2021-04-14T09:26:36-05:00 2019-12-31 042387531 Sullivan & Worcester LLP 1633 Broadway New York NY 10019 990PF 2019-01-01 061816606 LEONA BOTHMER FOUNDATION LEON 2126603089 Sullivan Worcester 1633 Broadwa New York NY 10019 Constantine P Ralli Trustee 2126603089 2021-04-14 1 Magda Alvarez-Sanchez P01418916 2126603000 2020-07-14 2019 2022-09-23 18:48:47Z X 6188838 X X 2236 2236 154709 154709 582487 1406493 582487 739432 739432 47765 23882 0 12500 12500 0 54298 54298 0 1266 1266 0 115829 91946 0 275000 275000 390829 91946 275000 348603 647486 2 144016 51738 51738 3049888 3620487 5858354 404582 274866 278746 3598488 3947091 6188838 0 0 X 0 0 0 0 3598488 3947091 3598488 3947091 3598488 3947091 3598488 348603 0 3947091 0 3947091 500 shs. Ishares Russell 2000 P 2009-12-02 2019-02-21 78409 31413 46996 46996 225 shs. SPDR Standard & Poors P 2009-10-23 2009-02-21 78675 30416 48259 48259 10,641.805 shs. BNY Mellon Intl Appeciation CL M P 2010-03-16 2019-03-28 139727 121132 18595 18595 40 shs. Air Products & Chemicals inc. P 2009-11-06 2019-03-29 7499 3014 4485 4485 150 shs. Apple Inc. P 2010-01-15 2019-03-29 28260 4443 23817 23817 200 shs. Conocophillips P 2010-02-16 2019-03-29 13592 7931 5661 5661 180 shs. Exxon Mobil Corporation P 2009-09-22 2019-03-29 14459 12781 1678 1678 150 shs. International Business Machines Corp P 2010-01-15 2019-03-29 20913 18646 2267 2267 100 shs. Ishares Russell 2000 Index Fund P 2010-01-15 2019-03-29 15127 6209 8918 8918 400 shs. Kraft Heinz Company P 2009-09-22 2019-03-29 13088 12831 257 257 250 shs. Procter & Gamble Company P 2009-11-06 2019-03-29 25675 15943 9732 9732 150 shs. SPDR Standard & Poors Midcap 400 P 2010-01-15 2019-03-29 51184 20276 30908 30908 250 shs. Starbucks Corp. P 2017-11-07 2019-03-29 18190 14249 3941 3941 55 shs. Verizon Communications Inc P 2009-11-06 2019-03-29 3345 1544 1801 1801 100 shs. Visa Inc.- Cl A P 2015-11-16 2019-03-29 15424 7819 7605 7605 500 shs. Yum! Brands Inc. P 2009-11-06 2019-03-29 49413 12456 36957 36957 .3333 shs. Dow Inc. -CIL P 2014-10-28 2019-04-16 19 16 3 3 200 shs. Agilent Technologies Inc. P 2015-04-27 2019-04-23 15225 11016 4209 4209 1,312.336 shs. Dreyfus International Stock Fund P 2012-01-26 2019-04-23 25000 16933 8067 8067 250 Ishares MSCI Emerging Markets Index Fund P 2009-10-23 2019-04-23 11131 10390 741 741 250 shs. Ishares Russell 2000 Index Fund P 2010-01-15 2019-04-23 38879 15507 23372 23372 100 shs. SPDR Standard & Poors Midcap 400 P 2009-01-15 2019-04-23 35556 13518 22038 22038 290 shs. US Bancorp P 2009-12-31 2019-04-23 14824 7163 7661 7661 .333 shs. Dupont De Nemours Inc. P 2014-10-28 2019-06-13 25 24 1 1 100 shs. 3M Company P 2015-09-14 2019-07-24 17462 14076 3386 3386 50 shs. CME Group Inc. P 2019-03-28 2019-07-24 10324 8138 2186 2186 200 shs. Coca Cola Company P 2011-02-15 2019-07-24 10256 7027 3229 3229 100 shs. Costco Wholesale Corporation P 2010-08-24 2019-07-24 28016 7449 20567 20567 200 shs. Home Depot Inc. P 2009-10-23 2019-07-24 42263 5721 36542 36542 150 shs. Procter & Gamble Company P 2010-03-19 2019-07-24 17256 9422 7834 7834 150 shs. US Bancorp P 2010-01-15 2019-07-24 8286 3381 4905 4905 75,000 Par Value Shell International Fin, 4.3%, Due 9/22/2019 P 2009-10-23 2019-09-23 75000 74788 212 212 250 shs. Intel Corporation P 2009-12-09 2019-09-30 12613 5232 7381 7381 100 shs. Apple Corporation P 2010-01-20 2019-11-07 25747 2884 22863 22863 70 shs. Microsoft Corporation P 2009-11-09 2019-11-07 10086 2166 7920 7920 90 shs. Walt Disney Company P 2009-10-12 2019-11-07 11861 3039 8822 8822 30 shs. Alphabet Inc. Cl C P 2010-02-16 2019-11-20 39601 8345 31256 31256 300 shs. Apple Corporation P 2010-02-19 2019-11-20 79595 8652 70943 70943 150 shs. Duke Energy Corporation P 2011-05-16 2019-11-20 13431 8715 4716 4716 200 shs. Microsoft Corporation P 2009-11-09 2019-11-20 29854 6179 23675 23675 200 shs. Union Pac Corporation P 2010-02-19 2019-11-20 35183 6555 28628 28628 100,000 Par Value Novartis Secs Inves, 5.125%, Due 2/10/19 P 2009-12-09 2019-02-11 100000 107122 -7122 -7122 .371 shs. Wabtec Corporation CIL P 2019-02-26 2019-03-12 26 29 -3 -3 1,000 shs. General Electric Company P 2010-03-16 2019-03-29 9930 17079 -7149 -7149 5 shs. Wabtec Corporation P 2019-02-26 2019-03-29 363 385 -22 -22 1,858.736 shs. Dreyfus Intl Small Cap-Y P 2015-04-09 2019-04-22 25000 25694 -694 -694 50 shs. Celgene Corporation P 2015-04-09 2019-04-23 4686 5760 -1074 -1074 3,410.06 shs. Dreyfus Floating Rate Income Fund -Y P 2015-10-28 2019-05-14 40000 42592 -2592 -2592 .333 shs. Corteva Inc. P 2014-10-28 2019-06-14 8 9 -1 -1 150 shs. Celgene Corporation P 2015-04-09 2019-07-24 13436 17262 -3826 -3826 1,254.391 shs. BNY Mellon International Equity Fund - Y P 2015-04-09 2019-09-27 25000 25623 -623 -623 133 shs. Corteva Inc. P 2014-10-28 2019-11-20 3397 3428 -31 -31 BNY Mellon Intl Stock Fund - Capital Gain P 2019-12-31 2590 2590 2590 Eaton Corp PLC - Return of Capital P 2019-05-03 1056 1056 0 0 Eaton Corp PLC - Return of Capital P 2019-05-03 528 528 0 0 582487 0 308209 5961619 0.051699 275000 5734804 0.047953 264392 5060531 0.052246 275873 5390269 0.051180 276564 5512846 0.050167 0.253245 0.050649 5825828 295072 6475 301547 275000 12950 0 12950 0 12950 1781 0 0 1781 0 11169 0 0 0 0 0 0 0 0 0 0 1 1 CT 1 0 0 0 0 1 N/A Sullivan Worcester LLP 2126603089 1633 Broadway New York NY 10019 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Constantine P Ralli Sullivan Worcester LLP 1633 Broadway New York NY 10019 Trustee 1.00 0 0 0 NONE 0 NONE 0 0 5808965 105581 0 5914546 0 0 5914546 88718 5825828 291291 291291 12950 12950 278341 0 278341 0 278341 275000 0 275000 0 275000 278341 0 0 7427 12581 13710 33718 275000 0 0 0 275000 0 3341 3341 30377 0 0 0 0 0 0 0 30377 4086 12581 13710 X ASPCA 441 East 92nd Street New York NY 10128 None Public Charity Cash Contribution 20000 ADOPT-A-DOG Inc 849 Lake Avenue Greenwich CT 06831 None Public Charity Cash Contribution 30000 Best Friends Animal Society 5001 Angel Canyon Road Kanab UT 84741 None Public Charity Cash Contribution 40000 Bideawee Inc 410 East 38th Street New York NY 10016 None Public Charity Cash Contribution 20000 Connecticut Humane Society 701 Russell Road Newington CT 06111 None Public Charity Cash Contribution 20000 Humane Society Mohawk Hudson 3 Oakland Avenue Menands NY 12204 None Public Charity Cash Contribution 10000 MCPCA Cape Cod Animal Care & Adoption Center 1577 Falmouth Road Cenrerville MA 02631 None Public Charity Cash Contribution 15000 National Audubon Society 225 Varick Street 7th Floor New York NY 10014 None Public Charity Cash Contribution 20000 National Wildlife Federation 11100 Wildlife Center Drive Reston VA 20190 None Public Charity Cash Contribution 10000 Paws Crossed Animal Rescue Inc 100 Warehouse Lane South Elmsford NY NY 10523 None Public Charity Cash Contribution 10000 Second Chance Rescue NYC PO Box 570701 Whitestone NY 11357 None Public Charity Cash Contribution 5000 The American Horse Protection Association 1000 29th Street NW Washington DC 20007 None Public Charity Cash Contribution 20000 The Big Dog Ranch Rescue 14444 Okeechobee Boulevard Loxahatchee Groves FL 33470 Public Charity Cash Contribution 5000 The Humane Society of the United States 2100 L Street Northwest Washington DC 20037 None Public Charity Cash Contribution 20000 The North Shore Animal League 16 Lewyt Street Port Washington NY 11050 None Public Charity Cash Contribution 20000 World Wide Life Fund 1250 Twenty-fourth Street NW Washington DC 20027 None Public Charity Cash Contribution 10000 275000 0 14 2236 14 154709 18 582487 0 739432 0 739432 0 0 0 0 0 0 0 0 0 0 75,000 Par Value Cisco Systems Inc., 4.45%, Due 1/15/2020 73691 75065 75,000 Par Value Goldman Sachs Group, 5.375%, Due 03/15/2020 74093 75509 75,000 Par Value United Technologies, 4.5%, Due 04/15/2020 74888 75564 75,000 Par Value HSBC Holdings PLC,Fltg Rate, Due 5/18/2420 52194 52608 500 shs. Abbott Laboratories 14738 43430 390 shs. Abbvie Inc. 10925 34530 660 shs. AT&T Inc 17199 25793 500 shs. Bristol-Myers Squibb Co. 16575 32095 250 shs. Capital One Financial Corp 17289 25728 200 shs. Celanese Corporation - Series A 5324 24624 290 shs. Chevron Corportion 21281 34948 250 shs. Conocophillips 9568 16258 100 shs. Costco Wholesale Corporation 5630 29392 116 shs. Duke Energy Corporation 6740 10580 500 shs. Emerson Electric Company 23044 38130 500 shs. Exxon Mobil Corporation 32916 34890 480 shs. Honeywell International Inc 18312 84960 400 shs. Ingersoll-Rand PLC 13671 53168 340 shs. Johnson & Johnson 21483 49596 800 shs. JPMorgan Chase & Company 34866 111520 300 shs. Lilly Eli Company 14283 39429 500 shs, Merck & Co., Inc 18380 45475 600 shs. Microsoft Corporation 17408 94620 250 shs. Occidental Petroleum Corporation 19451 10303 460 shs. Pepsico Inc. 28727 62868 1,060 shs. Pfizer Inc 19080 41531 650 shs. Phillip Morris International Inc. 37482 55309 100 shs. Procter & Gamble Company 6100 12490 480 shs. Schlumberger Ltd 30209 19296 440 shs. Sempra Energy 22074 66651 500 shs. State Street Corporation 27083 39550 1,000 shs. Taiwan Semiconductor Mfg. Co, 12888 58100 500 shs. Texas Instruments Inc 12184 64145 250 shs. The Travelers Companies 21584 34238 420 shs. United Technologies Corporation 28802 62899 150 shs. US Bancorp 3381 8893 500 shs. Valero Energy Corporation 8788 46825 300 shs. Verizon Communications Inc. 8205 18420 700 shs. Walt Disney Company 21336 101241 133 shs. Dow Inc. 6192 7279 133 shs. Dupont De Nemour Inc. 9450 8539 250 shs. Illinois Tool Works Inc 22356 44908 300 shs. Salesforce.Com Inc 17878 48792 70 shs. Alphabet Inc - Class A 27775 93757 30 shs. Alphabet Inc - Class C 7669 40111 1,000 shs. Bank of America Corporation 18168 35220 500 shs. Cisco Systems Inc 14020 23980 300 shs. Coca Cola Company 9451 16605 200 shs. Gilead Sciences Inc 6759 12996 750 shs. Intel Corporation 14763 44888 600 shs. Mondelez International 10433 33048 400 shs. Nike Inc Class B 22671 40524 500 shs Schwab Charles Corportation 17710 23780 150 shs. Visa Inc. - Class A 16849 28185 3,628.104 shs. BNY Mellon International Small Cap 49306 51374 2,319.241 shs. BNY International Equity Fund - Cl Y 47313 49307 5,000 shs. Ishares Msci Emerging Markets Index Fund 203830 224350 16,436.433 shs. BNY Floating Rate Income Fd - Cl Y 197408 190005 100 shs. 3M Company 14076 17642 19,805.392 shs. BNY Mellon Intermediate Bond Fund 250000 250934 41,194.762 shs. BNY Mellon Bond Fund - M 525000 534296 200 shs. Air Products & Chemicals Inc. 13559 46998 200 shs. Broadcom Ltd 10786 63204 1,350 shs. Ishares Russell 2000 Index Fund 99678 223655 1,000 shs. Synchrony Financial 29167 36010 300 shs. Agilent Technologies Inc. 16524 25593 500 shs. Corning Inc 16079 14555 250 shs. Starbucks Corp. 14249 21980 7,565.964 shs. BNY International Equity Income Fund 100000 100552 1,500 shs. Comcast Corporation 45886 67455 300 shs. Accenture PLC - Class A 12194 63171 600 shs. Eaton Corp PLC 23729 56832 1,300 shs SPDR Standard & Poors Midcap 400 185353 487994 200 shs. Union Pac Corporation 6429 36158 650 shs. Apple Corporation 18328 190873 300 shs. Home Depot Inc. 8038 65514 8,140.05 shs BNY Mellon International Stock Fund - Cl Y 104972 170127 15,589.513 shs.BNY Mellon High Yield - Cl I 97562 96499 10,095.27 shs. BNY Mellon International Fund Cl M 125343 135882 25 shs. Amazon.Com 40310 46196 11,893.471 shs. BNY Mellon Corporate Bond Fund - M 150000 158659 4,321.522 shs. BNY Mellon Short Term US Govmt Sec 50000 50303 756,171.161 shs. BNY Mellon Global Dynamic Bond - Cl Y 75000 75782 50 shs. Adobe Systems Inc. 13114 16491 150 shs. Blackstone Group Inc 7174 8391 25 shs. Boeing Co. 9356 8144 50 shs. CME Group Inc. 8138 10036 200 shs. CVS Health Corporation 10792 14858 50 shs. Constellation Brands Inc-A 8496 9488 400 shs. Exelon Corporation 18979 18236 150 shs. Facebook Inc. - A 24946 30788 40 shs. Lockheed Martin Corp 14272 15575 150 shs. Marathon Petroleum Corporation 9360 9038 500 shs. M G M Mirage 12534 16635 50 shs. McDonald's Corporation 10752 9881 50 shs. Netflix Com Inc. 17591 16179 100 shs. Nextera Energy Inc. 21052 24216 100 shs. T-Mobile US Inc. 7215 7842 50 shs. Thermo Fischer Scientific Inc. 14654 16244 75 shs. UnitedHealth Group Inc 17861 22049 150 shs. Wal Mart Stores Inc. 14932 17826 Sullivan & Worcester- Legal fees 12500 12500 0 BNY Mellon - Investment fee 15803 15803 0 BNY Mellon - Advisory fee 38495 38495 0 Foreign tax withheld on Taiwan Semiconductor 339 339 0 Estimated Tax paid for 2019 927 927 0