2021-05-13T21:39:21-07:00 2020-06-30 990 2019-07-01 620475697 UNIVERSITY OF THE SOUTH UNIV 9315981349 735 University Ave Sewanee TN 373831000 Douglass Williams Treasurer 9315981349 2021-05-14 2019 2022-09-23 18:48:47Z Reuben E Brigety II 735 University Ave Sewanee TN 373831000 333899353 0 X www.sewanee.edu X 1858 TN An Episcopal University composed of the College of Arts and Sciences and the School of Theology. 144 139 2007 1400 3521363 67268 29648573 22274814 117095553 113865023 16143148 22982942 1134743 1698251 164022017 160821030 36649497 39165578 0 0 62744679 64217618 0 0 2425762 46343930 46507557 145738106 149890753 18283911 10930277 748650415 763236262 111915000 115846221 636735415 647390041 The College of Arts and Sciences is committed to the development of the whole person through a liberal arts education of the highest quality. The School of Theology educates women and men to serve the broad whole of the Episcopal Church in ordained and lay vocations. 0 0 88291261 39156518 89528871 INSTRUCTION: IN THE COLLEGE OF ARTS AND SCIENCES, STUDENTS WORK CLOSELY WITH DISTINGUISHED AND DIVERSE FACULTY IN A DEMANDING COURSE OF HUMANE AND SCIENTIFIC STUDY THAT PREPARES THEM FOR LIVES OF ACHIEVEMENT AND SERVICE. A STUDENT-FACULTY RATIO OF 11:1 ENABLES CLOSE STUDENT-FACULTY INTERACTION IN THE CLASSROOM AND ALLOWS FOR FACULTY GUIDANCE IN STUDENT RESEARCH. 14668128 0 2585099 STUDENT SERVICES: A WIDE RANGE OF CO-CURRICULAR AND RECREATIONAL OPPORTUNITIES ARE AVAILABLE TO COMPLEMENT THE ACADEMIC EXPERIENCE AND SUPPORT STUDENT LIFE. MORE THAN A HUNDRED ORGANIZATIONS AND CLUBS FACILITATE SOCIAL INTERACTION BETWEEN STUDENTS AND BETWEEN STUDENTS AND THE BROADER SEWANEE COMMUNITY. 15411154 0 17056666 HOUSING AND AUXILIARY SERVICES: THE COLLEGE IS A RESIDENTIAL LIBERAL ARTS COLLEGE. ROOM AND BOARD PROGRAMS ARE DESIGNED TO ENCOURAGE OPPORTUNITIES FOR CONVERSATION AND COMMUNITY BUILDING BEYOND THE CLASSROOM. BESIDES TRADITIONAL RESIDENCE DORMITORIES, STUDENTS MAY ALSO CHOOSE TO LIVE IN A THEME HOUSE WHICH BRINGS TOGETHER STUDENTS WITH A COMMON INTEREST. 6222553 0 992093 OTHER PROGRAM SERVICES: OTHER PROGRAM EXPENSES ARE PRIMARILY COMPRISED OF EXPENSES RELATED TO FACULTY RESEARCH ACTIVITIES AND OF EXPENSES RELATED TO PLANT MAINTENANCE AND OPERATION. 6222553 0 992093 124593096 1 1 0 0 0 0 1 1 0 1 1 1 0 0 1 1 1 0 1 1 1 0 1 0 0 0 0 0 1 1 1 0 0 0 0 0 0 1 0 0 0 1 1 0 0 0 0 0 0 0 1 31 0 1 2007 1 1 1 1 SP 0 0 0 0 0 0 0 0 0 0 X 144 139 0 0 0 0 0 1 1 1 1 0 0 0 1 1 1 1 0 1 1 0 AL AR CA FL HI MD NC NH NY OR TN TX WA X Doug Williams 9315981349 735 University Ave Sewanee TN 373831000 John M McCardell Jr Former Vice Chancellor/President 40 X 584894 0 80721 Nancy Berner Provost 40 X 248887 0 62226 Jay Fisher VP of Advancement 40 X 196289 0 68646 Terry Papillon Dean of the College 40 X 204196 0 48286 Earl Williams Treasurer 40 X 212807 0 28858 William Gentry Dean of Students 40 X 210629 0 28031 Lucy Singer Legal Counsel 40 X 188194 0 33971 Eugene Prunty Professor 40 X 181001 0 38398 Lee Ann Backlund Dean of Admission 40 X 186386 0 30639 Neil Alexander Dean of School of Theology 40 X 168444 0 44342 Eric Hartman VP Risk Assessment 40 X 152342 0 42980 Vicki Sells Assoc Provost IT 40 X 156382 0 22669 Catherine Cavagnaro Board Member 40 X 95693 0 82010 Alyssa Summers Professor 40 X 151541 0 12919 Sarah Boykin Asst VP 40 X 153222 0 8430 Ruth Sanchez Imizcoz Board Member 40 X 111608 0 24677 Julia M Gatta Board Member 40 X 71626 0 22233 Kate Reed Board Member 40 X 58085 0 11507 Mrs Allison Moreman Board Member 2 X 0 0 0 Mrs Alyson Keith Crouch Hardin Board Member 2 X 0 0 0 Andrew Carter Board Member 2 X 0 0 0 Ann Patterson Rhyne Board Member 2 X 0 0 0 Anna Laura Spencer Board Member 2 X 0 0 0 Anne Hodges Copple Board Member 2 X 0 0 0 Ben Okoh Board Member 2 X 0 0 0 Benjamin Thomas Board Member 2 X 0 0 0 Benton Williamson Board Member 2 X 0 0 0 Brian Cole Board Member 2 X 0 0 0 Brian Richard Seage Board Member 2 X 0 0 0 Buckner Hinkle Jr Board Member 2 X 0 0 0 C Andrew Doyle Board Member 2 X 0 0 0 Doris A Colby Westfall Board Member 2 X 0 0 0 Canon Gene B Manning Board Member 2 X 0 0 0 Catherine Carlisi Board Member 2 X 0 0 0 Christopher V Sturgeon Board Member 2 X 0 0 0 Mrs Christina Butterworth Board Member 2 X 0 0 0 Mrs Christina Randall Vial Comer Board Member 2 X 0 0 0 Dabney Tyler Smith Board Member 2 X 0 0 0 David Bruce Johnson Board Member 2 X 0 0 0 David Dye Board Member 2 X 0 0 0 David A Elliott III Board Member 2 X 0 0 0 David Sanders Board Member 2 X 0 0 0 David M Reed Board Member 2 X 0 0 0 Suzi Robertson Board Member 2 X 0 0 0 Drew A Broach Board Member 2 X 0 0 0 Edwin Everett Puri Board Member 2 X 0 0 0 Elliott M Harrigan Board Member 2 X 0 0 0 Emerson Bell Board Member 2 X 0 0 0 Felicia Bullock Board Member 2 X 0 0 0 Frank B Gummey III Board Member 2 X 0 0 0 George B Elliott Jr Board Member 2 X 0 0 0 George Gunther Clarke Jr Board Member 2 X 0 0 0 George R Sumner Jr Board Member 2 X 0 0 0 George B Williamson Board Member 2 X 0 0 0 Gregory O Brewer Board Member 2 X 0 0 0 H E Miller Jr Board Member 2 X 0 0 0 Hilary Jarvis Board Member 2 X 0 0 0 Mrs Isabella Stuart Reeves Board Member 2 X 0 0 0 J Scott Mayer Board Member 2 X 0 0 0 J Thomas Sutton Board Member 2 X 0 0 0 Jackson Byron Greene Board Member 2 X 0 0 0 Jacob W Owensby Board Member 2 X 0 0 0 James Donald Folds Jr Board Member 2 X 0 0 0 James Russell Kendrick Board Member 2 X 0 0 0 Jane Hart Lewis Board Member 2 X 0 0 0 Jeff W Fisher Board Member 2 X 0 0 0 Jeffery Patenaude Board Member 2 X 0 0 0 John C Bauerschmidt Board Member 2 X 0 0 0 John Flynn Board Member 2 X 0 0 0 John H Riggin Board Member 2 X 0 0 0 John McKee Sloan Board Member 2 X 0 0 0 Jose A McLoughlin Board Member 2 X 0 0 0 Joseph B Mays Jr Board Member 2 X 0 0 0 Kai Rodning Board Member 2 X 0 0 0 Karen W Booth Board Member 2 X 0 0 0 Katherine J Nielsen Board Member 2 X 0 0 0 Ken Baxter Board Member 2 X 0 0 0 Larry R Benfield Board Member 2 X 0 0 0 Leslie Newman Board Member 2 X 0 0 0 Mark A Van Koevering Board Member 2 X 0 0 0 Michael Carlisle Board Member 2 X 0 0 0 Michael G Smith Board Member 2 X 0 0 0 Montague L Boyd IV Board Member 2 X 0 0 0 Morris K Thompson Jr Board Member 2 X 0 0 0 Newell Smith Harbin Board Member 2 X 0 0 0 Norman Jetmundsen Board Member 2 X 0 0 0 Orrin Harrison Board Member 2 X 0 0 0 Parker Bauer Board Member 2 X 0 0 0 Paul D Martin Board Member 2 X 0 0 0 Paul Klitzke Board Member 2 X 0 0 0 Peter D Eaton Board Member 2 X 0 0 0 Philip Earhart Board Member 2 X 0 0 0 Phoebe Roaf Board Member 2 X 0 0 0 Ralph F Howe Jr Board Member 2 X 0 0 0 Ramiro Lopez Jr Board Member 2 X 0 0 0 Rayid Ghani Board Member 2 X 0 0 0 Reid Thomas Funston Sr Board Member 2 X 0 0 0 Renia R Dotson Board Member 2 X 0 0 0 Rob Donehue Board Member 2 X 0 0 0 Robert B Cook Jr Board Member 2 X 0 0 0 Robert C Wright Board Member 2 X 0 0 0 Robert L Brown Board Member 2 X 0 0 0 Robert S Skirving Board Member 2 X 0 0 0 Samuel Johnson Howard Board Member 2 X 0 0 0 Samuel S Rodman III Board Member 2 X 0 0 0 Sandy Guitar Wallis Board Member 2 X 0 0 0 Shawn B Pettus Board Member 2 X 0 0 0 Stephanie Miller Board Member 2 X 0 0 0 Mrs Suzanne Meyers Board Member 2 X 0 0 0 Tammy Pallot Board Member 2 X 0 0 0 Tara Bartal Board Member 2 X 0 0 0 Ted Clarkson Board Member 2 X 0 0 0 Terry Allen White Board Member 2 X 0 0 0 Thomas Christoph Keller Board Member 2 X 0 0 0 Tom Miller Board Member 2 X 0 0 0 Thomas C Purdy Board Member 2 X 0 0 0 Troy Eichenberger Board Member 2 X 0 0 0 Mrs Valerie Tan Crumpton Board Member 2 X 0 0 0 WA Stringer Board Member 2 X 0 0 0 Mrs Whitney Robinson Board Member 2 X 0 0 0 Cornelia LaRussa Board Member 2 X 0 0 0 Gregory Hearing Board Member 2 X 0 0 0 David Goldberg Board Member 2 X 0 0 0 Abby Cole Board Member 2 X 0 0 0 Abigail W Moon Board Member 2 X 0 0 0 Allison Mackenzie Caudill Board Member 2 X 0 0 0 Andrew Waldo Board Member 2 X 0 0 0 Bill Gage Board Member 2 X 0 0 0 Bill Harper Board Member 2 X 0 0 0 Bill Stiefel Jr Board Member 2 X 0 0 0 Bonnie Underwood Board Member 2 X 0 0 0 Carol Titus Board Member 2 X 0 0 0 Cindy Phelps-Streit Board Member 2 X 0 0 0 Dalton Lyon Board Member 2 X 0 0 0 Deon K Johnson Board Member 2 X 0 0 0 Dr Glenda S Curry Board Member 2 X 0 0 0 Dr Marti Dalby Board Member 2 X 0 0 0 Eric Stevenson Board Member 2 X 0 0 0 Eugene F Reuman Board Member 2 X 0 0 0 Frances Webster Board Member 2 X 0 0 0 Frank Logue Board Member 2 X 0 0 0 Gary Butterworth Board Member 2 X 0 0 0 Gene B Manning Board Member 2 X 0 0 0 J Malone Gilliam Board Member 2 X 0 0 0 Jack Lauless Board Member 2 X 0 0 0 Jennifer Hargrave Board Member 2 X 0 0 0 Jennifer L Rodgers Board Member 2 X 0 0 0 Jim Liggett Board Member 2 X 0 0 0 Kathryn M Ryan Board Member 2 X 0 0 0 Katie C Pearson Board Member 2 X 0 0 0 Kirby L Colson Board Member 2 X 0 0 0 Kristine Laudadio Devine Board Member 2 X 0 0 0 Liz Dalrymple Board Member 2 X 0 0 0 Lucy Lacey Shackelford Board Member 2 X 0 0 0 M Sanjeeva Senanayake Board Member 2 X 0 0 0 Mallory L Dimmitt Board Member 2 X 0 0 0 Marguerite H Gray Board Member 2 X 0 0 0 Matthew Farr Board Member 2 X 0 0 0 Miranda Cully Board Member 2 X 0 0 0 PJ Deschenes Board Member 2 X 0 0 0 Polly H Robb Board Member 2 X 0 0 0 Rebecca Crumrine Rieder Board Member 2 X 0 0 0 Richard T Earle III Board Member 2 X 0 0 0 Robert Fowler Board Member 2 X 0 0 0 Rondal Richardson Board Member 2 X 0 0 0 Scott Davis Board Member 2 X 0 0 0 Tandy Lewis Board Member 2 X 0 0 0 Vicki T Burgess Board Member 2 X 0 0 0 W Christopher Behnke Board Member 2 X 0 0 0 William H Rue Jr Board Member 2 X 0 0 0 Iyassu Kebede Board Member 2 X 0 0 0 Michael Harber Board Member 2 X 0 0 0 Sarah Strand Board Member 2 X 0 0 0 William H Rue Jr Board Member 2 X 0 0 0 Kasey Taylor Board Member 2 X 0 0 0 Reuben Brigety Current Vice Chancellor/President 40 X 0 0 0 3332226 0 691543 77 0 1 0 American Constructors Inc PO Box 120129 Nashville TN 37212 Construction 5878708 Edgehill Endowment Partners 205 Whitney Avenue Suite 201 New Haven CT 06511 Endowment Management 1103986 Ebsco Information Services 17 19 Washington St Tenafly NJ 07670 Research Databases 454012 Tri State Roofing Contractors LLC 3126 Alton Park Blvd Chattanooga TN 37410 Roofing 361487 Wier Boerner Allin Architecture PLLC 1410 51st Ave Suite 107 Nashvill TN 37209 Architecture 351163 14 0 0 0 0 1857623 20417191 1808048 22274814 Tuition and Fees 611310 82589298 82589298 0 0 Auxiliary Sales and Services 611310 28043992 24341698 3702294 0 Education Sales and Services 611310 1121657 1121657 0 0 2110076 2110076 0 0 113865023 22393111 0 -180931 22574042 317288 0 0 317288 1698251 0 0 1698251 0 0 173350866 0 173078323 0 272543 0 272543 0 0 272543 0 0 160821030 110162729 3521363 24862124 0 0 38179067 38179067 986511 986511 0 0 3652764 1571935 1940021 140808 0 0 0 0 45009845 34824045 8870796 1315004 4244446 3200699 917480 126267 8206409 6586386 1388271 231752 3104154 2340815 670994 92345 0 0 0 0 129484 33245 95799 440 120664 0 120664 0 0 0 0 0 0 0 1117491 0 1117491 0 12957650 11576222 1107852 273576 2025179 1485045 494002 46132 1933008 1740375 168265 24368 1201913 378583 818211 5119 17590 17220 370 0 1019363 815393 157181 46789 1490420 990251 468701 31468 0 0 0 0 611894 469976 132681 9237 2673114 2672387 727 0 0 0 0 0 9824162 9089485 734677 0 1024548 177626 845314 1608 Food 3688126 2959241 706123 22762 Equipment Rental/Mantenance 527656 244927 274929 7800 Utilities 2380437 2338765 41672 0 Renewals and Replacements 2074248 1125851 945208 3189 1690610 789046 854466 47098 149890753 124593096 22871895 2425762 7491758 8115630 85332850 101355190 35721470 32317303 734704 703458 0 0 0 0 204127 220336 508901 482194 1232151 931539 312463666 107016452 197259640 205447214 88016372 93083727 300628664 289511454 1565180 1731588 4020778 3711268 25933820 25625361 748650415 763236262 11218435 15930246 1258156 2032071 89978444 86279830 3055818 2550829 6404147 9053245 111915000 115846221 X 252912187 256018632 383823228 391371409 636735415 647390041 748650415 763236262 X 10930277 43250 0 0 0 -318901 X 0 1 X 1 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED X X X 2 3208 0 0 0 1 1 450 9800 1 0 0 X X X 0 408769263 11824002 20972060 10143131 11907154 0 419515040 410985859 4926176 13593015 9538462 11197325 0 408769263 395006424 14115944 24387177 10360896 12162790 0 410985859 357773319 14105503 42908044 9099003 10681439 0 395006424 377821984 7400502 -7943606 8972559 10533002 0 357773319 0.23 0.43 0.34 1 0 0 19676302 19676302 196779 233552780 74473877 159275682 0 0 0 0 0 38907334 32542575 6364759 0 20130471 0 20130471 205447214 Global Equities 135397355 F Hedge Funds 65759922 F Private Equity 88354177 F 289511454 0 Refundable government advances 1670983 Postretirement benefit liability 4348233 Asset retirement obligation 3034029 9053245 X 120817467 43250 0 0 -38929322 -38886072 159703539 1117491 0 1117491 160821030 110162841 0 0 0 0 0 110162841 1117491 38610421 39727912 149890753 Schedule D, Part II, Line 5 THE LAND TRUST MONITORS EACH PROPERTY AT LEAST ANNUALLY TO ENSURE THAT THE TERMS OF THE EASEMENT ARE BEING MET. Schedule D, Part II, Line 9 CONSERVATION EASEMENT(S) ARE NOT REFLECTED IN THE BALANCE SHEET; INCIDENTAL EXPENSES REFERENCED IN SCHEDULE D PART II, LINE 7 FLOW THROUGH ON THE STATEMENT OF ACTIVITIES. Schedule D, Part III, Line 1 THE UNIVERSITY DOES NOT INCLUDE EITHER THE COST OR THE VALUE OF ITS COLLECTIONS ON THE STATEMENT OF FINANCIAL POSITION, NOR DOES IT RECOGNIZE GIFTS OF COLLECTION ITEMS AS REVENUES IN THE STATEMENT OF ACTIVITIES. THE PROCEEDS FROM ITEMS DISPOSED OF ARE REPORTED AS INCREASES IN THE APPROPRIATE CLASS OF NET ASSETS IN THE STATEMENT OF ACTIVITIES. CONTRIBUTED WORKS OF ART, HISTORICAL TREASURES, AND SIMILAR ASSETS THAT ARE NOT ADDED TO COLLECTIONS ARE REPORTED AS ASSETS HELD FOR SALE ON THE STATEMENTS OF FINANCIAL POSITION AT THEIR FAIR MARKET VALUES AT THE DATE OF THE GIFT. Schedule D, Part III, Line 4 THE UNIVERSITY COLLECTS WORKS OF ART, HISTORICAL TREASURES, AND SIMILAR ASSETS WHICH REFLECT THE HISTORY OF THE INSTITUTION AND/OR SUPPORT ITS EDUCATIONAL PURPOSE. THE COLLECTIONS ARE MAINTAINED FOR PUBLIC EXHIBITION, EDUCATION AND RESEARCH IN FURTHERANCE OF PUBLIC SERVICE RATHER THAN FOR FINANCIAL GAIN. COLLECTIONS ARE PROTECTED, KEPT UNENCUMBERED, CARED FOR, AND PRESERVED. AS A MATTER OF POLICY, THE PROCEEDS OF ITEMS IN COLLECTIONS THAT ARE SOLD ARE USED TO ACQUIRE OTHER ITEMS FOR COLLECTIONS. Schedule D, Part V, Line 4 ENDOWMENT FUNDS ARE HELD IN PERPETUITY AND THE EARNINGS ARE USED FOR PURPOSES DESIGNATED BY DONORS IN GIFT AGREEMENTS. THESE PURPOSES INCLUDE, BUT ARE NOT LIMITED TO: STUDENT FINANCIAL AID, INTERNSHIPS, FACULTY SUPPORT, FACILITIES, MAINTENANCE, AND OPERATIONS. BOARD-DESIGNATED ENDOWMENT FUNDS ARE UNRESTRICTED FUNDS EARMARKED BY THE BOARD TO BE TREATED AS AN ENDOWMENT. EARNINGS ARE AVAILABLE FOR GENERAL OPERATIONS OR CERTAIN SPECIFIC PURPOSES. Schedule D, Part X, Line 2 THE UNIVERSITY ACCOUNTS FOR THE EFFECT OF ANY UNCERTAIN TAX POSITIONS BASED ON A MORE LIKELY THAN NOT THRESHOLD TO THE RECOGNITION OF THE TAX POSITIONS BEING SUSTAINED BASED ON THE TECHNICAL MERITS OF THE POSITION UNDER EXAMINATION BY THE APPLICABLE TAXING AUTHORITY. IF A TAX POSITION OR POSITIONS ARE DEEMED TO RESULT IN UNCERTAINTIES OF THOSE POSITIONS, THE UNRECOGNIZED TAX BENEFIT IS ALL THE UNCERTAIN TAX POSITIONS. TAX POSITIONS FOR THE UNIVERSITY INCLUDE, BUT ARE NOT LIMITED TO, THE TAX EXEMPT STATUS AND DETERMINATION OF WHETHER INCOME IS SUBJECT TO UNRELATED BUSINESS INCOME TAX; HOWEVER, THE UNIVERSITY HAS DETERMINED THAT SUCH TAX POSITIONS DO NOT RESULT IN AN UNCERTAINTY REQUIRING RECOGNITION. Schedule D, Part XI, Line 2d Scholarship Allowance -$38,610,421 Change in value of split interest agreement -$318,901 Schedule D, Part XII, Line 4b Scholarships $38,610,421 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 Schedule E, Part I, Line 3 THE UNIVERSITY DRAWS A LARGE PERCENTAGE OF ITS STUDENTS FROM A LARGE GEOGRAPHIC SECTION. THE UNIVERSITY FOLLOWS A RACIALLY NONDISCRIMINATORY POLICY AND INCLUDES APPROPRIATE STATEMENTS IN ITS RECRUITING, ADMISSIONS, AND SCHOLARSHIP BROCHURES AND CATALOGS. Schedule E, Part I, Line 6 FUNDS FOR FINANCIAL AID TO STUDENTS ARE RECEIVED FROM THE U.S. DEPARTMENT OF EDUCATION FOR WORK STUDY, SUPPLEMENTAL EDUCATION OPPORTUNITY GRANTS, AND PELL GRANTS. PERKINS LOANS CONTINUE TO BE DISBURSED FROM THE REVOLVING LOAN FUND. FEDERAL DIRECT LOAN PROCEEDS ARE RECEIVED FROM THE U.S. DEPARTMENT OF EDUCATION AND CREDITED TO STUDENTS' ACCOUNTS RECEIVABLE. THE UNIVERSITY WAS ALSO AWARDED FUNDING FROM THE HIGHER EDUCATION EMERGENCY RELIEF FUND (HEERF) THROUGH THE CORONAVIRUS AID, RELIEF, AND ECONOMIC SECURITY (THE "CARES") ACT TO PROVIDE EMERGENCY FINANCIAL AID GRANTS TO STUDENTS FOR EXPENSES RELATED TO THE DISRUPTION OF CAMPUS OPERATIONS AND TO COVER EXPENSES ASSOCIATED WITH SIGNIFICANT CHANGES TO THE DELIVERY OF INSTRUCTION DUE TO THE CORONAVIRUS. 1 East Asia and the Pacific 0 0 Grantmaking 125015 Europe (including Iceland and Greenland) 0 0 Grantmaking 267217 Middle East and North Africa 0 0 Grantmaking 151386 Middle East and North Africa 0 0 Grantmaking 36306 Russia and the newly independent States 0 0 Grantmaking 83221 South America 0 0 Grantmaking 20000 South Asia 0 0 Grantmaking 208274 Sub-Saharan Africa 0 0 Grantmaking 95092 Central America and the Caribbean 0 0 Program Services Study Abroad 1519 East Asia and the Pacific 0 0 Program Services Study Abroad 811 Europe (including Iceland and Greenland) 0 4 Program Services Study Abroad 298821 Russia and the newly independent States 0 1 Program Services Study Abroad 19203 Central America and the Caribbean 0 0 Investments Investments in Cayman Islands 148749126 0 5 150055991 Scholarships East Asia and the Pacific 16 125015 Scholarship Credited to Student Account FMV Scholarships Europe (including Iceland and Greenland) 7 267217 Scholarship Credited to Student Account FMV Scholarships Middle East and North Africa 5 151386 Scholarship Credited to Student Account FMV Scholarships North America (including Canada and Mexico, but not the United States) 1 36306 Scholarship Credited to Student Account FMV Scholarships Russia and the newly independent States 2 83221 Scholarship Credited to Student Account FMV Scholarships South America 1 20000 Scholarship Credited to Student Account FMV Scholarships South Asia 8 208274 Scholarship Credited to Student Account FMV Scholarships Sub-Saharan Africa 6 95092 Scholarship Credited to Student Account FMV 1 0 1 1 1 0 Schedule F, Part I, Line 2 SCHOLARSHIP AWARDS ARE CREDITED TO THE STUDENTS' ACCOUNTS RECEIVABLE AT THE UNIVERSITY OF THE SOUTH. CREDIT IS APPLIED DIRECTLY AGAINST TUITION AND FEES CHARGED TO THE STUDENT FOR SUMMER ABROAD PROGRAMS AND ONE SEMESTER ABROAD PROGRAM. 1 Scholarships awarded to students enrolled at the University of the South 1740 37623910 Student's account is credited by the value of the scholarship award. Emergency financial aid grants to students from the CARES act. 734 546097 Student's account is credited by the value of the HEERF assistance. Schedule I, Part I, Line 2 MERIT BASED SCHOLARSHIPS AND NEED BASED SCHOLARSHIPS AWARDED TO ENROLLED STUDENTS ARE CREDITED TO STUDENTS' ACCOUNT TO COVER TUITION AND FEES. GRADE REPORTS ARE GENERATED FOR EACH TERM AND EACH INDIVIDUAL STUDENT IS REVIEWED TO INSURE THEY ARE MAKING SATISFACTORY ACADEMIC PROGRESS TO MAINTAIN THEIR GRANT OR SCHOLARSHIP FUNDING. NOTIFICATIONS ARE SENT BY THE DEAN OF THE COLLEGE TO ALERT DEPARTMENTS OF WITHDRAWALS. ALSO, FINANCIAL AID RUNS ENROLLMENT REPORTS EACH TERM TO CHECK THE NUMBER OF CREDIT HRS FOR EACH STUDENT. THIRD PARTY SOFTWARE IS ALSO CODED TO PREVENT THE CREDIT OF FUNDS TO A STUDENT WITHOUT ENROLLED HOURS. X X 1 1 X X X 0 0 0 0 0 0 0 0 0 John M McCardell Jr Vice Chancellor/President 564658 0 0 0 20236 0 42000 0 39247 0 666141 0 0 0 Nancy Berner Provost 248629 0 0 0 258 0 37489 0 25264 0 311640 0 0 0 Earl Williams Treasurer 212411 0 0 0 396 0 21626 0 7758 0 242191 0 0 0 William Gentry Dean of Students 210371 0 0 0 258 0 21422 0 7135 0 239186 0 0 0 Terry Papillon Dean of the College 203800 0 0 0 396 0 21524 0 27288 0 253008 0 0 0 Eugene Prunty Professor 180272 0 0 0 729 0 27417 0 11463 0 219881 0 0 0 Jay Fisher VP of Advancement 195893 0 0 0 396 0 20810 0 48361 0 265460 0 0 0 Lucy Singer Legal Counsel 187936 0 0 0 258 0 19892 0 14605 0 222691 0 0 0 Lee Ann Backlund Dean of Admission 185990 0 0 0 396 0 19525 0 11640 0 217551 0 0 0 Neil Alexander Dean of School of Theology 166158 0 0 0 2286 0 37219 0 7649 0 213312 0 0 0 Vicki Sells Assoc Provost IT 155986 0 0 0 396 0 16073 0 7123 0 179578 0 0 0 Eric Hartman VP Risk Assessment 152204 0 0 0 138 0 16495 0 27011 0 195848 0 0 0 Sarah Boykin Asst VP 152826 0 0 0 396 0 2465 0 6491 0 162178 0 0 0 Alyssa Summers Professor 151507 0 0 0 34 0 10594 0 2665 0 164800 0 0 0 Schedule J, Part I, Line 1a THE UNIVERSITY PROVIDES HOUSING AND CERTAIN CUSTODIAL SERVICES FOR THE VICE CHANCELLOR AS A CONDITION OF EMPLOYMENT SO THAT HE CAN PERFORM ESSENTIAL UNIVERSITY BUSINESS AND ACTIVITIES AT THE HOME. THE PORTION OF THE STRUCTURE ALLOCATED TO THE PERSONAL LIVING QUARTERS AND THE RELATED SERVICES FOR SUCH QUARTERS ARE INCLUDED IN HIS NON-TAXABLE BENEFITS REPORTED ON SCHEDULE J PART II, COLUMN (D). A Franklin Co Health and Education Facilities Board 521282324 353325DG5 2012-11-08 41051769 Dorm Renovation and New Dorm Construction 0 0 0 B Franklin Co Health and Education Facilities Board 521282324 353325DH3 2014-09-01 27321337 Redemption of Prior Bonds and Deferred Maintenance 0 0 0 C Franklin Co Health and Education Facilities Board 521282324 353325ED1 2015-04-01 7031896 Dormitory Constuctions 0 0 0 D Franklin Co Health and Education Facilities Board 521282324 2016-07-21 3000000 Dorm Renovation 0 0 0 A 5690000 0 41051769 0 0 0 298972 0 0 37814339 2938458 0 2016 1 1 1 1 B 4925000 0 27321337 0 0 0 128250 0 0 14236245 12956842 0 2016 1 1 1 1 C 0 0 7031896 0 0 0 91535 0 0 6940361 0 0 2016 1 1 1 1 D 670357 0 3000000 0 0 0 0 0 0 3000000 0 0 2017 0 0 1 1 A 0 0 0 0 0 0 0 0 0 1 B 0 0 0 0 0 0 0 0 0 1 C 0 0 0 0 0 0 0 0 0 1 D 0 0 0 0 0 0 0 0 0 1 A 0 0 1 0 0 0 0 0 1 B 0 0 1 0 0 0 0 0 1 C 0 1 0 0 0 0 0 0 1 D 0 0 0 0 0 0 0 0 1 A 1 B 1 C 1 D 1 A Franklin Co Health and Education Facilities Board 521282324 2017-10-24 1200000 Library Renovation 0 0 0 B Franklin Co Health and Education Facilities Board 521282324 2019-03-28 22274000 New Wellness Commons and renovations 0 0 0 A 1017940 0 1200000 0 0 0 0 0 0 1200000 0 0 2018 0 0 1 1 B 0 0 22683412 0 0 0 52500 0 0 7677950 0 14952962 0 0 0 1 A 0 0 0 0 0 0 0 0 0 1 B 0 0 0 0 0 0 0 0 0 1 A 0 1 1 0 0 0 0 0 1 B 0 1 0 0 0 0 0 0 1 A 1 B 1 Schedule K, Part I, Column e-03/28/2019 22,274,000 Franklin Co Health and Education Facilities Board The Total proceeds of issue includes $409,412 in interest earned on the bond proceeds. Various Board and Others 110527 Need Based Room, Board, Tuition Assistance Various Board and Others 81699 Merit Based Room, Board, Tuition Assistance X 3 0 No revenue reported X 0 No revenue reported. X 60 1808048 Quoted Price X Photography Equipment 1 0 No revenue reported. X Platform 1 0 No revenue reported. 0 1 0 Schedule M, Part I, Line 33 Revenues are not recognized for non-cash contributions (gifts-in-kind) when the related asset is not recognized on the balance sheet. Form 990, Part VI, Section A, Line 7a THE DIOCESES ELECT OR APPOINT LAY TRUSTEES. Form 990, Part VI, Section A, Line 7b THE BOARD OF TRUSTEES HAS DESIGNATED THE BOARD OF REGENTS AS THE EXECUTIVE BODY OF THE UNIVERSITY. THE BOARD OF REGENTS IS VESTED WITH ALL POWERS AND AUTHORITY GRANTED IN THE UNIVERSITY'S CHARTER, EXCEPT SUCH POWERS EXPRESSLY RESERVED BY THE BOARD OF TRUSTEES. Form 990, Part VI, Section B, Line 11b THE AUDIT COMMITTEE OF THE BOARD OF REGENTS REVIEWS THE 990 IN DETAIL BEFORE SUBMISSION. THE BOARD OF REGENTS IS PROVIDED A COPY AT THE FIRST MEETING FOLLOWING SUBMISSION. Form 990, Part VI, Section B, Line 12c IN ACCORDANCE WITH THE UNIVERSITY'S CONFLICT OF INTEREST POLICY, THE POLICY AND CONFLICT DISCLOSURE FORMS SHALL BE CIRCULATED ANNUALLY BY MEMBERS OF THE EXECUTIVE OFFICE'S STAFF TO TRUSTEES, REGENTS, OFFICERS, AND OTHERS DESIGNATED BY THE VICE CHANCELLOR. THE COMPLETED DISCLOSURE FORMS SHALL BE REVIEWED BY LEGAL COUNSEL OR HER/HIS DESIGNEE FOR THE PURPOSES OF MONITORING COMPLIANCE WITH THE POLICY AND DETERMINING WHAT ACTION, IF ANY, IS NEEDED REGARDING DISCLOSED CONFLICTS. Form 990, Part VI, Section B, Line 15 THE CHAIR OF THE BOARD OF REGENTS, IN CONSULTATION WITH THE EXECUTIVE COMMITTEE (WHICH ALSO ACTS AS THE COMPENSATION COMMITTEE) OF THE BOARD, REQUESTS AND RECEIVES COMPENSATION DATA FROM HUMAN RESOURCES WHEN THE BOARD IS CONSIDERING A CHANGE IN COMPENSATION. THE CHAIR INFORMS HR VIA LETTER OR EMAIL OF EACH YEAR'S COMPENSATION EVEN IF THERE IS NO CHANGE IN RATE. WHEN A CHANGE IN PAY IS CONSIDERED, SALARY SURVEYS PROVIDED BY CUPA AND SALARY INFORMATION FROM COMPARABLE INSTITUTIONS ARE USED. THE EXECUTIVE COMMITTEE SHALL REVIEW COMPENSATION POLICIES AND PRACTICES TO ENSURE THAT COMPENSATION OF THE UNIVERSITY'S OFFICERS AND KEY EMPLOYEES SUPPORTS AND ENHANCES UNIVERSITY'S PURPOSE AND MISSION AND ATTRACTS AND RETAINS KEY EXECUTIVES. EXECUTIVE COMPENSATION SHOULD BE REASONABLE AND COMPETITIVE, REFLECT THE INDIVIDUAL'S EXPERIENCE, SKILLS, EDUCATION AND PERFORMANCE, AND GENERALLY CONSISTENT WITH RELEVANT SURVEY DATA FROM COMPARABLE INSTITUTIONS FOR FUNCTIONALLY COMPARABLE POSITIONS. TOTAL EXECUTIVE COMPENSATION IS DESIGNED TO BE FLEXIBLE IN ORDER TO ATTRACT HIGH CALIBER INDIVIDUALS, REWARD ACCOMPLISHMENTS, AND BALANCE THE NEED TO BE COMPETITIVE WITH AVAILABLE RESOURCES. Form 990, Part VI, Section C, Line 19 GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE MADE AVAILABLE TO THE PUBLIC UPON REQUEST. GOVERNING DOCUMENTS ARE ALSO AVAILABLE AT: HTTP://ABOUT.SEWANEE.EDU/TRUSTEES/DOCUMENTS. Form 990, Part XI, Line 9 Change in value of split interest agreement -$318,901.