2021-08-02T14:16:44-05:00 2020-12-31 390859910 BAKER TILLY US LLP 125 BAYLIS ROAD SUITE 300 MELVILLE NY 11747 990 2020-01-01 112612035 OPTIONS FOR COMMUNITY LIVING INC OPTI 6313619020 25 HOWARD PLACE RONKONKOMA NY 11779 YOLANDA ROBANO-GROSS CHIEF EXECUTIVE OFFICER 6313619020 2021-08-02 1 YOLANDA ROBANO-GROSS XXX-XX-XXXX ELLEN M LABITA CPA P00140777 6317527400 X 2 AAL1 IAL1 2020 2022-09-23 18:48:47Z YOLANDA ROBANO-GROSS 25 HOWARD PLACE RONKONKOMA NY 11779 24853345 0 X HTTP://WWW.OPTIONSCL.ORG X 1982 NY HELP VULNERABLE LONG ISLANDERS ACHIEVE THEIR GOALS FOR INDEPENDENT LIVING. 9 9 299 10 0 0 5424536 6106918 15037037 15432787 1148385 228433 148990 156353 21758948 21924491 0 0 0 0 13263907 14465026 0 0 65252 8270335 8612335 21534242 23077361 224706 -1152870 40178368 40423548 11663913 12890216 28514455 27533332 X OPTIONS FOR COMMUNITY LIVING, INC. IS COMMITTED TO ASSISTING INDIVIDUALS AND FAMILIES IN NEED TO DEVELOP THEIR FULLEST POTENTIAL FOR INDEPENDENT LIVING. SERVICES PREPARE PARTICIPANTS FOR THE DEMANDS AND RESPONSIBILITIES OF COMMUNITY LIFE AND PROMOTE HOUSING PERMANENCY, HEALTH, SAFETY, AND WELFARE. THE ORGANIZATION'S ACTIONS ARE GUIDED BY PRINCIPLES OF INTEGRITY, OPENNESS, ACCOUNTABILITY, RESPECT FOR THE INDIVIDUAL, AND THE HIGHEST QUALITY OF CARE. OPTIONS IS A MULTIFACETED AGENCY, WITH PROGRAMS SERVING ADULTS DISABLED BY MENTAL ILLNESS, INDIVIDUAL AND FAMILIES WITH HIV/AIDS AND OTHER CHRONIC ILLNESS. OPTIONS' PRIMARY SOURCES OF FUNDING ARE FEES PAID BY CONTRACTS WITH THE NEW YORK STATE OFFICE OF MENTAL HEALTH AND MEDICAID. 0 0 7059730 6524547 MENTAL HEALTH LICENSED PROGRAMS - UNDER THE AUSPICES OF THE NEW YORK STATE OFFICE OF MENTAL HEALTH, OPTIONS PROVIDES TRANSITIONAL HOUSING WITH REHABILITATION SERVICES FOR INDIVIDUALS WITH PSYCHIATRIC DISABILITIES. THE PROGRAM HAS THE CAPACITY TO SERVE 128 ADULTS AT FIVE GROUP HOMES, 20 SCATTERED LICENSED APARTMENT TREATMENT SITES AND A FIVE-UNIT APARTMENT TREATMENT BUILDING. 4481309 4129422 MENTAL HEALTH SUPPORTIVE HOUSING - SUPPORTIVE HOUSING SITES SCATTERED ACROSS NASSAU AND SUFFOLK COUNTIES PROVIDE AFFORDABLE COMMUNITY HOUSING FOR ADULTS RECOVERING FROM MENTAL ILLNESS. CASE MANAGERS PROVIDE REGULAR VISITS TO SUPPORT AND ENCOURAGE HEALTH, WELLNESS, STABILITY AND INDEPENDENCE. THE PROGRAM HAS THE CAPACITY TO SERVE 342 ADULTS AND 3 FAMILIES AT 116 SITES. 4372371 3961763 ATC ("ACCESS TO CARE") - CARE COORDINATION. CARE MANAGEMENT SERVICES FOR MEDICAID ELIGIBLE ADULTS AND CHILDREN WITH COMPLEX MEDICAL, BEHAVIORAL, AND LONG TERM CARE NEEDS. AN OPTIONS' "CARE COORDINATOR" OVERSEES AND PROVIDES ACCESS TO ALL OF THE SERVICES AN INDIVIDUAL NEEDS TO STAY HEALTHY, AND AVOID EMERGENCY ROOM VISITS AND HOSPITALIZATION. THE ATC CARE COORDINATION ASSISTS MORE THAN 1,500 ADULTS AND CHILDREN ANNUALLY. 3512603 795656 ATC - RESIDENTIAL SERVICES - PROVIDES HOUSING AND HOUSING SERVICES FOR PEOPLE LIVING WITH HIV/AIDS OR OTHER DISABILITIES. OPTIONS OPERATES 69 UNITS OF LONG-TERM SUPPORTIVE HOUSING FOR FORMERLY HOMELESS OR INAPPROPRIATELY HOUSED INDIVIDUALS AND FAMILIES. TENANTS PAY AN AFFORDABLE RENT BASED ON INCOME. SUPPORTIVE SERVICES ENSURE ACCESS TO CARE, SAFETY, STABILITY AND WELLBEING. SUPPORTIVE HOUSING IS ONE OF THE MOST SUCCESSFUL (AND COST-EFFECTIVE) INTERVENTIONS EVER DEVISED TO END HOMELESSNESS AMONG THE MOST VULNERABLE POPULATIONS. 1124956 MAINSTREAM RENT VOUCHERS 47531 21399 THRIFT SHOP 4685090 817055 20598500 1 1 0 0 0 0 0 0 0 0 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 107 0 299 1 0 0 0 0 0 0 0 0 0 0 0 0 X 9 9 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 NY X KAREN SCHWARTZ - CFO 6313619020 25 HOWARD PLACE RONKONKOMA NY 11779 ALAN TILLINGHAST PRESIDENT 0.30 1.50 X X 0 0 0 JODY BURKE MSW VICE PRESIDENT 0.30 1.50 X X 0 0 0 TOM YOUMAZZO SECRETARY TO 10/21/2020 0.30 1.50 X X 0 0 0 BEVERLY-JANE ANIANO DIRECTOR 0.30 1.50 X 0 0 0 MATTHEW ARMANDI CPA DIRECTOR 0.30 1.50 X 0 0 0 MICHAEL MCCLAIN DIRECTOR 0.30 1.50 X 0 0 0 TAMIKA S MENDOZA DIRECTOR 0.30 1.50 X 0 0 0 JOANNE SHAPIRO DIRECTOR 0.30 1.50 X 0 0 0 JUDY SIMONCIC ESQ DIRECTOR 0.30 1.50 X 0 0 0 LAVERNE SWINTON DIRECTOR 0.30 1.50 X 0 0 0 JEB BUNT DIRECTOR TO 1/27/2020 0.30 1.50 X 0 0 0 YOLANDA ROBANO-GROSS LMSW MHA CHIEF EXECUTIVE OFFICER 35.00 1.50 X 248147 0 20730 KAREN SCHWARTZ CHIEF FINANCIAL OFFICER 28.60 6.40 X 146722 0 55967 GEORGIA KUHEN PROGRAM DIRECTOR 35.00 0.00 X 138923 0 55971 ALLISON COVINO PROGRAM DIRECTOR 35.00 0.00 X 140485 0 40240 LORI BARRAUD HR DIRECTOR 35.00 0.00 X 121350 0 41026 SUSAN STEINHARDT DIRECTOR OF COMPLIANCE & QUALITY 35.00 0.00 X 118052 0 43352 DENISE WATERHOUSE DEVELOPMENT DIRECTOR 35.00 0.00 X 121063 0 38713 1034742 0 295999 8 0 1 0 BAKER TILLY US LLP PO BOX 7398 MADISON WI 537077398 ACCOUNTING 124000 1 244584 4787141 1075193 6106918 MENTAL HEALTH SUPPORTIVE HOUSING 623990 6524547 6524547 MENTAL HEALTH LICENSED PROGRAMS 623990 4129422 4129422 ATC - CARE COORDINATION 623990 3961763 3961763 ATC - RESIDENTIAL SERVICES 623990 795656 795656 THRIFT SHOP 453310 21399 21399 15432787 95184 95184 3062103 2928854 133249 133249 133249 MANAGEMENT FEES 900099 153530 153530 MISCELLANEOUS INCOME 900099 2823 2823 156353 21924491 15432787 0 384786 471566 471566 10329884 9175054 1121077 33753 421973 329963 88914 3096 2434780 2080961 346778 7041 806823 700485 103799 2539 57051 33669 23382 104400 98825 5247 328 531077 492618 32077 6382 490248 425587 57943 6718 2436038 2395105 40933 137866 134762 3073 31 1313984 1267185 46799 192561 176583 15868 110 RENTAL ASSIST & RELATED 2024963 2024963 MAINTENANCE & REPAIRS 537903 513811 24051 41 MINOR EQU,SUPPLIES,FOOD 501011 499269 984 758 MONEY MGMNT - CLIENTS 147870 147870 137363 101790 31118 4455 23077361 20598500 2413609 65252 1542443 1594928 2543034 3453613 2136897 2121138 212123 212789 44020097 16528207 28623072 27491890 4164171 4532083 956628 1017107 40178368 40423548 1002088 1311754 246678 2633224 6017790 6650812 4397357 2294426 11663913 12890216 X 28228976 27397742 285479 135590 28514455 27533332 40178368 40423548 -1152870 171747 0 X 0 1 X 1 1 1 X 711018 650616 242704 395326 6106918 8106582 15919724 17201427 18031954 20066247 15432787 86652139 16630742 17852043 18274658 20461573 21539705 94758721 0 0 0 94758721 112924 117723 127869 139049 95184 592749 112924 117723 127869 139049 95184 592749 143768 147056 141327 148990 156353 737494 16887434 18116822 18543854 20749612 21791242 96088964 0.98620 0.98580 0.00620 0.00650 X SCHEDULE A, PART III, LINE 12, EXPLANATION OF OTHER INCOME: MISCELLANEOUS INCOME - 2016 AMOUNT: $ 292. 2017 AMOUNT: $ 6,166. 2018 AMOUNT: $ 831. 2019 AMOUNT: $ 86. 2020 AMOUNT: $ 2,823. MANAGEMENT FEES - 2016 AMOUNT: $ 143,476. 2017 AMOUNT: $ 140,890. 2018 AMOUNT: $ 140,496. 2019 AMOUNT: $ 148,904. 2020 AMOUNT: $ 153,530. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 9933962 9933962 32333329 15007229 17326100 137004 100418 36586 1615802 1420560 195242 27491890 DUE TO GOVERNMENTAL AGENCIES 1672804 OTHER CURRENT LIABILITIES 2485 SECURITY DEPOSITS HELD IN TRUST 82336 ADVANCE FROM NEW YORK STATE 384565 OTHER LIABILITIES 152236 2294426 X 22096238 171747 171747 21924491 0 21924491 23077361 0 23077361 0 23077361 PART X, LINE 2: MANAGEMENT HAS EVALUATED OPTIONS' TAX POSITIONS AND CONCLUDED THAT OPTIONS HAS NOT TAKEN ANY UNCERTAIN TAX POSITIONS THAT REQUIRE ADJUSTMENT TO THE FINANCIAL STATEMENTS TO COMPLY WITH THE PROVISIONS OF ASC 740. X X X 0 0 0 0 0 0 0 0 0 YOLANDA ROBANO-GROSS LMSW MHA CHIEF EXECUTIVE OFFICER 248147 0 0 0 0 0 19500 0 1230 0 268877 0 0 0 KAREN SCHWARTZ CHIEF FINANCIAL OFFICER 146722 0 0 0 0 0 15727 0 40240 0 202689 0 0 0 GEORGIA KUHEN PROGRAM DIRECTOR 138923 0 0 0 0 0 14981 0 40990 0 194894 0 0 0 ALLISON COVINO PROGRAM DIRECTOR 140485 0 0 0 0 0 7408 0 32832 0 180725 0 0 0 LORI BARRAUD HR DIRECTOR 121350 0 0 0 0 0 12787 0 28239 0 162376 0 0 0 SUSAN STEINHARDT DIRECTOR OF COMPLIANCE & QUALITY 118052 0 0 0 0 0 12880 0 30472 0 161404 0 0 0 DENISE WATERHOUSE DEVELOPMENT DIRECTOR 121063 0 0 0 0 0 12880 0 25833 0 159776 0 0 0 FORM 990, PART I, LINE 8 AND LINE 9 THE PRIOR YEAR INFORMATION REPORTED ON LINE 8 -CONTRIBUTIONS AND GRANTS AND LINE 9 -PROGRAM SERVICE REVENUE HAS BEEN RECLASSIFED TO REFLECT THE CHANGE IN FINANCIAL REPORTING FOR 2020. FORM 990, PART VI, SECTION B, LINE 11B THE CHIEF FINANCIAL OFFICER HAS REVIEWED THE FORM 990 FOR ACCURACY BEFORE FILING. THE FORM 990 IS PROVIDED TO A MEMBER OF THE AUDIT FINANCE COMMITTEE TO READ AND PROVIDE COMMENTS, WHERE NECESSARY. A COPY OF THE FORM 990 IS PROVIDED TO THE BOARD BEFORE FILING WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C THE CONFLICT OF INTEREST POLICY AND THE CODE OF ETHICS ARE REVIEWED AND SIGNED BY MEMBERS OF THE BOARD OF DIRECTORS ANNUALLY. THE CONFLICT OF INTEREST AND CODE OF ETHICS ARE ALSO REVIEWED AND SIGNED BY STAFF UPON HIRE AND ANNUALLY AT THE TIME OF THE PERFORMANCE REVIEW. FORM 990, PART VI, SECTION B, LINE 15 15A)THE AUDIT/FINANCE COMMITTEE REVIEWS COMPENSATION. A COMPENSATION REPORT OF NON-PROFIT AGENCIES WAS REVIEWED TO IDENTIFY MEDIAN SALARIES OF CEO/EXECUTIVE DIRECTOR SALARIES IN SIMILAR TYPE AND SIZE AGENCIES IN NEW YORK. SALARIES OF CEO/EXECUTIVE DIRECTOR OF SIMILAR TYPE AND SIZE IN THE LOCAL AREA AND OTHER QUANTITATIVE AND QUALITATIVE FACTORS WERE ALSO ANALYZED TO DETERMINE THE REASONABLENESS OF THE CHIEF EXECUTIVE OFFICER SALARY. THE DECISION MADE BY THE COMMITTEE WAS DISCUSSED AND APPROVED BY THE FULL BOARD OF DIRECTORS. 15B.)THE PROCEDURE DETERMINED ABOVE WAS ALSO USED FOR DETERMINING COMPENSATION OF OTHER OFFICERS AND KEY EMPLOYEES. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS CORPORATE COMPLIANCE PLAN AVAILABLE ON THE AGENCY WEBSITE. ITS GOVERNING DOCUMENTS AND FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC UPON REQUEST. OCL PROPERTIES INC 25 HOWARD PLACE RONKONKOMA NY 11779 113265927 TO PROVIDE HOUSING FOR PERSONS WITH CHRONIC MENTAL ILLNESS. NY 501(C)(3) LINE 10 NOT APPLICABLE 0 OCL PROPERTIES II INC 25 HOWARD PLACE RONKONKOMA NY 11779 113317612 TO PROVIDE HOUSING FOR PERSONS WITH CHRONIC MENTAL ILLNESS. NY 501(C)(3) LINE 10 NOT APPLICABLE 0 OCL PROPERTIES III EAST INC 25 HOWARD PLACE RONKONKOMA NY 11779 113368464 TO PROVIDE HOUSING FOR PERSONS WITH CHRONIC MENTAL ILLNESS. NY 501(C)(3) LINE 10 NOT APPLICABLE 0 OCL PROPERTIES III WEST INC 25 HOWARD PLACE RONKONKOMA NY 11779 113368465 TO PROVIDE HOUSING FOR PERSONS WITH CHRONIC MENTAL ILLNESS. NY 501(C)(3) LINE 10 NOT APPLICABLE 0 OCL PROPERTIES IV INC 25 HOWARD PLACE RONKONKOMA NY 11779 113413120 TO PROVIDE HOUSING FOR PERSONS WITH CHRONIC MENTAL ILLNESS. NY 501(C)(3) LINE 10 NOT APPLICABLE 0 OCL PROPERTIES V INC 25 HOWARD PLACE RONKONKOMA NY 11779 113470463 TO PROVIDE HOUSING FOR PERSONS WITH CHRONIC MENTAL ILLNESS. NY 501(C)(3) LINE 10 NOT APPLICABLE 0 OCL PROPERTIES VI INC 25 HOWARD PLACE RONKONKOMA NY 11779 113534602 TO PROVIDE HOUSING FOR PERSONS WITH CHRONIC MENTAL ILLNESS. NY 501(C)(3) LINE 10 NOT APPLICABLE 0 OCL PROPERTIES VII INC 25 HOWARD PLACE RONKONKOMA NY 11779 113592171 TO PROVIDE HOUSING FOR PERSONS WITH CHRONIC MENTAL ILLNESS. NY 501(C)(3) LINE 10 NOT APPLICABLE 0 OCL PROPERTIES VIII INC 25 HOWARD PLACE RONKONKOMA NY 11779 651177555 TO PROVIDE HOUSING FOR PERSONS WITH CHRONIC MENTAL ILLNESS. NY 501(C)(3) LINE 10 NOT APPLICABLE 0 OCL PROPERTIES IX INC 25 HOWARD PLACE RONKONKOMA NY 11779 542144418 TO PROVIDE HOUSING FOR PERSONS WITH CHRONIC MENTAL ILLNESS. NY 501(C)(3) LINE 10 NOT APPLICABLE 0 OCL PROPERTIES X INC 25 HOWARD PLACE RONKONKOMA NY 11779 593834344 TO PROVIDE HOUSING FOR PERSONS WITH CHRONIC MENTAL ILLNESS. NY 501(C)(3) LINE 7 NOT APPLICABLE 0 OCL PROPERTIES XI INC 25 HOWARD PLACE RONKONKOMA NY 11779 113799182 TO PROVIDE HOUSING FOR PERSONS WITH CHRONIC MENTAL ILLNESS. NY 501(C)(3) LINE 10 NOT APPLICABLE 0 OCL PROPERTIES XII INC 25 HOWARD PLACE RONKONKOMA NY 11779 113799179 TO PROVIDE HOUSING FOR PERSONS WITH CHRONIC MENTAL ILLNESS. NY 501(C)(3) LINE 10 NOT APPLICABLE 0 OCL PROPERTIES XIII INC 25 HOWARD PLACE RONKONKOMA NY 11779 134368171 TO PROVIDE HOUSING FOR PERSONS WITH CHRONIC MENTAL ILLNESS. NY 501(C)(3) LINE 10 NOT APPLICABLE 0 OCL PROPERTIES XIV INC 25 HOWARD PLACE RONKONKOMA NY 11779 300537992 TO PROVIDE HOUSING FOR PERSONS WITH CHRONIC MENTAL ILLNESS. NY 501(C)(3) LINE 7 NOT APPLICABLE 0 OCL PROPERTIES XV INC 25 HOWARD PLACE RONKONKOMA NY 11779 455408337 TO PROVIDE HOUSING FOR PERSONS WITH CHRONIC MENTAL ILLNESS. NY 501(C)(3) LINE 7 NOT APPLICABLE 0 0 0 0 0 0 0 0 0 0 0 0 1 0 1 1 0 1 0 0