2021-05-26T15:19:16-05:00 2020-12-31 271728945 PKF O'CONNOR DAVIES LLP 665 FIFTH AVENUE NEW YORK NY 100225342 990PF 2020-01-01 384004143 LLEWELLYN FAMILY FOUNDATION LLEW 2128124330 CO RPA 6 WEST 48TH STREET 10TH F NEW YORK NY 100361802 ALEXANDRA LLEWELLYN CLANCY PRESIDENT 2128124330 2021-05-26 1 ALEXANDRA LLEWELLYN CLANCY 999009999 JOSEPH L ALI P02093808 2122862600 2021-05-26 2 AAL1 IAL1 2020 2022-09-23 18:48:47Z X 71565110 X X 9403 9403 1574402 1553411 1656948 36855607 1656948 3240753 3219762 0 0 0 44755 0 44755 87871 0 87871 326575 229452 97123 20568 568 0 11741 0 11741 491510 230020 241490 4403000 4403000 4894510 230020 4644490 -1653757 2989742 1700008 2573281 2573281 2787948 2943308 4822069 2272432 0 0 52610555 52200597 64169760 59370943 57717186 71565110 0 0 X 59370943 57717186 59370943 57717186 59370943 57717186 59370943 -1653757 0 57717186 0 57717186 PUBLICLY TRADED SECURITIES 36615948 35198659 1417289 1417289 CAPITAL GAINS DIVIDENDS P 239659 239659 239659 1656948 41557 0 41557 0 41557 42459 0 0 0 42459 X 0 902 902 0 0 0 0 0 0 0 0 0 0 0 1 1 DE NY 1 0 0 0 0 1 N/A ROCKEFELLER PHILANTHROPY ADVISORS 2128124330 6 WEST 48TH STREET 10TH FLOOR NEW YORK NY 100361802 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 ALEXANDRA LLEWELLYN CLANCY C/O RPA 6 WEST 48TH STREET 10TH FL NEW YORK NY 100361802 DIRECTOR, PRESIDENT, CHAIRPERSON 2.00 0 0 0 MAURICE SONNENBERG C/O RPA 6 WEST 48TH STREET 10TH FL NEW YORK NY 100361802 DIRECTOR, VICE PRESIDENT 2.00 0 0 0 EDWARD LEWIS C/O RPA 6 WEST 48TH STREET 10TH FL NEW YORK NY 100361802 DIRECTOR, TREASURER 2.00 0 0 0 DONALD F MCHENRY C/O RPA 6 WEST 48TH STREET 10TH FL NEW YORK NY 100361802 DIRECTOR, SECRETARY 2.00 0 0 0 NONE 0 JPMORGAN CHASE BANK NA 270 PARK AVENUE NEW YORK NY 100172014 INVESTMENT MGMT. & ADVISORY 218259 ROCKEFELLER PHILANTHROPY ADVISORS 6 WEST 48TH STREET 10TH FL NEW YORK NY 100361802 PHILANTHROPIC & GRANTMAKING ADVISORY 97123 PKF O'CONNOR DAVIES LLP 665 FIFTH AVENUE NEW YORK NY 100225342 ACCOUNTING, TAX & ADMINISTRATION 87871 0 0 65713997 2281225 0 67995222 0 0 67995222 1019928 66975294 3348765 3348765 41557 41557 3307208 0 3307208 0 3307208 4644490 0 4644490 0 4644490 3307208 1334580 0 0 4644490 1334580 0 0 3307208 2702 0 0 2702 0 0 0 0 0 0 0 2702 2702 X BUSINESSES UNITED IN INVESTING LENDING & DEVELOPMENT (BUILD) PO BOX 3316 REDWOOD CITY CA 940643316 N/A PC GENERAL OPERATING SUPPORT OF BUILD NYC'S FOUR-YEAR PROGRAM AND DEVELOPMENT OF CURRICULUM 250000 HARLEM ACADEMY 1330 FIFTH AVENUE NEW YORK NY 100263900 N/A PC GENERAL OPERATING SUPPORT 250000 HARLEM EDUCATIONAL ACTIVITIES FUND INC 2090 ADAM CLAYTON POWELL JR BOULEVARD NEW YORK NY 100274990 N/A PC GENERAL OPERATING SUPPORT 400000 HOT BREAD KITCHEN LTD 1590 PARK AVENUE BOX 1 NEW YORK NY 100291857 N/A PC GENERAL OPERATING SUPPORT 550000 IMENTOR INCORPORATED 199 WATER STREET 8TH FLOOR NEW YORK NY 100383586 N/A PC GENERAL OPERATING SUPPORT 200000 PHILADELPHIA FUTURES 230 SOUTH BROAD STREET 7TH FLOOR PHILADELPHIA PA 191024121 N/A PC GENERAL OPERATING SUPPORT 275000 SCHOOL OF AMERICAN BALLET INC 70 LINCOLN CENTER PLAZA NEW YORK NY 100236548 N/A PC FOR GENERAL OPERATING SUPPORT 55000 SCHOOL OF AMERICAN BALLET INC 70 LINCOLN CENTER PLAZA NEW YORK NY 100236548 N/A PC FOR SUPPORT OF THE DIVERSITY INITIATIVE 100000 THE BOTTOM LINE INC 50 MILK STREET 16TH FLOOR BOSTON MA 021095002 N/A PC GENERAL OPERATING SUPPORT FOR BOTTOM LINE'S NEW YORK CITY PROGRAM 550000 THE BRONX INSTITUTE CO HERBERT H LEHMAN COLLEGE FOUNDATION 250 BEDFORD PARK BOULEVARD WEST APEX 241 BRONX NY 104681527 N/A PC FOR GENERAL OPERATING SUPPORT OF ENLACE'S PRE-COLLEGE PROGRAMS 248000 THE HISPANIC FEDERATION INC 55 EXCHANGE PLACE 5TH FLOOR NEW YORK NY 100053301 N/A PC TO SUPPORT THE CREAR FUTUROS PROGRAM 275000 THE JUILLIARD SCHOOL 60 LINCOLN CENTER PLAZA NEW YORK NY 100236500 N/A PC TO SUPPORT THE JUILLIARD MUSIC ADVANCEMENT PROGRAM (MAP) 150000 THE NEW YORK OPPORTUNITY NETWORK INC 85 BROAD STREET 6TH FLOOR NEW YORK NY 100042408 N/A PC FOR GENERAL OPERATING SUPPORT AND THE LAUNCH OF AN ONLINE LEARNING TOOL TO REACH WIDER STUDENT COMMUNITY 300000 THE STUDIO MUSEUM IN HARLEM 144 WEST 125TH STREET NEW YORK NY 100274423 N/A PC TO SUPPORT THE STUDIO MUSEUM INSTITUTE 250000 VILLAGE ACADEMIES NETWORK INC 35 WEST 124TH STREET NEW YORK NY 100275634 N/A PC TO SUPPORT COLLEGE GUIDANCE AND SUPPORT PROGRAMS 550000 4403000 0 14 9403 14 1574402 18 1656948 0 3240753 0 3240753 0 0 0 0 0 0 0 0 0 0 ACCOUNTING, TAX RETURN PREPARATION AND ADMINISTRATION 87871 0 87871 3M COMPANY (MMM) 1,024.000 SHARES 169530 178985 ACCENTURE PLC-CL A (ACN) 979.000 SHARES 109746 255725 AIR PRODUCTS AND CHEMICALS, INC. (APD) 376.000 SHARES 102884 102731 BRISTOL-MYERS SQUIBB COMPANY (BMY) 2,773.000 SHARES 158570 172009 BROADCOM INC (AVGO) 603.000 SHARES 168585 264024 CISCO SYSTEMS INC (CSCO) 1,987.000 SHARES 56614 88918 COLGATE-PALMOLIVE COMPANY (CL) 1,552.000 SHARES 113416 132712 COMCAST CORP-CLASS A (CMCSA) 3,890.000 SHARES 140656 203836 HOME DEPOT INC (HD) 772.000 SHARES 93161 205059 ILLINOIS TOOL WORKS (ITW) 976.000 SHARES 92876 198987 INTERCONTINENTAL EXCHANGE, INC. (ICE) 534.000 SHARES 54290 61565 JOHNSON & JOHNSON (JNJ) 1,335.000 SHARES 119997 210102 LAM RESEARCH CORPORATION (LRCX) 305.000 SHARES 98441 144042 MARSH & MCLENNAN COS (MMC) 1,323.000 SHARES 117612 154791 MASTERCARD INCORPORATED (MA) 224.000 SHARES 68456 79955 MCDONALD'S CORP (MCD) 905.000 SHARES 110746 194195 MICROSOFT CORP (MSFT) 1,268.000 SHARES 101074 282029 NEXTERA ENERGY INC (NEE) 2,396.000 SHARES 61069 184851 NIKE INC -CL B (NKE) 1,707.000 SHARES 112896 241489 PEPSICO INC (PEP) 1,575.000 SHARES 144039 233573 PNC FINANCIAL SERVICES GROUP (PNC) 1,172.000 SHARES 105406 174628 SHERWIN-WILLIAMS CO/THE (SHW) 205.000 SHARES 55041 150657 TEXAS INSTRUMENTS INC (TXN) 1,802.000 SHARES 169691 295762 UNION PACIFIC CORP (UNP) 974.000 SHARES 160335 202806 UNITEDHEALTH GROUP INC (UNH) 725.000 SHARES 112630 254243 VERIZON COMMUNICATIONS INC. (VZ) 2,628.000 SHARES 145547 154395 AMER FNDS INTL VNTG-F3 (AIVGX) 51,657.403 SHARES AT COST 598193 846148 BLACKROCK FLOATING RATE INCOME FUND CLASS K (BFRKX) 11,969.10 SHARES AT COST 118135 118015 BLCKRCK HI YLD BND PORT-K (BRHYX) 300,341.76 SHARES AT COST 2012320 2342666 BROWN AD SUSTAINABLE GROWTH FD INSTITUTIONAL SHARES (BAFWX) 4,480.343 SHARES AT COST 160755 175674 COHEN & STEER PR SEC&INC-F (CPXFX) 36,158.014 SHARES AT COST 428613 521037 DOUBLELINE TOTAL RETURN BOND FUND CLASS R6 (DDTRX) 32,115.67 SHARES AT COST 334269 343959 FEDERATED INST HI YLD BND-R6 (FIHLX) 9,957.22 SHARES AT COST 93000 99373 FIDELITY 500 INDEX FD-AI (FXAIX) 45,486.267 SHARES AT COST 4342268 5920947 FIDELITY SECS FD ADV RLESTAT Z (FIKMX) 8,625.24 SHARES AT COST 108944 101174 HARTFORD CORE EQUITY-F (HGIFX) 7,549.746 SHARES AT COST 210638 310597 ISHARES 20+ YEAR TREASURY BO (TLT) 10,316.00 SHARES AT COST 1513125 1627143 ISHARES CORE MSCI EAFE ETF (IEFA) 7,708.000 SHARES AT COST 470772 532546 ISHARES CORE MSCI EMERGING MARKETS ETF (IEMG) 20,341.000 SHARES AT COST 1124705 1261956 ISHARES MSCI EAFE ETF (EFA) 775.000 SHARES AT COST 39858 56544 ISHARES S&P 100 ETF (OEF) 540.000 SHARES AT COST 63809 92686 ISHARES U.S. TREASURY BOND ETF (GOVT) 16,480.00 SHARES AT COST 458413 448915 JPM CORE BOND FD - USD - R6 ISIN (JCBUX) 220,586.90 SHARES AT COST 2462504 2713219 JPMORGAN BETABUILDERS CANADA (BBCA) 47,012.000 SHARES AT COST 1139462 1261332 JPMORGAN BETABUILDERS DEVELOPED ASIA EX-JAPAN ETF (BBAX) 22,689.000 SHARES AT COST 497734 613964 JPMORGAN BETABUILDERS EUROPE ETF (BBEU) 22,338.000 SHARES AT COST 489743 583469 JPMORGAN BETABUILDERS JAPAN ETF (BBJP) 44,332.000 SHARES AT COST 1017349 1241296 JPMORGAN INCOME FUND CLASS R6 (JMSFX) 31,359.40 SHARES AT COST 292722 295719 JPMORGAN MANAGED INCOME FUND L CLASS SHARES (JMGIX) 33,032.74 SHARES AT COST 331979 331649 LORD ABBETT SHRT DUR INC-F3 (LOLDX) 49,171.93 SHARES AT COST 201742 207506 MAINSTAY MACKAY HIGH YIELD COR BOND FD CLASS R6 (MHYSX) 59,571.76 SHARES AT COST 319283 334198 MATTHEWS ASIAN GR & INC-INST (MICSX) 8,457.483 SHARES AT COST 125154 152404 MFS MUNI HIGH INCOME-R6 (MMHKX) 21,703.30 SHARES AT COST 176553 184261 MTRPLTN WST TTL RTRN BND-PLN (MWTSX) 53,302.82 SHARES AT COST 536176 559147 MUZINICH LOW DURAT-SUPR INST (MZLSX) 34,319.50 SHARES AT COST 335698 346627 NUVEEN INTERMEDIATE DURATION MUNI BD FD CLASS I (NUVBX) 26,894.52 SHARES AT COST 257137 260070 NUVEEN PREFERRED SECURITIES & INCOME FUND CLASS R6 (NPSFX) 8,182.846 SHARES AT COST 136548 144100 PGIM TOTAL RETURN BOND-R6 (PTRQX) 36,928.28 SHARES AT COST 511148 557986 PIMCO DYNAMIC BOND FUND INSTITUTIONAL CLASS (PFIUX) 24,226.465 SHARES AT COST 263150 261888 PIMCO INVESTMENT GRADE CORPORATE BOND FUND (PIGIX) 101,608.64 SHARES AT COST 1028137 1147162 PIMCO MTGE OPPORTUNITIES-IS (PMZIX) 37,363.996 SHARES AT COST 404705 410257 SCHWAB U.S. DIVIDEND EQUITY ETF (SCHD) 1,141.000 SHARES AT COST 73127 73184 SIX CIRCLES GLOBAL BOND FUND (CGLBX) 525,715.23 SHARES AT COST 5354479 5362294 SIX CIRCLES INTERNATIONAL UNCONSTRAINED EQTY FD (CIUEX) 341,796.327 SHARES AT COST 3122171 3411126 SIX CIRCLES TRUST - SIX CIRCLES CREDIT OPP FUND (CRDOX) 108,704.73 SHARES AT COST 1103353 1118572 SIX CIRCLES U.S. UNCONSTRAINED EQUITY FUND (CUSUX) 395,945.401 SHARES AT COST 4145343 5321505 SIX CIRCLES ULTRA SHORT DURATION FUND (CUSDX) 55,202.93 SHARES AT COST 552475 553685 SPDR EURO STOXX 50 ETF (FEZ) 2,992.000 SHARES AT COST 111298 124826 SPDR S&P 500 ETF TRUST (SPY) 34,374.000 SHARES AT COST 6540406 12851750 STORAGE ENGINE INC. AT COST 0 4185 VANGUARD DIVIDEND APPREC ETF (VIG) 1,250.000 SHARES AT COST 123982 176463 VANGUARD MORTGAGE-BACKED SEC INDEX FUND ETF SHARES (VMBS) 19,801.00 SHARES AT COST 1070928 1070640 VANGUARD TOTAL INTERNATIONAL BD INDEX FD ETF SHARES (BNDX) 35,335.00 SHARES AT COST 2050063 2068864 VANGUARD TOTAL INTL BND-ADM (VTABX) 233,591.16 SHARES AT COST 5174740 5463697 VINTAGE 2019 PRIVATE INVESTMENTS OFFSHORE SICAV-RAIF S.C. SP. AT COST 173491 163335 GENERAL AND ADMINISTRATIVE LEGAL COUNSEL 44755 0 44755 FILING FEES 1500 0 1500 INSURANCE 10006 0 10006 OFFICE AND OTHER EXPENSES 235 0 235 INVESTMENT MANAGEMENT AND ADVISORY 229452 229452 0 PHILANTHROPIC AND GRANTMAKING ADVISORY SERVICES 97123 0 97123 FEDERAL EXCISE TAX PAID 20000 0 0 FOREIGN TAXES WITHHELD 568 568 0