FOR RESEARCH PROPOSED OR CURRENTLY BEING CONDUCTED.ORAU OFFERS EXPERTISE IN THE AREAS OF NATIONAL SECURITY READINESS AND EMERGENCY PREPAREDNESS. TO FURTHER SUPPORT THESE EFFORTS, ORAU ALSO EMPLOYS FORENSIC SPECIALISTS AND OTHER SUBJECT MATTER EXPERTS TO PROVIDE FORENSIC EVIDENCE AND OTHER INVESTIGATIVE TESTING. 431120 6259642 OTHER SPONSORED PROGRAMS: VARIOUS OTHER TRAINING AND EDUCATION PROGRAMS OPERATED AND MANAGED BY ORAU. 80938419 1 0 0 1 0 0 0 0 0 0 1 0 0 0 1 1 0 1 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 1504 0 1 1357 1 0 0 0 0 0 0 0 0 0 0 0 0 X 23 19 0 0 0 0 1 1 0 1 1 0 0 0 1 1 1 1 1 1 1 0 CA X PATSY PEHRSON 8652064460 100 ORAU WAY OAK RIDGE TN 37830 GENERAL DENNIS J HEJLIK BOARD CHAIR 1.00 X 0 0 0 DR BRUCE E GNADE BOARD VICE-CHAIR 1.00 X 0 0 0 DR DIANE GROB SCHMIDT DIRECTOR 1.00 X 0 0 0 DR AIMEE L KENNEDY DIRECTOR 1.00 X 0 0 0 MAJOR GENERAL DENNIS KENNEALLY DIRECTOR 1.00 X 0 0 0 DR JEFFREY T BOLIN DIRECTOR 1.00 X 0 0 0 DR ANN SAVOCA DIRECTOR 1.00 X 0 0 0 LT GENERAL KATHLEEN M GAINEY DIRECTOR 1.00 X 0 0 0 DR JOHN D BOICE DIRECTOR 1.00 X 0 0 0 DR MICHELE M MASUCCI DIRECTOR 1.00 X 0 0 0 MR KENNETH J RUETER DIRECTOR 1.00 X 0 0 0 DR DEBRA R REINHART DIRECTOR 1.00 X 0 0 0 DR DEBORAH L CRAWFORD DIRECTOR 1.00 X 0 0 0 DR CORDELL M OVERBY DIRECTOR 1.00 X 0 0 0 LT GENERAL JOHN F REGNI DIRECTOR 1.00 X 0 0 0 DR KAREN E KERR DIRECTOR 1.00 X 0 0 0 DR SAMUEL S VISNER DIRECTOR 1.00 X 0 0 0 DR MICHELLE HUTNIK DIRECTOR 1.00 X 0 0 0 DR FRANCES S LIGLER DIRECTOR 1.00 X 0 0 0 KENNETH WILLIAM TOBIN VP, UPO 40.00 X 0 0 0 MEGHAN F MILLWOOD VP OF HR 40.00 X 259273 0 33459 RACHEL A LOKITZ SECRETARY 40.00 X 265566 0 36149 CHESTER KEITH MAZE VP & CIO 40.00 X 275844 0 28510 DAVID DUNCAN SR. VP & DIRECTOR 40.00 X 296923 0 31347 WILLIAM J VOSBURG ORISE DIRECTOR 40.00 X 306789 0 22897 J PHIL ANDREWS TREASURER, VP, & CFO 40.00 X 325252 0 38851 ERIC W ABELQUIST EXECUTIVE VP 40.00 X 337495 0 34764 WANDA GAMBLE VP OF BUSINESS DEVELOPMENT 40.00 X 358251 0 22378 HARRY ANDERSON PAGE PRESIDENT & CEO 40.00 X 688754 0 37254 ELIZABETH DUPREE ELLIS PROGRAM ASSOCIATE DIRECTOR 40.00 X 159258 0 20616 CRAIG T LAYMAN PROGRAM DIRECTOR 40.00 X 152538 0 27899 MAE D MOSLEY DIR EMPLOYEE RELATIONS 40.00 X 168708 0 14814 THOMAS PATRICK AMIDON DIRECTOR S&S 40.00 X 165492 0 24062 DEREK ALDEN HAGEMEYER PROGRAM DIRECTOR 40.00 X 160800 0 29121 KRISTY ANGELIQUE KRISTNER DIR PERFORMANCE EXCELLENCE 40.00 X 166018 0 23928 KERI LYNN CAGLE PROGRAM DIRECTOR 40.00 X 165217 0 27400 PAMELA S BONEE DIR COMM & MARKETING 40.00 X 164419 0 28491 VICKIE LYNN CAUGHRON CHIEF AUDIT OFFICER 40.00 X 168872 0 24668 CHAD L BECKER DIRECTOR FTD 40.00 X 172963 0 28750 PATSY L PEHRSON DIRECTOR FINOPS 40.00 X 184377 0 25673 TOMMY D WANTLAND SR. TECHNICAL ADVISOR 40.00 X 191808 0 19555 CAROL IDDINS PROGRAM DIRECTOR 40.00 X 218460 0 21326 DONNA L CRAGLE SR. VP & DIRECTOR, SCIENTIST 40.00 X 280165 0 23372 MATTHEW CHARLES MCFEE HIGHEST COMPENSATED EMPLOY 40.00 X 164123 0 25555 JEFFREY MILLER HIGHEST COMPENSATED EMPLOY 40.00 X 198829 0 27371 JOHN MCINERNEY JR HIGHEST COMPENSATED EMPLOY 40.00 X 210762 0 34457 FRANK ATTILLA PASZTOR HIGHEST COMPENSATED EMPLOY 40.00 X 233929 0 19718 ARLENE GARRISON HIGHEST COMPENSATED EMPLOY 40.00 X 264967 0 25325 6705852 0 757710 166 0 1 0 MJW TECHNICAL SERVICES INC 243 ROOT STREET SUITE 100 OLEAN NY 14760 PROFESSIONAL SERVICES 10805463 DADE MOELLER & ASSOCIATES INC 1835 TERMINAL DRIVE SUITE 200 RICHLAND WV 99354 PROFESSIONAL SERVICES 9185027 COMPREHENSIVE HEALTH SERVICES 983 NISSAN DR SMYRNA TN 37167 PROFESSIONAL SERVICES 977480 AMERICAN ASSOCIATION FOR THE ADVANCEMENT 1200 NEW YORK AVENUE NW WASHINGTON DC 20005 PROFESSIONAL SERVICES 958014 XCEL ENGINEERING INC 1066 COMMERECE PARK DRIVE OAK RIDGE TN 37830 PROFESSIONAL SERVICES 753164 64 155500 155500 HEALTH, ENERGY AND ENVIRONMENT 541700 50665288 50665288 SCIENTIFIC ASSESSMENT AND WORKFOR 541700 32599601 32599601 DOE CONTRACT MANAGEMENT FEE 541700 5346117 5346117 FACILITIES CAPITAL COST 541700 461369 461369 469258 469258 89541633 10551 10551 OTHER REVENUE 541700 -15845 -15845 -15845 89691839 89525788 0 10551 50000 50000 5633242 5247582 385660 25409510 23669937 1739573 3256000 3033089 222911 2133419 1987361 146058 2408097 2243235 164862 82850 69641 13209 2163109 1818248 344861 636179 534754 101425 821624 726705 94919 115829 97363 18466 579328 579328 1524526 1281473 243053 PROFESSIONAL SERVICES 25170890 24655641 515249 PARTICIPANT COSTS 13322011 11198102 2123909 SUPPLIES 1886186 1585474 300712 HONORARIA 1322830 1302890 19940 1718944 1436924 282020 88234574 80938419 7296155 0 4122364 2755820 13821 0 11827502 13096066 1604000 1604000 431762 212990 48596050 24554304 24143987 24041746 5000 5000 42148436 41715622 7059827 6310109 18520114 17770634 1883535 2661205 27463476 26741948 X 14684960 14973674 14684960 14973674 42148436 41715622 X 1457265 -1168551 X X 0 1 X 1 1 1 X 127500 160090 136500 149500 155500 729090 85654486 91355823 92742287 94545991 89537881 453836468 85781986 91515913 92878787 94695491 89693381 454565558 0 0 0 454565558 389 69 2843 28359 10072 41732 389 69 2843 28359 10072 41732 85782375 91515982 92881630 94723850 89703453 454607290 0.99990 0.99990 0.00010 0.00010 X 120125 120125 88114449 88234574 1000000 250000 0 0 1000000 1000000 1000000 1000000 4000000 6000000 519 120362 120513 120125 361519 250000 250000 250000 250000 1000000 1500000 173311 173311 38344719 18985847 19358872 8982840 5544418 3438422 1095180 24039 1071141 24041746 POSTRETIREMENT BENEFITS 2074000 INTEREST RATE SWAP 512205 DEFERRED COMPENSATION 75000 2661205 X 89691839 0 89691839 0 89691839 89018244 783670 783670 88234574 0 88234574 PART X, LINE 2: ORAU AND ITS SUBSIDIARY ARE EXEMPT FROM FEDERAL INCOME TAXES UNDER THE PROVISIONS OF INTERNAL REVENUE CODE SECTION 501(C)(3) AND ARE CLASSIFIED BY THE INTERNAL REVENUE SERVICE AS OTHER THAN PRIVATE FOUNDATIONS, AND, ACCORDINGLY, NO PROVISION FOR INCOME TAXES IS INCLUDED IN THE CONSOLIDATED FINANCIAL STATEMENTS. AN UNCERTAIN TAX POSITION IS RECOGNIZED AS A BENEFIT ONLY IF IT IS MORE LIKELY THAN NOT THAT THE TAX POSITION WOULD BE SUSTAINED IN A TAX EXAMINATION, WITH A TAX EXAMINATION BEING PRESUMED TO OCCUR. THE AMOUNT RECOGNIZED IS THE LARGEST AMOUNT OF TAX BENEFIT THAT IS GREATER THAN 50% LIKELY OF BEING REALIZED ON EXAMINATION. FOR TAX POSITIONS NOT MEETING THE MORE LIKELY THAN NOT TEST, NO TAX BENEFIT IS RECORDED. THE ORGANIZATION HAS NO MATERIAL UNCERTAIN TAX POSITIONS THAT QUALIFY FOR EITHER RECOGNITION OR DISCLOSURE IN THE CONSOLIDATED FINANCIAL STATEMENTS. AS OF SEPTEMBER 30, 2020 AND 2019, THE ORGANIZATION HAS ACCRUED NO INTEREST AND NO PENALTIES RELATED TO UNCERTAIN TAX POSITIONS. IT IS THE ORGANIZATION'S POLICY TO RECOGNIZE INTEREST AND/OR PENALTIES RELATED TO INCOME TAX MATTERS IN INCOME TAX EXPENSE. OAK RIDGE ASSOCIATED UNIVERSITIES AND ITS SUBSIDIARY FILE SEPARATE U.S. FEDERAL INFORMATIONAL TAX RETURNS ANNUALLY. PART XII, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN POSTRETIREMENT BENEFIT OBLIGATION 465,000. UNREALIZED LOSS ON INTEREST RATE SWAP 318,670. 1 JUNIOR FACULTY AWARDS 10 50000 PART I, LINE 2: OAK RIDGE ASSOCIATED UNIVERSITIES, INC. IS A PRIVATE, NOT-FOR-PROFIT ASSOCIATION OF 125 COLLEGES AND UNIVERSITIES. IT IS A CONTRACTOR FOR THE U.S. DEPARTMENT OF ENERGY, CONDUCTING RESEARCH AND EDUCATIONAL PROGRAMS IN THE AREAS OF ENERGY, HEALTH, AND THE ENVIRONMENT FOR THE DEPARTMENT OF ENERGY, MEMBER INSTITUTIONS, OTHER COLLEGES AND UNIVERSITIES, AND OTHER PRIVATE AND GOVERNMENT ORGANIZATIONS. ORGANIZATIONS RECEIVING AWARDS FROM ORAU MUST DEMONSTRATE THAT THEIR EDUCATIONAL AND SCIENTIFIC PROGRAMS WILL CONTINUE TO ENHANCE THE SPECIFIC AND OVERALL OBJECTIVES AS OUTLINED BY THE ORAU BOARD OF DIRECTORS AND MEMBERS. X X X 0 0 0 0 0 0 0 0 0 MEGHAN F MILLWOOD VP OF HR 203040 0 56233 0 0 0 20253 0 13206 0 292732 0 0 0 RACHEL A LOKITZ SECRETARY 226078 0 39488 0 0 0 22943 0 13206 0 301715 0 0 0 CHESTER KEITH MAZE VP & CIO 221520 0 54324 0 0 0 15304 0 13206 0 304354 0 0 0 DAVID DUNCAN SR. VP & DIRECTOR 223732 0 73191 0 0 0 22093 0 9254 0 328270 0 0 0 WILLIAM J VOSBURG ORISE DIRECTOR 231345 0 75444 0 0 0 22897 0 0 0 329686 0 0 0 J PHIL ANDREWS TREASURER, VP, & CFO 255159 0 70093 0 0 0 25645 0 13206 0 364103 0 0 0 ERIC W ABELQUIST EXECUTIVE VP 253800 0 83695 0 0 0 21558 0 13206 0 372259 0 0 0 WANDA GAMBLE VP OF BUSINESS DEVELOPMENT 251819 0 106432 0 0 0 17751 0 4627 0 380629 0 0 0 HARRY ANDERSON PAGE PRESIDENT & CEO 506562 0 182192 0 0 0 28000 0 9254 0 726008 0 0 0 ELIZABETH DUPREE ELLIS PROGRAM ASSOCIATE DIRECTOR 159258 0 0 0 0 0 15989 0 4627 0 179874 0 0 0 CRAIG T LAYMAN PROGRAM DIRECTOR 152538 0 0 0 0 0 14693 0 13206 0 180437 0 0 0 MAE D MOSLEY DIR EMPLOYEE RELATIONS 156708 0 12000 0 0 0 14814 0 0 0 183522 0 0 0 THOMAS PATRICK AMIDON DIRECTOR S&S 146899 0 18593 0 0 0 14808 0 9254 0 189554 0 0 0 DEREK ALDEN HAGEMEYER PROGRAM DIRECTOR 160800 0 0 0 0 0 15915 0 13206 0 189921 0 0 0 KRISTY ANGELIQUE KRISTNER DIR PERFORMANCE EXCELLENCE 144831 0 21187 0 0 0 14674 0 9254 0 189946 0 0 0 KERI LYNN CAGLE PROGRAM DIRECTOR 165217 0 0 0 0 0 14194 0 13206 0 192617 0 0 0 PAMELA S BONEE DIR COMM & MARKETING 148270 0 16149 0 0 0 15285 0 13206 0 192910 0 0 0 VICKIE LYNN CAUGHRON CHIEF AUDIT OFFICER 149583 0 19289 0 0 0 15414 0 9254 0 193540 0 0 0 CHAD L BECKER DIRECTOR FTD 150747 0 22216 0 0 0 15542 0 13208 0 201713 0 0 0 PATSY L PEHRSON DIRECTOR FINOPS 167022 0 17355 0 0 0 16419 0 9254 0 210050 0 0 0 TOMMY D WANTLAND SR. TECHNICAL ADVISOR 170325 0 21483 0 0 0 14928 0 4627 0 211363 0 0 0 CAROL IDDINS PROGRAM DIRECTOR 218460 0 0 0 0 0 21326 0 0 0 239786 0 0 0 DONNA L CRAGLE SR. VP & DIRECTOR, SCIENTIST 204694 0 75471 0 0 0 14504 0 8868 0 303537 0 0 0 MATTHEW CHARLES MCFEE HIGHEST COMPENSATED EMPLOY 164123 0 0 0 0 0 16301 0 9254 0 189678 0 0 0 JEFFREY MILLER HIGHEST COMPENSATED EMPLOY 180247 0 18582 0 0 0 18117 0 9254 0 226200 0 0 0 JOHN MCINERNEY JR HIGHEST COMPENSATED EMPLOY 210762 0 0 0 0 0 21251 0 13206 0 245219 0 0 0 FRANK ATTILLA PASZTOR HIGHEST COMPENSATED EMPLOY 202345 0 31584 0 0 0 6512 0 13206 0 253647 0 0 0 ARLENE GARRISON HIGHEST COMPENSATED EMPLOY 208396 0 56571 0 0 0 20698 0 4627 0 290292 0 0 0 A IDB OF THE CITY OF OAK RIDGETN 621786717 2010-06-01 27700000 REFINANCE REFUNDED BONDS AND PAY ISSUANCE COSTS 0 0 0 A 9830000 27700000 155000 27545000 2007 1 0 1 1 A 0 0 0 0 0 0 0 A 0 0 0 0 1 1 SUNTRUST BANK 7.300000000000 0 0 0 NA 0 0 1 A 1 FORM 990, PART VI, SECTION A, LINE 6 OAK RIDGE ASSOCIATED UNIVERSITIES, INC. HAS TWO CLASSES OF MEMBERS - "SPONSORING INSTITUTIONS AND "ASSOCIATES." FORM 990, PART VI, SECTION A, LINE 7A THE ORGANIZATION'S BOARD OF DIRECTORS IS SELECTED BY THE COUNCIL OF SPONSORING INSTITUTIONS, WHICH IS COMPRISED OF A REPRESENTATIVE FROM EACH OF ORAU'S MEMBER ORGANIZATIONS. FORM 990, PART VI, SECTION B, LINE 11B A COPY OF FORM 990 IS PROVIDED TO THE ORGANIZATION'S CFO FOR REVIEW BEFORE IT IS FILED. FORM 990, PART VI, SECTION B, LINE 12C ORAU MONITORS THE CONFLICT OF INTEREST POLICY. FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION FOR THE PRESIDENT IS DETERMINED BY THE BOARD'S EXECUTIVE COMMITTEE BASED ON AN ANNUAL SALARY SURVEY. COMPENSATION FOR OTHER SENIOR STAFF IS RECOMMENDED BY THE PRESIDENT AND APPROVED BY THE BOARD'S COMPENSATION COMMITTEE BASED ON SALARY SURVEYS AND DOE GUIDANCE. FORM 990, PART VI, SECTION C, LINE 19 POLICIES ARE MADE AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART XI, LINE 9: UNREALIZED LOSS ON INTEREST RATE SWAP -318,670. CHANGE IN POSTRETIREMENT BENEFIT OBLIGATION -465,000. TRANSFER TO THE ORAU FOUNDATION -396,593. PURCHASED LABOR CONSCIENTIA 11,712. FORM 990, PART XII, LINE 2C: THE ORGANIZATION HAS A COMMITTEE FOR OVERSIGHT OF THE AUDIT AND SELECTION OF AN INDEPENDENT ACCOUNTANT. THE PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. THE ORAU FOUNDATION PO BOX 117 OAK RIDGE TN 378310117 581512615 TO PROMOTE HIGHER SCIENTIFIC EDUCATION TN 501(C)(3) LINE 12A, I 0 ORAU CONSCIENTIA INC 100 ORAU WAY OAK RIDGE TN 378306209 833026826 SCIENCE AND ENGINEERING PROJECTS IN U.S. FEDERAL GOVERNMENT MARKETS. TN OAK RIDGE ASSOCIATED UNIVERSITIES INC C 4231 54000 1.00000 0 0 1 0 0 0 0 0 0 0 0 0 1 0 1 1 0 0 0 0 THE ORAU FOUNDATION B 396593 FAIR MARKET VALUE THE ORAU FOUNDATION L 149164 DIRECT COSTS ORAU CONSCIENTA INC S 11711 LABOR