2021-05-10T10:03:41-05:00 2020-06-30 113518842 MARKS PANETH LLP 685 THIRD AVENUE NEW YORK NY 10017 990 2019-07-01 133808669 UPPER MANHATTAN EMPOWERMENT ZONE DEVELOPMENT CORPORATION UPPE 2124100030 55 WEST 125TH STREET 11TH FLOOR NEW YORK NY 10027 CPA PRESIDENT & CEO 2124100030 2021-04-12 1 MAGDALENA M CZERNIAWSKI P00535099 2125038800 2021-04-12 2019 2022-09-23 18:48:47Z BLAIR M DUNCAN 55 WEST 125TH STREET 11TH FLOOR NEW YORK NY 10027 6857023 0 X WWW.UMEZ.ORG X 1995 NY TO SUSTAIN THE ECONOMIC REVITALIZATION OF ALL COMMUNITIES IN UPPER MANHATTAN. 14 14 19 14 0 0 10499826 4532439 1316661 1056242 734198 954001 115674 314341 12666359 6857023 1686653 2400787 0 0 2101025 2540614 0 0 0 1053128 1001048 4840806 5942449 7825553 914574 84770725 83528434 14418994 11749603 70351731 71778831 TO SUSTAIN THE ECONOMIC REVITALIZATION OF ALL COMMUNITIES IN UPPER MANHATTAN THROUGH JOB CREATION, CORPORATE ALLIANCES, STRATEGIC INVESTMENTS, AND SMALL BUSINESS ASSISTANCE. 0 0 5375499 2400787 1370583 TO SUSTAIN THE ECONOMIC REVITALIZATION OF ALL COMMUNITIES IN UPPER MANHATTAN THROUGH JOB CREATION, CORPORATE ALLIANCES, STRATEGIC INVESTMENTS, AND SMALL BUSINESS ASSISTANCE. 5375499 1 1 0 0 0 0 0 0 0 0 1 0 0 0 1 1 0 1 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 1 17 0 1 19 1 0 0 0 0 0 0 0 0 0 0 0 0 X 14 14 0 0 0 0 0 0 0 1 1 0 1 1 1 1 1 1 1 1 1 0 0 NY X GAFFAR MOHAMED CFO 2124100030 55 WEST 125TH STREET 11TH FLOOR NEW YORK NY 10027 AMIR KIRKWOOD SECRETARY 5.00 X X 0 0 0 ANTHONY Q FLETCHER SECRETARY (OUTGOING) 5.00 X X 0 0 0 CARMEN VASQUEZ TREASURER (OUTGOING) 5.00 X X 0 0 0 DENNIS MITCHELL DIRECTOR 5.00 X 0 0 0 ELEAZAR BUENO DIRECTOR 5.00 X 0 0 0 HARRIET MICHEL DIRECTOR 5.00 5.00 X 0 0 0 JOSEPH J JOHNSON III CHAIRPERSON 5.00 X X 0 0 0 KEVIN CHAVERS DIRECTOR 5.00 X 0 0 0 LISA DOWNING DIRECTOR 5.00 5.00 X 0 0 0 MAURINE KNIGHTON VICE CHAIR 5.00 X X 0 0 0 MAXINE GRIFFITH DIRECTOR (OUTGOING) 5.00 X 0 0 0 MICHAEL SMART DIRECTOR 5.00 X 0 0 0 NIKISHA ALCINDOR DIRECTOR 5.00 X 0 0 0 NILSA ORAMA DIRECTOR 5.00 X 0 0 0 REKHA NAMBIAR DIRECTOR (OUTGOING) 5.00 X 0 0 0 REV GEORGIETTE MORGAN-THOMAS DIRECTOR 5.00 X 0 0 0 RICHARD LEWIS DIRECTOR (OUTGOING) 5.00 X 0 0 0 SABRINA STRATTON DIRECTOR 5.00 X 0 0 0 TERESA EYRING TREASURER 5.00 X X 0 0 0 BLAIR M DUNCAN CEO 37.50 5.00 X 281397 0 120419 BLAIR SMITH CIO 37.50 5.00 X 105263 0 19432 GAFFAR MOHAMED CFO 37.50 5.00 X 148494 0 39922 CHERYL ANHAVA PROG. CULTURAL. INV. OFFICER 37.50 X 102157 0 6251 ELIZABETH HARRIS GENERAL COUNSEL 37.50 X 179889 0 9609 VERDERY ROOSEVELT SVP, CULTURAL AFFAIRS 37.50 X 170071 0 21335 YAHSHAANYAH HILL DIRECTOR OF WORKFORCE DEV 37.50 X 122404 0 6541 1109675 0 223509 7 0 1 0 0 4532439 4532439 INTEREST ON LOANS 523930 1056242 1056242 1056242 954001 954001 FORGIVABLE LOAN RECOGN 246045 246045 HCDC ADMIN REVENUE 50000 50000 MISC INCOME 900099 18046 18046 250 250 314341 6857023 1370583 0 954001 2400787 2400787 784317 705886 78431 1305441 1079806 225635 53538 40944 12594 241435 200385 41050 155883 132501 23382 129550 110117 19433 42000 42000 176442 149976 26466 3707 3150 557 110952 94310 16642 317670 270020 47650 2958 2514 444 16503 14028 2475 46114 39197 6917 44726 38017 6709 EQUIPMENT PURCHASES 32504 27628 4876 EVENTS 26906 22870 4036 EQUIPMENT RENTAL 21154 17981 3173 DUES AND SUBSCRIPTIONS 19606 16665 2941 10256 8717 1539 5942449 5375499 566950 0 1500 1500 62980347 51015387 2916974 2071630 3154 18562088 17555717 45654 23144 469506 401268 103231 68238 12569560 157777 223258 84770725 83528434 214923 490363 14049075 10674383 398216 154996 186641 14418994 11749603 X 70351731 71778831 70351731 71778831 84770725 83528434 914574 512526 0 X X 0 1 X 1 1 1 X 1608059 2882652 8728178 10499826 4532439 28251154 1608059 2882652 8728178 10499826 4532439 28251154 28251154 121233 176082 347092 734198 954001 2332606 102149 17910 137821 115674 314341 687895 31271655 4758941 0.90340 0.93950 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: MISC INCOME - 2015 AMOUNT: $ 2,149. 2016 AMOUNT: $ 17,910. 2018 AMOUNT: $ 44. 2019 AMOUNT: $ 18,046. SERVICE FEES - 2015 AMOUNT: $ 100,000. 2017 AMOUNT: $ 137,821. HCDC ADMIN REVENUE - 2018 AMOUNT: $ 25,000. 2019 AMOUNT: $ 50,000. FORGIVABLE LOAN RECOGNIZED - 2018 AMOUNT: $ 90,630. 2019 AMOUNT: $ 246,045. APPLICATION FEES - 2019 AMOUNT: $ 250. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 403430 352593 50837 45787 28446 17341 20289 20229 60 68238 DUE TO AFFILIATE 5553 DEFFERED RENT 44716 DEFFERED COMPENSATION 136372 186641 X 7470785 512526 101236 613762 6857023 0 6857023 6141077 198628 198628 5942449 0 5942449 PART X, LINE 2: THE ORGANIZATION BELIEVES IT HAD NO UNCERTAIN TAX POSITIONS AS OF JUNE 30, 2020 AND 2019 IN ACCORDANCE WITH ACCOUNTING STANDARDS CODIFICATION TOPIC 740 "INCOME TAXES", WHICH PROVIDES STANDARDS FOR ESTABLISHING AND CLASSIFYING ANY TAX PROVISIONS FOR UNCERTAIN TAX POSITIONS. PART XI, LINE 2D - OTHER ADJUSTMENTS: RELATED ENTITY'S REVENUE 157,459. CONSOLIDATING ELIMINATIONS -56,223. PART XII, LINE 2D - OTHER ADJUSTMENTS: RELATED ENTITY'S EXPENSES 254,851. CONSOLIDATING ELIMINATIONS -56,223. 1 AMIGOS DEL MUSEO DEL BARRIO 1230 FIFTH AVENUE NEW YORK NY 10029 237156720 501(C)(3) 94000 DEVELOPMENT APOLLO THEATRE FOUNDATION 253 WEST 125TH STREET NEW YORK NY 10027 133630066 501(C)(3) 400000 DEVELOPMENT BUSINESS RESOURCE & INVESTMENT SERVICE CENTER 55 WEST 125TH STREET 11TH FL NEW YORK NY 10027 133925609 501(C)(3) 56223 DEVELOPMENT CLASSICAL THEATER OF HARLEM 566 WEST 159TH STREET SUITE 44 NEW YORK NY 10032 134046782 501(C)(3) 101409 DEVELOPMENT DANCE THEATRE OF HARLEM 466 WEST 162ND STREET NEW YORK NY 10026 132642091 501(C)(3) 50000 DEVELOPMENT E MONTE MOTION INC 300 WEST 145TH STREET 5S NEW YORK NY 10039 133096579 501(C)(3) 47500 DEVELOPMENT FIRELIGHT MEDIA INC 72 HAMILTON TERRACE NEW YORK NY 10031 113489379 501(C)(3) 55000 DEVELOPMENT GRAMEEN AMERICA INC 1460 BROADWAY 14TH FLOOR NEW YORK NY 10036 208497991 501(C)(3) 65000 DEVELOPMENT HARLEM ARTS ALLIANCE 229 WEST 135TH STREET NEW YORK NY 10030 470873119 501(C)(3) 35000 DEVELOPMENT HARLEM BUSINESS ALLIANCE 275 MALCOLM X BLVD 2ND FLOOR NEW YORK NY 10027 133591350 501(C)(3) 10000 DEVELOPMENT HARLEM SCHOOL OF THE ARTS INC 645 ST NICHOLAS AVENUE NEW YORK NY 10030 132552500 501(C)(3) 47226 DEVELOPMENT HARLEM STAGE INC 150 CONVENT AVENUE NEW YORK NY 10031 133166308 501(C)(3) 33800 DEVELOPMENT HIP-HOP THEATER FESTIVAL 215 EAST 99TH STREET NEW YORK NY 10029 421642691 501(C)(3) 100000 DEVELOPMENT JAZZMOBILE INC 163 WEST 125TH STREET 9TH FL NEW YORK NY 10027 132614483 501(C)(3) 20000 DEVELOPMENT LOWER MANHATTAN CULTURAL COUNCIL INC 125 MAIDEN LANE 2ND FLOOR NEW YORK NY 10038 237348782 501(C)(3) 434750 DEVELOPMENT MAYSLES INSTITUTE INC 343 MALCOLM X BLVD NEW YORK NY 10027 202545574 501(C)(3) 35000 DEVELOPMENT MORRIS-JUMEL MANSION 65 JUMEL TERRACE NEW YORK NY 10032 132800646 501(C)(3) 64000 DEVELOPMENT MUSEUM OF THE CITY OF NEW YORK INC 1220 FIFTH AVENUE NEW YORK NY 10029 131624098 501(C)(3) 28125 DEVELOPMENT NATIONAL BLACK THEATRE WORKSHOP INC 213 WEST 137TH STREET NEW YORK NY 10027 132632596 501(C)(3) 28000 DEVELOPMENT NATIONAL JAZZ MUSEUM IN HARLEM 58 WEST 129TH STREET GROUND FL NEW YORK NY 10027 133853627 501(C)(3) 25000 DEVELOPMENT NORTHERN MANHATTAN ARTS ALLIANCE INC 5030 BROADWAY 723 NEW YORK NY 10034 261997496 501(C)(3) 20000 DEVELOPMENT PUERTO RICAN WORKSHOP INC 121 EAST 106TH STREET NEW YORK NY 10029 132693369 501(C)(3) 10000 DEVELOPMENT RESEARCH FOUNDATION OF CUNY 230 WEST 41ST STREET 7TH FL NEW YORK NY 10036 131988190 501(C)(3) 45041 DEVELOPMENT SUGAR HILL CHILDREN'S MUSEUM OF ART AND STORYTELLING 898 ST NICHOLAS AVENUE AT 155TH STREET NEW YORK NY 10032 465412811 501(C)(3) 120000 DEVELOPMENT THE FUTURO MEDIA GROUP 361 WEST 125TH STREET 6TH FL NEW YORK NY 10027 272077349 501(C)(3) 22974 DEVELOPMENT THE MAMA FOUNDATION OF THE ARTS INC 149 WEST 126TH STREET NEW YORK NY 10027 311614732 501(C)(3) 25000 DEVELOPMENT THE STUDIO MUSEUM IN HARLEM 310 MALCOLM X BLVD 3RD FL NEW YORK NY 10027 132590805 501(C)(3) 150000 DEVELOPMENT VISUAL ARTS RESEARCH & RESOURCE CENTER - CCCADI 1825 PARK AVENUE SUITE 602 NEW YORK NY 10027 133054001 501(C)(3) 182000 DEVELOPMENT 25 PART I, LINE 2: UMEZ STAFF CONDUCTS COMPLIANCE SITE VISITS TO ENSURE THAT GRANT FUNDS ARE SPENT FOR THE PURPOSE FOR WHICH THEY WERE GIVEN. IT IS ALSO A REQUIREMENT THAT GRANTEES SUBMIT REPORTS ON THEIR ACTIVITIES. THESE REPORTS ARE COLLECTED AND REVIEWED BY UMEZ STAFF TO ENSURE COMPLIANCE WITH GRANT DOCUMENTS. X X X 0 1 0 0 0 0 0 0 0 BLAIR M DUNCAN CEO 280623 0 0 0 774 0 84250 0 36169 0 401816 0 0 0 GAFFAR MOHAMED CFO 146120 0 0 0 2374 0 7012 0 32910 0 188416 0 0 0 ELIZABETH HARRIS GENERAL COUNSEL 179702 0 0 0 187 0 7966 0 1643 0 189498 0 0 0 VERDERY ROOSEVELT SVP, CULTURAL AFFAIRS 167697 0 0 0 2374 0 8063 0 13272 0 191406 0 0 0 PART I, LINE 4B THE CURRENT CEO (BLAIR DUNCAN) PARTICIPATES IN A NONQUALIFIED DEFERRED COMPENSATION PLAN MEETING THE REQUIREMENTS OF SECTION 457(F) OF THE INTERNAL REVENUE SERVICE, AND THE CONTRIBUTION UNDER THE PLAN WAS $70,000. FORM 990, PART VI, SECTION B, LINE 11B FORM 990 IS PREPARED BY AN INDEPENDENT ACCOUNTANT. THE RETURN IS REVIEWED BY THE AUDIT COMMITTEE AND DISTRIBUTED TO THE BOARD OF DIRECTORS PRIOR TO FILING WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C ALL STAFF AND BOARD MEMBERS ARE REQUIRED TO SIGN AN ANNUAL DISCLOSURE FORM. THE FORMS ARE REVIEWED AND CONFLICTS, IF ANY, ARE ADDRESSED. FORM 990, PART VI, SECTION B, LINE 15A THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS WHICH IS COMPRISED OF INDEPENDENT DIRECTORS REVIEWS COMPARABLE DATA PREPARED BY AN INDEPENDENT CONSULTANT. FORM 990, PART VI, SECTION C, LINE 19 FINANCIAL STATEMENTS, CONFLICT OF INTEREST POLICY AND GOVERNING DOCUMENTS ARE AVAILABLE UPON REQUEST AND THROUGH THE OFFICE OF THE NEW YORK STATE ATTORNEY GENERAL. FORM 990, PART XII, LINE 2C THE PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. BUSINESS RESOURCE AND INVESTMENT SERVICE CENTER INC 55 WEST 125TH STREET 11TH FLOOR NEW YORK NY 10027 133925609 PROVIDES FINANCIAL ASSISTANCE TO ELIGIBLE BUSINESSES NY 501(C)(3) LINE 7 UPPER MANHATTON EMPOWERMENT ZONE DEV CORP 1 1 1 0 1 0 0 0 0 0 1 0 0 0 1 1 0 1 0 0 BUSINESS RESOURCE & INVESTMENT SERVICE CENTER INC B 56223 FMV