2021-05-11T11:36:19-05:00 2020-06-30 381357951 PLANTE & MORAN PLLC 8181 E TUFTS AVE SUITE 600 DENVER CO 80237 990 2019-07-01 453733823 COLORADO HEALTH BENEFIT EXCHANGE COLO 7204962530 4600 SOUTH ULSTER STREET NO 300 DENVER CO 80237 KEVIN PATTERSON CEO 7204962530 2021-05-10 1 DORI J EGGETT P00645252 3037409400 2021-05-10 2019 2022-09-23 18:48:47Z CONNECT FOR HEALTH COLORADO KEVIN PATTERSON 4600 SOUTH ULSTER STREET NO 300 DENVER CO 80237 45376594 0 X WWW.CONNECTFORHEALTHCO.COM X UNINCORPORATED ASSOCIATION 2011 CO TO INCREASE ACCESS, AFFORDABILITY, AND CHOICE FOR INDIVIDUALS PURCHASING INSURANCE. 9 9 154 9 0 0 6300000 11749853 39774645 33368356 304737 255165 304496 3220 46683878 45376594 2048091 1998223 0 0 9352371 12783978 0 0 8948 33692593 31261651 45093055 46043852 1590823 -667258 40873922 42000411 5152037 6922467 35721885 35077944 X THE MISSION OF CONNECT FOR HEALTH COLORADO IS TO INCREASE ACCESS, AFFORDABILITY, AND CHOICE FOR INDIVIDUALS AND SMALL EMPLOYERS PURCHASING HEALTH INSURANCE IN COLORADO. SEE SCHEDULE O. CONNECT FOR HEALTH COLORADO IS INTENDED TO REFLECT THE NEEDS OF OUR STATE, SEEK COLORADO-SPECIFIC SOLUTIONS, AND EXPLORE THE MAXIMUM NUMBER OF OPTIONS AVAILABLE TO THE STATE OF COLORADO IN MEETING THE GOALS OF ACCESS, AFFORDABILITY, AND CHOICE. 0 0 41795862 1998223 39618209 C4HCO CONTINUED TO MEET THE EXPECTATIONS OF ITS MISSION OF INCREASING ACCESS, AFFORDABILITY AND CHOICE FOR COLORADO HEALTH INSURANCE CUSTOMERS. ACROSS THE STATE, COLORADAN'S CONTINUED TO MAINTAIN INSURANCE COVERAGE THROUGH C4HCO IN 2020, WITH RESIDENTS FROM EVERY COUNTY IN THE STATE SIGNING UP FOR MEDICAL COVERAGE THROUGH THE MARKETPLACE. CONNECT FOR HEALTH COLORADO SAW NEARLY 167,000 COLORADANS SIGN UP FOR A MEDICAL PLAN DURING THE OPEN ENROLLMENT PERIOD THAT RAN FROM NOV. 1, 2019, TO JAN. 15, 2020. THREE OUT OF FOUR OF THOSE CUSTOMERS (74%) RECEIVED FINANCIAL HELP TO REDUCE THEIR MONTHLY PREMIUM. (CONTINUED ON SCHEDULE O.)OUR TOTALS WERE PUSHED HIGHER, AND BEYOND TARGETS, WHEN OVER 14,000 CUSTOMERS ENROLLED DURING THE SPECIAL ENROLLMENT PERIOD THAT RAN FROM MARCH 20 TO APRIL 30, 2020, IN RESPONSE TO THE ECONOMIC DOWNTURN CAUSED BY THE COVID-19 PANDEMIC. RESIDENTS ALSO SAW A DIFFERENT RANGE OF PREMIUMS TO CHOOSE FROM THAN IN THE PREVIOUS OPEN ENROLLMENT PERIOD BECAUSE OF A NEW PROGRAM THAT THE STATE IMPLEMENTED, KNOWN AS REINSURANCE. STATEWIDE RATES FOR FULL PRICE PREMIUMS DROPPED BY 20 PERCENT, WHICH LED TO AN UPTICK IN NEW ENROLLMENTS IN MANY OF COLORADO'S COUNTIES FOR CUSTOMERS WHO DO NOT QUALIFY FOR FINANCIAL HELP. FOR THE 2020 PLAN YEAR, C4HCO HELPED RETURN $721 MILLION TO COLORADANS THROUGH ADVANCE PREMIUM TAX CREDITS. CONNECT FOR HEALTH COLORADO UNDERTOOK SIGNIFICANT OPERATIONAL CHANGES IN FISCAL YEAR 2020. A NEW SERVICE CENTER AND TECHNOLOGY PLATFORM WAS IMPLEMENTED AND WE BROUGHT THE TEAM HANDLING MORE COMPLEX CUSTOMER SERVICE FUNCTIONS IN-HOUSE. SIGNIFICANT RESOURCES WERE DEDICATED TO MODERNIZING THE SHOPPING PLATFORM AND TECHNOLOGY INFRASTRUCTURE DURING THE YEAR. THE ENHANCEMENTS TO OUR OPERATIONS AND TECHNOLOGY ALLOWED FOR BETTER CONTROL OF COSTS, QUICK PROBLEM RESOLUTION AND RAPID UPGRADES THAT WILL HELP THE ORGANIZATION BE FLEXIBLE AND RESPONSIVE TO FUTURE CHANGES. ALSO A NEW VERSION OF OUR WEBSITE WAS LAUNCHED TO MAKE IT EASIER FOR CUSTOMERS TO LEARN ABOUT FINANCIAL HELP, FIND TIPS FOR CHOOSING A PLAN AND CONNECTING TO AN EXPERT FOR ENROLLMENT HELP. 41795862 1 1 0 0 0 0 0 0 0 0 1 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 28 0 1 154 1 0 0 0 0 0 0 0 0 0 0 0 0 X 9 9 0 0 0 0 0 0 0 1 0 0 0 1 1 1 1 1 1 1 1 0 X BRIAN BRAUN CFO 7204962530 4600 SOUTH ULSTER STREET NO 300 DENVER CO 80237 ADELA FLORES-BRENNAN BOARD CHAIR 5.00 X X 0 0 0 MARC REECE BOARD VICE CHAIR 3.00 X X 0 0 0 CLAIRE BROCKBANK BOARD SECRETARY 3.00 X X 0 0 0 PATRICK GORDON DIRECTOR 3.00 X 0 0 0 ANNIE LEE DIRECTOR 3.00 X 0 0 0 LOREZ MEINHOLD DIRECTOR 3.00 X 0 0 0 SHARON O'HARA DIRECTOR 3.00 X 0 0 0 MIKE STAHL DIRECTOR 3.00 X 0 0 0 DICK THOMPSON DIRECTOR 3.00 X 0 0 0 KEVIN PATTERSON CHIEF EXECUTIVE OFFICER 43.00 X 277746 0 33172 BRIAN BRAUN CHIEF FINANCIAL OFFICER 48.00 X 201218 0 36738 KELLY GUTHNER CHIEF INNOVATION OFFICER 43.00 X 234464 0 40065 ALAN SCHMITZ GENERAL COUNSEL/COMPLIANCE 43.00 X 179209 0 32719 DAVID COREN DIRECTOR OF MARKETPLACE FI 40.00 X 167016 0 17616 NYLE BOYD HUMAN RESOURCES DIRECTOR 45.00 X 153630 0 30860 CLAUDIA FARNHAM-WITTNER DIRECTOR OF MEMBER SERVICE 42.00 X 162785 0 17488 MICHAEL STEPHAN PRIVACY & SECURITY OFFICER 45.00 X 144657 0 26188 1520725 0 234846 16 0 1 0 CGI 12907 COLLECTIONS CENTER DR CHICAGO IL 60693 TECHNOLOGY DEVELOPMNET 23683829 FANEUIL INC 2 EATON STREET SUITE 1002 HAMPTON VA 23669 TECHNOLOGY DEVELOPMNET 4735900 HCENTIVE 12355 SUNRISE VALLEY DR STE 400 RESTON VA 20191 TECHNOLOGY DEVELOPMNET 1846831 QUANTA INTELLIGENCE INC 3800 BUCHTEL BLVD 100037 DENVER CO 80250 TECHNOLOGY DEVELOPMNET 570968 COMPRI CONSULTING INC 2601 BLAKE STREET SUITE 400 DENVER CO 80205 TECHNOLOGY SUPPORT 556642 12 6249853 5500000 11749853 CARRIER FEE REVENUE 900099 33368356 33368356 33368356 255165 255165 OTHER INCOME 900099 3220 3220 3220 45376594 33371576 0 255165 1998223 1998223 731669 514525 210853 6291 8256213 6563679 1692534 843148 664002 178556 590 2177450 1714802 461124 1524 775498 610726 164229 543 29655 29655 368158 368158 210907 76000 134907 325739 149257 176482 549175 385377 163798 94479 53622 40857 13955 9076 4879 2455293 2364197 91096 94687 94687 CUSTOMER SERVICE 13677984 13677984 TECHNOLOGY DEVELOPMENT 10764068 10764068 MARKETING AND OUTREACH 1960683 1960683 MISCELLANEOUS EXPENSES 614010 269637 344373 102858 20004 82854 46043852 41795862 4239042 8948 3439347 2889037 20541257 12203230 10669682 12393711 863157 2831714 75673957 64050950 5305031 11623007 55448 59712 40873922 42000411 4931990 6745507 220047 176960 5152037 6922467 X 30416854 23454937 5305031 11623007 35721885 35077944 40873922 42000411 -667258 23317 0 X 0 1 X 1 1 1 X 13410502 10423710 11056454 6300000 11749853 52940519 31843075 37059750 32059702 39774645 33368356 174105528 45253577 47483460 43116156 46074645 45118209 227046047 8056514 7590000 4999204 5000000 5000000 30645718 25885159 28293471 28365371 33134083 30630735 146308819 33941673 35883471 33364575 38134083 35630735 176954537 50091510 22950 5614 97595 304737 255165 686061 22950 5614 97595 304737 255165 686061 109772 6937 1163 304496 3220 425588 45386299 47496011 43214914 46683878 45376594 228157696 0.21950 0.42300 0.00300 0.00180 X SCHEDULE A, PART III, LINE 12, EXPLANATION OF OTHER INCOME: OTHER INCOME - 2015 AMOUNT: $ 109,772. 2016 AMOUNT: $ 6,937. 2017 AMOUNT: $ 1,163. 2018 AMOUNT: $ 304,496. 2019 AMOUNT: $ 3,220. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 2013306 1774823 238483 1071027 1019710 51317 72589624 61256417 11333207 11623007 DEFERRED RENT 176960 176960 45399911 23317 23317 45376594 0 45376594 46043852 0 46043852 0 46043852 1 AURORA MENTAL HEALTH CENTER 1290 CHAMBERS RD AURORA CO 80011 840683346 501(C)(3) 214712 ASSISTANCE NETWORK BOULDER COUNTY HOUSING AND HUMAN SERVICES PO BOX 471 BOULDER CO 80306 846000748 COLORADO COUNTY 210240 ASSISTANCE NETWORK CHAFFEE COUNTY HEALTH AND HUMAN SERVICES 448 E 1ST STREET SUITE 137 SALIDA CO 81201 846000749 COLORADO COUNTY 68500 ASSISTANCE NETWORK DOCTORS CARE 609 W LITTLETON BLVD 100 LITTLETON CO 80120 841150815 501(C)(3) 198482 ASSISTANCE NETWORK FAMILY AND INTERCULTURAL RESOURCE CENTER PO BOX 1636 SILVERTHORNE CO 80498 841252900 501(C)(3) 92000 ASSISTANCE NETWORK GLBT CENTER OF COLORADO 1301 E COLFAX AVE DENVER CO 80218 840738879 501(C)(3) 45000 ASSISTANCE NETWORK HEALTH DISTRICT OF NORTHERN LARIMER COUNTY 120 BRISTLECONE DR FORT COLLINS CO 80524 840515919 501(C)(3) 165000 ASSISTANCE NETWORK HILLTOP COMMUNITY RESOURCES 1331 HERMOSA AVE GRAND JUNCTION CO 81506 742321009 501(C)(3) 156000 ASSISTANCE NETWORK MOUNTAIN FAMILY HEALTH CENTERS PO BOX 339 GLENWOOD SPRINGS CO 81602 840742145 501(C)(3) 143000 ASSISTANCE NETWORK MT SAN RAFAEL HOSPITAL 410 BENEDICTA AVE TRINIDAD CO 81082 840586742 501(C)(3) 19900 ASSISTANCE NETWORK NORTH COLORADO HEALTH ALLIANCE 2930 11TH AVE EVANS CO 80620 651189617 501(C)(3) 179000 ASSISTANCE NETWORK NORTHWEST COLORADO COMMUNITY HEALTH PARTNERSHIP INC 2720 LINCOLN AVE STEAMBOAT SPRINGS CO 80488 812578785 501(C)(3) 126000 ASSISTANCE NETWORK SAN JUAN BASIN PUBLIC HEALTH 281 SAWYER DR SUITE 300 DURANGO CO 81303 846002563 CO HEALTH AGENCY 76340 ASSISTANCE NETWORK SAN LUIS VALLEY (LUTHERN HOSPITAL) 106 BLANCA AVE ALAMOSA CO 81101 840255530 501(C)(3) 12000 ASSISTANCE NETWORK SENIOR RESOURCE DEVELOPMENT AGENCY PUEBLO INC 230 N UNION AVE PUEBLO CO 81003 840593609 501(C)(3) 27500 ASSISTANCE NETWORK SERVICIOS DE LA RAZA 3131 W 14TH AVE DENVER CO 80204 840625478 501(C)(3) 137000 ASSISTANCE NETWORK TRI-COUNTY HEALTH NETWORK PO BOX 4178 TELLURIDE CO 81435 274743848 501(C)(3) 109786 ASSISTANCE NETWORK SOUTHWEST HEALTH SYSTEM 1311 N MILDRED ROAD CORTEZ CO 81321 841337350 501(C)(3) 17763 ASSISTANCE NETWORK 18 PART I, LINE 2: GRANTS FOR THE ASSISTANCE NETWORK REQUIRE PROPOSALS, INCLUDING OBJECTIVES, FOR THE GRANT PERIOD. THE ASSISTANCE NETWORK MANAGER OR TEAM MEMBER REVIEWS QUARTERLY REPORTS FROM GRANTEES AND MONITORS WORK TOWARD AGREED UPON OBJECTIVES. INVOICES ARE PAID BY THE FINANCE DEPARTMENT WHEN APPROVED BY THE ASSISTANCE NETWORK MANAGER OR TEAM MEMBER. X X 0 0 0 0 0 0 0 0 0 KEVIN PATTERSON CHIEF EXECUTIVE OFFICER 252953 0 24793 0 0 0 17462 0 15710 0 310918 0 0 0 BRIAN BRAUN CHIEF FINANCIAL OFFICER 201218 0 0 0 0 0 20660 0 16078 0 237956 0 0 0 KELLY GUTHNER CHIEF INNOVATION OFFICER 203939 0 30525 0 0 0 23819 0 16246 0 274529 0 0 0 ALAN SCHMITZ GENERAL COUNSEL/COMPLIANCE 179209 0 0 0 0 0 17806 0 14913 0 211928 0 0 0 DAVID COREN DIRECTOR OF MARKETPLACE FI 167016 0 0 0 0 0 16702 0 914 0 184632 0 0 0 NYLE BOYD HUMAN RESOURCES DIRECTOR 153630 0 0 0 0 0 15321 0 15539 0 184490 0 0 0 CLAUDIA FARNHAM-WITTNER DIRECTOR OF MEMBER SERVICE 162785 0 0 0 0 0 12886 0 4602 0 180273 0 0 0 MICHAEL STEPHAN PRIVACY & SECURITY OFFICER 144657 0 0 0 0 0 14319 0 11869 0 170845 0 0 0 FORM 990, PART VI, SECTION A, LINE 8B COMMITTEES DO NOT HAVE ANY DELEGATED AUTHORITY BY THE BOARD AND CAN ONLY DISCUSS AND MAKE RECOMMENDATIONS TO THE FULL BOARD FOR ADDITIONAL ACTION. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS REVIEWED BY ALL MEMBERS OF THE FINANCE COMMITTEE AND MADE AVAILABLE TO THE ENTIRE BOARD PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C ALL BOARD MEMBERS AND EMPLOYEES COMPLETE CONFLICT OF INTEREST DECLARATIONS, WHICH ARE UPDATED ANNUALLY, IN JULY. THE COMPLETED CONFLICT OF INTEREST DECLARATIONS ARE THEN REVIEWED BY HUMAN RESOURCES AND THE CFO TO DETERMINE IF THERE ARE ANY RISKS ASSOCIATED WITH ANY OF THE DISCLOSURES. FORM 990, PART VI, SECTION B, LINE 15 THE PROCESS FOR DETERMINING COMPENSATION FOR THE CEO AND KEY EMPLOYEES INCLUDED THE USE OF THIRD PARTY MARKET DATA FOR THE DENVER AREA FOR COMPARABLE ORGANIZATIONS INCLUDING OTHER NON-PROFIT ORGANIZATIONS AND TECHNOLOGY ORGANIZATIONS, AS WELL AS EVALUATION OF SALARIES AT COMPARABLE ORGANIZATIONS (I.E. OTHER STATE-BASED EXCHANGES, HEALTH IT ORGANIZATIONS). IN ADDITION, THE BOARD OF DIRECTORS CONTRACTED WITH AN EXECUTIVE COMPENSATION CONSULTANT TO PROVIDE INPUT AND ASSIST IN SETTING THE APPROPRIATE CEO/EXECUTIVE COMPENSATION LEVEL. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S GOVERNING DOCUMENTS, BOARD POLICIES, AND FINANCIAL STATEMENTS ARE MADE AVAILABLE TO THE PUBLIC VIA THE CONNECT FOR HEALTH COLORADO WEBSITE.