2021-05-15T10:23:53-05:00 2020-12-31 951777440 GREEN HASSON & JANKS LLP 700 SOUTH FLOWER STREET SUITE 3300 LOS ANGELES CA 90017 990PF 2020-01-01 466959013 SARAH KETTERER FAMILY FOUNDATION SARA 3102316104 15900 ALCIMA AVENUE PACIFIC PALISADES CA 90272 SARAH HOTCHKIS KETTERER TRUSTEE 3102316104 2021-05-14 1 SARAH HOTCHKIS KETTERER 999009999 LIZBETH G NEVAREZ P01399868 3108731600 2 AAL1 IAL1 2020 2022-09-23 18:48:47Z X 49658033 X 0 X 472 472 1524986 1524986 -3713684 16410782 0 11 0 -2188215 1525458 0 0 0 25051 20041 5010 152759 140759 12000 32235 0 0 210045 160800 17010 1897500 2182500 2107545 160800 2199510 -4295760 1364658 348718 465860 465860 9922 42548336 38321313 38321313 7215114 10740982 10740982 85939 129878 129878 50208029 49658033 49658033 285000 285000 0 X 49923029 49658033 49923029 49658033 50208029 49658033 49923029 -4295760 4030764 49658033 0 49658033 PUBLICLY TRADED SECURITIES 16406197 20124466 -3718269 -3718269 CAPITAL GAINS DIVIDENDS P 4585 4585 4585 -3713684 18969 0 18969 0 18969 42735 0 0 0 42735 0 23766 23766 0 0 0 0 0 0 0 0 0 0 0 1 1 CA 1 0 0 0 0 1 N/A GURSEY SCHNEIDER LLP 3105520960 1888 CENTURY PARK EAST STE 900 LOS ANGELES CA 90067 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 SARAH HOTCHKIS KETTERER 15900 ALCIMA AVENUE PACIFIC PALISADES CA 90272 TRUSTEE 1.00 0 0 0 NONE 0 MORGAN STANLEY 1999 AVE OF THE STARS SUITE 2400 LOS ANGELES CA 90067 INVESTMENT MANAGEMENT 140759 0 0 43363668 1296610 129878 44790156 0 0 44790156 671852 44118304 2205915 2205915 18969 18969 2186946 0 2186946 0 2186946 2199510 0 2199510 0 2199510 2186946 0 0 239157 168054 556159 478863 1442233 2199510 0 0 0 2186946 12564 0 0 1454797 0 0 0 0 0 0 0 1454797 239157 168054 556159 478863 12564 SARAH HOTCHKIS KETTERER X STANFORD UNIVERSITY 326 GALVEZ STREET STANFORD CA 94305 PC NEUROSCIENCES INTERDISCIPLINARY GRADUATE FELLOWSHIP 1000000 STAND TOGETHER FOUNDATION 1320 N COURTHOUSE RD SUITE 300 ARLINGTON VA 22201 PC GENERAL OPERATING SUPPORT 850000 THE LAWRENCEVILLE SCHOOL PO BOX 6125 LAWRENCEVILLE NJ 08648 PC FIELD HOUSE & SCHOLARSHIP 137500 YOUTH ENTREPRENEURS 4111 E 37TH ST N D101 WICHITA KS 67220 PC GENERAL OPERATING SUPPORT 100000 CAPE ELEUTHERA FOUNDATION PO BOX 842484 BOSTON MA 02284 PC GENERAL OPERATING SUPPORT 50000 TUCK SCHOOL OF BUSINESS AT DARTMOUTH 100 TUCK HALL HANOVER NH 03755 PC GENERAL OPERATING SUPPORT 35000 BOYS & GIRLS CLUBS OF SAN FRANCISCO 380 FULTON STREET SAN FRANCISCO CA 94102 PC GENERAL OPERATING SUPPORT 10000 2182500 0 14 472 14 1524986 18 -3713684 OTHER INCOME 900099 01 11 0 -2188215 0 -2188215 0 0 0 0 0 0 0 0 0 0 ACCOUNTING FEES 25051 20041 5010 56,000 UNITS BANK OF AMERICA CORP FXD TO 032025 VAR THRAFTR 6.1000% 63449 63449 200,000 UNITS BANK OF AMERICA CORP FXD TO 032028 VAR THRAFTR 5.8750% 226000 226000 291,000 UNITS BANK OF AMERICA CORP FXD TO 102024 VAR THRAFTR 6.5000% 332468 332468 280,000 UNITS BK OF NEW YORK MELLON FXD TO 092026 VAR THRAFTR 4.6250% 296800 296800 129,000 UNITS BK OF NEW YORK MELLON FXD TO 092025 VAR THRAFTR 4.700% 142261 142261 259,000 UNITS CHARLES SCHWAB CORP/THE FXD TO 062025 VAR THRAFTR 5.375% 288461 288461 298,000 UNITS CHARLES SCHWAB CORP/THE FXD TO 122030 VAR THRAFTR 4.0000% 313645 313645 115,000 UNITS CITIGROUP INC FXD TO 012023 VAR THRAFTR 5.9500% 120704 120704 200,000 UNITS CITIGROUP INC FXD TO 082026 VAR THRAFTR 6.2500% 229392 229392 285,000 UNITS CITIGROUP INC FXD TO 092024 VAR THRAFTR 5.0000% 296223 296223 265,000 UNITS CITIZENS FINANCIAL GROUP INC F XD TO 102025 VAR THRAFTR 5.65% 297516 297516 275,000 UNITS DISCOVER FINANCIAL SERVICES FX D TO 092025 VAR THRAFTR 6.125% 310063 310063 282,000 UNITS FIFTH THIRD BANCORP FXD TO 092025 VAR THRAFTR 4.5000% 299907 299907 332,000 UNITS GENERAL ELECTRIC CO FXD TO 012021 VAR THRAFTR 5.0000% 308843 308843 71,000 UNITS GENERAL MOTORS FIN CO INC FXD TO 092030 VAR THRAFTR 5.7000% 78278 78278 271,000 UNITS GOLDMAN SACHS GROUP INC/THE FXD TO 082024 VAR THRAFTR 5.5% 295390 295390 55,000 UNITS GOLDMAN SACHS GROUP FXD TO 112026 VAR THRAFTR 5.3000% 60072 60072 260,000 UNITS HUNTINGTON BANCSHARES INC/OH FXD TO 072030 VAR THFTR 5.625% 303550 303550 290,000 UNITS JPMORGAN CHASE & CO FXD TO 022024 VAR THRAFTR 6.7500% 325583 325583 200,000 UNITS JPMORGAN CHASE & CO FXD TO 042024 VAR THREFTR 6.1250% 218000 218000 114,000 UNITS JPMORGAN CHASE & CO FXD TO 082023 VAR THRAFTR 6.0000% 120840 120840 279,000 UNITS KEYCORP FXD TO 092026 VAR THRAFTR 5.0000% 299925 299925 92,000 UNITS M&T BANK CORP FXD TO 022024 VAR THRAFTR 6.4500% 101890 101890 252,000 UNITS M&T BANK CORP FXD TO 112026 VAR THRAFTR 5.1250% 273735 273735 230,000 UNITS METLIFE INC FXD TO 032028 VAR THRAFTR 5.8750% 263465 263465 280,000 UNITS NORTHERN TRUST CORP FXD TO 102026 VAR THRAFTR 4.6000% 298900 298900 200,000 UNITS PNC FIN SERVICES GROUP FXD TO 112026 VAR THRAFTR 5.0000% 218500 218500 272,000 UNITS REGIONS FINANCIAL CORP FXD TO 092025 VAR THRAFTR 5.7500% 303008 303008 269,000 UNITS US BANCORP FXD TO 042027 VAR THRAFTR 5.3000% 302558 302558 271,000 UNITS VOYA FINANCIAL INC FXD TO 092023 VAR THRAFTR 6.1250% 286583 286583 239,000 UNITS WELLS FARGO & CO FXD TO 062025 FLTS THRAFTR 5.8750% 270966 270966 30,000 UNITS GRAPHIC PACKAGING INTERNATIONAL LLC 30018 30018 27,000 UNITS CSC HOLDINGS LLC 28215 28215 27,000 UNITS SPRINT COMMUNICATIONS INC 29295 29295 31,000 UNITS STARWOOD PROPERTY TRUST INC 31520 31520 29,000 UNITS NETFLIX INC 30341 30341 30,000 UNITS WYNDHAM DESTINATIONS INC 30675 30675 10,000 UNITS ALLY FINANCIAL INC 10541 10541 30,000 UNITS CSC HOLDINGS LLC 31763 31763 27,000 UNITS CROWN AMERICAS LLC / CROWN AMERICAS CAPITAL CORP IV 28489 28489 29,000 UNITS DISH DBS CORP 29943 29943 25,000 UNITS HCA INC 27469 27469 28,000 UNITS ADT SECURITY CORP/THE 29852 29852 10,000 UNITS BERRY GLOBAL INC 10125 10125 28,000 UNITS BALL CORP 29820 29820 28,000 UNITS CENTURYLINK INC 31710 31710 30,000 UNITS QVC INC 32325 32325 25,000 UNITS CSC HOLDINGS LLC 27060 27060 29,000 UNITS TRI POINTE GROUP INC / TRI POINTE HOMES INC 31654 31654 29,000 UNITS TENET HEALTHCARE CORP 29726 29726 19,000 UNITS BED BATH & BEYOND INC 18927 18927 29,000 UNITS SBA COMMUNICATIONS CORP 29746 29746 17,000 UNITS ICAHN ENTERPRISES LP / ICAHN ENTERPRISES FINANCE CORP 17659 17659 27,000 UNITS AECOM 30113 30113 30,000 UNITS DISH DBS CORP 31456 31456 26,000 UNITS CDW LLC / CDW FINANCE CORP 29067 29067 21,000 UNITS CENTENE CORP 21551 21551 28,000 UNITS HCA INC 31487 31487 26,000 UNITS NETFLIX INC 29912 29912 28,000 UNITS ONEMAIN FINANCE CORP 32515 32515 19,000 UNITS RADIAN GROUP INC 21518 21518 28,000 UNITS VERISIGN INC 31815 31815 25,000 UNITS FORD MOTOR CO 30650 30650 30,000 UNITS LEVEL 3 FINANCING INC 30854 30854 32,000 UNITS TENET HEALTHCARE CORP 32624 32624 20,000 UNITS KOHL'S CORP 25942 25942 31,000 UNITS HILLENBRAND INC 33480 33480 31,000 UNITS MGM RESORTS INTERNATIONAL 34275 34275 33,000 UNITS DCP MIDSTREAM OPERATING LP 36261 36261 33,000 UNITS OCCIDENTAL PETROLEUM CORP 35145 35145 31,000 UNITS PENSKE AUTOMOTIVE GROUP INC 31504 31504 30,000 UNITS SALLY HOLDINGS LLC / SALLY CAPITAL INC 30825 30825 31,000 UNITS DELTA AIR LINES INC 35411 35411 30,000 UNITS EXPEDIA GROUP INC 33610 33610 27,000 UNITS WESTERN DIGITAL CORP 29835 29835 28,000 UNITS AMERICAN AXLE & MANUFACTURING INC 28840 28840 27,000 UNITS BALL CORP 30497 30497 30,000 UNITS CREDIT ACCEPTANCE CORP 31950 31950 28,000 UNITS LEVEL 3 FINANCING INC 28932 28932 28,000 UNITS OCCIDENTAL PETROLEUM CORP 29230 29230 29,000 UNITS ONEMAIN FINANCE CORP 34293 34293 34,000 UNITS BOYD GAMING CORP 35320 35320 31,000 UNITS GLP CAPITAL LP / GLP FINANCING II INC 35578 35578 30,000 UNITS IHEARTCOMMUNICATIONS INC 32100 32100 29,000 UNITS NRG ENERGY INC 30595 30595 14,000 UNITS ARAMARK SERVICES INC 14412 14412 29,000 UNITS WPX ENERGY INC 30486 30486 31,000 UNITS AIRCASTLE LTD 32648 32648 28,000 UNITS SPIRIT AEROSYSTEMS INC 29433 29433 29,000 UNITS HUGHES SATELLITE SYSTEMS CORP 32009 32009 26,000 UNITS MPT OPERATING PARTNERSHIP LP / MPT FINANCE CORP 27222 27222 31,000 UNITS BOYD GAMING CORP 32163 32163 28,000 UNITS AMERIGAS PARTNERS LP / AMERIGAS FINANCE CORP 31500 31500 18,000 UNITS MGM GROWTH PROPERTIES OPERATIN G PARTNERSHIP LP / MGP FINANCE 19366 19366 31,000 UNITS MARRIOTT OWNERSHIP RESORTS INC / ILG LLC 32395 32395 27,000 UNITS UNITED RENTALS NORTH AMERICA INC 28585 28585 23,000 UNITS RADIAN GROUP INC 25259 25259 26,000 UNITS TOLL BROTHERS FINANCE CORP 29705 29705 26,000 UNITS TRANSDIGM INC 27755 27755 30,000 UNITS HILTON WORLDWIDE FINANCE LLC / HILTON WORLDWIDE FINANCE CORP 31753 31753 33,000 UNITS CEDAR FAIR LP / CANADA'S WONDE RLAND CO / MAGNUM MANAGEMENT C 33743 33743 32,000 UNITS CHEMOURS CO/THE 34080 34080 21,000 UNITS CENTURY COMMUNITIES INC 22422 22422 31,000 UNITS RHP HOTEL PROPERTIES LP / RHP FINANCE CORP 32085 32085 30,000 UNITS TELEFLEX INC 32241 32241 33,000 UNITS TRANSDIGM INC 34693 34693 30,000 UNITS UNITED RENTALS NORTH AMERICA INC 31425 31425 31,000 UNITS BOYD GAMING CORP 32201 32201 9,000 UNITS ARCONIC INC 11006 11006 28,000 UNITS ENCOMPASS HEALTH CORP 29260 29260 31,000 UNITS GRIFFON CORP 32783 32783 31,000 UNITS SPIRIT AEROSYSTEMS INC 30651 30651 32,000 UNITS EQM MIDSTREAM PARTNERS LP 34971 34971 31,000 UNITS MGIC INVESTMENT CORP 33170 33170 17,000 UNITS WESTERN MIDSTREAM OPERATING LP 17680 17680 32,000 UNITS QVC INC 33157 33157 27,000 UNITS HB FULLER CO 27675 27675 5,000 UNITS DCP MIDSTREAM OPERATING LP 5546 5546 33,000 UNITS FREEPORT-MCMORAN INC 36713 36713 31,000 UNITS TEGNA INC 32749 32749 20,000 UNITS HOST HOTELS & RESORTS LP 20571 20571 31,000 UNITS HILTON DOMESTIC OPERATING CO INC 33868 33868 27,000 UNITS ENCOMPASS HEALTH CORP 28924 28924 29,000 UNITS EQT CORP 35525 35525 30,000 UNITS ASBURY AUTOMOTIVE GROUP INC 32175 32175 34,000 UNITS NORDSTROM INC 33487 33487 29,000 UNITS FORD MOTOR CO 40926 40926 31,000 UNITS PG&E CORP 34100 34100 29,000 UNITS SERVICE CORP INTERNATIONAL/US 30166 30166 14,000 UNITS HOST HOTELS & RESORTS LP 14750 14750 27,000 UNITS ALLY FINANCIAL INC 39632 39632 29,000 UNITS QVC INC 30160 30160 32,000 UNITS L BRANDS INC 35652 35652 29,000 UNITS DELL INC 36033 36033 8,000 UNITS HASBRO INC 10317 10317 10,000 UNITS BOEING CO/THE 12977 12977 29,000 UNITS DELL INC 32651 32651 29,000 UNITS KRAFT HEINZ FOODS CO 34483 34483 10,000 UNITS NEWELL BRANDS INC 12750 12750 13,000 UNITS WESTERN MIDSTREAM OPERATING LP 14300 14300 31,000 UNITS ENERGY TRANSFER OPERATING LP 33560 33560 15,800. UNITS EMERGING MRKTS INTERNET & EC (EMQQ) 1004564 1004564 100,000. UNITS PIMCO ENRGY TACTICAL CR OPP FD (NRGX) 808000 808000 807,724 UNITS CAUSEWAY GLB VALUE INST (CGVIX) 8949577 8949577 126,093 UNITS CAUSEWAY INTL SMALL CAP INST (CIISX) 1424851 1424851 9,105 UNITS HOTCHKIS & WILEY SM CAP VAL I (HWSIX) 486217 486217 2,100. UNITS SPDR S&P CHINA ETF (GXC) 273442 273442 5,510. UNITS SPDR S&P EMERGING SMALL CAP (EWX) 284481 284481 154,687 UNITS VANGUARD HIGH DIV YIELD ETF (VYM) 14155407 14155407 61,559 UNITS CAUSEWAY EMERGING MKTS INST (CEMIX) 925855 925855 262,260 UNITS DOUBLELINE CORE FIXED INC I (DBLFX) 2968784 2968784 261,361 UNITS PIMCO INCOME I2 (PONPX) 3165086 3165086 1,377 UNITS CHEVRON CORP (CVX) 116287 116287 1,478 UNITS COLGATE PALMOLIVE CO (CL) 126384 126384 1,903 UNITS CORTEVA INC (CTVA) 73684 73684 1,750 UNITS COSTCO WHOLESALE CORP NEW (COST) 659365 659365 7,250 UNITS CSX CORP (CSX) 657938 657938 1,903 UNITS DOW INC (DOW) 105617 105617 1,903 UNITS DUPONT DE NEMOURS INC (DD) 135322 135322 1,750 UNITS EXXON MOBIL CORP (XOM) 72135 72135 2,000 UNITS JOHNSON & JOHNSON (JNJ) 314760 314760 2,500 UNITS JPMORGAN CHASE & CO (JPM) 317675 317675 4,150 UNITS METLIFE INCORPORATED (MET) 194843 194843 1,250 UNITS MICROSOFT CORP (MSFT) 278025 278025 6,750 UNITS PFIZER INC (PFE) 248468 248468 1,875 UNITS PHILIP MORRIS INTL INC (PM) 155231 155231 1,250 UNITS UNION PACIFIC CORP (UNP) 260275 260275 837 UNITS VIATRIS INC (VTRS) 15685 15685 4,750 UNITS WELLS FARGO & CO NEW (WFC) 143355 143355 ACCRUED INTEREST 85939 129878 129878 OTHER INCOME 11 11 UNREALIZED GAIN 4030764 INVESTMENT MGMT FEES 140759 140759 0 OTHER CONSULTING FEES 12000 0 12000 FEDERAL EXCISE TAX 32000 0 0 FILING FEES 235 0 0