2021-05-17T11:56:49-05:00 2020-06-30 410746749 CLIFTONLARSONALLEN LLP 2523 US HIGHWAY 27 S SEBRING FL 338704926 990 2019-07-01 521126145 ASHLEY INC ASHL 4102732233 800 TYDINGS LANE HAVRE DE GRACE MD 21078 JAMES BURGESS VP OF FINANCE 4102732233 2021-05-10 1 KRISTINA HIMROD CPA P01544190 8633851577 2021-05-10 2019 2022-09-23 18:48:47Z ALEX DENSTMAN 800 TYDINGS LANE HAVRE DE GRACE MD 21078 43518884 0 X WWW.ASHLEYTREATMENT.ORG X 1978 MD PROVIDE A FOUNDATION FOR DISCOVERING A PATHWAY TO RECOVERY FROM SUBSTANCE-USE DISORDERS. 10 10 408 45 0 0 3319673 1547883 33248628 32431511 2747509 4489566 89863 51729 39405673 38520689 3503993 3400923 0 0 19478987 22639917 0 0 1042951 13016843 12433992 35999823 38474832 3405850 45857 112903549 121065648 7550951 19256525 105352598 101809123 WE TRANSFORM AND SAVE LIVES BY INTEGRATING THE SCIENCE OF MEDICINE, THE ART OF THERAPY AND THE COMPASSION OF SPIRITUALITY. 0 0 30548454 3400923 32431511 ASHLEY IS A NATIONALLY RECOGNIZED LEADER IN THE TREATMENT OF ALCOHOLISM AND CHEMICAL DEPENDENCE. IN AN ENVIRONMENT OF COMPASSION, DIGNITY, AND RESPECT, WE PROVIDE QUALITY MEDICAL CARE, CLINICAL EXPERTISE, AND SPIRITUAL COUNSELING. WE EDUCATE PARENTS, THEIR FAMILIES AND THE COMMUNITY AT LARGE ABOUT CHEMICAL DEPENDENCE AND THE SPIRITUAL PRINCIPLES OF THE 12-STEP PROGRAM. OUR ONGOING SUPPORT PREPARES OUR PATIENTS AND THEIR FAMILIES FOR THE JOURNEY OF LIFELONG RECOVERY. FOR THE FISCAL YEAR ENDING JUNE 30, 2020, 1,437 PATIENTS WERE ADMITTED TO THE INPATIENT PROGRAM, WE MANAGED 23,122 PATIENT VISITS TO OUR INTENSIVE OUTPATIENT PROGRAMS, 1,049 FAMILY MEMBERS PARTICIPATED IN THE FAMILY WELLNESS PROGRAM, AND 69 PARTICIPANTS ATTENDED OUR CHILDREN'S PROGRAM. 30548454 1 1 0 1 0 0 0 0 0 1 1 1 0 0 0 1 1 0 0 0 0 0 0 0 1 0 0 0 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 96 0 408 1 0 0 0 0 0 1 1 0 0 0 0 0 0 X 10 10 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 MD AK HI AR CA CT DC FL GA KS KY MA MS NC ND NH NJ NM NY OH OK OR PA TN VA WV MN MI AL CO ME IL SC UT WA WI RI MO NV X JAMES BURGESS VP OF FINANCE 4102732319 800 TYDINGS LANE HAVRE DE GRACE MD 21078 REBECCA FLOOD PRESIDENT/CEO 40.00 X 392774 0 34159 JOSEPH G HOBELMANN CHIEF MEDICAL OFFICER 40.00 X 282911 0 40065 ANDREW T FLOOD VP OF INFORMATION SYSTEMS 40.00 X 218145 0 42519 RICHARD T PRZYWARA SR. VP OF OPERATIONS 40.00 X 230643 0 26326 MARK ANTHONY HUSHEN CHIEF MISSION & LEGACY OFFICER 40.00 X 228478 0 23022 KAREN CANTER DIRECTOR OF MEDICAL SERVICES 40.00 X 226547 0 19112 GEORGE ANTHONY OYLER STAFF PHYSICIAN 40.00 X 194542 0 29645 ALEXANDER B DENSTMAN SR. VP, CHIEF GROWTH OFFICER 40.00 X 181751 0 37452 DAVID T NASSEF PRESIDENT/CEO 40.00 X 189525 0 9327 KATRINA MILLSAPE NURSE PRACTITIONER 40.00 X 151210 0 41776 THOMAS WILLIAM HALLER VP OF HUMAN RESOURCES 40.00 X 166456 0 12591 JEFF R VAN SLYKE VP OF SUPPORT SERVICES 40.00 X 161415 0 10675 JAMES DENVIR CHAIRMAN 1.00 X X 0 0 0 JOHN FINNERTY VICE CHAIR 1.00 X X 0 0 0 CHARLIE FENWICK DIRECTOR 1.00 X 0 0 0 GEORGE GOULD DIRECTOR 1.00 X 0 0 0 PHYLLIS RASKIN-HADLEY DIRECTOR 1.00 X 0 0 0 ROBERT JOHNSON DIRECTOR 1.00 X 0 0 0 JESSIE NOBLE-NANCE DIRECTOR 1.00 X 0 0 0 WILLIAM QUEALE DIRECTOR 1.00 X 0 0 0 MARY SPEARING DIRECTOR 1.00 X 0 0 0 ROBIN DAVISSON DIRECTOR 1.00 X 0 0 0 2624397 0 326669 25 0 1 0 CROTHALL HEALTHCARE 13028 COLLECTIONS CENTER DR CHICAGO IL 60693 HOUSEKEEPING AND MAINTENANCE SERVICE 1397482 SYSCO FOOD SERVICES BALTIMORE PO BOX 1099 JESSUP MD 20794 FOOD SERVICE 931640 SHADE CONSTRUCTION CO INC 1730 EAST JOPPA ROAD BALTIMORE MD 21234 CONSTRUCTION CONTRACTOR 555063 QUADBRIDGE PO BOX 71335 CHICAGO IL 60694 COMPUTER SOFTWARE AND EQUIPMENT 374879 K & L GATES LLP PO BOX 844255 BOSTON MA 02284 ATTORNEY 241168 16 43474 1504409 43598 1547883 INPATIENT REVENUE 900099 29747442 29747442 INTENSIVE OUTPATIENT PROGRAM 900099 2563490 2563490 FAMILY PROGRAMS 900099 97475 97475 OTHER PROGRAMS 900099 23104 23104 32431511 1321640 1321640 7858985 36000 4687486 39573 3171499 -3573 3167926 3167926 12159 43474 22695 -10536 -10536 280391 248441 31950 31950 MISCELLANEOUS INCOME 900099 30315 30315 30315 38520689 32431511 0 4541295 19738 19738 3381185 3381185 1862775 1436686 371916 54173 16134706 12660008 2984250 490448 1009834 684003 299787 26044 2311595 1661748 600516 49331 1321007 1029434 256867 34706 240948 91818 148813 317 114821 114821 38083 9521 24754 3808 88234 35294 52940 2815194 2544222 250097 20875 403782 56432 228812 118538 1114296 850771 197430 66095 734186 559311 105934 68941 1676200 1599878 72873 3449 310999 201112 82334 27553 140395 113429 21365 5601 139014 55606 83408 1907068 1783993 93744 29331 455674 189919 265755 FOOD PURCHASES 1060964 1036142 23622 1200 PHARMACY PURCHASES 469181 204151 265030 PATIENT MATERIALS 179150 164690 14434 26 545803 179363 323925 42515 38474832 30548454 6883427 1042951 915060 5693609 2808058 3320693 1949964 2022372 85553 66875 407953 314110 68391545 28179963 34028943 40211582 65869388 61636131 6538534 7397536 300096 402740 112903549 121065648 2874269 4706157 53962 4676682 6941806 7554600 7550951 19256525 X 104504896 100196822 847702 1612301 105352598 101809123 112903549 121065648 X 45857 -3143536 -445796 X 0 1 X 1 0 X 885216 1143710 1191573 3319673 1547883 8088055 23815488 27878892 29114948 33248628 32431511 146489467 206900 270836 270435 307245 280391 1335807 24907604 29293438 30576956 36875546 34259785 155913329 128676 77477 327439 90965 265400 889957 0 128676 77477 327439 90965 265400 889957 155023372 1453961 974094 1124737 1280837 1321640 6155269 1453961 974094 1124737 1280837 1321640 6155269 18205 96240 329405 57416 30315 531581 26379770 30363772 32031098 38213799 35611740 162600179 0.95340 0.95420 0.03790 0.03620 X SCHEDULE A, PART III, LINE 12, EXPLANATION OF OTHER INCOME: MISCELLANEOUS INCOME - 2015 AMOUNT: $ 18,205. 2016 AMOUNT: $ 96,240. 2017 AMOUNT: $ 329,405. 2018 AMOUNT: $ 57,416. 2019 AMOUNT: $ 30,315. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 1 0 0 0 0 1 0 1 38083 38083 0 PART II-B, LINE 1: BRUCE BEREANO PROVIDED USUAL AND CUSTOMARY PROFESSIONAL LOBBYING SERVICES AND MONITORING DURING THE 2020 LEGISLATIVE SESSION, INCLUDING TALKING WITH LEGISLATORS AND THEIR STAFF, AND TESTIFYING AS REQUESTED OR NECESSARY BEFORE LEGISLATIVE COMMITTEES. STAFF OFFERED INSIGHT TO LEGISLATORS ABOUT ADDICTION AND ADDICTION TREATMENT SERVICES. 433640 250000 3645 687285 424154 9486 433640 161458 250273 31630 19207 424154 114019 28217 19222 161458 113669 350 114019 1.00000 0 0 5848367 5848367 43567111 18803497 24763614 2609687 1033025 1576662 9061491 7839173 1222318 7304889 504268 6800621 40211582 LIMITED PARTNERSHIP INVESTMENTS 7397536 F 7397536 X 32178870 -3143536 -3381185 -6524721 38703591 88234 -271136 -182902 38520689 35722345 716932 716932 35005413 88234 3381185 3469419 38474832 PART V, LINE 4: THE COMPANY'S ENDOWMENT CONSISTS OF TWO DONOR-RESTRICTED FUNDS. ONE FUND WAS ESTABLISHED TO PROVIDE FOR THE ADVANCEMENT OF TREATMENT EXCELLENCE AT THE COMPANY. THE OTHER FUND WAS ESTABLISHED TO PROVIDE FINANCIAL SUPPORT FOR YOUNG ADULT PATIENTS SEEKING EXTENDED CARE SERVICES WITHOUT THE MEANS TO PAY FOR SAID TREATMENT. AS REQUIRED BY GAAP, NET ASSETS ASSOCIATED WITH ENDOWMENT FUNDS ARE CLASSIFIED AND REPORTED BASED ON THE EXISTENCE OR ABSENCE OF DONOR-IMPOSED RESTRICTIONS. PART X, LINE 2: THE COMPANY FOLLOWS THE PROVISIONS OF ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES UNDER THE INCOME TAXES TOPIC OF THE CODIFICATION. THE CODIFICATION REQUIRES THE EVALUATION OF TAX POSITIONS, WHICH INCLUDE MAINTAINING ITS TAX-EXEMPT STATUS AND THE TAXABILITY OF ANY UNRELATED BUSINESS INCOME, AND DOES NOT ALLOW RECOGNITION OF TAX POSITIONS WHICH DO NOT MEET A "MORE-LIKELY-THAN-NOT" THRESHOLD OF BEING SUSTAINED BY THE APPLICABLE TAX AUTHORITY. MANAGEMENT DOES NOT BELIEVE IT HAS TAKEN ANY TAX POSITIONS THAT WOULD NOT MEET THIS THRESHOLD. PART XI, LINE 2D - OTHER ADJUSTMENTS: SCHOLARSHIP EXPENSE - NETTED AGAINST REVENUE ON FINANCIAL STATEMENTS -3,381,185. PART XI, LINE 4B - OTHER ADJUSTMENTS: COST OF GOODS SOLD - NETTED AGAINST SALES ON FORM 990 -248,441. FUNDRAISING EVENT EXPENSE - NETTED AGAINST REVENUE ON FORM 990 -22,695. PART XII, LINE 2D - OTHER ADJUSTMENTS: COST OF GOODS SOLD - NETTED AGAINST SALES ON FORM 990 248,441. FUNDRAISING EVENT EXPENSE - NETTED AGAINST REVENUE ON FORM 990 22,695. BAD DEBT EXPENSE 445,796. PART XII, LINE 4B - OTHER ADJUSTMENTS: SCHOLARSHIP EXPENSE - NETTED AGAINST REVENUE ON FINANCIAL STATEMENTS 3,381,185. LOU BANTLE GOLF TOURNAMENT 55633 43474 12159 6451 10094 5708 442 55633 43474 12159 6451 10094 5708 442 22695 -10536 1 CHARITY CARE 222 3381185 N/A N/A PART I, LINE 2: THE ORGANIZATION PROVIDES DISCOUNTED CARE AND CARE PROVIDED AT NO CHARGE TO INDIVIDUALS WHO ARE UNINSURED, UNDERINSURED OR OTHERWISE UNABLE TO PAY FOR SUBSTANCE USE TREATMENT. X X X X 1 1 0 0 0 0 0 0 0 REBECCA FLOOD PRESIDENT/CEO 243436 0 77000 0 72338 0 11651 0 22508 0 426933 0 426933 0 JOSEPH G HOBELMANN CHIEF MEDICAL OFFICER 274520 0 8391 0 0 0 18595 0 21470 0 322976 0 322977 0 ANDREW T FLOOD VP OF INFORMATION SYSTEMS 143143 0 25000 0 50002 0 9318 0 33201 0 260664 0 260663 0 RICHARD T PRZYWARA SR. VP OF OPERATIONS 218748 0 11895 0 0 0 11401 0 14925 0 256969 0 256969 0 MARK ANTHONY HUSHEN CHIEF MISSION & LEGACY OFFICER 201802 0 20212 0 6464 0 14622 0 8400 0 251500 0 250851 0 KAREN CANTER DIRECTOR OF MEDICAL SERVICES 219799 0 6748 0 0 0 15663 0 3449 0 245659 0 245658 0 GEORGE ANTHONY OYLER STAFF PHYSICIAN 188392 0 6150 0 0 0 4789 0 24856 0 224187 0 224187 0 ALEXANDER B DENSTMAN SR. VP, CHIEF GROWTH OFFICER 165353 0 16398 0 0 0 12325 0 25127 0 219203 0 219203 0 DAVID T NASSEF PRESIDENT/CEO 152539 0 320 0 36666 0 7171 0 2156 0 198852 0 196821 0 KATRINA MILLSAPE NURSE PRACTITIONER 146792 0 4418 0 0 0 10374 0 31402 0 192986 0 192986 0 THOMAS WILLIAM HALLER VP OF HUMAN RESOURCES 160061 0 6395 0 0 0 9328 0 3263 0 179047 0 179047 0 JEFF R VAN SLYKE VP OF SUPPORT SERVICES 158658 0 2757 0 0 0 10384 0 291 0 172090 0 172009 0 PART I, LINES 4A-B REBECCA FLOOD - $72,338 SEVERANCE PAYMENT ANDREW FLOOD - $50,002 SEVERANCE PAYMENT MARK HUSHEN - $10,000 SERP CONTRIBUTION X 4 300 DONOR VALUE X 2 43298 COMPARABLE SALES 0 0 0 0 FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS E-MAILED TO EACH BOARD MEMBER AND ANY COMMENTS OR QUESTIONS ARE ADDRESSED PRIOR TO FILING THE FORM. FORM 990, PART VI, SECTION B, LINE 12C ANY DIRECTOR, PRINCIPAL OFFICER, EMPLOYEE OR MEMBER OF A COMMITTEE WITH GOVERNING BOARD DELEGATED POWERS OF ASHLEY, INC., WHO HAS A DIRECT OR INDIRECT FINANCIAL INTEREST IS AN INTERESTED PERSON. IN CONNECTION WITH ANY ACTUAL OR POSSIBLE CONFLICT OF INTEREST, AN INTERESTED PERSON MUST DISCLOSE THE EXISTENCE OF THE FINANCIAL INTEREST AND BE GIVEN THE OPPORTUNITY TO DISCLOSE ALL MATERIAL FACTS TO THE DIRECTORS AND MEMBERS OF COMMITTEES WITH GOVERNING BOARD DELEGATED POWERS CONSIDERING THE PROPOSED TRANSACTION OR ARRANGEMENT. AFTER DISCLOSURE OF THE FINANCIAL INTEREST AND ALL MATERIAL FACTS, AND AFTER ANY DISCUSSION WITH THE INTERESTED PERSON, HE/SHE SHALL LEAVE THE GOVERNING BOARD OR COMMITTEE MEETING WHILE THE DETERMINATION OF A CONFLICT OF INTEREST IS DISCUSSED AND VOTED UPON. THE REMAINING BOARD OR COMMITTEE MEMBERS SHALL DECIDE IF A CONFLICT OF INTEREST EXISTS. AN INTERESTED PERSON MAY MAKE A PRESENTATION AT THE GOVERNING BOARD OR COMMITTEE MEETING, BUT AFTER THE PRESENTATION, HE/SHE SHALL LEAVE THE MEETING DURING THE DISCUSSION OF, AND THE VOTE ON, THE TRANSACTION OR ARRANGEMENT INVOLVING THE POSSIBLE CONFLICT OF INTEREST. THE CHAIRPERSON OF THE GOVERNING BOARD OR COMMITTEE SHALL, IF APPROPRIATE, APPOINT A DISINTERESTED PERSON OR COMMITTEE TO INVESTIGATE ALTERNATIVES TO THE PROPOSED TRANSACTION OR ARRANGEMENT. AFTER EXERCISING DUE DILIGENCE, THE GOVERNING BOARD OR COMMITTEE SHALL DETERMINE WHETHER THE ORGANIZATION CAN OBTAIN, WITH REASONABLE EFFORTS, A MORE ADVANTAGEOUS TRANSACTION OR ARRANGEMENT FROM A PERSON OR ENTITY THAT WOULD NOT GIVE RISE TO A CONFLICT OF INTEREST. IF A MORE ADVANTAGEOUS TRANSACTION OR ARRANGEMENT IS NOT REASONABLY POSSIBLE UNDER CIRCUMSTANCES NOT PRODUCING A CONFLICT OF INTEREST, THE GOVERNING BOARD OR COMMITTEE SHALL DETERMINE BY A MAJORITY VOTE OF THE DISINTERESTED DIRECTORS WHETHER THE TRANSACTION OR ARRANGEMENT IS IN THE ORGANIZATION'S BEST INTEREST, FOR ITS OWN BENEFIT, AND WHETHER IT IS FAIR AND REASONABLE. IN CONFORMITY WITH THE ABOVE DETERMINATION, IT SHALL MAKE ITS DECISION AS TO WHETHER TO ENTER INTO THE TRANSACTION OR ARRANGEMENT. THE MINUTES OF THE GOVERNING BOARD AND ALL COMMITTEES WITH BOARD DELEGATED POWERS SHALL CONTAIN: THE NAMES OF THE PERSONS WHO DISCLOSED OR OTHERWISE WERE FOUND TO HAVE A FINANCIAL INTEREST IN CONNECTION WITH AN ACTUAL OR POSSIBLE CONFLICT OF INTEREST,THE NATURE OF THE FINANCIAL INTEREST, ANY ACTION TAKEN TO DETERMINE WHETHER A CONFLICT OF INTEREST WAS PRESENT, AND THE GOVERNING BOARD'S OR COMMITTEE'S DECISION AS TO WHETHER A CONFLICT OF INTEREST, IN FACT, EXISTED; THE NAMES OF THE PERSONS WHO WERE PRESENT FOR DISCUSSIONS AND VOTES RELATING TO THE TRANSACTION OR ARRANGEMENT, THE CONTENT OF THE DISCUSSION, INCLUDING ANY ALTERNATIVES TO THE PROPOSED TRANSACTION OR ARRANGEMENT, AND A RECORD OF ANY VOTES TAKEN IN CONNECTION WITH THE PROCEEDINGS. FORM 990, PART VI, SECTION B, LINE 15 THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS REVIEWS AND RECOMMENDS THE COMPENSATION OF THE CEO AND OTHER OFFICERS AND KEY EMPLOYEES OF THE ORGANIZATION. FINAL COMPENSATION CHANGES ARE APPROVED BY THE FULL BOARD OF DIRECTORS. THE REVIEW INCLUDES ANALYSIS OF COMPARABILITY DATA, SUCH AS NATIONAL SALARY SURVEYS INCLUDING NOT-FOR-PROFIT DATA. THIS COMPARABILITY STUDY WAS PERFORMED BY AN OUTSIDE CONSULTANT IN 2020. ALL POSITIONS WITHIN ASHLEY WERE GRADED BASED UPON THOSE BENCHMARKS. THIS BENCHMARKING IS PERFORMED EVERY 2 OR 3 YEARS AND WAS LAST DONE IN 2020. THE SALARY RANGES ARE ADJUSTED EACH YEAR RELATIVE TO THE AVERAGE MERIT PAY INCREASES REPORTED BY THE SOCIETY FOR HUMAN RESOURCE MANAGERS. THIS WORK IS REVIEWED AND APPROVED BY THE ASHLEY BOARD OF DIRECTORS COMPENSATION COMMITTEE. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART XI, LINE 9: BAD DEBT EXPENSE -445,796.