2021-06-30T15:50:35-05:00 2020-09-30 133791592 PERELSON WEINER LLP 299 PARK AVENUE 2ND FLOOR NEW YORK NY 101710002 990 2019-10-01 810884172 FELLOWSHIPS AT AUSCHWITZ FOR THE STUDY OF PROFESSIONAL ETHICS INC FELL 6465712200 CO PERELSON WEINER 299 PARK AVENU NEW YORK NY 101710002 DAVID GOLDMAN CHAIRMAN/PRES/DIRECTOR 6465712200 2021-06-30 1 SANDY CHAN P01286568 2126053100 2021-06-24 2019 2022-09-23 18:48:47Z X DAVID GOLDMAN C/O PERELSON WEINER 299 PARK AVENUE NEW YORK NY 101710002 1027462 0 X WWW.FASPE-ETHICS.ORG X 2015 NY FASPE INC. CHALLENGES GRADUATE STUDENTS AND FUTURE LEADERS TO RECOGNIZE AND CONFRONT THEIR ETHICAL RESPONSIBILITIES AS PROFESSIONALS BY ANALYZING THE DECISIONS AND ACTIONS OF NAZI-ERA PROFESSIONALS. 18 18 4 0 0 0 695283 787914 0 10000 14189 12045 371625 0 1081097 809959 0 0 0 0 413437 334238 0 0 309092 888333 540430 1301770 874668 -220673 -64709 866038 824630 119495 117760 746543 706870 FASPE INC. CHALLENGES GRADUATE STUDENTS AND FUTURE LEADERS TO RECOGNIZE AND CONFRONT THEIR ETHICAL RESPONSIBILITIES AS PROFESSIONALS BY ANALYZING THE DECISIONS AND ACTIONS OF NAZI-ERA PROFESSIONALS. 0 0 420091 THE CENTRAL ACTIVITY WAS A SET OF FELLOWSHIP PROGRAMS, EACH OF WHICH FOCUSED ON A SPECIFIC PROFESSION: BUSINESS, CLERGY, JOURNALISM, LAW, AND MEDICINE. FASPE INC. ALSO CONDUCTED A NUMBER OF CONTINUING LEGAL EDUCATION (CLE) CLASSES ENTITLED "LEARNING FROM THE PAST: USING THE HOLOCAUST TO STUDY CONTEMPORARY LEGAL ETHICS." FASPE INC. CONDUCTED CORPORATE TRAINING PROGRAMS TO ENCOURAGE INDIVIDUAL PARTICIPANTS TO BE INVESTED IN THE ETHICAL AND CULTURAL DIRECTION OF THEIR ORGANIZATION. FASPE INC. ALSO HAS A WEEK-LONG INTENSIVE PROGRAM, WHICH IS CALLED ETHICS ABROAD, FOR ESTABLISHED PROFESSIONALS AND OTHERS WHO ARE INTERESTED IN ENGAGING IN FASPE INC.'S APPROACH TO PROFESSIONAL ETHICS AND HISTORY. 420091 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 9 0 4 1 0 0 0 0 0 1 1 0 0 0 0 X 18 18 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 0 0 NY X THE ORGANIZATION 6468667734 322 WEST 52ND STREET 1863 NEW YORK NY 10101 DAVID GOLDMAN CHAIRMAN/PRESIDENT/DIRECTO 30.00 X X 0 0 0 FREDERICK MARINO TREASURER/DIRECTOR 8.00 X X 0 0 0 ANDREW EDER SECRETARY/DIRECTOR 2.00 X X 0 0 0 DR NANCY R ANGOFF DIRECTOR 0.00 X 0 0 0 DEBBIE BISNO DIRECTOR 0.00 X 0 0 0 RONALD G CASTY DIRECTOR 2.00 X 0 0 0 MARTIN FISCHER DIRECTOR 3.00 X 0 0 0 CAROL GOLDMAN DIRECTOR 1.00 X 0 0 0 BILL GRUESKIN DIRECTOR 2.00 X 0 0 0 JANA JETT LOEB DIRECTOR 1.00 X 0 0 0 DAVID G MARWELL DIRECTOR 1.00 X 0 0 0 SYLVIA SAFER DIRECTOR 3.00 X 0 0 0 DAVID L TAUB DIRECTOR 2.00 X 0 0 0 IVY BARSKY DIRECTOR 1.00 X 0 0 0 FR STEVEN BELL DIRECTOR 2.00 X 0 0 0 MICHAEL EICHENWALD DIRECTOR 3.00 X 0 0 0 DANIEL WEISBERG DIRECTOR 0.00 X 0 0 0 STAV ZIV DIRECTOR 0.00 X 0 0 0 THORSTEN WAGNER EXECUTIVE DIRECTOR 40.00 X 130000 0 0 130000 0 0 1 0 0 0 0 787914 787914 ETHICS TRAINING PROGRA 900099 10000 10000 10000 12082 12082 217466 217503 -37 -37 -37 809959 10000 0 12045 X 264610 147282 13574 103754 6350 3534 326 2490 42036 23398 2156 16482 21242 11823 1090 8329 282314 77750 116777 87787 33666 8998 5762 18906 9308 3952 364 4992 52759 29365 2707 20687 24910 24910 3089 1720 158 1211 ALUMNI NETWORK 69136 69136 EVENT 41362 41362 PROGRAM MANAGEMENT & DE 10000 10000 HONORARIA 5030 5030 8856 3193 2571 3092 874668 420091 145485 309092 213098 238276 50000 35672 73263 546920 492743 20348 20348 866038 824630 94495 45169 25000 0 72591 119495 117760 X 746543 706870 746543 706870 866038 824630 -64709 25036 0 X 0 1 X 1 0 X 126000 1310865 456840 695283 787914 3376902 126000 1310865 456840 695283 787914 3376902 1364218 2012684 4277 18757 15608 12082 50724 3427626 1642152 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 PAYROLL PROTECTION PROGRAM LOAN PAYABLE 72591 72591 X 834995 25036 25036 809959 0 809959 874668 0 874668 0 874668 PART X, LINE 2: FASPE INC. WAS INCORPORATED IN THE STATE OF NEW YORK AND IS EXEMPT FROM FEDERAL AND STATE INCOME TAXES UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE ("CODE"), AND THEREFORE, HAS MADE NO PROVISION FOR INCOME TAXES IN THE ACCOMPANYING FINANCIAL STATEMENTS. FASPE INC. HAS BEEN DETERMINED BY THE INTERNAL REVENUE SERVICE ("IRS") NOT TO BE A "PRIVATE FOUNDATION" WITHIN THE MEANING OF SECTION 509(A) OF THE CODE. THERE WAS NO UNRELATED BUSINESS INCOME EARNED DURING FISCAL YEAR ENDED SEPTEMBER 30, 2020. FASPE INC. FOLLOWS THE PROVISIONS OF FASB ASC 740 "INCOME TAXES." FASPE INC. HAS ANALYZED ITS TAX FILING POSITIONS AND CONCLUDED IT HAS NO UNCERTAIN TAX POSITION. ACCORDINGLY, AN ACCRUAL OF LIABILITY FOR UNRECOGNIZED TAX BENEFITS IS DEEMED NOT NECESSARY. FASPE INC. HAS FILED IRS FORM 990, RETURN OF ORGANIZATION EXEMPT FROM INCOME TAX, AS REQUIRED, AND ALL OTHER APPLICABLE RETURNS IN JURISDICTIONS WHERE SO REQUIRED. DURING THE FISCAL YEARS ENDED SEPTEMBER 30, 2020 AND 2019, THERE WERE NO INTEREST OR PENALTY RECORDED OR INCLUDED IN THE STATEMENT OF ACTIVITIES. FASPE INC. IS SUBJECT TO ROUTINE AUDITS BY TAXING JURISDICTIONS; HOWEVER, THERE ARE CURRENTLY NO AUDITS FOR ANY TAX PERIODS IN PROGRESS. THE IRS FORM 990 FOR THE FISCAL YEARS ENDED SEPTEMBER 30, 2018, 2019 AND 2020 ARE SUBJECT TO EXAMINATION BY THE INTERNAL REVENUE SERVICE, GENERALLY FOR THREE YEARS AFTER THEY WERE FILED. ANNUAL GALA X 2 37421 PUBLICLY TRADED STOCK 0 0 0 FORM 990, PART VI, SECTION A, LINE 2 THE FOLLOWING DIRECTORS HAVE FAMILY RELATIONSHIPS: - DAVID GOLDMAN AND DEBBIE BISNO - DAVID GOLDMAN AND CAROL GOLDMAN FORM 990, PART VI, SECTION B, LINE 11B A DRAFT FORM 990 IS INITIALLY REVIEWED BY THE FINANCE COMMITTEE. THE FINAL FORM 990 IS APPROVED BEFORE FILING WITH THE TAX AUTHORITY. A COMPLETE COPY OF THE FORM 990 IS DISTRIBUTED TO THE BOARD MEMBERS FOR REVIEW AT THE BOARD MEETING. FORM 990, PART VI, SECTION B, LINE 12C EACH DIRECTOR, PRINCIPAL OFFICER, AND MEMBER OF A COMMITTEE ANNUALLY AFFIRMS THAT HE/SHE RECEIVED A COPY OF THE CONFLICT OF INTEREST POLICY AND THAT HE/SHE IS IN COMPLIANCE WITH IT. FORM 990, PART VI, SECTION B, LINE 15A THE EXECUTIVE COMMITTEE OF THE BOARD OF DIRECTORS ANNUALLY REVIEWS AND APPROVES THE COMPENSATION AND BENEFITS FOR ALL STAFF MEMBERS INCLUDING THE EXECUTIVE DIRECTOR UTILIZING COMPARATIVE DATA FROM NON-PROFIT ORGANIZATIONS OF SIMILAR SIZE. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART IX, LINE 11G PROFESSIONAL FEES: PROGRAM SERVICE EXPENSES 0. MANAGEMENT AND GENERAL EXPENSES 75,734. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 75,734. FELLOWSHIP RECRUITMENT: PROGRAM SERVICE EXPENSES 34,000. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 34,000. ETHICAL LEADERSHIP: PROGRAM SERVICE EXPENSES 18,750. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 18,750. COMMUNICATIONS: PROGRAM SERVICE EXPENSES 25,000. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 25,000. ORGANIZATIONAL STRUCTURE: PROGRAM SERVICE EXPENSES 0. MANAGEMENT AND GENERAL EXPENSES 25,000. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 25,000. DEVELOPMENT: PROGRAM SERVICE EXPENSES 0. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 60,000. TOTAL EXPENSES 60,000. DONOR CULTIVATION AND EVENT PLANNING: PROGRAM SERVICE EXPENSES 0. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 27,787. TOTAL EXPENSES 27,787. ADMINISTRATION: PROGRAM SERVICE EXPENSES 0. MANAGEMENT AND GENERAL EXPENSES 16,043. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 16,043.