2021-02-13T08:46:28-06:00 2020-09-30 431985162 SMITH SULLIVAN & BROWN PC 80 FLANDERS ROAD - SUITE 200 WESTBOROUGH MA 01581 990 2019-10-01 521039368 HUMAN SERVICES RESEARCH INSTITUTE INC HUMA 6178760426 2336 MASSACHUSETTS AVENUE CAMBRIDGE MA 02140 DAVID HUGHES PRESIDENT 6178760426 2021-02-12 1 SANDRA M BROWN CPA P01614103 5088717178 2021-02-04 2019 2022-09-23 18:48:47Z DAVID HUGHES 2336 MASSACHUSETTS AVENUE CAMBRIDGE MA 02140 9824634 0 X WWW.HSRI.ORG X 1975 DC CONDUCT RESEARCH AND POLICY STUDIES IN HUMAN SERVICES. 7 7 60 0 0 0 9075689 9606019 0 0 48818 48610 0 0 9124507 9654629 0 0 0 0 5606108 5930385 0 0 0 3397167 3724571 9003275 9654956 121232 -327 6262827 7219763 3625450 4512022 2637377 2707741 X CONDUCT GOVERNMENT FUNDED RESEARCH AND POLICY STUDIES TO ASSIST IN AREAS RELATED TO INTELLECTUAL AND DEVELOPMENTAL DISABILITIES, POPULATION HEALTH, BEHAVIORAL HEALTH, AND CHILD AND FAMILY SERVICES. 0 0 3350880 0 0 INTELLECTUAL AND DEVELOPMENTAL DISABILITIES:HSRI HAS BEEN INVOLVED IN THE FIELD OF DEVELOPMENTAL DISABILITIES SINCE THE ORGANIZATION'S INCEPTION IN 1976. THE INSTITUTE'S WORK HAS TRACKED THE IMPORTANT AND HISTORIC CHANGES THAT HAVE TAKEN PLACE DURING THAT TIME INCLUDING THE MOVEMENT OF PEOPLE WITH INTELLECTUAL AND DEVELOPMENTAL DISABILITIES OUT OF PUBLIC INSTITUTIONS, THE USE OF MEDICAID WAIVER FUNDS TO LEVERAGE THAT TRANSITION, THE CREATION OF COMMUNITY SUPPORTS, THE GROWTH OF THE FAMILY SUPPORT MOVEMENT, THE EXPANSION OF QUALITY ASSURANCE AND IMPROVEMENT SYSTEMS, SUPPORT FOR THE EXPANDING SELF-ADVOCACY MOVEMENT, AND THE PRESS FOR SELF-DETERMINATION.HSRI HAS STRONG COLLABORATIONS WITH NATIONALLY RECOGNIZED ORGANIZATIONS INCLUDING OUR PARTNERSHIP WITH THE NATIONAL ASSOCIATION OF DIRECTORS OF DEVELOPMENTAL DISABILITIES TO SUPPORT THE NATIONAL CORE INDICATORS AN OUTCOME MEASUREMENT SYSTEM THAT SPANS NEARLY 50 STATES. THE INSTITUTE ALSO PARTNERS WITH ACADEMIC INSTITUTIONS INCLUDING THAT INSTITUTE ON COMMUNITY INCLUSION AT THE UNIVERSITY OF MASSACHUSETTS AS WELL AS THE RESEARCH AND TRAINING CENTER ON COMMUNITY INTEGRATION AT THE UNIVERSITY OF MINNESOTA.FINALLY, HSRI ALSO ASSISTS IDD AGENCIES AROUND THE COUNTRY TO ALLOCATE RESOURCES MORE EFFICIENTLY, EFFECTIVELY, AND EQUITABLY. THIS PROCESS OFTEN INVOLVES SYSTEMS CHANGES TO ALTER THE SERVICES AVAILABLE, REBASE REIMBURSEMENT RATES, ASSESS INDIVIDUAL SUPPORT NEEDS, AND ASSIGN PERSONAL SUPPORTS BUDGETS TO EACH INDIVIDUAL. 2371229 0 0 POPULATION HEALTH:HSRI WORKS CLOSELY WITH A VARIETY OF FEDERAL, STATE AND PRIVATE ENTITIES TO DESIGN, IMPLEMENT, AND EVALUATE HEALTH DATA SYSTEMS WITH THE GOAL OF PROVIDING HIGH-QUALITY DATA FOR BOTH SYSTEM MANAGEMENT AND RESEARCH FUNCTIONS. THIS INCLUDES WORKING WITH STAKEHOLDERS TO IMPROVE DATA QUALITY, ENSURING THAT SYSTEMS MAKE USE OF BEST PRACTICES AND RELEVANT DATA STANDARDS, CREATING AND MAINTAINING CUSTOM DATA WAREHOUSES THAT PROPERLY SECURE SENSITIVE HEALTH DATA, AND PRODUCING ANALYTIC AND DATA PRODUCTS THAT PROVIDE VALUE TO RESEARCHERS, EVALUATORS, POLICY MAKERS, PROGRAM MANAGERS, ADVOCACY ORGANIZATIONS, AND THE PUBLIC.HSRI PRIDES ITSELF ON CREATING HEALTH DATA SYSTEMS THAT ARE RESPONSIVE TO THE NEEDS OF ALL STAKEHOLDERS: FUNDERS, DATA SUBMITTERS, DATA USERS, AND THE GENERAL PUBLIC. BASED ON THIS PRINCIPLE, OUR HEALTH DATA SYSTEMS ARE DESIGNED SO PROVIDER ORGANIZATIONS AND STATES CAN MANAGE THEIR INFORMATION ASSETS; TO FACILITATE RETRIEVAL OF RELEVANT INFORMATION QUICKLY AND EFFICIENTLY; TO INSURE THE RELIABILITY OF DATA SUBMITTED; TO MEET THE NEEDS OF MULTIPLE DATA USERS RELATED TO PROGRAM OVERSIGHT, COST MONITORING, QUALITY ASSURANCE AND PROGRAM EVALUATION; AND TO QUICKLY PROVIDE THOSE DATA BACK TO STAKEHOLDERS IN A USER-FRIENDLY FASHION. 1911835 0 0 BEHAVIORAL HEALTH:ONE OF THE FOCUSES OF HSRI'S WORK IS BEHAVIORAL HEALTH. THE BEHAVIORAL HEALTH TEAM WITHIN HSRI IS COMPRISED OF STAFF THAT HAVE WORKED ON PROJECTS THAT ADDRESS A WIDE VARIETY OF ISSUES RELATED TO THE PREVENTION AND TREATMENT OF SUBSTANCE ABUSE AND MENTAL ILLNESS AND THAT PROVIDE SUSTAINABLE WAYS TO IMPROVE SERVICES THAT LEAD TO RECOVERY AND ADVANCE THE QUALITY OF LIFE FOR PERSONS WITH SUBSTANCE USE DISORDERS AND SERIOUS MENTAL ILLNESS. THE BEHAVIORAL HEALTH TEAM HAS WORKED WITH FEDERAL, STATE, COUNTY, PROVIDERS AND FOUNDATION PARTNERS OVER THE YEARS IN A WIDE RANGE OF PROJECTS THAT HAVE FOCUSED ON NEEDS ASSESSMENT AND SYSTEMS PLANNING, GAP ANALYSIS, POLICY PLANNING AND ANALYSIS, TECHNICAL ASSISTANCE AND TRAINING, QUALITY AND PERFORMANCE INDICATORS, PROGRAM EVALUATION AND DATA ANALYSIS. THE BEHAVIORAL HEALTH STAFF HAS: CONDUCTED NEEDS ASSESSMENT TO IDENTIFY SERVICE NEEDS AT THE NATIONAL, STATE AND LOCAL LEVELS; IDENTIFIED, IMPLEMENTED AND EVALUATED EVIDENCE-BASED PRACTICES AND PROMISING PRACTICES IN THE AREAS OF HOUSING, EMPLOYMENT, CASE MANAGEMENT, INTEGRATED SERVICES, PEER-OPERATED SERVICES, ETC.; EVALUATED THE CULTURAL COMPETENCY OF SERVICES; DEVELOPED COMPUTERIZED BUDGET SIMULATION AND RESOURCE ALLOCATION MODELS FOR PROJECTING THE COSTS AND POTENTIAL COST OFFSETS OF IMPLEMENTING JAIL OR PRISON DIVERSION PROGRAMS FOR OFFENDERS WITH MENTAL ILLNESS; AND HAVE CONDUCTED SYNTHETIC ESTIMATIONS AND OTHER TECHNIQUES TO ASSIST STATES AND COUNTIES PREPARE FOR HEALTH CARE REFORM. THE BEHAVIORAL HEALTH TEAM ALSO WORKS WITH HEALTH DATA IN BUILDING DATA WAREHOUSES AND WORKING WITH STATES ON USING THIS DATA TO TRACK UTILIZATION, COST AND MONITORING QUALITY. FUNDING FOR PROJECTS OF THE BEHAVIORAL HEALTH TEAM HAS COME FROM THREE CENTERS OF THE SUBSTANCE ABUSE AND MENTAL HEALTH SERVICES ADMINISTRATION (CENTER FOR MENTAL HEALTH SERVICES, CENTER FOR SUBSTANCE ABUSE PREVENTION, AND CENTERS FOR SUBSTANCE ABUSE TREATMENT), CENTER FOR MEDICARE AND MEDICAID SERVICES ("CMS"), FOUNDATIONS, STATES, COUNTIES AND LOCAL PROVIDERS. 1319038 0 0 CHILD, YOUTH AND FAMILY:HSRI PROVIDES PROGRAM EVALUATION, CONSULTATION, TRAINING AND TECHNICAL ASSISTANCE TO CHILD-SERVING AGENCIES TO PROMOTE BEST PRACTICES. THEY ALSO SUPPORT CROSS-AGENCY APPROACHES TO ADDRESS THE WHOLE NEEDS OF CHILD WELFARE-INVOLVED FAMILIES, INCLUDING CHILDREN AND FAMILIES WITH DEVELOPMENTAL DISABILITIES AND FAMILIES LIVING WITH MENTAL HEALTH OR SUBSTANCE USE ISSUES.THE INSTITUTES APPROACH HINGES ON STRONG COMMUNICATION AND COLLABORATION, MAKING SURE OUR WORK IS GROUNDED IN THE REALITY OF THE CURRENT SERVICE ENVIRONMENT AS EXPERIENCED BY CHILDREN AND FAMILIES. THEY ALSO FIND VALUE IN SHARING FINDINGS AS A PROJECT PROGRESSES, SO EVERYONE INVOLVED CAN SEE THE VALUE OF THE EFFORT AND MAKE ONGOING ADJUSTMENTS AS NEEDED.VERITY ANALYTICS:VERITY ANALYTICS HELPS POLICY MAKERS AND OTHERS IMPROVE WORKFLOWS AND MAKE INFORMED POLICY DECISIONS TO DRIVE PERSON-CENTERED OUTCOMES - ALL WHILE STAYING COMPLIANT WITH DATA SECURITY REQUIREMENTS. VERITY ANALYTICS IS A CLOUD-BASED BUSINESS INTELLIGENCE SOFTWARE THAT ENABLES USERS TO WORK MORE EFFICIENTLY TO MONITOR SYSTEM PERFORMANCE AND IMPROVE WORKFLOWS. BUILT TO BE EASILY CONSUMED AND SHARED, VERITY ANALYTICS PROVIDES THE FOUNDATION TO ANSWER BIG PREDICTIVE QUESTIONS, EXAMINE POLICY IMPLICATIONS, AND COORDINATE STRATEGIES ACROSS AGENCIES. WHETHER INTERACTING WITH THE DATA FROM YOUR OWN DASHBOARDS, PUBLISHING POINT-IN-TIME EXTRACTS, OR PROVIDING A LIVE INTERACTIVE DEMONSTRATION WITH KEY STAKEHOLDERS, THESE DATA CAN HELP YOU MAKE DATA-DRIVEN DECISIONS THAT BEST SERVE PEOPLE. 1319038 0 0 8952982 1 0 0 0 0 0 0 0 0 0 1 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 17 0 60 1 0 0 0 0 0 0 0 0 0 0 0 0 X 7 7 0 0 1 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 MA OR X ANNA EDWARDS DIRECTOR OF FINANCE 6178760426 2336 MASSACHUSETTS AVENUE CAMBRIDGE MA 02140 MAUREEN BOOTH VICE CHAIR 0.30 X X 0 0 0 DR ROY GABRIEL SECRETARY - TREASURER 0.30 X 0 0 0 RUTH LUCKASSON MEMBER 0.30 X 0 0 0 DR SHERYL WHITE-SCOTT MEMBER 0.30 X 0 0 0 CATHY FICKER TERRILL MEMBER 0.30 X X 0 0 0 STEPHEN DAY CHAIR 0.30 X X 0 0 0 FINN GARDINER MEMBER 0.30 X 0 0 0 JOHN AGOSTA PHD EXECUTIVE VICE PRESIDENT 40.00 X 200753 0 21288 DAVID HUGHES PRESIDENT 40.00 X 207167 0 11727 VALERIE J BRADLEY PRESIDENT EMERITUS 30.00 X 159216 0 8935 DAVID NETHAWAY DIRECTOR OF TECHNOLOGY 40.00 X 138049 0 20240 NILUFER ISVAN SR. POLICY RESEARCH ASSOC. 40.00 X 143825 0 19665 KEVIN ROGERS SR. BUSINESS SYSTEMS ANALY 40.00 X 143647 0 7345 ANNA EDWARDS DIRECTOR OF FINANCE 40.00 X 127252 0 18339 1119909 0 107539 12 0 1 0 NORC UCHI 55 EAST MONROE STREET 20TH FL CHICAGO IL 60603 PROGRAM CONSULTANT 668819 BURNS & ASSOCIATES 3030 NORTH 3RD STREET SUITE 200 PHOENIX AZ 85012 PROGRAM CONSULTANT 368560 NASHIA PO BOX 1878 ALABASTER AL 35007 PROGRAM CONSULTANT 253907 WESTAT PO BOX 1004 ROCKVILLE MD 20850 PROGRAM CONSULTANT 134273 XINONIX INTERACTIVE DEVELOPMENT 18 RIDGE ST WINCHESTER MA 01890 PROGRAM CONSULTANT 130483 5 9606019 9606019 28972 28972 189643 170005 19638 19638 19638 9654629 0 0 48610 X 451469 428720 22749 3749256 3614556 134700 205425 198017 7408 1155268 1111589 43679 368967 355132 13835 1724 1724 29677 29677 2531383 2314756 216627 410666 350482 60184 247346 229680 17666 246831 230123 16708 97258 64051 33207 41457 7717 33740 46609 43454 3155 18406 18406 STAFF DEVELOPMENT AND E 31416 31416 MISCELLANEOUS EXPENSE 21798 4705 17093 9654956 8952982 701974 0 362789 456544 543066 1226282 2524685 2689557 58757 11479 1457942 75330 1407722 1382612 1318880 1437565 21500 25428 15724 6262827 7219763 963856 583241 1862739 2233336 798855 708545 0 986900 3625450 4512022 X 2637377 2707741 2637377 2707741 6262827 7219763 -327 80528 -9837 0 X 0 1 X 1 0 X 8057595 9329118 9731785 9075689 9606019 45800206 8057595 9329118 9731785 9075689 9606019 45800206 0 0 0 45800206 14607 10901 16532 28922 28972 99934 14607 10901 16532 28922 28972 99934 11960 2490 14450 8084162 9342509 9748317 9104611 9634991 45914590 0.99750 0.99790 0.00220 0.00180 X 457942 457942 1000000 75330 924670 1382612 CONDITIONAL GRANT ADVANCE 986900 986900 9725320 80528 80528 9644792 9837 9837 9654629 9654956 0 9654956 0 9654956 X X X 0 0 0 0 0 0 0 0 0 JOHN AGOSTA PHD EXECUTIVE VICE PRESIDENT 200753 0 0 0 0 0 10135 0 11153 0 222041 0 0 0 DAVID HUGHES PRESIDENT 207167 0 0 0 0 0 10788 0 939 0 218894 0 0 0 VALERIE J BRADLEY PRESIDENT EMERITUS 159216 0 0 0 0 0 8006 0 929 0 168151 0 0 0 DAVID NETHAWAY DIRECTOR OF TECHNOLOGY 138049 0 0 0 0 0 7372 0 12868 0 158289 0 0 0 NILUFER ISVAN SR. POLICY RESEARCH ASSOC. 143825 0 0 0 0 0 7604 0 12061 0 163490 0 0 0 KEVIN ROGERS SR. BUSINESS SYSTEMS ANALY 143647 0 0 0 0 0 7345 0 0 0 150992 0 0 0 VALERY BRADLEY & LEWIS SARGENTICH FOUNDER MORTGAGE X 968000 708545 0 1 1 708545 FORM 990, PART VI, SECTION A, LINE 4 THE ORGANIZATION AMENEDED THEIR BY-LAWS. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS PREPARED BY THE EXTERNAL AUDITORS AND REVIEWED BY MANAGEMENT AND THE BOARD. REVISIONS, CORRECTIONS, ETC. ARE MADE AS NECESSARY. ONCE ALL ARE SATISFIED WITH THE FORM, IT IS FINALIZED AND A COPY IS SENT TO ALL BOARD MEMBERS. A REVIEW IS CONDUCTED AT A BOARD OF TRUSTEES MEETING PRIOR TO FILING WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C ALL CORPORATE OFFICERS AND BOARD MEMBERS ARE REQUIRED TO SIGN AND UPDATE PERIODICALLY, A CONFLICT OF INTEREST CERTIFICATE AND DISCLOSURE FORM. EACH TIME A STAFF PERSON RECEIVES ANYTHING OF VALUE AS PART OF THEIR WORK, THEY ARE REQUIRED TO DISCLOSE THE FOLLOWING TO THEIR SUPERVISOR: 1. THE NAME OF THE PERSON GIVING THE GIFT. 2. THE NATURE OF THE GIFT. 3. THE VALUE OF THE GIFT. 4. THE CIRCUMSTANCES SURROUNDING THE RECEIPT OF THE GIFT. IF QUESTIONS ARISE CONCERNING A POSSIBLE CONFLICT OF INTEREST, EMPLOYEES ARE EXPECTED TO REQUEST ADVICE FROM THEIR SUPERVISOR. FORM 990, PART VI, SECTION B, LINE 15 EVERY FIVE YEARS THE ORGANIZATION USES AN OUTSIDE CONSULTING FIRM TO REVIEW THE SALARIES OF ALL EMPLOYEES INCLUDING CORPORATE STAFF AND KEY EMPLOYEES. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S ARTICLES OF INCORPORATION ARE AVAILABLE AT THE SECRETARY OF STATE'S OFFICE. THE ANNUAL FINANCIAL STATEMENTS ARE INCLUDED IN THE ANNUAL FILING WITH THE STATE ATTORNEY GENERAL AND ARE AVAILABLE FOR PUBLIC INSPECTION AT THAT OFFICE. THEY ARE ALSO AVAILABLE ON GUIDESTAR. THE ORGANIZATION DOES NOT MAKE ITS BY-LAWS OR ITS CONFLICT OF INTEREST POLICY AVAILABLE TO THE PUBLIC AS IT DOES NOT BELIEVE THAT A PUBLIC PURPOSE WOULD BE SERVED BY DOING SO. FORM 990, PART IX, LINE 11G SUBCONTRACTORS AND CONSULTANTS: PROGRAM SERVICE EXPENSES 2,314,756. MANAGEMENT AND GENERAL EXPENSES 188,815. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 2,503,571. PAYROLL PROCESSING FEES: PROGRAM SERVICE EXPENSES 0. MANAGEMENT AND GENERAL EXPENSES 27,812. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 27,812.