2021-05-17T11:41:24-05:00 2020-06-30 133628255 CONDON O'MEARA MCGINTY & DONNELLY LLP ONE BATTERY PARK PLAZA NEW YORK NY 10004 990 2019-07-01 202905531 NEW YORK STEM CELL FOUNDATION INC NEWY 2123657428 619 WEST 54TH STREET 3RD FL NEW YORK NY 10019 SUSAN L SOLOMON CEO 2123657428 2021-05-17 1 JAMES J REILLY P00183769 2126617777 2019 2022-09-23 18:48:47Z SUSAN L SOLOMON 619 WEST 54TH STREET 3RD FL NEW YORK NY 10019 21868347 0 X WWW.NYSCF.ORG X 2005 NY SEE SCHEDULE O.TO ADVANCE THE MOST CUTTING-EDGE STEM CELL RESEARCH IN THE WORLD, TO SUPPORT STEM CELL SCIENTISTS, AND TO EDUCATE THE PUBLIC. 15 14 124 14 0 0 36843837 20431488 0 0 64836 23583 3227282 1156451 40135955 21611522 9232248 9204024 0 0 10245628 13180211 0 0 1654262 11027265 12891516 30505141 35275751 9630814 -13664229 82378860 70013247 20953938 22548357 61424922 47464890 X SEE SCHEDULE O 0 0 32114173 9204024 SEE SCHEDULE O 32114173 1 1 0 0 0 0 0 0 0 0 1 0 0 0 1 1 1 0 0 0 1 1 0 0 1 0 0 1 0 1 0 0 0 0 0 0 0 0 1 0 0 0 1 1 0 0 0 1 35 0 1 124 1 0 0 0 0 0 1 1 0 0 0 0 0 0 X 15 14 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 CA NY X NEW YORK STEM CELL FOUNDATION 2123657428 619 WEST 54TH STREET 3RD FL NEW YORK NY 10019 SUSAN L SOLOMON CEO & DIRECTOR 40.00 X X 701154 0 41361 JEFFREY WALLERSTEIN CHIEF FINANCIAL & OPERATING 40.00 X 428480 0 58090 ELIZABETH SCHWARZBACH CHIEF BUSINESS OFFICER 40.00 X 352071 0 26380 FREDERICK MONSMA SENIOR VP, SCIENTIFIC OPERATIONS 40.00 X 262067 0 25392 DANIEL PAULL VICE PRES., STEM CELL TECH 40.00 X 259083 0 39107 SCOTT NOGGLE SENIOR VP, RESEARCH 40.00 X 252645 0 62497 MELISSA NIRENBERG FORMER CHIEF MEDICAL OFFICER 40.00 X 248000 0 0 ROY GERONEMUS MD CHAIRMAN & DIRECTOR 3.00 X X 0 0 0 MARGO ALEXANDER TREASURER & DIRECTOR 3.00 X X 0 0 0 ANITA VOLZ WIEN DIRECTOR 3.00 X 0 0 0 KAREN E BURKE MD PHD DIRECTOR 3.00 X 0 0 0 STEPHEN ROSS DIRECTOR 3.00 X 0 0 0 STEPHEN SCHERR DIRECTOR 3.00 X 0 0 0 PAUL GOLDBERGER DIRECTOR 3.00 X 0 0 0 RICHARD J MASSEY PHD DIRECTOR 3.00 X 0 0 0 MARILYN G BRESLOW DIRECTOR 3.00 X 0 0 0 PEGGY BRIM BEWKES DIRECTOR 3.00 X 0 0 0 GEORGE LAZARUS MD DIRECTOR 3.00 X 0 0 0 PAUL MEISTER DIRECTOR 3.00 X 0 0 0 KAY UNGER DIRECTOR DIRECTOR 3.00 X 0 0 0 FRANCESCO CLARK DIRECTOR 3.00 X 0 0 0 2503500 0 252827 7 1 1 0 DLA PIPER LLP PO BOX 64029 BALTIMORE MD 21264 LEGAL 406030 LISA STROVINK CO NYSCF 619 WEST 54TH STREET NEW YORK NY 10019 CONSULTANT 192824 BRITTON BUSINESS COMPUTING 302 A WEST 12TH STREET 335 NEW YORK NY 10014 IT CONSULTANT 176344 IPS - INTEGRATED PROJECT SERVICES INC 721 ARBOR WAY SUITE 100 BLUE BELL PA 19422 ENGINEERING CONSULTANT 161867 VALIDATION MASTERS DOUGLAS ROAD FAR HILLS NJ 07931 ENGINEERING CONSULTANT 126403 5 1568522 2245430 16617536 38054 20431488 23583 23583 1156051 1156051 38054 38054 0 0 218771 1568522 218771 0 OTHER 900099 400 400 400 21611522 0 0 1180034 8004024 8004024 1200000 1200000 1278696 749326 316988 212382 9510773 8390466 463284 657023 394993 344787 21907 28299 1223820 1062754 68048 93018 771929 657982 53993 59954 715897 693858 22039 27327 1650 25677 479162 262919 83030 133213 400091 289768 72319 38004 166624 135196 14841 16587 2980240 2692142 134793 153305 34014 22518 8239 3257 486977 441979 10794 34204 425019 383266 25694 16059 2358251 2143989 133844 80418 221460 192671 17716 11073 LABORATORY EXPENSES 4204199 4204199 PRINTING & VIDEO PRODUC 155004 88831 220 65953 MISCELLANEOUS 153026 83739 23698 45589 DUES & SUBSCRIPTIONS 84225 68109 10192 5924 35275751 32114173 1507316 1654262 1000 1000 6961454 6082984 48851898 36629309 380024 561145 40348740 13903207 26034600 26445533 149884 293276 82378860 70013247 2367056 2121051 1616134 1776064 173650 327756 10050695 9135014 6746403 9188472 20953938 22548357 X 10527800 9385498 50897122 38079392 61424922 47464890 82378860 70013247 X -13664229 -95486 -200317 X X 0 1 X 1 1 1 X 39517807 17320264 37464798 36843837 20431488 151578194 39517807 17320264 37464798 36843837 20431488 151578194 71114211 80463983 12245 24270 537319 3113565 1179634 4867033 12969 173762 400 187131 156632358 0.51370 0.46570 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 27367272 9563948 17803324 12981468 4339259 8642209 26445533 CAPITAL LEASE PAYABLE 194666 DEFERRED RENT & LEASE INCENTIVE 6786317 SECURITY DEPOSIT 45940 LOAN PAYABLE - PPP 1865138 INTEREST RATE SWAP ADJUSTMENT 296411 9188472 X 21322647 -95486 6928 -88558 21411205 200317 200317 21611522 35282679 6928 6928 35275751 0 35275751 PART X, LINE 2: NYSCF IS SUBJECT TO THE PROVISIONS OF THE FINANCIAL ACCOUNTING STANDARDS BOARD'S (THE "FASB") ACCOUNTING STANDARDS CODIFICATION ("ASC") TOPIC 740, INCOME TAXES, RELATING TO ACCOUNTING AND REPORTING FOR UNCERTAINTY IN INCOME TAXES. BECAUSE OF NYSCF'S GENERAL TAX-EXEMPT STATUS, THE ADOPTION OF ASC TOPIC 740-10-05 HAS NOT HAD, AND IS NOT EXPECTED TO HAVE, A MATERIAL IMPACT ON NYSCF'S FINANCIAL STATEMENTS. PART XI, LINE 4B - OTHER ADJUSTMENTS: INTEREST RATE SWAP 200,317. 1 EUROPE GRANTMAKING GRANTS 1200000 0 0 0 0 0 0 1200000 0 1200000 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM GRANTS 300000 WIRE EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM GRANTS 300000 WIRE EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM GRANTS 300000 WIRE EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM GRANT 300000 WIRE 0 0 0 0 0 0 PART I, LINE 2: NYSCF WILL CONTACT BOTH THE INDIVIDUAL AND THE INSTITUTION IN WHICH THE GRANT/FELLOWSHIP WILL BE HELD. IN ACCEPTING THE FUNDS, THE GRANTEE/FELLOW MUST AGREE TO THE TERMS AND CONDITIONS SET FORTH BY NYSCF AND ACKNOWLEDGE THAT WHILE NYSCF IS PROVIDING SUPPORT FOR THIS PROJECT, SOLE RESPONSIBILITY FOR THE SUPERVISION, DIRECTION AND CONTROL OF THE CONDUCT OF THE PROJECT LIES WITH THE GRANTEE/FELLOW. THE GRANTEE/FELLOW IS ALSO RESPONSIBLE FOR TRANSMITTING A COPY OF THE NOTIFICATION FROM NYSCF TO THEIR FACULTY SPONSOR AND HOST INSTITUTION FOR SIGNATURES. IF THE GRANT OR FELLOWSHIP IS TERMINATED PREMATURELY FOR ANY REASON OR IF THE FELLOW WISHES TO AMEND THE PROJECT, NYSCF MUST BE NOTIFIED IMMEDIATELY. PART III ACCOUNTING METHOD: GALA 1787293 1568522 218771 121677 88317 8777 1787293 1568522 218771 121677 88317 8777 218771 0 1 BOSTON'S CHILDREN HOSPITAL 300 LONGWOOD AVENUE BOSTON MA 02115 042774441 501(C)(3) 600000 GRANT CALIFORNIA INSTITUTE OF TECHNOLOGY 1200 E CALIFORNIA BLVD PASADENA CA 91125 951643307 501(C)(3) 600000 GRANT CASE WESTERN RESERVE UNIVERSITY SCHOOL 10900 EUCLID AVE CLEVELAND OH 44106 341018992 501(C)(3) 60000 FELLOWSHIP CINCINNATI CHILDREN'S HOSPITAL MEDICAL CENTER 3333 BURNET AVE ML 4900 CINCINNATI OH 45229 310833936 501(C)(3) 300000 GRANT COLUMBIA UNIVERSITY 615 WEST 131 STREET 6TH FL NEW YORK NY 10027 135598093 501(C)(3) 300000 GRANT HACKENSACK UNIVERSITY MEDICAL CENTER 30 PROSPECT AVE HACKENSACK NJ 07601 203075723 501(C)(3) 60000 FELLOWSHIP HARVARD UNIVERSITY PO BOX 415649 BOSTON MA 02241 042103580 501(C)(3) 900000 GRANT MASSACHUSETTS GENERAL HOSPITAL 185 CAMBRIDGE STREET BOSTON MA 02114 041564655 501(C)(3) 300000 GRANT PRINCETON UNIVERSITY NEW SOUTH BUILDING FOURTH FLOOR PRINCETON NJ 10065 210634501 501(C)(3) 600000 GRANT THE BRIGHAM AND WOMEN'S HOSPITAL 75 FRANCIS STREET BOSTON MA 02115 042312909 501(C)(3) 300000 GRANT STANFORD UNIVERSITY 301 RAVENSWOOD AVENUE MENLO PARK CA 94025 941156365 501(C)(3) 1500000 GRANT UNIVERSITY OF CALIFORNIA BERKELEY 2150 SHATTUCK AVE SUITE 300 BERKELEY CA 94704 124726725 501(C)(3) 900000 GRANT UNIVERSITY OF SOUTHERN CALIFORNIA UNIVERSITY GARDEN SUITE 205 LOS ANGELES CA 90089 951642394 501(C)(3) 300000 GRANT UNIVERSITY OF CALIFORNIA LOS ANGELES 10920 WILSHIRE BLVD SUITE 620 LOS ANGELES CA 90024 956006143 501(C)(3) 300000 GRANT YALE UNIVERSITY POBOX 1873 NEW HAVEN CT 06508 060646973 501(C)(3) 36910 GRANT ROCKEFELLER UNIVERSITY 1230 YORK AVE NEW YORK NY 10065 131624158 501(C)(3) 61000 FELLOWSHIP WEILL CORNELL MEDICAL COLLEGE 575 LEXINGTON AVE NEW YORK NY 10022 131623978 501(C)(3) 107135 FELLOWSHIP STANFORD UNIVERSITY 301 RAVENSWOOD AVENUE MENLO PARK CA 94025 941156365 501(C)(3) 61000 FELLOWSHIP STORYLINE HEALTH INC 2935 ANNE MARIE DRIVE COTTON HEIGHTS UT 84121 900933703 501(C)(3) 100000 GRANT UNIVERSITY OF NORTH CAROLINA AT CHAPEL HILL CB1350 104 AIRPORT DRIVE SUITE 2200 2200 CHAPEL HILL NC 27599 566001393 501(C)(3) 300000 GRANT NORTHWESTERN UNIVERSITY 633 CLARK STREET EVANSON IL 60208 362167817 501(C)(3) 300000 GRANT ALBERT EINSTEIN COLLEGE OF MEDICINE 1300 MORRIS PARK AVENUE BRONX NY 10461 472209056 501(C)(3) 13784 FELLOWSHIP 22 PART I, LINE 2: NYSCF WILL CONTACT BOTH THE INDIVIDUAL AND THE INSTITUTION IN WHICH THE GRANT/FELLOWSHIP WILL BE HELD. IN ACCEPTING THE FUNDS, THE GRANTEE/FELLOW MUST AGREE TO THE TERMS AND CONDITIONS SET FORTH BY NYSCF AND ACKNOWLEDGE THAT WHILE NYSCF IS PROVIDING SUPPORT FOR THIS PROJECT, SOLE RESPONSIBILITY FOR THE SUPERVISION, DIRECTION AND CONTROL OF THE CONDUCT OF THE PROJECT LIES WITH THE GRANTEE/FELLOW. THE GRANTEE/FELLOW IS ALSO RESPONSIBLE FOR TRANSMITTING A COPY OF THE NOTIFICATION FROM NYSCF TO THEIR FACULTY SPONSOR AND HOST INSTITUTION FOR SIGNATURES. IF THE GRANT OR FELLOWSHIP IS TERMINATED PREMATURELY FOR ANY REASON OR IF THE FELLOW WISHES TO AMEND THE PROJECT, NYSCF MUST BE NOTIFIED IMMEDIATELY. X X X X X X 0 0 0 0 0 0 0 0 0 SUSAN L SOLOMON CEO & DIRECTOR 701154 0 0 0 0 0 14000 0 27361 0 742515 0 0 0 JEFFREY WALLERSTEIN CHIEF FINANCIAL & OPERATING 428480 0 0 0 0 0 14000 0 44090 0 486570 0 0 0 ELIZABETH SCHWARZBACH CHIEF BUSINESS OFFICER 352071 0 0 0 0 0 14000 0 12380 0 378451 0 0 0 FREDERICK MONSMA SENIOR VP, SCIENTIFIC OPERATIONS 262067 0 0 0 0 0 13068 0 12324 0 287459 0 0 0 DANIEL PAULL VICE PRES., STEM CELL TECH 259083 0 0 0 0 0 13519 0 25588 0 298190 0 0 0 SCOTT NOGGLE SENIOR VP, RESEARCH 252645 0 0 0 0 0 13068 0 49429 0 315142 0 0 0 MELISSA NIRENBERG FORMER CHIEF MEDICAL OFFICER 248000 0 0 0 0 0 0 0 0 0 248000 0 0 0 X 4 38054 FMV 0 1 0 PART III - LINE 1 THE NEW YORK STEM CELL FOUNDATION ("NYSCF") IS A NOT-FOR-PROFIT ORGANIZATION THAT WAS INCORPORATED IN THE STATE OF NEW YORK ON MAY 19, 2005. NYSCF'S MISSION IS TO ACCELERATE CURES FOR THE MAJOR DISEASES OF OUR TIME THROUGH STEM CELL RESEARCH. NYSCF PROGRAMS INCLUDE: 1) NYSCF RESEARCH - SUPPORTING AND ENABLING THE UNRESTRICTED PURSUIT OF THE MOST ADVANCED STEM CELL RESEARCH, BOTH IN OUR OWN LABORATORY AND THROUGH COLLABORATIONS WITH MAJOR MEDICAL RESEARCH INSTITUTIONS; 2) NYSCF FELLOWSHIP AND INNOVATOR PROGRAMS - SUPPORTING AND TRAINING THE NEXT GENERATION OF SCIENTISTS, BOTH AT THE POST-DOCTORAL LEVEL AS FELLOWS, AND AS INVESTIGATORS PURSUING INNOVATIVE WORK THAT TRANSLATES RESEARCH INTO CURES; 3) NYSCF CONFERENCE AND SYMPOSIA - CONVENING THE PRE-EMINENT ANNUAL TRANSLATIONAL STEM CELL RESEARCH CONFERENCE AND AN ON-GOING SERIES OF PROGRAMS FOR SCIENTISTS, POLICYMAKERS AND THE PUBLIC. PART III - LINE 4A NYSCF RESEARCH - SUPPORTING AND ENABLING THE UNRESTRICTED PURSUIT OF THE MOST ADVANCED STEM CELL RESEARCH, BOTH IN OUR OWN LABORATORY AND THROUGH COLLABORATIONS WITH MAJOR MEDICAL RESEARCH INSTITUTIONS. NYSCF FELLOWSHIP AND INNOVATOR PROGRAMS - SUPPORTING AND TRAINING THE NEXT GENERATION OF SCIENTISTS, BOTH AT THE POST-DOCTORAL LEVEL AS FELLOWS, AND AS INVESTIGATORS PURSUING INNOVATIVE WORK THAT TRANSLATES RESEARCH INTO CURES. NYSCF CONFERENCE AND SYMPOSIA - CONVENING THE PRE-EMINENT ANNUAL TRANSLATIONAL STEM CELL RESEARCH CONFERENCE AND AN ON-GOING SERIES OF PROGRAMS FOR SCIENTISTS, POLICYMAKERS AND THE PUBLIC. FORM 990, PART VI, SECTION A, LINE 2 SUSAN L. SOLOMON, CEO & DIRECTOR IS MARRIED TO PAUL GOLDBERGER, DIRECTOR JEFF WALLERSTEIN, CHIEF FINANCIAL & OPERATING OFFICER IS THE BROTHER-IN-LAW OF STEPHEN SCHERR, DIRECTOR. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS REVIEWED BY THE FINANCE COMMITTEE AND DISTRIBUTED TO THE ENTIRE BOARD OF DIRECTORS FOR THEIR REVIEW PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C THE CONFLICT OF INTEREST POLICY IS DISTRIBUTED ANNUALLY FOR REVIEW AND SIGNATURE. FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION IS DETERMINED BY REVIEWING COMPARABLE ORGANIZATIONS' FORM 990, ENGAGING AN INDEPENDENT COMPENSATION CONSULTANT TO PREPARE AN ANALYSIS AND REPORT ABOUT THE CEO AND OTHER KEY EMPLOYEE'S COMPENSATION. THESE MATERIALS ARE PRESENTED TO THE ORGANIZATION'S COMPENSATION COMMITTEE, WHICH REPORTS TO THE FULL BOARD. FORM 990, PART VI, SECTION C, LINE 19 NYSCF MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART XI, LINE 9: INTEREST RATE SWAP -200,317. FORM 990. PART XII, LINE 2C. THE PROCESS HAS NOT BEEN CHANGED FROM THE PRIOR YEAR. CELLRAY LLC 619 WEST 54TH STREET 3RD FL NEW YORK NY 10019 833338908 RESEARCH DE 0 0 NYSCF CELLRAY TECHNOLOGIES INC 619 WEST 54TH STREET 3RD FL NEW YORK NY 10019 455639489 RESEARCH DE NYSCF C 1.00000 0 CELLRAY GLOBAL INC 619 WEST 54TH STREET 3RD FL NEW YORK NY 10019 463664876 RESEARCH DE NYSCF C 1.00000 0 FOUNDATION CELL THERAPEUTICS 619 WEST 54TH STREET 3RD FL NEW YORK NY 10019 371905708 RESEARCH DE NYSCF C 1.00000 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0