2021-05-12T11:37:57-05:00 2020-08-31 946214841 ARMANINO LLP 12657 ALCOSTA BLVD STE 500 SAN RAMON CA 945834600 990 2019-09-01 941156284 SAN FRANCISCO SYMPHONY SANF 4155528000 DAVIES SYMPHONY HALL 201 VAN NESS SAN FRANCISCO CA 941024585 ELIZABETH PESCH CFO 4155528000 2021-05-11 1 KATY BROWN P00650274 9257902600 2021-05-11 2019 2022-09-23 18:48:47Z SAKURAKO FISHER DAVIES SYMPHONY HALL 201 VAN NESS SAN FRANCISCO CA 941024585 100652754 0 X WWW.SFSYMPHONY.ORG X 1910 CA TO ENRICH, SERVE, AND SHAPE CULTURAL LIFE THROUGHOUT THE SPECTRUM OF BAY AREA COMMUNITIES. 74 74 976 1800 40476 35552 42113427 46481549 26453944 15354693 26573280 5416510 -1505688 -1915534 93634963 65337218 125277 65372 0 0 52749127 56772974 117334 610776 6014098 26794574 15774542 79786312 73223664 13848651 -7886446 340027013 349325037 50704539 44579198 289322474 304745839 X THE SAN FRANCISCO SYMPHONY SETS THE HIGHEST POSSIBLE STANDARD FOR EXCELLENCE IN MUSICAL PERFORMANCE AT HOME AND AROUND THE WORLD; ENRICHES, SERVES, AND SHAPES CULTURAL LIFE THROUGHOUT THE SPECTRUM OF BAY AREA COMMUNITIES; MAINTAINS FINANCIAL STABILITY AND GAINS PUBLIC RECOGNITION AS A MEANS OF ENSURING ITS ABILITY TO FULFILL ITS MISSION. 0 0 56154479 27072 13077209 THROUGH ITS ARTISTIC, EDUCATION, AND COMMUNITY PROGRAMS, THE SAN FRANCISCO SYMPHONY SERVES MORE THAN 400,000 BAY AREA RESIDENTS AND VISITORS OF EVERY ECONOMIC AND CULTURAL BACKGROUND IN OVER 200 CONCERTS IN A TRADITIONAL ARTISTIC SEASON. FROM MARCH THROUGH AUGUST 2020, NO LIVE CONCERTS WERE PERFORMED DUE TO THE PANDEMIC. THE SYMPHONY ADDITIONALLY REACHES MILLIONS OF OTHERS THROUGHOUT THE UNITED STATES AND ABROAD THROUGH TOURING, RECORDING, DIGITAL PERFORMANCES, AND RADIO AND TELEVISION BROADCASTS. 1558207 38300 2137382 IN PARTNERSHIP WITH THE SAN FRANCISCO UNIFIED SCHOOL DISTRICT, THE SAN FRANCISCO SYMPHONY PROVIDES COMPREHENSIVE MUSIC EDUCATION TO EVERY STUDENT IN GRADES 1-5 IN SAN FRANCISCO'S PUBLIC ELEMENTARY SCHOOLS THROUGH ADVENTURES IN MUSIC, AND SUPPORTS EVERY PUBLIC MIDDLE AND HIGH SCHOOL BAND AND ORCHESTRA PROGRAM THROUGH MUSIC AND MENTORS. 57712686 1 1 0 1 0 0 0 1 0 1 1 1 0 0 1 1 1 0 0 0 1 0 0 1 1 0 0 1 0 1 0 0 0 1 0 0 0 0 1 0 0 0 0 0 0 0 0 1 289 0 1 976 1 1 1 0 0 0 0 1 1 0 0 0 0 0 0 X 74 74 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 CA X X JUDI SANDERLIN CONTROLLER 4155528000 DAVIES SYMPHONY HALL 201 VAN NESS SAN FRANCISCO CA 941024585 SAKURAKO FISHER PRESIDENT 30.00 X X 0 0 0 PRISCILLA B GEESLIN PRESIDENT-ELECT 30.00 X X 0 0 0 MATT COHLER VICE PRESIDENT/JOINT ARTISTIC 8.00 X X 0 0 0 GAIL COVINGTON VICE PRESIDENT/COMMITTEE ON GOVERNORS 8.00 X X 0 0 0 GORRETTI LO LUI VICE PRESIDENT 8.00 X X 0 0 0 ROBERT G ODONNELL TREASURER 8.00 X X 0 0 0 LYDIA I BEEBE SECRETARY 8.00 X X 0 0 0 A JOHN GAMBS VICE PRESIDENT/TREASURER 6.00 X 0 0 0 AIDA M ALVAREZ MEMBER, BOARD OF GOVERNORS 3.00 X 0 0 0 ALAN MAY START 420 MEMBER, BOARD OF GOVERNORS 3.00 X 0 0 0 ANDREA PALMER START 820 MEMBER, BOARD OF GOVERNORS 1.00 X 0 0 0 ANITA WORNICK MEMBER, BOARD OF GOVERNORS 3.00 X 0 0 0 ANN PARAS MEMBER, BOARD OF GOVERNORS 4.00 X 0 0 0 ATHENA BLACKBURN MEMBER, BOARD OF GOVERNORS 1.00 X 0 0 0 BASHEER JANJUA MEMBER, BOARD OF GOVERNORS 2.00 X 0 0 0 CAROL CASEY MEMBER, BOARD OF GOVERNORS 1.00 X 0 0 0 CHARLOTTE SHULTZ MEMBER, BOARD OF GOVERNORS 1.00 X 0 0 0 CHRISTINE E LAMOND MEMBER, BOARD OF GOVERNORS 1.00 X 0 0 0 CHRISTINE MATTISON MEMBER, BOARD OF GOVERNORS 1.00 X 0 0 0 DAN COOPERMAN MEMBER, BOARD OF GOVERNORS 4.00 X 0 0 0 DAVE WEBER MEMBER, BOARD OF GOVERNORS 3.00 X 0 0 0 DAVID FRIEDBERG MEMBER, BOARD OF GOVERNORS 1.00 X 0 0 0 DAVID J BERGER MEMBER, BOARD OF GOVERNORS 3.00 X 0 0 0 DEAN CASH MEMBER, BOARD OF GOVERNORS 2.00 X 0 0 0 DEBBIE MCCOY MEMBER, BOARD OF GOVERNORS 4.00 X 0 0 0 DORIS FISHER MEMBER, BOARD OF GOVERNORS 4.00 X 0 0 0 GE WANG MEMBER, BOARD OF GOVERNORS 2.00 X 0 0 0 JEROME M GUILLEN MEMBER, BOARD OF GOVERNORS 4.00 X 0 0 0 VINCENT MATTHEWS MEMBER, BOARD OF GOVERNORS 1.00 X 0 0 0 ERIC X LI MEMBER, BOARD OF GOVERNORS 2.00 X 0 0 0 F CURT KIRSCHNER MEMBER, BOARD OF GOVERNORS 3.00 X 0 0 0 FRED M LEVIN MEMBER, BOARD OF GOVERNORS 4.00 X 0 0 0 FRED SEEGAL MEMBER, BOARD OF GOVERNORS 3.00 X 0 0 0 GORDON P GETTY MEMBER, BOARD OF GOVERNORS 1.00 X 0 0 0 GREGORY E JOHNSON MEMBER, BOARD OF GOVERNORS 3.00 X 0 0 0 GRETCHEN KIMBALL MEMBER, BOARD OF GOVERNORS 4.00 X 0 0 0 IRIS CHAN MEMBER, BOARD OF GOVERNORS 3.00 X 0 0 0 ISABEL VALDS MEMBER, BOARD OF GOVERNORS 4.00 X 0 0 0 JACK VAN GEEM MEMBER, BOARD OF GOVERNORS 2.00 X 0 0 0 JEFF BHARKHDA MEMBER, BOARD OF GOVERNORS 3.00 X 0 0 0 JEFF HAN MEMBER, BOARD OF GOVERNORS 4.00 X 0 0 0 JIM HENRY MEMBER, BOARD OF GOVERNORS 6.00 X 0 0 0 JOHN D GOLDMAN MEMBER, BOARD OF GOVERNORS 4.00 X 0 0 0 JOHN S CHEN MEMBER, BOARD OF GOVERNORS 1.00 X 0 0 0 JOYCE CORRIGAN MEMBER, BOARD OF GOVERNORS 1.00 X 0 0 0 JUDI KANTER MEMBER, BOARD OF GOVERNORS 3.00 X 0 0 0 KAUSIK RAJGOPAL MEMBER, BOARD OF GOVERNORS 3.00 X 0 0 0 MARC T MACAULAY MEMBER, BOARD OF GOVERNORS 4.00 X 0 0 0 MARGARET LIU COLLINS MEMBER, BOARD OF GOVERNORS 2.00 X 0 0 0 MARK A JUNG MEMBER, BOARD OF GOVERNORS 1.00 X 0 0 0 MARK C PERRY MEMBER, BOARD OF GOVERNORS 2.00 X 0 0 0 MARY A FRANCIS MEMBER, BOARD OF GOVERNORS 2.00 X 0 0 0 MARY C FALVEY MEMBER, BOARD OF GOVERNORS 7.00 X 0 0 0 MARYON DAVIES LEWIS MEMBER, BOARD OF GOVERNORS 1.00 X 0 0 0 MAX LEVCHIN MEMBER, BOARD OF GOVERNORS 3.00 X 0 0 0 METTA KRACH MEMBER, BOARD OF GOVERNORS 3.00 X 0 0 0 MICHAEL ANDERS MEMBER, BOARD OF GOVERNORS 3.00 X 0 0 0 MICHAEL PIERCE MEMBER, BOARD OF GOVERNORS 4.00 X 0 0 0 MICHLE BEIGEL CORASH MEMBER, BOARD OF GOVERNORS 8.00 X 0 0 0 NANCY H BECHTLE MEMBER, BOARD OF GOVERNORS 4.00 X 0 0 0 NANCY CONNER MEMBER, BOARD OF GOVERNORS 1.00 X 0 0 0 PATTI LEE-HOFFMANN MEMBER, BOARD OF GOVERNORS 2.00 X 0 0 0 PAULA BLANK MEMBER, BOARD OF GOVERNORS 5.00 X 0 0 0 RAJ MATHAI START 820 MEMBER, BOARD OF GOVERNORS 1.00 X 0 0 0 REBECCA MACIEIRA-KAUFMANN MEMBER, BOARD OF GOVERNORS 2.00 X 0 0 0 RICHARD ROSENBERG MEMBER, BOARD OF GOVERNORS 1.00 X 0 0 0 ROB THOMPSON MEMBER, BOARD OF GOVERNORS 4.00 X 0 0 0 ROBERT R TUFTS MEMBER, BOARD OF GOVERNORS 4.00 X 0 0 0 ROBERTA B DENNING MEMBER, BOARD OF GOVERNORS 2.00 X 0 0 0 TIFFANY CHANG START 1019 MEMBER, BOARD OF GOVERNORS 3.00 X 0 0 0 TRINE SORENSEN MEMBER, BOARD OF GOVERNORS 8.00 X 0 0 0 ZAC TOWNSEND MEMBER, BOARD OF GOVERNORS 4.00 X 0 0 0 RAYMOND LI MEMBER, BOARD OF GOVERNORS 1.00 X 0 0 0 J WILLIAM MORRIS MEMBER, BOARD OF GOVERNORS 1.00 X 0 0 0 MARK HANSON CEO 60.00 X 974040 0 47551 ELIZABETH PESCH START 1119 CFO 60.00 X 39224 0 1729 COLETTE CHESTNUT LEFT 1219 INTERIM CFO 60.00 X 243036 0 10373 DAVID CHAMBERS LEFT 620 CHIEF ADVANCEMENT & REVENUE OFFICER 60.00 X 428369 0 34746 ALEXANDER BARANTSCHIK CONCERTMASTER 60.00 X 565737 0 97305 SCOTT PINGEL PRINCIPAL BASS 60.00 X 328147 0 85755 MARK INOUYE PRINCIPAL TRUMPET 60.00 X 324863 0 48999 TIMOTHY HIGGINS PRINCIPAL TROMBONE 60.00 X 317705 0 60584 EDWARD STEPHAN PRINCIPAL TIMPANI 60.00 X 306798 0 48007 3527919 0 435049 145 0 1 0 MTT INC 1675 BROADWAY 20TH FLOOR NEW YORK NY 10019 CONDUCTOR 1742271 EVENTS MANAGEMENT INC 2525 16TH STREET SUITE 311 SAN FRANCISCO CA 94103 CATERER 920875 HEARST COMMUNICATIONS SAN FRANCISCO CHR 901 MISSION STREET SAN FRANCISCO CA 94103 ADVERTISING 532920 OPUS 3 ARTISTS 470 PARK AVENUE 9TH FLOOR NEW YORK NY 10016 ARTIST AGENT 499383 CENTRO INC 11 E MADISON 6TH FLOOR CHICAGO IL 60602 ADVERTISING 489977 31 7878287 11517530 27085732 1262766 46481549 CONCERT & RELATED REVE 711130 14712167 14712167 SFS MEDIA 515100 444174 444174 VOLUNTEER COUNCIL 711130 198352 198352 15354693 5081366 22348 5059018 18128 0 18128 18128 18128 32269280 31775642 158494 493638 -158494 335144 335144 903481 7878287 2755868 -1852387 -1852387 485430 625532 -140102 -140102 MISCELLANEOUS 900099 58827 58827 58827 65337218 15214591 40476 3600602 65372 65372 1450068 91929 652232 705907 40584222 35242408 3402373 1939441 5918485 4849779 912514 156192 6144548 5128104 681335 335109 2675651 2249172 258092 168387 54487 54487 34238 34238 36000 36000 610776 610776 353791 353791 6111922 4458390 410866 1242666 1810440 1808565 1875 2119536 1391333 227707 500496 782763 303392 446193 33178 2327 2327 947365 366955 481619 98791 760198 634233 28021 97944 44877 17950 26618 309 1692 1692 1623107 511662 1111445 380675 9340 371335 PRINTING AND BROCHURES 473205 348711 124494 OTHER EXPENSES 237919 233064 4447 408 73223664 57712686 9496880 6014098 3867069 5274423 297578 340581 15989403 10520207 4280629 705701 544444 466139 2638954 2915801 368119 362501 2620483 984772 38622786 20455250 17482124 18167536 210695000 229789126 72948970 71704991 8294240 8093259 340027013 349325037 5934621 5942213 11188319 6998539 1000000 1000570 32581599 30637876 50704539 44579198 X -4112783 6608088 293435257 298137751 289322474 304745839 340027013 349325037 X -7886446 19322203 3987608 X X 0 1 X 1 0 X 31602376 29263278 41942469 42113427 46481549 191403099 31602376 29263278 41942469 42113427 46481549 191403099 33758123 157644976 4139804 4897507 4860874 5369909 5059018 24327112 373531 495041 132276 98825 35552 1135225 917400 842473 907323 868277 962308 4497781 221363217 136124446 0.71220 0.70910 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: FUNDRAISING INCOME - 2015 AMOUNT: $ 864,350. 2016 AMOUNT: $ 782,371. 2017 AMOUNT: $ 891,052. 2018 AMOUNT: $ 836,561. 2019 AMOUNT: $ 903,481. MISCELLANEOUS INCOME - 2015 AMOUNT: $ 53,050. 2016 AMOUNT: $ 60,102. 2017 AMOUNT: $ 16,271. 2018 AMOUNT: $ 31,716. 2019 AMOUNT: $ 58,827. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 36000 36000 73187664 73223664 1000000 250000 0 0 1000000 1000000 1000000 1000000 4000000 6000000 36361 18750 49400 36000 140511 250000 250000 250000 250000 1000000 1500000 0 X X X REPLICA FOR ANNUAL POSTER 0 280638948 2976000 26260000 16177246 293697702 301999893 785026 4104155 26250126 280638948 314808035 6910962 26116171 45835275 301999893 303916391 5532430 36874167 31514953 314808035 297415006 4305898 19803541 17608054 303916391 0.02800 0.97200 0.00000 1 0 19488558 15373585 4114973 18672518 5081665 13590853 461710 461710 18167536 LIMITED PARTNERSHIPS AND OTHERS 71704991 F 71704991 LIABILITES TO BENEFICIARY OF SPLIT INT. AGREEMENTS 3317753 PENSION BENEFIT LIABILITIES 27320123 30637876 X 93352223 19322203 1323794 3987608 24633605 68718618 -3381400 -3381400 65337218 77928858 1323794 3381400 4705194 73223664 0 73223664 PART V, LINE 4: THE SYMPHONY'S ENDOWMENT PLAYS A VITAL ROLE IN PROVIDING THE FINANCIAL SUPPORT AND STABILITY THAT FURTHER THE SYMPHONY'S MISSION: TO SET THE HIGHEST POSSIBLE STANDARD IN MUSICAL PERFORMANCE AND TO SERVE AND SHAPE CULTURAL LIFE THROUGHOUT THE BAY AREA'S DIVERSE COMMUNITIES. THE SYMPHONY'S ENDOWMENT PROVIDES A STEADY, STABLE, AND PREDICTABLE REVENUE STREAM THAT ALLOWS US TO PLAN FOR THE SYMPHONY'S ENRICHING PROGRAMS. PART X, LINE 2: THE SFS IS A NONPROFIT ORGANIZATION PURSUANT TO INTERNAL REVENUE CODE SECTION 501(C)(3) AND THE STATE OF CALIFORNIA EQUIVALENT LEGISLATION AND, ACCORDINGLY, IS EXEMPT FROM FEDERAL AND STATE INCOME TAXES ON INCOME RELATED TO ITS TAX-EXEMPT PURPOSE. THE SFS EVALUATED ITS CURRENT TAX POSITIONS AND CONCLUDED THAT AS OF AUGUST 31, 2020 AND 2019, THE SFS DOES NOT HAVE ANY SIGNIFICANT UNCERTAIN TAX POSITIONS FOR WHICH A RESERVE WOULD BE NECESSARY. FOR STATE TAX PURPOSES, THE SFS IS GENERALLY NO LONGER SUBJECT TO TAX EXAMINATIONS FOR YEARS PRIOR TO 2016. FOR FEDERAL TAX PURPOSES, THE SFS IS NO LONGER SUBJECT TO TAX EXAMINATIONS FOR YEARS PRIOR TO 2017. PART XI, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN PENSION BENEFIT LIABILITIES 3,987,608. PART XI, LINE 4B - OTHER ADJUSTMENTS: SPECIAL EVENTS EXPENSE -2,755,868. COST OF GOODS SOLD -625,532. PART XII, LINE 2D - OTHER ADJUSTMENTS: SPECIAL EVENTS EXPENSE 2,755,868. COST OF GOODS SOLD 625,532. SCHEDULE D PART V LINE 1E COLUMN A AS A RESULT OF MARKET DECLINES, THE FAIR VALUE OF THE DONOR-RESTRICTED ENDOWMENTS MAY FALL BELOW ORIGINAL CONTRIBUTED VALUE. DEFICIENCIES CAN RESULT FROM UNFAVORABLE MARKET FLUCTUATIONS THAT OCCUR WHILE CONTINUED APPROPRIATIONS ARE DEEMED PRUDENT BY THE BOARD. SFS HAS ONE FUND WITH AN AGGREGATE MARKET VALUE OF $2,865 AND $2,312 AT AUGUST 31, 2020 AND 2019, RESPECTIVELY THAT IS BELOW THE VALUES OF THE ORIGINAL GIFTS. AND IT WILL NOT DRAW ON SUCH FUND UNTIL THE BALANCE IS RESTORED TO THAT OF THE ORIGINAL GIFTS. IF THEY OCCUR, FUTURE MARKET GAINS WILL BE USED TO RESTORE THIS REDUCTION IN NET ASSETS. FOR FINANCIAL REPORTING PURPOSES, DONOR-RESTRICTED ENDOWMENT FUND APPRECIATION, GAINS, AND INCOME EXCEEDING DONOR RESTRICTIONS ARE CLASSIFIED AS NET ASSETS WITH DONOR RESTRICTIONS UNTIL THOSE AMOUNTS ARE APPROPRIATED FOR EXPENDITURE BY THE BOARD. UPON APPROPRIATION, APPRECIATION AND EARNINGS ARE RECLASSIFIED AS NET ASSETS WITHOUT DONOR RESTRICTIONS. CENTRAL AMERICA AND THE CARIBBEAN - ANTIGUA & BARBUDA, ARUBA, BAHAMAS, 0 0 PASSIVE INVESTMENTS 13686554 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 0 PASSIVE INVESTMENTS 22041476 0 0 0 0 0 0 35728030 0 35728030 1 0 0 0 0 0 PART III ACCOUNTING METHOD: X 1 ARTSMARKETING SERVICES 260 KING STREET EAST SUITE 500 TORONTO CA M5A 4L5 CONSULT & SOLICIT FOR TELEFUNDING 0 348517 316489 32028 MARTS & LUNDY 160 CHUBB AVE SUITE 303 LYNDHURST NJ 07071 ADVANCEMENT/DEVELOPMENT 0 0 251137 -251137 JEFF MILLARD 8114 LURLINE AVE CANOGA PARK CA 91306 DEVELOPMENT CONSULTING 0 0 33150 -33150 RENEE SIMI 318 PRUNE TREE DRIVE HEALDSBURG CA 95448 ANNUAL GIVING 0 0 10000 -10000 348517 610776 -262259 CA OPENING GALA 5726782 5261302 465480 30920 303758 1598010 CHINESE NEW YEARS 1949081 1791971 157110 8450 158666 306375 1 1105905 825014 280891 21784 327905 8781768 7878287 903481 61154 462424 2232290 2755868 -1852387 1 AP GIANNINI MIDDLE SCHOOL 3151 ORTEGA STREET SAN FRANCISCO CA 94122 946000416 GOVERNMENT 18172 FMV PERFORMANCE TICKETS ENCOURAGE PARTICIPATION IN THE ARTS PRESIDIO MIDDLE SCHOOL 450 30TH AVENUE SAN FRANCISCO CA 94121 946000416 GOVERNMENT 20128 FMV PERFORMANCE TICKETS ENCOURAGE PARTICIPATION IN THE ARTS SAN FRANCISCO ART & FILM PROGRAM 540 ALABAMA STREET SAN FRANCISCO CA 94110 943310464 501(C)(3) 27072 FMV PERFORMANCE TICKETS ENCOURAGE PARTICIPATION IN THE ARTS 3 0 PART I, LINE 2: THE SYMPHONY DONATES TICKETS TO VARIOUS ORGANIZATIONS, PREDOMINANTLY RELATED TO EDUCATION. SYMPHONY STAFF MEMBER(S) WORK DIRECTLY WITH THE SCHOOLS AND ATTEND CONCERTS TO PERSONALLY WELCOME THE TEACHERS AND STUDENTS WHO ARE ATTENDING THESE CONCERTS. X X X X 0 0 0 0 0 0 0 0 0 MARK HANSON CEO 809059 0 41391 0 123590 0 4500 0 43051 0 1021591 0 0 0 COLETTE CHESTNUT LEFT 1219 INTERIM CFO 243036 0 0 0 0 0 0 0 10373 0 253409 0 0 0 DAVID CHAMBERS LEFT 620 CHIEF ADVANCEMENT & REVENUE OFFICER 428369 0 0 0 0 0 13050 0 21696 0 463115 0 0 0 ALEXANDER BARANTSCHIK CONCERTMASTER 564213 0 0 0 1524 0 22075 0 75230 0 663042 0 0 0 SCOTT PINGEL PRINCIPAL BASS 306339 0 0 0 21808 0 18207 0 67548 0 413902 0 0 0 MARK INOUYE PRINCIPAL TRUMPET 317183 0 7500 0 180 0 25179 0 23820 0 373862 0 0 0 TIMOTHY HIGGINS PRINCIPAL TROMBONE 302597 0 15000 0 108 0 13352 0 47232 0 378289 0 0 0 EDWARD STEPHAN PRINCIPAL TIMPANI 284507 0 0 0 22291 0 7283 0 40724 0 354805 0 0 0 MARK C HANSON OFFICER RELOCATION ASSISTANCE X 500000 366139 0 1 1 SCOTT J PINGEL HIGHEST COMPENSATED EMPLOYEE HOUSING ASSISTANCE X 100000 40000 0 0 1 EDWARD STEPHAN HIGHEST COMPENSATED EMPLOYEE HOUSING ASSISTANCE X 100000 60000 0 0 1 466139 SCHEDULE L, PART II, LOANS TO AND FROM INTERESTED PERSONS: SFS'S BOARD-APPROVED AGREEMENT OF AUTHORITY DOES NOT REQUIRE SPECIFIC APPROVAL FROM THE BOARD AND/OR COMMITTEES. X 4 1340 FMV X 49505 SALES PRICE X 89 1015928 FMV X 5 3390 FMV X 40 178140 SALES PRICE X SPECIAL EVENTS - GIFTS & EVENT TICKETS 14 10532 SALES PRICE X DINING 14 3931 SALES PRICE 48 0 1 0 PART I, COLUMN (B): THIS NUMBER REPRESENTS THE NUMBER OF CONTRIBUTIONS MADE, NOT THE NUMBER OF ITEMS CONTRIBUTED. FORM 990, PART VI, SECTION A, LINE 2 TWO MEMBERS OF THE BOARD, DORIS FISHER AND SAKURAKO FISHER, ARE RELATED BY MARRIAGE. FORM 990, PART VI, SECTION B, LINE 11B ON BEHALF OF THE BOARD OF GOVERNORS, THE AUDIT COMMITTEE SHALL HAVE THE RESPONSIBILITY TO REVIEW THE SYMPHONY'S FORM 990 BEFORE FILING WITH THE INTERNAL REVENUE SERVICE. THE COMMITTEE IS PROVIDED WITH A COMPLETE COPY OF THE FILING, INCLUDING ALL SUPPORTING SCHEDULES AND ATTACHMENTS. A MEETING OF THE AUDIT COMMITTEE (EITHER IN PERSON OR VIA ELECTRONIC MEANS) SHALL BE HELD TO REVIEW THE 990 FORM WITH MANAGEMENT AND/OR THE PREPARERS. ALL QUESTIONS, COMMENTS AND SUGGESTED REVISIONS SET FORTH BY THE AUDIT COMMITTEE WILL BE DOCUMENTED ALONG WITH THE RESPONSES, IF APPLICABLE, AND THE FILING UPDATED OR REVISED AS NECESSARY. FORM 990, PART VI, SECTION B, LINE 12C THE SYMPHONY'S CONFLICT OF INTEREST POLICY COVERS MEMBERS OF THE BOARD OF GOVERNORS AND THE EXECUTIVE LEADERSHIP TEAM. THE POLICY IS REVIEWED ANNUALLY BY THE AUDIT COMMITTEE. PER THE POLICY, EACH BOARD MEMBER AND EXECUTIVE TEAM MEMBER COMPLETE AN ANNUAL DISCLOSURE FORM TO IDENTIFY EXISTING OR POTENTIAL CONFLICTS OF INTEREST. FORM 990, PART VI, SECTION B, LINE 15 THE HUMAN RESOURCES COMMITTEE (COMMITTEE) OF THE BOARD OF GOVERNORS DETERMINES THE COMPENSATION PACKAGE OF THE CHIEF EXECUTIVE OFFICER (CEO), THE MUSIC DIRECTOR, AND THE CHIEF FINANCIAL OFFICER (CFO) OF THE SYMPHONY. THE COMMITTEE WILL MEET ANNUALLY TO REVIEW AND APPROVE THE COMPENSATION AND BENEFIT PACKAGES FOR THE CEO AND CFO. THE COMMITTEE RELIES ON COMPARABILITY DATA PREPARED BY THE DIRECTOR OF HUMAN RESOURCES FOR THE SAME OR SIMILAR POSITIONS IN COMPARABLE ORCHESTRAS IN THE UNITED STATES AND SIMILAR POSITIONS FOR NON-PROFITS IN THE SAN FRANCISCO BAY AREA. SIMILARLY, THE COMMITTEE PROVIDES GUIDELINES FOR NEGOTIATION OF COLLECTIVE BARGAINING AGREEMENTS, INCLUDING TOTAL COST GUIDELINES DEVELOPED IN CONSULTATION WITH THE FINANCE COMMITTEE. FORM 990, PART VI, SECTION C, LINE 19 THE REQUIRED ORGANIZATIONAL DOCUMENTS OF THE SYMPHONY WILL BE AVAILABLE (FOR INSPECTION OR COPYING) AT DAVIES SYMPHONY HALL DURING NORMAL BUSINESS HOURS AT NO CHARGE. THE PUBLIC INSPECTION COPY OF THE SYMPHONY'S FORM 990 AND THE AUDITED FINANCIAL REPORTS, FROM THE PREVIOUS FIVE YEARS (AT A MINIMUM), WILL BE AVAILABLE (FOR INSPECTION OR COPYING) AT DAVIES SYMPHONY HALL DURING NORMAL BUSINESS HOURS AT NO CHARGE. WHEN RESPONDING TO A PUBLIC INSPECTION REQUEST FOR FINANCIAL STATEMENTS OR THE FORM 990 BY ANYONE, THE SYMPHONY SHALL FULFILL SUCH REQUEST IN A TIMELY FASHION WITHOUT INQUIRING AS TO THE REASON FOR THE PUBLIC INSPECTION REQUEST. IN ADDITION, THE SYMPHONY'S FORM 990 IS AVAILABLE TO THE PUBLIC ON THE INTERNET AT GUIDESTAR AND ON THE COMPANY'S MAIN WEBSITE. FORM 990, PART XI, LINE 9: CHANGE IN PENSION BENEFIT LIABILITIES 3,987,608. FORM 990, PART XII, LINE 2C: THE PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR.