2021-04-29T17:07:09-05:00 2020-12-31 Kundinger Corder & Engle PC 475 Lincoln St Ste 200 Denver CO 80203 990PF 2020-01-01 840632115 NATIONAL ENDOWMENT FOR FINANCIAL EDUCATION NATI 3037416333 1550 Market Street No 475 Denver CO 80202 Joanne Flores Moses CFO 3037416333 2021-04-29 1 Joanne Flores Moses 999009999 Kristin Calder P01720813 3035345953 3 AAL1 IAL1 2020 2022-09-23 18:48:47Z X X 183159411 X 42578 44379 44379 44379 1069453 1069453 1069453 7927281 7907932 43723 4619641 4617745 4618004 13703332 13639509 5775559 664150 59811 59811 604339 2133235 22914 22914 2110321 991471 19829 19829 971642 135102 2331 2331 132771 123600 4880 4880 118720 638279 214728 214728 423551 110872 0 0 0 966613 19332 19332 947281 113935 983 983 112952 255471 29 29 255442 922189 2644 2644 919545 7054917 347481 347481 6596564 453366 453366 7508283 347481 347481 7049930 6195049 13292028 5428078 6746947 7264157 7264157 46226379 47019862 61374979 16630760 9914401 10828132 57267203 68867918 103692143 126871289 133066338 183159411 0 0 X 126813823 133066338 57466 0 126871289 133066338 126871289 133066338 126871289 6195049 0 133066338 0 133066338 Vanguard Total Stock Index Fund P 1125248 1125248 Prime Cap Odyssey Growth Fund P 4323481 4323481 Vulcan Value Partners Large Cap P 425662 425662 Capital Group American Funds P 157268 157268 City of London EM Investable Fund P 539951 539951 Wellington EMO P 316794 316794 Wellington Archipelago Partners P 1893176 1893176 Davidson Kempner Institutional Partner P 203788 203788 Forester Diversified Ltd P 491424 491424 Harvest MLP Income Fund II P -1313139 -1313139 T. Rowe. Price Global Natural Resources P -348087 -348087 AEW Global Property Securities (Seaport) P 6357 6357 Dodge & Cox Income Fund P 200995 200995 Templeton Global Bond P -634941 -634941 Merganser Short Term Bond Fund P 129844 129844 Breckinridge Capital Advisors P 81589 81589 Common Fund International PEP VI P 26208 26208 Common Fund International PEP VI - UBTI P 913 913 Gain/loss reported on 990-T P -913 -913 Common Fund Private Equity Partners VII P 70665 70665 Common Fund Private Equity Partners VII - UBTI P 9109 9109 Gain/loss reported on 990-T P -9109 -9109 Common Fund Venture Partners XI P 146038 146038 Common Fund Venture Partners XI - UBTI P 9327 9327 Gain/loss reported on 990-T P -9327 -9327 Greenspring Global Partners 8 P 3768 3768 Greenspring Global Partners 9 P 154 154 Industry Venture Partners Holdings P 9606 9606 Siguler Guff Distressed Opportunities 3 P 2122 2122 Siguler Guff Distressed Opportunities 4 P 33980 33980 Vulcan Value Partners Large Cap P -428874 -428874 City of London EM Investable Fund P 19963 19963 Davidson Kempner Institutional Partner P 494230 494230 Harvest MLP Income Fund II P -85613 -85613 T. Rowe. Price Global Natural Resources P 6985 6985 AEW Global Property Securities (Seaport) P -3156 -3156 Parametric P -42776 -42776 Dodge & Cox Income Fund P 107431 107431 Merganser Short Term Bond Fund P 16844 16844 Common Fund Private Equity Partners VII P -29 -29 Common Fund Venture Partners XI P 5127 5127 Greenspring Global Partners 8 P -387 -387 Greenspring Global Partners 9 P -1351 -1351 Industry Venture Partners Holdings P 31 31 Siguler Guff Distressed Opportunities 3 P -161 -161 Siguler Guff Distressed Opportunities 4 P -54 -54 Ownership Capital Global Equity LP P 172093 172093 Ownership Capital Global Equity LP P -2057 -2057 Silchester International P -199835 -199835 Silchester International P -42430 -42430 7907932 43723 184759 0 184759 0 184759 183656 0 0 0 183656 X 0 1103 0 0 0 0 0 0 0 1 1 1 0 1 1 CO 1 1 0 0 0 1 www.NEFE.org The Organization 3037416333 1550 Market Street No 475 Denver CO 80202 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Rachelle Feldman 1550 Market Street Ste 475 Denver CO 80202 Member 1.00 0 0 0 Margaret Libby 1550 Market Street Ste 475 Denver CO 80202 Member 1.00 0 0 0 Colleen Walker 1550 Market Street Ste 475 Denver CO 80202 Member 1.00 0 0 0 Greg Maged 1550 Market Street Ste 475 Denver CO 80202 Vice Chair 1.00 0 0 0 Kevin Plummer 1550 Market Street Ste 475 Denver CO 80202 Member 1.00 0 0 0 David G Strege 1550 Market Street Ste 475 Denver CO 80202 Emeritus Chair 1.00 0 0 0 Patrick Bannigan 1550 Market Street Ste 475 Denver CO 80202 Emeritus Chair 1.00 0 0 0 Helen Norris 1550 Market Street Ste 475 Denver CO 80202 Chair 1.00 0 0 0 Jason Young 1550 Market Street Ste 475 Denver CO 80202 Member 1.00 0 0 0 Doug McCormick 1550 Market Street Ste 475 Denver CO 80202 Member 1.00 0 0 0 Rick Ketchum 1550 Market Street Ste 475 Denver CO 80202 Member 1.00 0 0 0 Joyce Nelson 1550 Market Street Ste 475 Denver CO 80202 Member 1.00 0 0 0 Manisha Thakor 1550 Market Street Ste 475 Denver CO 80202 Member 1.00 0 0 0 Billy Hensley 1550 Market Street Ste 475 Denver CO 80202 President & CEO 40.00 369204 23564 0 Joanne Flores Moses 1550 Market Street Ste 475 Denver CO 80202 Treasurer & CFO 40.00 201706 45867 0 Carol Chapman 1550 Market Street Ste 475 Denver CO 80202 Secretary & Executive Assis 40.00 93240 38067 0 Dionne Blue PhD 1550 Market Street Ste 475 Denver CO 80202 Member 1.00 0 0 0 Jourdan Jones 1550 Market Street Ste 475 Denver CO 80202 Member 1.00 0 0 0 Chris Shannon 1550 Market St Ste 475 Denver CO 80202 VP External Affairs 40.00 185941 34939 0 Katherine Sauer 1550 Market St Ste 475 Denver CO 80202 VP Research and Prog 40.00 193277 10642 0 Annette Fowler 1550 Market St Ste 475 Denver CO 80202 Managing Dir. of Tec 40.00 131291 41597 0 Jill Jones 1550 Market St Ste 475 Denver CO 80202 Managing Dir. Resear 40.00 106779 20580 0 Paul Golden 1550 Market St Ste 475 Denver CO 80202 Managing Dir. of Med 40.00 104320 21200 0 8 ITX Corp 1169 Pittsford-Victor Rd Pittsford NY 14534 Web design and consulting 251900 BCLP PO Box 503089 St Louis MO 63150 Legal 107404 Cambridge Associates LLC PO Box 10317 Uniondale NY 11555 Investment advisor 95000 Beacon Technologies 164-B Thatcher Rd Greensboro NC 27409 Marketing consulting 91300 Willis Towers Watson 555 17th Street Suite 2050 Denver CO 80202 Actuary 74800 3 Research and Programs: Funding is provided for research that has the potential to make a profound contribution to the field of financial education and seeks to improve the public's financial well-being. NEFE provides programs and resources to facilitate financial education in schools and communities, and helps educators evaluate learning success. In 2020, NEFE continued access to the High School Financial Planning Program (HSFPP) for high school teachers and students; the CashCourse program for college audiences; and Smart About Money for adult learners. The NEFE Financial Education Evaluation Toolkit helps educators evaluate program effectiveness. NEFE educational resources had more than 1.1 million online users/visitors in 2020. 3686818 External Affairs: Our diverse range of partnerships span social services, education and media organizations. In the last year, NEFE had nearly 40 active partnerships. For example, NEFE provided support to 100 people of color who sought Accredited Financial Counselor certification through the Association for Financial Counseling and Planning Education. Additionally, to advance the research agenda and theory of change in the field of financial education, NEFE funds think tanks and forums to advance dialogue and raise awareness. NEFE is partnering with Council for Economic Education to host a series of 5 financial education policy convenings that were produced through collaboration in 2020 and will take place in 2021. These invitation-only events will provide state policymakers with a neutral forum in which to discuss opportunities, technicalities and challenges of considering statewide financial education policy and programming. 2007350 0 154529191 11636709 0 166165900 0 0 166165900 2492489 163673411 8183671 X 7049930 0 7049930 0 7049930 2005-06-24 X 5428078 3562665 2270576 2712417 13973736 4613866 3028265 1929990 2305554 11877676 7049930 7605606 7432933 6465656 28554125 453366 284609 583250 476724 1797949 6596564 7320997 6849683 5988932 26756176 0 0 5455781 5612559 5788705 5628579 22485624 0 0 0 0 Applications should be submitted to 1550 Market Street Suite 475 Denver CO 80202 3037416333 NEFE.org Applicants must submit a Concept Inquiry Form as the first step to being considered for funding. The Form is available on NEFE's website at NEFE.org First Tuesday in December and the first Tuesday in June. Through support of rigorous research, NEFE identifies knowledge gaps and seeks evidence of what works in the field to prove the effectiveness of financial education and lay the groundwork for greater future impact. Funding is provided for research that has the potential to make a profound contribution to the field of financial education and seeks to improve the public's financial well-being. NEFE funds projects that: Are based on original research questions that necessitate rigorous, empirical analysis; Generate new data or utilize existing datasets; Involve the direct study of U.S. households and individuals and trends related to them; Investigate direct impacts of financial education or propose research that results in findings impactful to the field. NEFE does not fund projects that: Have commercial or proprietary elements; Are related to the pilot, development, execution, evaluation, expansion or administration of programs, courses or curricula. AFCPE 79 S State St Suite D-3 Westerville OH 43081 None PC Sponsor training and credentialing of 100 new Accredited Financial Counselors 50000 Coalition of Communities of Color 211 NW 2nd Ave Suite 303 Portland OR 97209 None PC Operating grant 25000 Connect to Compete Inc 413 K Street NE Washington DC 20002 None PC Operating grant 25000 Foundation for the Mid South 134 East Amite Street Jackson MS 39201 None PC Operating grant 25000 National Coalition Against Domestic Violence 600 Grant St Suite 750 Denver CO 80203 None PC Operating grant 25000 Society for Financial Education & Professional Development 1800 Diagonal Rd Suite 600 Alexandria VA 22314 None PC Operating grant and Student Ambassador program 35000 Knology 40 Exchange Place New York NY 10005 None PC State financial spending and benefits 104000 Stevens Institutes of Technology 1 Castle Point Terrace Hoboken NJ 07030 None PC Collectivism all around: informal networks, savings shortfalls, and financial education in the US 31083 The University of Arizona 1140 E South Campus Dr PO Box 210036 Tuscon AZ 85721 None PC Measuring family financial socialization 27433 The Urban Institute 500 LEnfant Plaza SW Wahington DC 20024 None PC Efficacy in measuring financial literacy 80000 Womens Community Revitalization Project 100 West Oxford St Suite E-2300 Philadelphia PA 19122 None PC Operating grant 25000 Grantmakers for Effective Organizations 1310 L Street NW Suite 650 Washington DC 20005 None PC Operating grant 850 453366 The University of Arizona 1140 E South Campus Dr PO Box 210036 Tuscon AZ 85721 None PC Measuring Family Financial Socialization 101077 University of Alabama 152 Rose Administration Box 870104 Tuscaloosa AL 35487 None PC Efficacy in measuring financial literacy 87001 Urban Institute 500 LEnfant Plaza SW Washington DC 20024 None PC Efficacy in Measuring Financial Literacy 170000 358078 14 44379 14 1069453 523000 1637 14 4617745 523000 19349 18 7907932 Other 14 259 20986 13639768 0 13660754 0 0 0 0 0 0 0 0 0 0 X X 1 Cy pres distribution PO Box 6191 Novato CA 94948 16560 X 2 Cy pres distribution PO Box 9009 Hicksville NY 11802 24794 X Kundinger, Corder & Engle, PC 48800 4880 4880 43920 Willis Towers Watson 74800 0 0 74800 Dodge & Cox Income Fund 7613479 8527210 RBC Global Asset Management 2300922 2300922 Publicly traded securities 47019862 61374979 Wellington Archipelago Holdings, Ltd. AT COST 293176 5891538 Davidson Kempner Institutional Partners, L.P. AT COST 8712907 17375951 Wellington EMO AT COST 2636959 4190750 City of London Emerging Markets Country Fund AT COST 1950325 6984108 Silchester International Value Equities AT COST 15735412 17401768 Commonfund VI, LLP AT COST 16713 132474 Commonfund VII, LLP AT COST 0 351947 Sigular Guff Distressed Opportunity Fund 3 AT COST 0 258649 Forester Diversified Hedge Fund AT COST 5491424 9636294 Sigular Guff Distressed Opportunity IV Fund AT COST 0 835460 Harvest MLP Income Fund II AT COST 103823 103823 Dover Street VIII Cayman Fund L.P. AT COST 211559 705411 AEW Global AT COST 8170036 7951218 Commonfund Venture Ptrns XI AT COST 1620740 3216564 Dover Street IX Cayman Fund L.P. AT COST 1331935 2324414 Greenspring Global Partners VIII-B, L.P. AT COST 1387119 1725111 Parametric Portfolio Associates LLC AT COST 4098405 4226748 Industry Ventures AT COST 1225864 1442398 Greenspring Global Partners IX-B, LP AT COST 1337435 1527105 Wellington Durable Companies AT COST 6489603 7605226 Ownership Capital Global Equity Fund LP AT COST 6669042 7866292 HarborVest Real Assets 4 Feeder Fund AT COST 0 187899 Dover Street X Cayman Fund AT COST 1310441 1675995 Fortress Credit Opportunities Fund V Exp 8 AT COST 75000 75000 Sheridan Ross 13017 132 132 12885 Leaffer Law Group 3250 51 51 3199 Davis Graham Stubbs 11431 0 0 11431 BCLP 107404 2148 2148 105256 Technology 181000 570 570 180430 Directed research and other program expenses 249354 0 0 249354 Advertising/media 107156 0 0 107156 Postage/shipping 100783 0 0 100783 Other 65115 0 0 65115 Consulting 218781 2074 2074 216707 Income from pass-through entities 4619382 4617745 4617745 Other 259 259 Wellington Trust Co. 53803 53803 53803 0 Cambridge Associates, LLC 95000 95000 95000 0 ITX Corporation 251900 0 0 251900 Vulcan Value Partners, LLC 45596 45596 45596 0 Breckinridge Capital Advisors, Inc. 11519 11519 11519 0 Other advisor fees 45351 0 0 45351 Beacon Technologies 91300 0 0 91300 Parametric 8810 8810 8810 0 Cook Street Consulting 35000 0 0 35000 2020 estimated excise taxes 110000 0 0 0 2020 CO unrelated business income taxes 500 0 0 0 2019 CO unrelated business income taxes 372 0 0 0