2021-05-17T18:15:31-05:00 2020-06-30 910189318 MOSS ADAMS LLP 4747 EXECUTIVE DR SUITE 1300 SAN DIEGO CA 92121 990 2019-07-01 952544535 UNIVERSITY OF SAN DIEGO UNIV 6192604600 5998 ALCALA PARK SAN DIEGO CA 921102492 KATHRYN ROIG VICE PRESIDENT FOR FINANCE & CFO 6192604600 2021-05-15 1 PATRICIA J MAYER P00188643 8586271400 2019 2022-09-23 18:48:47Z KATHRYN ROIG 5998 ALCALA PARK SAN DIEGO CA 921102492 847976141 0 X WWW.SANDIEGO.EDU X 1949 CA POST SECONDARY EDUCATION 33 32 6131 1200 -640737 0 48087715 48979317 450502927 447034839 20004452 19808726 4515489 4789495 523110583 520612377 133192797 149314092 0 0 230048786 238079077 0 0 10283459 112904427 108336792 476146010 495729961 46964573 24882416 1440789128 1513056957 256918406 337762123 1183870722 1175294834 THE UNIVERSITY OF SAN DIEGO IS A ROMAN CATHOLIC INSTITUTION COMMITTED TO ADVANCING ACADEMIC EXCELLENCE, EXPANDING LIBERAL AND PROFESSIONAL KNOWLEDGE, CREATING A DIVERSE AND INCLUSIVE COMMUNITY, AND PREPARING LEADERS DEDICATED TO ETHICAL CONDUCT AND COMPASSIONATE SERVICE. 0 0 398942072 149314092 452288164 THE UNIVERSITY OF SAN DIEGO IS ENGAGED IN POST-SECONDARY EDUCATION OF APPROXIMATELY 5,919 UNDERGRADUATE STUDENTS AND 1,685 GRADUATE AND PROFESSIONAL STUDENTS, AND 811 LAW STUDENTS; THIS PROGRAM INCLUDES ROOM & BOARD FOR THE STUDENT POPULATION. 398942072 1 0 0 1 0 0 0 1 0 1 1 0 0 1 1 1 1 0 1 1 1 0 0 0 1 0 0 0 1 1 1 0 0 0 0 0 1 1 1 0 0 1 0 0 0 0 0 0 0 0 1 962 0 1 6131 1 1 1 1 CJ SP 0 0 0 1 1 0 0 0 0 1 0 X 33 32 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 CA X X OFFICE OF THE CONTROLLER 6192602302 5998 ALCALA PARK HUGHES ADMINISTRAT SAN DIEGO CA 92110 JAMES T HARRIS III DED PRESIDENT & TRUSTEE 40.00 X X 1112711 0 220306 GAIL BAKER MCCARTY VICE PRESIDENT & PROVOST 40.00 X 447222 0 47089 SAM SCHOLL HEAD COACH, MEN'S BASKETBALL 40.00 X 427718 0 53562 STEPHEN FERRUOLO DEAN, SCHOOL OF LAW 40.00 X 406356 0 35203 KY SNYDER VICE PRESIDENT, UNIVERSITY OPERATIONS & COO 40.00 X 379691 0 89141 RICHARD VIRGIN VICE PRESIDENT, UNIVERSITY ADVANCEMENT 40.00 X 372162 0 53444 CHELL A ROBERTS DEAN, SCHOOL OF ENGINEERING, SCHOOL OF PROFESSIONA 40.00 X 377765 0 45666 MARKO SVETINA FACULTY, SCHOOL OF BUSINESS 40.00 X 362083 0 26927 NICHOLAS LADANY DEAN, SCHOOL OF LEADERSHIP & EDUCATIONAL SCIENCES 40.00 X 335618 0 41138 WILLIAM MCGILLIS ASSOCIATE VICE PRESIDENT, ATHLETICS 40.00 X 319899 0 76033 ANDREW T ALLEN VICE PRESIDENT, INSTITUTIONAL EFFECTIVENESS 40.00 X 331557 0 41989 STEVEN SMITH FACULTY, SCHOOL OF LAW 40.00 X 319458 0 42792 JAIME ALONSO GOMEZ DEAN, SCHOOL OF BUSINESS 40.00 X 316831 0 39135 DONALD DRIPPS FACULTY, SCHOOL OF LAW 40.00 X 310536 0 42847 CARMEN M VAZQUEZ VICE PRESIDENT, STUDENT AFFAIRS 40.00 X 317444 0 35396 NOELLE NORTON DEAN, COLLEGE OF ARTS & SCIENCES 40.00 X 298529 0 45218 PATRICIA MARQUEZ DEAN, KROC SCHOOL OF PEACE STUDIES 40.00 X 285372 0 44923 TERRY KALFAYAN THRU 519 FORMER VICE PRESIDENT, FINANCE & CFO 40.00 X 303192 0 61985 DAVID PYKE FORMER DEAN, SCHOOL OF BUSINESS 40.00 X 266384 0 46452 PAULA CORDEIRO FORMER DEAN, SCHOOL OF LEADERSHIP & EDUCATIONAL SC 40.00 X 277785 0 30364 REV MSGR DANIEL J DILLABOUGH VICE PRESIDENT, MISSION AND MINISTRY 40.00 X 235809 0 42694 KATHRYN ROIG VICE PRESIDENT, FINANCE & CFO 40.00 X 216205 0 46702 JANE GEORGES DEAN, SCHOOL OF NURSING 40.00 X 222570 0 32186 THERESA BYRD DEAN, COPLEY LIBRARY 40.00 X 189633 0 29875 SALLY BROSZ HARDIN FORMER DEAN, SCHOOL OF NURSING 40.00 X 183144 0 32907 CAROLYN OSIEK RSCJ TRUSTEE 1.00 X 0 0 0 CONSTANCE CARROLL PHD TRUSTEE 1.00 X 0 0 0 DANIEL C HERBERT TRUSTEE 1.00 X 0 0 0 DARLENE MARCOS SHILEY TRUSTEE 1.00 X 0 0 0 DARRIN MONTALVO TRUSTEE 1.00 X 0 0 0 DAVID HALE TRUSTEE 1.00 X 0 0 0 DONALD KNAUSS TRUSTEE 1.00 X 0 0 0 GINA CHAMPION-CAIN TRUSTEE 1.00 X 0 0 0 JAMES D POWER TRUSTEE 1.00 X 0 0 0 JEFFREY W MARTIN TRUSTEE 1.00 X 0 0 0 JOHN D FRAGER TRUSTEE 1.00 X 0 0 0 KEVIN R GREEN TRUSTEE 1.00 X 0 0 0 KIM C BUSCH TRUSTEE 1.00 X 0 0 0 LAURIE C KELLEY TRUSTEE 1.00 X 0 0 0 LEANDRO A FESTINO TRUSTEE 1.00 X 0 0 0 LUIS MAIZEL TRUSTEE 1.00 X 0 0 0 MARK BOSCO TRUSTEE 1.00 X 0 0 0 MARY THERESA MOSER RSCJ TRUSTEE 1.00 X 0 0 0 MASSIH TAYEBI TRUSTEE 1.00 X 0 0 0 MATTHEW J RENO TRUSTEE 1.00 X 0 0 0 MICHAEL PERSALL TRUSTEE 1.00 X 0 0 0 PAUL M PURCELL TRUSTEE 1.00 X 0 0 0 PETER SEIDLER TRUSTEE 1.00 X 0 0 0 REV PETER M MCGUINE TRUSTEE 1.00 X 0 0 0 REV RUBEN ARCEO SJ TRUSTEE 1.00 X 0 0 0 ROBERT R DEAN TRUSTEE 1.00 X 0 0 0 SANDRA STANGL TRUSTEE 1.00 X 0 0 0 SUSAN H MALLORY TRUSTEE 1.00 X 0 0 0 SUSANNE STANFORD TRUSTEE 1.00 X 0 0 0 THOMAS BREITLING TRUSTEE 1.00 X 0 0 0 THOMAS MULVANEY TRUSTEE 1.00 X 0 0 0 TOM LUPFER TRUSTEE 1.00 X 0 0 0 8615674 0 1303974 450 1 1 0 DEMPSEY CONSTRUCTION 1835 ASTON AVENUE CARLSBAD CA 92008 CONSTRUCTION SERVICES 5484701 RUDOLPH & SLETTEN INC 600 B STREET SUITE 1500 SAN DIEGO CA 92101 CONSTRUCTION SERVICES 4932061 LEVEL 10 CONSTRUCTION 12555 HIGH BLUFF DRIVE SUITE 250 SAN DIEGO CA 92130 CONSTRUCTION SERVICES 2679925 SGPA ARCHITECTURE AND PLANNING 3111 CAMINO DEL RIO N 500 SAN DIEGO CA 92108 ARCHITECTURE SERVICES 2583506 DPR CONSTRUCTION 5010 SHOREHAM PLACE SAN DIEGO CA 92122 CONSTRUCTION SERVICES 2459602 48 365312 14678827 33935178 1074044 48979317 TUITION AND FEES 900099 410448666 410448666 STUDENT RES & BOARD 721310 29285721 29285721 BOOKSTORE 451211 4443546 4407847 35699 PARKING SERVICES 611710 1980116 1980116 STUDENT LOAN INTEREST 611710 876790 876790 447034839 7681865 7681865 579962 470710 109252 109252 109252 263421998 75427820 252681333 74041624 10740665 1386196 12126861 12126861 106611 365312 170097 -63486 -63486 ATHLETICS & RECREATION 611710 1612817 1612817 JCP EVENTS 611710 1253080 1253080 SUMMER CONFERENCES 611710 676039 91004 585035 1201793 2332123 -1261471 131141 4743729 520612377 452288164 -640737 19985633 149314092 149314092 7212233 4104336 1780242 1327655 175662577 133491827 36899488 5271262 18131605 13209421 4247687 674497 24971436 18495254 5997097 479085 12101226 8816108 2834952 450166 793839 793839 317934 317934 126861 126861 2590870 2266155 324715 21353894 14305024 6399225 649645 3230625 2507377 687034 36214 5973913 3101786 2338153 533974 6061487 3636892 2424595 7503202 6102769 1292829 107604 7029388 6084697 846029 98662 1784203 1437088 304442 42673 6296612 5446572 850040 17483296 10412552 6899892 170852 1975851 290031 1685820 COST OF SALES 7229044 7229044 BAD DEPT EXPENSE 4678130 4678130 BOOKS AND OTHER LIBRARY 3434316 3434316 ENTERTAINMENT AND PROMO 3430423 2488001 501252 441170 7042904 2768730 4274174 495729961 398942072 86504430 10283459 2 13867518 45532288 36272292 45030281 12034512 11346117 200000 130000 35725051 33256070 1879861 1938391 1864208 963433 798318994 225522870 531019885 572796124 604358142 569932208 203567659 232132043 1440789128 1513056957 52989569 66536730 10844008 11943120 150748875 154298560 1326581 50514997 41009373 54468716 256918406 337762123 X 794990912 782086060 388879810 393208774 1183870722 1175294834 1440789128 1513056957 X 24882416 -35464341 2006037 X 0 1 X 1 1 1 X 47473682 36012952 63444265 48087715 48979317 243997931 47473682 36012952 63444265 48087715 48979317 243997931 9851971 234145960 6903130 8888775 7244815 9377259 8261827 40675806 138613 140882 139205 144375 131141 694216 285367953 2127526535 0.82050 0.80980 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: OTHER REVENUE - 2015 AMOUNT: $ 138,613. 2016 AMOUNT: $ 140,882. 2017 AMOUNT: $ 139,205. 2018 AMOUNT: $ 144,375. 2019 AMOUNT: $ 131,141. SCHEDULE A, PART II: THE ORGANIZATION IS A SCHOOL AS DESCRIBED UNDER SECTION 170(B)(1)(A)(II) AND IS NOT REQUIRED TO COMPLETE A PUBLIC SUPPORT SCHEDULE. SCHEDULE A, PART II IS COMPLETED TO VERIFY THE SCHOOL CAN QUALIFY UNDER PUBLIC CHARITY SECTION 170(B)(1)(A)(VI) AND QUALIFIES TO USE THE FIRST LISTED SPECIAL RULE FOR SCHEDULE B REPORTING. 1 1 0 0 0 0 1 150035 0 0 150035 0 PART II-B, LINE 1: PART IIB, LINE 1J: FACULTY WITH THE UNIVERSITY'S SCHOOL OF LAW IN THE CENTER FOR PUBLIC INTEREST AND CHILDREN'S ADVOCACY INSTITUTE OFFERED THEIR RESEARCH DATA AND LEGAL EXPERTISE IN AN ATTEMPT TO INFLUENCE PENDING LEGISLATION CONCERNING CONSUMERS RIGHTS AND CHILDREN'S HEALTH, SAFETY AND WELFARE. NO ATTEMPT WAS MADE BY THE UNIVERSITY TO INFLUENCE A POLITICAL CAMPAIGN OF ANY OFFICE, NOR WERE ANY POLITICAL CONTRIBUTIONS MADE. TOTAL EXPENDITURES WERE $150,035. 4061789 X X 0 545566671 8113510 -5590452 8845480 7004773 532239476 529996747 5469006 28115647 8971763 9042966 545566671 503568114 3113526 39671322 9275808 7080407 529996747 449796470 11373825 58019704 6771465 8850420 503568114 469984254 12465689 -16792900 6728035 9132538 449796470 0.45000 0.33000 0.22000 0 0 73784543 73784543 647450585 190827787 456622798 73022077 34695083 38326994 4061789 4061789 572796124 ALTERNATIVE ASSET PARTNERSHIPS - DISTRESSED/DEBT RELATED 6334181 ALTERNATIVE ASSET PARTNERSHIPS - ENERGY/RESOURCES 13601109 ALTERNATIVE ASSET PARTNERSHIPS - INTERNATIONAL PRIVATE EQUITY 9721525 ALTERNATIVE ASSET PARTNERSHIPS - REAL ESTATE 15544651 ALTERNATIVE ASSET PARTNERSHIPS - U.S. PRIVATE EQUITY 46855668 ALTERNATIVE ASSET PARTNERSHIPS - VENTURE CAPITAL 43074128 MARKETABLE ALTERNATIVES - DIVERSIFIED ARBITRAGE 27722071 MARKETABLE ALTERNATIVES - DIVERSIFIERS 15050886 MARKETABLE ALTERNATIVES - EVENT DRIVEN 9484869 MARKETABLE ALTERNATIVES - GLOBAL LONG/SHORT 31243601 MARKETABLE ALTERNATIVES - OPPORTUNISTIC 9512302 WEST COAST CONFERENCE 473155 OTHER ASSETS 434989 ALTERNATIVE ASSET PARTNERSHIPS - DIVERSIFIERS 3078908 232132043 REFUNDABLE ADVANCES 9200823 BOND INTEREST RATE SWAP 45267893 54468716 X 335890000 -35464341 -35464341 371354341 149258036 149258036 520612377 344466000 641001 641001 343824999 151904962 151904962 495729961 PART III, LINE 4: THE UNIVERSITY'S COLLECTION SEEKS TO STIMULATE INTEREST AND PRIDE AS WELL AS EMPHASIZE THE CULTURAL VALUE OF USD'S FINE ARTS PROGRAMS. PART V, LINE 4: THE UNIVERSITY OF SAN DIEGO ENDOWMENT FUNDS ARE UTILIZED BASED ON DONOR'S INTENT; AS OF JUNE 30, 2020 THE ALLOCATION OF ENDOWMENT FUNDS WAS AS FOLLOWS: ACADEMIC SUPPORT - 26.4%, TUITION FUNDED QUASI - 41.3%, SCHOLARSHIPS - 16.5%, INSTRUCTION - 4.8%, PLANT MAINTENANCE AND OPERATIONS - 2.0%, PUBLIC SERVICE - 4.2% AND OTHER INSTITUTIONAL SUPPORT - 4.8%. PART X, LINE 2: THE UNIVERSITY IS EXEMPT FROM FEDERAL INCOME TAX UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE ("IRC") AND SECTION 23701(D) OF THE CALIFORNIA REVENUE AND TAXATION CODE. THE UNIVERSITY HAS NO UNRECOGNIZED TAX BENEFITS OR LIABILITIES AS OF JUNE 30, 2020 AND 2019. THE UNIVERSITY FILES AN EXEMPT ORGANIZATION RETURN AND APPLICABLE UNRELATED BUSINESS INCOME TAX RETURN IN THE U.S. FEDERAL JURISDICTION AND WITH THE CALIFORNIA FRANCHISE TAX BOARD. PART XI, LINE 4B - OTHER ADJUSTMENTS: RENTAL EXPENSES INCLUDED IN INCOME -470,710. SPECIAL EVENT EXPENSES INCLUDED IN INCOME -170,097. ROUNDED FINANCIAL STATEMENT DIFFERENCE -82. K-1 PASSTHROUGH LOSS -2,006,037. RECLASS INVESTMENT MANAGEMENT FEES 2,590,870. SCHOLARSHIPS INCLUDED IN EXPENSES 149,314,092. PART XII, LINE 2D - OTHER ADJUSTMENTS: RENTAL EXPENSES INCLUDED IN INCOME 470,710. SPECIAL EVENT EXPENSES INCLUDED IN INCOME 170,097. ROUNDED FINANCIAL STATEMENT DIFFERENCE 194. PART XII, LINE 4B - OTHER ADJUSTMENTS: SCHOLARSHIPS INCLUDED IN EXPENSES 149,314,092. RECLASS INVESTMENT MANAGEMENT FEES 2,590,870. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 UNIVERSITY OF SAN DIEGO'S RACIALLY NONDISCRIMINATORY POLICY PUBLISHED IN ALL RECRUITING BROCHURES AND ADVERTISEMENTS AS WELL AS UNDERGRADUATE AND GRADUATE BULLETINS AND CATALOGS. SCHEDULE E, PART I, LINE 6 THE UNIVERSITY OF SAN DIEGO RECEIVED AN ESTIMATED $132.6M IN CONTRIBUTIONS FROM FEDERAL AND STATE AGENCIES FOR ASSISTANCE IN PROVIDING POST-SECONDARY EDUCATION. THIS INCLUDES $104.2M IN FEDERAL FAMILY EDUCATION LOANS. EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES STUDY ABROAD PROGRAMS 154117 MIDDLE EAST AND NORTH AFRICA 0 0 PROGRAM SERVICES STUDY ABROAD PROGRAMS 28750 NORTH AMERICA (CANADA AND MEXICO) 0 0 PROGRAM SERVICES STUDY ABROAD PROGRAMS 148228 SOUTH AMERICA 0 0 PROGRAM SERVICES STUDY ABROAD PROGRAMS 114471 SUB-SAHARAN AFRICA 0 0 PROGRAM SERVICES STUDY ABROAD PROGRAMS 23415 SOUTH ASIA - AFGHANISTAN, BANGLADESH, BHUTAN, INDIA, MALDIVES, NEPAL, 0 0 PROGRAM SERVICES STUDY ABROAD PROGRAMS 372715 EUROPE (INCLUDING ICELAND AND GREENLAND) 1 3 PROGRAM SERVICES STUDY ABROAD PROGRAMS 3308987 CENTRAL AMERICA AND THE CARIBBEAN INVESTMENTS 94625294 1 3 0 0 1 3 98775977 0 98775977 1 0 1 1 1 0 PART I, LINE 3: BOOK VALUE IS THE ACCOUNTING METHOD USED TO DETERMINE INVESTMENT VALUES AND ACCRUAL METHOD OF ACCOUNTING IS USED FOR STUDY ABROAD PROGRAMS. PART III ACCOUNTING METHOD: FOUNDERS GALA 98210 88135 10075 2253 SPORTS BANQUET 123969 105419 18550 23243 6 249744 171758 77986 144601 471923 365312 106611 170097 170097 -63486 1 USD SCHOLARSHIPS 3609 92619730 STUDENT AID - GRADUATE AND LAW 1367 26438672 STUDENT AID - ATHLETICS AND RECREATION 196 9088098 STUDENT AID - PRIVATE 326 2919460 ENDOWED SCHOLARSHIPS 526 8845480 STUDENT AID - RESIDENCE AND BOARD 84 825840 FEDERAL SCHOLARSHIPS AND GRANTS 742 8576812 PART I, LINE 2: THE UNIVERSITY AWARDS SCHOLARSHIPS TO INDIVIDUAL STUDENTS TO OFFSET THE COST OF TUITION, FEES, AND ROOM AND BOARD. X X X 1 1 X X X X 0 1 0 0 0 0 0 1 0 JAMES T HARRIS III DED PRESIDENT & TRUSTEE 649971 0 0 0 462740 0 33600 0 186706 0 1333017 0 0 0 GAIL BAKER MCCARTY VICE PRESIDENT & PROVOST 382619 0 0 0 64603 0 33600 0 13489 0 494311 0 0 0 SAM SCHOLL HEAD COACH, MEN'S BASKETBALL 407808 0 0 0 19910 0 33600 0 19962 0 481280 0 0 0 STEPHEN FERRUOLO DEAN, SCHOOL OF LAW 391626 0 0 0 14730 0 33600 0 1603 0 441559 0 0 0 KY SNYDER VICE PRESIDENT, UNIVERSITY OPERATION 325035 0 0 0 54656 0 66528 0 22613 0 468832 0 0 0 RICHARD VIRGIN VICE PRESIDENT, UNIVERSITY ADVANCEME 335855 0 0 0 36307 0 33600 0 19844 0 425606 0 0 0 CHELL A ROBERTS DEAN, SCHOOL OF ENGINEERING, SCHOOL 373005 0 0 0 4760 0 33600 0 12066 0 423431 0 0 0 MARKO SVETINA FACULTY, SCHOOL OF BUSINESS 343128 0 0 0 18955 0 25709 0 1218 0 389010 0 0 0 NICHOLAS LADANY DEAN, SCHOOL OF LEADERSHIP & EDUCATI 287419 0 0 0 48199 0 33454 0 7684 0 376756 0 0 0 WILLIAM MCGILLIS ASSOCIATE VICE PRESIDENT, ATHLETICS 300949 0 0 0 18950 0 53600 0 22433 0 395932 0 0 0 ANDREW T ALLEN VICE PRESIDENT, INSTITUTIONAL EFFECT 285786 0 0 0 45771 0 33600 0 8389 0 373546 0 0 0 STEVEN SMITH FACULTY, SCHOOL OF LAW 299915 0 0 0 19543 0 33600 0 9192 0 362250 0 0 0 JAIME ALONSO GOMEZ DEAN, SCHOOL OF BUSINESS 268880 0 0 0 47951 0 33600 0 5535 0 355966 0 0 0 DONALD DRIPPS FACULTY, SCHOOL OF LAW 306460 0 0 0 4076 0 33600 0 9247 0 353383 0 0 0 CARMEN M VAZQUEZ VICE PRESIDENT, STUDENT AFFAIRS 265100 0 0 0 52344 0 33600 0 1796 0 352840 0 0 0 NOELLE NORTON DEAN, COLLEGE OF ARTS & SCIENCES 282110 0 0 0 16419 0 33600 0 11618 0 343747 0 0 0 PATRICIA MARQUEZ DEAN, KROC SCHOOL OF PEACE STUDIES 247282 0 0 0 38090 0 33600 0 11323 0 330295 0 0 0 TERRY KALFAYAN THRU 519 FORMER VICE PRESIDENT, FINANCE & CFO 285218 0 0 0 17974 0 52622 0 9363 0 365177 0 0 0 DAVID PYKE FORMER DEAN, SCHOOL OF BUSINESS 258825 0 0 0 7559 0 32708 0 13744 0 312836 0 0 0 PAULA CORDEIRO FORMER DEAN, SCHOOL OF LEADERSHIP & 252774 0 0 0 25011 0 24260 0 6104 0 308149 0 0 0 REV MSGR DANIEL J DILLABOUGH VICE PRESIDENT, MISSION AND MINISTRY 186247 0 0 0 49562 0 26866 0 15828 0 278503 0 0 0 KATHRYN ROIG VICE PRESIDENT, FINANCE & CFO 208333 0 547 0 7325 0 27373 0 19329 0 262907 0 0 0 JANE GEORGES DEAN, SCHOOL OF NURSING 194446 0 0 0 28124 0 26763 0 5423 0 254756 0 0 0 THERESA BYRD DEAN, COPLEY LIBRARY 146521 0 0 0 43112 0 23468 0 6407 0 219508 0 0 0 SALLY BROSZ HARDIN FORMER DEAN, SCHOOL OF NURSING 154836 0 0 0 28308 0 22042 0 10865 0 216051 0 0 0 PART I, LINE 1A SCHEDULE J, PART I, LINE 1A: TRAVEL FOR COMPANIONS - THE UNIVERSITY PROVIDES FOR THE PRESIDENT'S SPOUSE TO TRAVEL WITH HIM WHEN HER PRESENCE IS REQUIRED FOR UNIVERSITY BUSINESS PURPOSES. NO PART OF THIS BENEFIT IS TREATED AS TAXABLE COMPENSATION. SCHEDULE J, PART I, LINE 1A: HOUSING ALLOWANCE OR RESIDENCE FOR PERSONAL USE - THE PRESIDENT IS PROVIDED ON CAMPUS HOUSING AND IT IS RECORDED AS A NON-TAXABLE BENEFIT. THE VICE PRESIDENT FOR MISSION AND MINISTRY IS PROVIDED ON CAMPUS HOUSING AND IT IS RECORDED AS A NON-TAXABLE BENEFIT. THE VALUE OF THESE BENEFITS ARE REPORTED IN "NONTAXABLE BENEFITS" ON SCHEDULE J, PART II, COLUMN D. PRESIDENT HARRIS OCCUPIED THE RESIDENCE FOR ALL OF FISCAL YEAR 2020. SCHEDULE J, PART I, LINE 1A: PERSONAL SERVICES - THE PRESIDENT WAS PROVIDED HOUSEKEEPING AND FACILITIES MAINTENANCE SERVICES FOR THE PRESIDENT'S ON-CAMPUS RESIDENCE. NO PART OF THE BENEFIT WAS TREATED AS TAXABLE COMPENSATION. THE VALUE OF THIS BENEFIT IS REPORTED IN "NONTAXABLE BENEFITS" ON SCHEDULE J, PART II, COLUMN D. PART I, LINE 4B SCHEDULE J, PART I, LINE 4B: JAMES HARRIS III, PRESIDENT, PARTICIPATED IN A 457(F) PLAN. FOR 2019, CONTRIBUTION WAS MADE IN THE AMOUNT OF $100,000 AND TOTAL DISTRIBUTIONS WERE MADE IN THE AMOUNT OF $400,000. KY SNYDER AND TERRY KALYFAYAN, BOTH OFFICERS PARTICIPATED IN A 457(F) PLAN. FOR 2019, CONTRIBUTIONS WERE MADE IN THE AMOUNTS OF $32,928 AND $36,158, RESPECTIVELY. FOR TERRY KALYFAYAN, TOTAL DISTRIBUTIONS OF $71,349 WERE MADE. WILLIAM MCGILLIS, HIGHEST COMPENSATED EMPLOYEE, PARTIICPATED IN A 457(F) PLAN. FOR 2019, CONTIRBUTIONS WERE MADE IN THE AMOUNT OF $20,000. PART I, LINE 7 NON-FIXED PAYMENTS RECEIVED BY LISTED PERSONS ON SCHEDULE J, PART II, REPRESENT DISCRETIONARY BONUSES NOT BASED ON A FORMULA SPECIFIED IN CONTRACTS. A CALIFORNIA EDUCATION FACILITIES AUTHORITY 521705592 130178YD2 2011-03-16 19562314 NOTE 1 0 0 0 B CALIFORNIA MUNICIPAL FINANCE AUTHORITY 201563466 2015-07-23 91750000 NOTE 4 0 0 0 C CALIFORNIA MUNICIPAL FINANCE AUTHORITY 201563466 13048VMJ4 2019-10-17 56505816 NOTE 5 0 0 0 A 7725000 19562315 3904 1 0 1 1 B 595000 91750000 1 0 1 1 C 56505816 25830899 30674916 0 0 0 1 A 0 0 0 0 0 0 1 B 0 0 0 0 0 0 1 C 0 0 0 0 0 0 1 A 0 0 1 0 0 0 0 0 1 B 0 1 0 0 1 1 GEORGE K BAUM FINANCIAL SERVICES 30.000000000000 0 0 0 0 1 C 0 0 1 0 0 0 0 0 1 A 1 B 1 C 1 NOTE 1 PART I, COLUMN (F) - DESCRIPTION OF PURPOSE SERIES 2011 (ISSUE DATE MARCH 16, 2011): ADVANCE REFUNDING OF CEFA SERIES 1998 (ISSUE DATE FEBRUARY 25, 1998). NOTE 4 PART I, COLUMN (F) - DESCRIPTION OF PURPOSE SERIES 2015 (ISSUE DATE JULY 23, 2015): ADVANCE REFUNDING OF SERIES 2005 (ISSUE DATE NOVEMBER 16, 2005). NOTE 5 PART I, COLUMN (F) - DESCRIPTION OF PURPOSE TO FINANCE FOR THE CONSTRUCTION AND/OR RENOVATION OF CERTAIN MAJOR FACILITIES. PART III, LINES 4 AND 5, COLUMNS A-C: PURSUANT TO IRS GUIDANCE, USD IS NOT REQUIRED TO REPORT PRIVATE BUSINESS USE INFORMATION FOR REFUNDING BONDS THAT REFUNDED BONDS ISSUED BEFORE JANUARY 1, 2003. NICHOLAS LADANY KEY EMPLOYEE MORTGAGE ASSISTANCE X 200000 40000 0 1 1 GAIL BAKER OFFICER MORTGAGE ASSISTANCE X 150000 90000 0 1 1 130000 SEE PART V - SUPPLEMENTAL INFORMATI EMPLOYEE 206737 TUITION ASSISTANCE EMPLOYEE BENEFIT LINDSEY ALLEN FAMILY MEMBER OF OFFICER 40322 SEE PART V 0 ZACHARY HARRIS FAMILY MEMBER OF PRESIDENT AND TRUSTEE 58673 SEE PART V 0 JAMES MCCARTY FAMILY MEMBER OF VICE PRESIDENT AND PROVOST 56620 SEE PART V 0 DENISE DIMON FAMILY MEMBER OF OFFICER 280655 SEE PART V 0 RHIANA MCCARTY FAMILY MEMBER OF VICE PRESIDENT AND PROVOST 11028 SEE PART V 0 SCHEDULE L, PART III - GRANTS OR ASSISTANCE BENEFTING INTERESTED PERSONS: PER THE 990 INSTRUCTIONS, THE UNIVERSITY IS NOT REQUIRED TO IDENTIFY THE INTERESTED PERSONS WHO RECEIVED SCHOLARSHIPS, FELLOWSHIPS, AND SIMILAR FINANCIAL ASSISTANCE. INSTEAD, THE UNIVERSITY MUST GROUP EACH TYPE OF ASSISTANCE PROVIDED TO INTERESTED PERSONS. THIS IS DONE IN ORDER TO PROTECT THE IDENTITY OF THE STUDENTS. SCHEDULE L, PART III - BUSINESS TRANSACTION INVOLVING INTERESTED PERSONS: ANDREW T. ALLEN, VICE PRESIDENT FOR INSTITUTIONAL EFFECTIVENESS AND STREATEGIC PLANNING, IS RELATED TO DENISE DIMON, HIS WIFE, WHO IS ALSO AN EMPLOYEE AT THE UNIVERSITY. SHE IS A PROFESSOR OF ECONOMICS, THE ASSOCIATE PROVOST FOR INTERNATIONAL AFFAIRS, AND THE DIRECTOR OF THE AHLERS CENTER FOR INTERNATIONAL BUSINESS. THE AMOUNT SHOWN REPRESENTS IRS FORM W-2 BOX 5 WAGES FOR CALENDAR YEAR 2019 FOR DENISE DIMON AND ASSOCIATED BENEFITS.ANDREW T. ALLEN, VICE PRESIDENT FOR INSTITUTIONAL EFFECTIVENESS AND STREATEGIC PLANNING, IS RELATED TO LINDSEY ALLEN, HIS DAUGHTER, WHO IS ALSO AN EMPLOYEE AT THE UNIVERSITY. SHE IS THE ASSISTANT DIRECTOR OF THE GLOBAL CENTER IN THE SCHOOL OF LEADERSHIP AND EDUCATIONAL SCIENCES. THE AMOUNT SHOWN REPRESENTS IRS FORM W-2 BOX 5 WAGES FOR CALENDAR YEAR 2019 FOR LINDSAY ALLEN AND ASSOCIATED BENEFITS.JAMES T. HARRIS III, PRESIDENT AND TRUSTEE, IS RELATED TO ZACHARY HARRIS, HIS SON, WHO IS ALSO AN EMPLOYEE AT THE UNIVERSITY. HE IS THE ASSISTANT ATHLETIC DIRECTOR FOR DEVELOPMENT. THE AMOUNT SHOWN REPRESENTS IRS FORM W-2 BOX 5 WAGES FOR CALENDAR YEAR 2019 FOR ZACHARY HARRIS AND ASSOCIATED BENEFITS.GAIL MCCARTY BAKER, VICE PRESIDENT AND PROVOST, IS RELATED TO JAMES MCCARTY, HER HUSBAND, WHO IS ALSO AN EMPLOYEE AT THE UNIVERSITY. HE IS THE CREDENTIALING ANALYST IN THE SCHOOL OF LEADERSHIP AND EDUCATIONAL SCIENCES. THE AMOUNT SHOWN REPRESENTS IRS FORM W-2 BOX 5 WAGES FOR CALENDAR YEAR 2019 FOR JAMES MCCARTY AND ASSOCIATED BENEFITS.GAIL MCCARTY BAKER, VICE PRESIDENT AND PROVOST, IS RELATED TO RHIANA MCCARTY, HER DAUGHTER, WHO IS ALSO AN EMPLOYEE AT THE UNIVERSITY. SHE IS A STUDENT REPRESENTATIVE IN THE STUDENT SUPPORT SERVICES DEPARTMENT. THE AMOUNT SHOWN REPRESENTS IRS FORM W-2 BOX 5 WAGES FOR CALENDAR YEAR 2019 FOR RHIANA MCCARTY AND ASSOCIATED BENEFITS. X 21 1074044 MARKET VALUE 0 0 1 1 PART I, COLUMN (B): REPORTS THE NUMBER OF CONTRIBUTIONS. PART I, LINE 32B: THE UNIVERSITY UTILIZES A BROKER TO SELL STOCK GIFTS RECEIVED. FORM 990, PART VI, SECTION B, LINE 11B A COPY OF THE FORM 990 IS PRESENTED TO THE AUDIT COMMITTEE OF THE BOARD OF TRUSTEES AND A COPY OF THE 990 IS AVAILABLE TO THE ORGANIZATION'S ENTIRE GOVERNING BOARD ONLINE AT THE SECURED TRUSTEE WEBSITE BEFORE IT IS FILED. FORM 990, PART VI, SECTION B, LINE 12C EACH YEAR THE BOARD OF DIRECTORS AND EXCUTIVE MANAGEMENT ARE REQUIRED TO SIGN A CONFLICT OF INTEREST DISCLOSURE STATEMENT. ANY CONFLICT IS REVIEWED AND HANDLED IN ACCORDANCE WITH THE WRITTEN POLICY. FORM 990, PART VI, SECTION B, LINE 15 THE BOARD OF TRUSTEES EXECUTIVE COMPENSATION COMMITTEE DETERMINES COMPENSATION USING COMPARABLE DATA AND CONTEMPORANEOUSLY DOCUMENTING ITS DECISIONS. THIS PROCESS IS DONE ANNUALLY FOR THE PRESIDENT AND THE VICE PRESIDENTS. THE PROVOST/VICE PRESIDENT FOR ACADEMIC AFFAIRS DETERMINES THE COMPENSATION FOR THE DEANS USING MARKET BENCHMARK DATA PREPARED INTERNALLY AND THE BENCHMARK SCHOOLS ARE SELECTED BY THE EXECUTIVE COMPENSATION COMMITTEE OF THE BOARD. FORM 990, PART VI, SECTION C, LINE 18 FORMS 990 AND 990T ARE AVAILABLE TO THE PUBLIC BY VIEWING THE GUIDESTAR WEBSITE AND UPON REQUEST FROM THE OFFICE OF TAX & COMPLIANCE AT 619-260-4683; COMPLIANCE@SANDIEGO.EDU; OR ONSITE FROM THE OFFICE OF TAX & COMPLIANCE. FORM 1023 IS AVAILABLE UPON REQUEST FROM THE OFFICE OF TAX & COMPLIANCE AT 619-260-2302; COMPLIANCE@SANDIEGO.EDU; OR ONSITE FROM THE OFFICE OF TAX & COMPLIANCE. FORM 990, PART VI, SECTION C, LINE 19 AUDITED FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST FROM THE OFFICE OF THE CONTROLLER AT 619-260-2302; ACCOUNTING@SANDIEGO.EDU; GOVERNING DOCUMENTS ARE AVAILABLE UPON REQUEST FROM THE OFFICE OF THE PRESIDENT AT 619-260-4520; CONFLICT OF INTEREST POLICY IS AVAILABLE ONLINE AT WWW.SANDIEGO.EDU. FORM 990, PART XI, LINE 9: K-1 PASSTHROUGH LOSS 2,006,037.