2021-06-29T08:32:16-05:00 2020-12-31 521392008 GELMAN ROSENBERG & FREEDMAN 4550 MONTGOMERY AVE SUITE 800N BETHESDA MD 208142930 990 2020-01-01 271678009 BEHAVIORAL IDEAS LAB INC BEHA 6463305700 80 BROAD STREET NO 30 FL NEW YORK NY 10004 STANLEY LAU DIR. OF FINANCE & ACCOUNTING 6463305700 2021-06-29 1 STANLEY LAU 999009999 RICHARD J LOCASTRO CPA P00288314 3019519090 2 AAL1 IAL1 2020 2022-09-23 18:48:47Z IDEAS42 JOSHUA WRIGHT 80 BROAD STREET NO 30 FL NEW YORK NY 10004 33386003 0 X WWW.IDEAS42.ORG X 2010 MA SEE PART III, LINE 1. 13 11 119 11 0 0 13508919 28058979 2804629 4227019 36175 43190 0 0 16349723 32329188 148054 898793 0 0 13568350 12367055 210000 0 0 5013380 3640190 18939784 16906038 -2590061 15423150 13919146 31447220 3337674 5442598 10581472 26004622 BEHAVIORAL IDEAS LAB, INC., ALSO KNOWN AS IDEAS42, IS ORGANIZED AND OPERATED TO ADVANCE BEHAVIORAL SCIENCE AND TO IMPROVE THE EFFECTIVENESS OF PUBLIC AND PRIVATE SECTOR POLICIES AND PROGRAMS IN THE UNITED STATES AND ABROAD. 0 0 14028297 898793 4227019 IDEAS42 IS: EDUCATING LEADERS AND DECISION MAKERS IN GOVERNMENT, BUSINESS, PHILANTHROPY AND THE NON-PROFIT SECTOR, IN THE POWER OF BEHAVIORAL SCIENCE THINKING AND HOW TO APPLY IT IN THE REAL WORLD FOR SOCIAL GOOD; ASSISTING PARTNERS IN APPLYING BEHAVIORAL SCIENCE TO CREATE INNOVATIVE SOLUTIONS WHICH IMPROVE EXISTING PROGRAMS, POLICIES, OR PRODUCTS THAT HAVE A SOCIAL GOOD OBJECTIVE; AND USING BEHAVIORAL INSIGHTS TO INVENT NEW PRODUCTS, VENTURES, OR PROGRAMS THAT HAVE A SOCIAL GOOD OBJECTIVE. 14028297 1 1 0 0 0 0 0 0 0 0 1 0 0 0 1 1 0 1 0 1 1 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 0 1 60 0 1 119 1 0 1 IN 0 0 0 0 0 0 0 0 0 0 X 13 11 0 0 0 0 0 0 0 1 1 0 0 0 1 1 1 1 1 1 0 0 AR CA FL IL MD MA MI NJ WI X STANLEY LAU 6465438772 80 BROAD STREET 30TH FLOOR NEW YORK NY 10004 JOSHUA LLOYD WRIGHT CHIEF EXECUTIVE DIRECTOR 40.00 X X 208423 0 25473 PIYUSH TANTIA CHIEF INNOVATION OFFICER 40.00 X X 195755 0 18690 ELDAR SHAFIR PRESIDENT/TREASURER 1.00 X X 0 0 0 ANTOINETTE SCHOAR SECRETARY 1.00 X X 0 0 0 DIANA TAYLOR DIRECTOR 1.00 X 0 0 0 ENGLISH SALL DIRECTOR (BEG. 12/20) 1.00 X 0 0 0 GEORGE OVERHOLSER DIRECTOR 1.00 X 0 0 0 LARRY KANTOR DIRECTOR 1.00 X 0 0 0 MICHAEL WARREN DIRECTOR (BEG. 06/20) 1.00 X 0 0 0 NIGEL MORRIS DIRECTOR 1.00 X 0 0 0 PAUL BREST DIRECTOR 1.00 X 0 0 0 STACEY HIGHTOWER DIRECTOR 1.00 X 0 0 0 SUSAN SOBBOTT DIRECTOR 1.00 X 0 0 0 SAUGATO DATTA MANAGING DIRECTOR 40.00 X 179142 0 24209 JOHN ROBERTSON MANAGING DIRECTOR 40.00 X 182346 0 20364 ALISSA FISHBANE MANAGING DIRECTOR 40.00 X 179022 0 18607 KATHRYN ELIZABETH DAVIS MANAGING DIRECTOR 40.00 X 159097 0 22439 TAMIKA M CUMMINGS GENERAL COUNSEL 40.00 X 151900 0 23441 STANLEY E LAU DIRECTOR OF FINANCE & ACCOUNTING 40.00 X 149026 0 23369 ANTHONY BARROWS MANAGING DIRECTOR 40.00 X 145815 0 23439 RACHEL SARAH TAYLOR MANAGING DIRECTOR 40.00 X 141700 0 23083 JANA NICOLE SMITH MANAGING DIRECTOR 40.00 X 142726 0 17147 JOSHUA BADER MARTIN MANAGING DIRECTOR 40.00 X 145305 0 11260 EMILY SUE ZIMMERMAN MANAGING DIRECTOR 40.00 X 135069 0 16658 MITRA SHAHIN SALASEL MANAGING DIRECTOR 40.00 X 139995 0 11000 VICTORIA SHARELL LUCAS DIRECTOR, PEOPLE OPERATIONS 40.00 X 101466 0 21909 MOLLY HILL PATTEN COO (THROUGH 02/20) 40.00 X 26862 0 5791 JEREMY THEODORE BAROFSKY VP - APPLIED RESEARCH AND EVALUATION 40.00 X 125521 0 26603 SHANNON A MCAULIFFE VICE PRESIDENT 40.00 X 126147 0 22671 MATTHEW D DARLING VICE PRESIDENT 40.00 X 117833 0 29579 ERIN ELIZABETH SHERMAN VICE PRESIDENT 40.00 X 106633 0 27181 SARAH WELCH VICE PRESIDENT 40.00 X 109809 0 22157 2969592 0 435070 29 0 1 0 CAROL CISSE 3912 COLE MILL ROAD DURHAM NC 27712 PROJECT DIRECTOR SERVICES 125306 GRINSTEAD DESIGN COLLECTIVE LTD 17620 CHEROKEE STREET BROOMFIELD CO 80023 GRAPHIC DESIGN SERVICES 105371 TWO PLUS TWO IS TEN LLC 1805 BUCKHEAD VALLEY LANE NE ATLANTA GA 30324 BUSINESS SUPPORT SERVICES 101243 3 2113676 25945303 28058979 CONTRACTS 900099 4131490 4131490 CONFERENCE 900099 95529 95529 4227019 84150 84150 1015855 1056815 -40960 -40960 -40960 32329188 4227019 0 43190 898793 898793 2690528 2154443 536085 7115908 6341558 774350 228467 203633 24834 1475703 1314026 161677 856449 745068 111381 49013 49013 56914 56914 1490088 1440473 49615 134250 53627 80623 143031 143031 866250 246140 620110 255553 233272 22281 104914 104914 65789 65789 PROGRAM SUPPLIES 295463 282692 12771 PAYROLL PROCESSING FEES 120898 105291 15607 STAFF TRAIN. & RECRUIT. 49045 9281 39764 EQUIPMENT 5790 5790 3192 3192 16906038 14028297 2877741 0 X 2637643 3188208 4675380 10705119 5374655 16346482 29437 100484 1129129 384056 849100 745073 5156 1357 347775 360497 13919146 31447220 764169 777503 2308380 2573505 2356715 3337674 5442598 X 3689074 3671294 6892398 22333328 10581472 26004622 13919146 31447220 15423150 0 X 0 1 X 1 1 1 X 9292050 9952407 18437537 13508919 28058979 79249892 2451 2451 9292050 9954858 18437537 13508919 28058979 79252343 28288736 50963607 37707 40702 53646 37456 84150 253661 79506004 11640916 0.64100 0.74800 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 723350 230415 492935 405779 153641 252138 745073 REFUNDABLE ADVANCES 1211504 DEFERRED RENT 635578 TENANT IMPROVEMENT ALLOWANCE 509633 2356715 X 32394188 65000 65000 32329188 0 32329188 16960493 65000 -10545 54455 16906038 0 16906038 PART X, LINE 2: FOR THE YEARS ENDED DECEMBER 31, 2020 AND 2019, IDEAS42 HAS DOCUMENTED ITS CONSIDERATION OF FASB ASC 740-10, INCOME TAXES, THAT PROVIDES GUIDANCE FOR REPORTING UNCERTAINTY IN INCOME TAXES AND HAS DETERMINED THAT NO MATERIAL UNCERTAIN TAX POSITIONS QUALIFY FOR EITHER RECOGNITION OR DISCLOSURE IN THE CONSOLIDATED FINANCIAL STATEMENTS. PART XII, LINE 2D - OTHER ADJUSTMENTS: RELATED ENTITIES EXPENSES INCLUDED ON THE FINANCIAL -10,545. STATEMENTS AND EXCLUDED FROM EXPENSES ON PART IX. SUB-SAHARAN AFRICA 1 6 PROGRAM SERVICE ACTIVITIES TO FUND PROJECT EXPANSION, CONSULTANT FEES AND TRAVEL EXPENSES. 4214278 SOUTH ASIA 1 3 PROGRAM SERVICE ACTIVITIES TO FUND PROJECT EXPANSION, CONSULTANT FEES AND TRAVEL EXPENSES. 158940 MIDDLE EAST AND NORTH AFRICA 0 1 PROGRAM SERVICE ACTIVITIES TO FUND PROJECT EXPANSION, CONSULTANT FEES AND TRAVEL EXPENSES. 112249 NORTH AMERICA 0 2 PROGRAM SERVICE ACTIVITIES TO FUND PROJECT EXPANSION, CONSULTANT FEES AND TRAVEL EXPENSES. 54398 EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICE ACTIVITIES TO FUND PROJECT EXPANSION, CONSULTANT FEES AND TRAVEL EXPENSES. 45517 EUROPE (INCLUDING ICELAND & GREENLAND) 0 1 PROGRAM SERVICE ACTIVITIES TO FUND PROJECT EXPANSION, CONSULTANT FEES AND TRAVEL EXPENSES. 35973 SOUTH AMERICA 0 0 PROGRAM SERVICE ACTIVITIES TO FUND PROJECT EXPANSION, CONSULTANT FEES AND TRAVEL EXPENSES. 363 2 13 0 0 2 13 4621718 0 4621718 0 0 1 0 0 0 PART III ACCOUNTING METHOD: 1 PURPOSE CAMPAIGNS LLC 115 5TH AVENUE NEW YORK NY 10003 680607622 OTHER 752178 IMPLEMENTATION PARTNER SUPPORT FERNANDEZ ADVISORS LLC 89 EAST PEARL STREET NEW HAVEN CT 06513 203017367 OTHER 92733 IMPLEMENTATION PARTNER SUPPORT PARTNERS HEALTHCARE 55 FRUIT ST BOSTON MA 02114 042697983 501(C)(3) 36882 RESEARCH PARTNER SUPPORT NEW AMERICA 740 15TH STREET NW STE 900 WASHINGTON DC 20005 522096845 501(C)(3) 8000 RESEARCH PARTNER SUPPORT 2 2 PART I, LINE 2: IN ASSESSING POTENTIAL SUB-GRANTEES, IDEAS42 EVALUATES: - FIT WITH THE PROJECT IN TERMS OF MISSION AND COMMITMENT TO INNOVATION; - FLEXIBILITY AND CAPACITY TO HELP REFINE THE INTERVENTION DESIGN PROPOSED BY THE IDEAS42; - CAPACITY TO CREATE AND ITERATE PROTOTYPES OF THE DESIGN IN CONCORDANCE WITH THE GOALS OF THE PROJECT; AND - ABILITY TO PASS LEGAL AND OTHER ASSESSMENTS AS REQUIRED BY FUNDERS WE ASK SUB-GRANTEES TO PROVIDE PROJECT REPORTS AT THE SAME FREQUENCY WE ARE REQUIRED TO REPORT TO OUR FUNDERS. IN ADDITION, WE PERIODICALLY CHECK IN WITH SUB-GRANTEES BY CONFERENCE CALL ON THE PROGRESS OF THEIR WORK. X 1 1 X X X 0 0 0 0 0 0 0 0 0 JOSHUA LLOYD WRIGHT CHIEF EXECUTIVE DIRECTOR 208423 0 0 0 0 0 6240 0 19233 0 233896 0 0 0 PIYUSH TANTIA CHIEF INNOVATION OFFICER 195755 0 0 0 0 0 5871 0 12819 0 214445 0 0 0 SAUGATO DATTA MANAGING DIRECTOR 179142 0 0 0 0 0 5342 0 18867 0 203351 0 0 0 JOHN ROBERTSON MANAGING DIRECTOR 182346 0 0 0 0 0 5342 0 15022 0 202710 0 0 0 ALISSA FISHBANE MANAGING DIRECTOR 179022 0 0 0 0 0 5342 0 13265 0 197629 0 0 0 KATHRYN ELIZABETH DAVIS MANAGING DIRECTOR 159097 0 0 0 0 0 2309 0 20130 0 181536 0 0 0 TAMIKA M CUMMINGS GENERAL COUNSEL 151900 0 0 0 0 0 4571 0 18870 0 175341 0 0 0 STANLEY E LAU DIRECTOR OF FINANCE & ACCOUNTING 149026 0 0 0 0 0 4500 0 18869 0 172395 0 0 0 ANTHONY BARROWS MANAGING DIRECTOR 145815 0 0 0 0 0 4369 0 19070 0 169254 0 0 0 RACHEL SARAH TAYLOR MANAGING DIRECTOR 141700 0 0 0 0 0 4218 0 18865 0 164783 0 0 0 JANA NICOLE SMITH MANAGING DIRECTOR 142726 0 0 0 0 0 4068 0 13079 0 159873 0 0 0 JOSHUA BADER MARTIN MANAGING DIRECTOR 145305 0 0 0 0 0 4317 0 6943 0 156565 0 0 0 JEREMY THEODORE BAROFSKY VP - APPLIED RESEARCH AND EVALUATION 125521 0 0 0 0 0 3580 0 23023 0 152124 0 0 0 EMILY SUE ZIMMERMAN MANAGING DIRECTOR 135069 0 0 0 0 0 3978 0 12680 0 151727 0 0 0 MITRA SHAHIN SALASEL MANAGING DIRECTOR 139995 0 0 0 0 0 4173 0 6827 0 150995 0 0 0 PART I, LINE 1A FITNESS BENEFITS, WHICH MAY BE USED FOR GYM FEES, ARE PROVIDED TO ALL FULL-TIME STAFF. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 WAS PREPARED BY THE OUTSIDE ACCOUNTANTS AND REVIEWED BY SENIOR MANAGEMENT. FORM 990, PART VI, SECTION B, LINE 12C OFFICERS, DIRECTORS AND TRUSTEES ARE REQUIRED TO ANNUALLY DISCLOSE INTERESTS THAT COULD GIVE RISE TO CONFLICT. IN CONNECTION WITH ANY ACTUAL OR POSSIBLE CONFLICT OF INTEREST, AN INTERESTED PERSON DISCLOSES THE EXISTENCE OF THE FINANCIAL INTEREST AND IS GIVEN THE OPPORTUNITY TO DISCLOSE ALL MATERIAL FACTS TO THE DIRECTORS AND MEMBERS OF COMMITTEES WITH GOVERNING BOARD DELEGATED POWERS CONSIDERING THE PROPOSED TRANSACTION OR ARRANGEMENT. AFTER DISCLOSURE OF THE FINANCIAL INTEREST AND ALL MATERIAL FACTS, AND AFTER ANY DISCUSSION WITH THE INTERESTED PERSON, HE/SHE LEAVES THE GOVERNING BOARD OR COMMITTEE MEETING WHILE THE DETERMINATION OF A CONFLICT OF INTEREST IS DISCUSSED AND VOTED UPON. THE REMAINING BOARD OR COMMITTEE MEMBERS DECIDE IF A CONFLICT OF INTEREST EXISTS. PROCEDURES FOR ADDRESSING THE CONFLICT OF INTEREST: A) AN INTERESTED PERSON MAY MAKE A PRESENTATION AT THE GOVERNING BOARD OR COMMITTEE MEETING, BUT AFTER THE PRESENTATION, HE/SHE LEAVES THE MEETING DURING THE DISCUSSION OF, AND THE VOTE ON, THE TRANSACTION OR ARRANGEMENT INVOLVING THE POSSIBLE CONFLICT OF INTEREST. B) THE CHAIR OF THE GOVERNING BOARD OR COMMITTEE, IF APPROPRIATE, APPOINTS A DISINTERESTED PERSON OR COMMITTEE TO INVESTIGATE ALTERNATIVES TO THE PROPOSED TRANSACTION OR ARRANGEMENT. C) AFTER EXERCISING DUE DILIGENCE, THE GOVERNING BOARD OR COMMITTEE DETERMINES WHETHER IDEAS42 CAN OBTAIN WITH REASONABLE EFFORTS FROM A DIFFERENT PERSON OR ENTITY A MORE ADVANTAGEOUS TRANSACTION OR ARRANGEMENT THAT WOULD NOT GIVE RISE TO A CONFLICT OF INTEREST. D) IF A MORE ADVANTAGEOUS TRANSACTION OR ARRANGEMENT IS NOT REASONABLY POSSIBLE UNDER CIRCUMSTANCES NOT PRODUCING A CONFLICT OF INTEREST, THE GOVERNING BOARD OR COMMITTEE DETERMINES BY A MAJORITY VOTE OF THE DISINTERESTED DIRECTORS WHETHER THE TRANSACTION OR ARRANGEMENT IS IN IDEAS42'S BEST INTEREST, FOR ITS OWN BENEFIT, AND WHETHER IT IS FAIR AND REASONABLE. IN CONFORMITY WITH THE ABOVE DETERMINATION, IT MAKES ITS DECISION AS TO WHETHER TO ENTER INTO THE TRANSACTION OR ARRANGEMENT. IF THE GOVERNING BOARD OR COMMITTEE HAS REASONABLE CAUSE TO BELIEVE THAT A MEMBER HAS FAILED TO DISCLOSE ACTUAL OR POSSIBLE CONFLICTS OF INTEREST, IT INFORMS THE MEMBER OF THE BASIS FOR SUCH BELIEF AND AFFORDS THE MEMBER AN OPPORTUNITY TO EXPLAIN THE ALLEGED FAILURE TO DISCLOSE. IF, AFTER HEARING THE MEMBER'S RESPONSE AND AFTER MAKING FURTHER INVESTIGATION AS WARRANTED BY THE CIRCUMSTANCES, THE GOVERNING BOARD OR COMMITTEE DETERMINES THAT THE MEMBER HAS FAILED TO DISCLOSE AN ACTUAL OR POSSIBLE CONFLICT OF INTEREST, IT TAKES APPROPRIATE DISCIPLINARY AND CORRECTIVE ACTION. FORM 990, PART VI, SECTION B, LINE 15A SALARY ADJUSTMENTS FOR THE EXECUTIVE DIRECTOR ARE DETERMINED BY THE BOARD OF DIRECTORS IN THE ABSENCE OF THE EXECUTIVE DIRECTOR. THE BOARD MAKES A DETERMINATION BASED ON COMPARATIVE SALARIES FOR SIMILAR-SIZED ORGANIZATIONS AND ON OVERALL PERFORMANCE. COMPARATIVE SALARIES ARE COMPILED BY THE EXECUTIVE COMMITTEE AND ARE SUBMITTED FOR REVIEW TO THE FULL BOARD. THE EXECUTIVE DIRECTOR'S COMPENSATION WAS DELIBERATED BY THE BOARD IN CLOSED SESSION AND THE FINAL DECISION WAS DOCUMENTED IN THE BOARD MINUTES. THE LAST COMPENSATION REVIEW TOOK PLACE IN DECEMBER 2020. THE COMPENSATION OF OTHER OFFICERS IS DETERMINED BY THE EXECUTIVE DIRECTOR. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART X, LINE 24: ON APRIL 15, 2020, IDEAS42 RECEIVED LOAN PROCEEDS IN THE AMOUNT OF $245,052 UNDER THE PAYCHECK PROTECTION PROGRAM. THE PROMISSORY NOTE CALLS FOR MONTHLY PRINCIPAL AND INTEREST PAYMENTS AMORTIZED OVER THE TWO-YEAR TERM OF THE PROMISSORY NOTE. UNDER THE CORONAVIRUS AID, RELIEF, AND ECONOMIC SECURITY ACT (CARES ACT), THE PROMISSORY NOTE QUALIFIES FOR FORGIVENESS BY THE SMALL BUSINESS ADMINISTRATION IN WHOLE OR IN PART. DURING THE YEAR ENDED DECEMBER 31, 2020, IDEAS42 USED THE PROCEEDS FOR PURPOSES CONSISTENT WITH THE PAYCHECK PROTECTION PROGRAM AND HAS MET THE CONDITIONS (AND APPLIED) FOR FORGIVENESS OF THE LOAN. AS OF THE DATE OF THIS REPORT, IDEAS42 HAS NOT APPLIED FOR FORGIVENESS. AT SUCH TIME WHEN AFTER FILING FOR FOGRIVENESS AND NOTIFICATION IS RECEIVED, THE FORGIVEN AMOUNT WILL BE RECORDED AS AN EXTINGUISHMENT OF DEBT IN THE APPROPRIATE REPORTING PERIOD. IDEAS42 INTERNATIONAL HOLDINGS LLC 1209 ORANGE STREET WILMINGTON DE 19801 851581496 ADVANCE BEHAVIORAL SCIENCE DE 0 0 IDEAS42 IDEAS42 IH 2 LLC 1209 ORANGE STREET WILMINGTON DE 19801 851597666 ADVANCE BEHAVIORAL SCIENCE DE 0 0 IDEAS42 IDEAS FORTY-TWO ZAMBIA LIMITED NO 10 JOSEPH MWILWA ROAD RHODES PARK ZA LUSAKA ADVANCE BEHAVIORAL SCIENCE ZA IDEAS42 1 IDEAS42 INDIA PRIVATE LIMITED 301-302 THIRD FLOOR GOOD EARTH CIT GURUGRAM HARYANA IN GURGAON ADVANCE BEHAVIORAL SCIENCE IN IDEAS42 INTERNATIONAL HOLDINGS C 10162 26746 1.00000 1 IDEAS42 CIC 71-75 SHELTON STREET CONVENT GARDE LONDON UK WC2H 9JQ ADVANCE BEHAVIORAL SCIENCE UK IDEAS42 C 1.00000 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 IDEAS42 INDIA PRIVATE LIMITED P 72726 ACTUAL ACTIVITY IDEAS FORTYTWO ZAMBIA LIMITED P 42382 ACTUAL ACTIVITY