2021-01-29T14:56:44-06:00 2020-06-30 113518842 MARKS PANETH LLP 685 THIRD AVENUE NEW YORK NY 10017 990 2019-07-01 237300636 AMERICAN SYMPHONY ORCHESTRA LEAGUE D/B/A LEAGUE OF AMERICAN ORCHESTRAS AMER 2122625161 520 8TH AVE NO 2005 NEW YORK NY 10018 SIMON WOODS PRESIDENT AND CEO 2122625161 2021-01-29 1 MAGDALENA M CZERNIAWSKI P00535099 2125038800 2021-01-29 2019 2022-09-23 18:48:47Z LEAGUE OF AMERICAN ORCHESTRAS SIMON WOODS 520 8TH AVE NO 2005 NEW YORK NY 10018 4846726 0 X WWW.AMERICANORCHESTRAS.ORG X 1962 NY TO ADVANCE THE EXPERIENCE OF ORCHESTRAL MUSIC, SUPPORT THE PEOPLE AND ORGANIZATIONS THAT CREATE IT, AND CHAMPION THE CONTRIBUTIONS THEY MAKE TO THE HEALTH AND VIBRANCY OF COMMUNITIES. 45 44 35 55 144883 0 8960651 4396876 873822 360810 104244 76367 14363 12673 9953080 4846726 2148105 2086887 0 0 3345816 3490872 0 0 800877 2754137 2489961 8248058 8067720 1705022 -3220994 10934684 11342143 873014 4496389 10061670 6845754 X TO ADVANCE THE EXPERIENCE OF ORCHESTRAL MUSIC, SUPPORT THE PEOPLE AND ORGANIZATIONS THAT CREATE IT, AND CHAMPION THE CONTRIBUTIONS THEY MAKE TO THE HEALTH AND VIBRANCY OF COMMUNITIES. 0 0 3541121 2086887 223676 LEARNING AND LEADERSHIP DEVELOPMENT: THE LEAGUE DELIVERS A RANGE OF ONLINE AND IN-PERSON LEARNING OPPORTUNITIES, INCLUDING SEMINARS AND WEBINARS, CONSTITUENCY MEETINGS, MENTORING PROGRAMS, AND COHORT-BASED PROGRAMS. IT ALSO OPERATES GRANT-MAKING PROGRAMS THAT SUPPORT ORGANIZATIONAL LEARNING IN INNOVATION AND IN EQUITY, DIVERSITY AND INCLUSION. THROUGH THESE PROGRAMS, ORCHESTRA STAFF, BOARD MEMBERS, MUSICIANS, AND VOLUNTEERS CAN ACQUIRE SKILLS, KNOWLEDGE, AND NETWORKS THAT ARE VITAL TO THEIR LEADERSHIP IN THE FIELD. THE ANNUAL NATIONAL CONFERENCE AND MID WINTER MANAGERS MEETING OFFER ADDITIONAL OPPORTUNITIES FOR NETWORKING AND PROFESSIONAL DEVELOPMENT, WHILE PROVIDING A FORUM TO DISCUSS EMERGING ISSUES AND TRENDS, EXCHANGE IDEAS, AND MODEL POSSIBLE RESPONSES TO FIELD-WIDE CHALLENGES AND OPPORTUNITIES. 1085819 4034 COMMUNICATIONS AND PUBLIC RELATIONS: THE LEAGUE PROVIDES ORCHESTRAS AND INDIVIDUALS WITH UPDATES AND NEWS ABOUT THE FIELD; DEVELOPS STRATEGIC MESSAGING ABOUT THE PUBLIC VALUE OF ORCHESTRAS FOR USE NATIONALLY AND BY ORCHESTRAS LOCALLY; FURNISHES FIELD-WIDE DATA AND CONTEXT TO JOURNALISTS; AND PROVIDES MEDIA RELATIONS GUIDANCE TO ORCHESTRAS NATIONWIDE. 991860 MEMBER SERVICES: THE LEAGUE PROVIDES SOME 2,000 MEMBERS WITH EXTENSIVE INFORMATION ABOUT THE FIELD, INCLUDING TRENDS, OPEN POSITIONS, AND NEW APPOINTMENTS AND THE MANY OTHER ACTIVITIES OF THE NATION'S ORCHESTRAS. SERVICES TO MEMBERS INCLUDE SPECIALIZED GUIDANCE ON OPERATIONS, ARTISTIC, AND COMMUNITY ENGAGEMENT TOPICS THAT SUPPORT THE CAPACITY OF ORCHESTRAS TO DELIVER ON MISSION. MEMBERS ARE INVITED TO PARTICIPATE IN LIST-SERVS, A CONFIDENTIAL SPACE WHERE THEY CAN SHARE THEIR EXTENSIVE KNOWLEDGE AND LEARN ABOUT BEST PRACTICES THROUGHOUT THE FIELD. 454397 ADVOCACY: THE LEAGUE REPRESENTS THE INTERESTS OF AMERICAN ORCHESTRAS TO MEMBERS OF CONGRESS AND THE EXECUTIVE BRANCH ON ISSUES AFFECTING THE ORCHESTRA FIELD; DISTRIBUTES UPDATES ON PENDING LEGISLATION, WITH RECOMMENDATIONS FOR LOCAL ACTION; AND PROVIDES ASSISTANCE TO ORCHESTRAS TO BUILD THEIR CAPACITY FOR LOCAL AND STATE ADVOCACY. 313101 RESEARCH AND DEVELOPMENT: THE LEAGUE EQUIPS ORCHESTRAS WITH INDUSTRY-SPECIFIC RESEARCH AND INFORMATION TO FUEL INNOVATION AND PROVIDES THE DATA AND INFORMATION THEY NEED TO MAKE KEY DECISIONS. THE LEAGUE ALSO CONDUCTS, ANALYZES, AND DISSEMINATES A RANGE OF SURVEYS-FROM QUICK QUESTIONS FOCUSING ON SPECIFIC ISSUES, TO ANNUAL, IN-DEPTH STUDIES. 767498 6386298 1 1 0 1 0 0 0 0 0 1 1 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 72 0 1 35 1 1 1 0 0 0 0 0 0 0 0 0 0 0 X 45 44 0 0 0 0 1 1 0 1 1 0 0 1 1 1 1 1 1 1 1 0 NY X MARC MARTIN FINANCE DIR 6468224022 520 8TH AVE RM 2005 NEW YORK NY 10018 AARON FLAGG DIRECTOR 2.00 X 0 0 0 ALAN MASON DIRECTOR 2.00 X 0 0 0 ALAN MCINTYRE DIRECTOR (OUTGOING) 2.00 X 0 0 0 ALAN PIERSON DIRECTOR 2.00 X 0 0 0 ALAN VALENTINE DIRECTOR 2.00 X 0 0 0 ALBERTA ARTHURS DIRECTOR 2.00 X 0 0 0 ALFRED MOORE DIRECTOR 2.00 X 0 0 0 ANTHONY MCGILL DIRECTOR 2.00 X 0 0 0 BURTON ALTER TREASURER 4.00 X X 0 0 0 CATHERINE C MOYE DIRECTOR 2.00 X 0 0 0 CHARLES DICKERSON III DIRECTOR 2.00 X 0 0 0 CINDY KIDWELL DIRECTOR 2.00 X 0 0 0 DANIEL BERNARD ROUMAIN DIRECTOR 2.00 X 0 0 0 DANIEL SONG DIRECTOR 2.00 X 0 0 0 DAVID ALAN MILLER DIRECTOR 2.00 X 0 0 0 DAVID M ROTH DIRECTOR 2.00 X 0 0 0 DAVID WHITEHILL DIRECTOR 2.00 X 0 0 0 DOUGLAS M HAGERMAN CHAIR 4.00 X X 0 0 0 ED YIM DIRECTOR 2.00 X 0 0 0 GARY GINSTLING DIRECTOR 2.00 X 0 0 0 GLORIA DEPASQUALE DIRECTOR 2.00 X 0 0 0 HEATHER CLARKE DIRECTOR (OUTGOING) 2.00 X 0 0 0 HELEN SHAFFER SECRETARY 4.00 X X 0 0 0 HENRY PEYREBRUNE DIRECTOR 2.00 X 0 0 0 HOWARD D PALEFSKY DIRECTOR 2.00 X 0 0 0 HUGH W LONG PHD DIRECTOR 2.00 X 0 0 0 ISAAC THOMPSON DIRECTOR 2.00 X 0 0 0 JENNIFER KOH DIRECTOR 2.00 X 0 0 0 JENNIFER MONDIE DIRECTOR 2.00 X 0 0 0 JERROLD EBERHARDT DIRECTOR (OUTGOING) 2.00 X 0 0 0 JESSE ROSEN PRESIDENT AND CEO, DIRECTO 37.50 X X 344363 0 60802 JIM HASLER DIRECTOR 2.00 X 0 0 0 KATHRYN BOUCHER DIRECTOR 2.00 X 0 0 0 KJRISTINE LUND DIRECTOR 2.00 X 0 0 0 LESTER ABBERGER DIRECTOR (OUTGOING) 2.00 X 0 0 0 LORENZO CANDELARIA DIRECTOR 2.00 X 0 0 0 LOWELL J NOTEBOOM DIRECTOR 2.00 X 0 0 0 MARIAN GODFREY DIRECTOR 2.00 X 0 0 0 MARISA EISMANN MD DIRECTOR 2.00 X 0 0 0 MARK JUNG DIRECTOR 2.00 X 0 0 0 MARK PEACOCK DIRECTOR 2.00 X 0 0 0 MARY LOUISE GORNO DIRECTOR 2.00 X 0 0 0 MARY PATTON DIRECTOR 2.00 X 0 0 0 MATTHEW VANBESIEN DIRECTOR (OUTGOING) 2.00 X 0 0 0 MEGEN BALDA DIRECTOR (OUTGOING) 2.00 X 0 0 0 MELANIE CLARKE VICE CHAIR 4.00 X X 0 0 0 PATRICIA A RICHARDS DIRECTOR 2.00 X 0 0 0 PENNY VAN HORN DIRECTOR 2.00 X 0 0 0 PRATICHI SHAH DIRECTOR 2.00 X 0 0 0 ROBERT J WAGNER DIRECTOR 2.00 X 0 0 0 ROSINA CANNIZZARO DIRECTOR 2.00 X 0 0 0 SHEILA WILLIAMS DIRECTOR 2.00 X 0 0 0 STEVE C PARRISH VICE CHAIR 4.00 X X 0 0 0 TERRY ANN WHITE DIRECTOR (OUTGOING) 2.00 X 0 0 0 TRINE SORENSEN DIRECTOR 2.00 X 0 0 0 CELESTE WROBLEWSKI VP MARKETING AND COMMUNICATIONS 37.50 X 171186 0 34002 HEATHER NOONAN VP ADVOCACY 37.50 X 176422 0 34823 KAREN YAIR VP KNOWLEDGE LEARNING AND LEADERSHIP 37.50 X 158451 0 48060 MARC MARTIN SENIOR DIRECTOR OF FINANCE 37.50 X 106921 0 47053 SARAH KELLY VP OF DEVELOPMENT 37.50 X 177752 0 4006 ROBERT SANDLA EDITOR IN CHIEF SYMPHONY M 37.50 X 111531 0 19646 1246626 0 248392 7 0 1 0 THREE SPOT MEDIA LLC 806 7TH STREET NW SUITE 201 WASHINGTON DC 20001 IT CONSULTANT 261504 W4 SIGHT LLC 53 W JACKSON SUITE 726 CHICAGO IL 60604 PROJECT MANAGER FOR TECHNOLOGY IMPLEMENT 161225 2 2006074 171250 2219552 206052 4396876 MEETINGS AND SEMINARS 900099 223676 223676 SYMPHONY MAGAZINE 541800 137134 137134 360810 76367 76367 WEBSITE POSTING 900099 7417 7417 OTHER REVENUE 900099 4034 4034 MAILING LIST 900099 890 890 332 332 12673 4846726 227710 144883 77257 2011760 2011760 75127 75127 1350977 906168 301595 143214 1628425 1294098 33092 301235 48247 41115 378 6754 225367 177793 909 46665 237856 178244 998 58614 35994 35994 84964 84964 11130 11130 756972 588638 157894 10440 217358 142015 66359 8984 319007 262863 14931 41213 548797 363573 82121 103103 91077 84920 3388 2769 114863 99401 14435 1027 60680 14000 38350 8330 13157 8388 1863 2906 STAFF TRAINING 186648 32303 98007 56338 EQUIP RENTAL & REPAIRS 26463 19002 2436 5025 BAD DEBT 11489 11489 MISCELLENAOUS 11362 1926 5176 4260 8067720 6386298 880545 800877 300 300 1660111 2009234 3535868 578552 122495 134185 236461 110276 3263983 2450481 124387 813502 4928453 4205418 326609 3490676 10934684 11342143 233178 173286 601841 444564 432219 37995 3446320 873014 4496389 X 812837 514808 9248833 6330946 10061670 6845754 10934684 11342143 -3220994 5078 0 X X 0 1 X 1 0 X 8131172 5219873 3964832 8960651 4396876 30673404 8131172 5219873 3964832 8960651 4396876 30673404 9634853 21038551 73944 73913 84699 104244 76367 413167 10433 31735 15113 14363 12673 84317 31170888 2834148 0.67490 0.65900 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: OTHER REVENUE - 2015 AMOUNT: $ 10,433. 2016 AMOUNT: $ 31,735. 2017 AMOUNT: $ 13,713. 2018 AMOUNT: $ 2,230. 2019 AMOUNT: $ 4,034. MAILING LIST - 2017 AMOUNT: $ 1,400. 2018 AMOUNT: $ 1,900. 2019 AMOUNT: $ 890. WEBSITE POSTINGS - 2018 AMOUNT: $ 10,233. 2019 AMOUNT: $ 7,417. PUBLICATIONS - 2019 AMOUNT: $ 332. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1533 83431 84964 7982756 8067720 553386 138347 0 0 503063 505522 562403 553386 2124374 3186561 76995 86477 81979 84964 330415 125766 126381 140601 138347 531095 796643 4950 9865 5450 1533 21798 PART I-A, LINE 1: THE LEAGUE CONDUCTED DIRECT LOBBYING ON BEHALF OF ITS CONSTITUENT ORCHESTRA MEMBERS, AND GRASSROOTS LOBBYING IN PARTNERSHIP WITH OTHER NATIONAL ARTS AND NONPROFIT SERVICE ORGANIZATIONS, RELATED TO APPROPRIATIONS FOR NATIONAL ENDOWMENT FOR THE ARTS, INTERNATIONAL CULTURAL EXCHANGE AND ARTS EDUCATION PROGRAMMING, AND SUPPORT FOR ARTS EDUCATION IN THE REAUTHORIZATION OF THE ELEMENTARY AND SECONDARY EDUCATION ACT. LEAGUE STAFF WERE ALSO INVOLVED IN EFFORTS RELATED TO VISA AND TAX REQUIREMENTS FOR INTERNATIONAL GUEST ARTISTS, CHARITABLE GIVING INCENTIVES, PROTECTING THE USE OF WIRELESS MICROPHONES, AND SUPPORTIVE POLICIES FOR DOMESTIC AND INTERNATIONAL TRAVEL AND USE OF MUSICAL INSTRUMENTS. 0 4412316 71390 185000 4298706 4347436 249880 185000 4412316 4341007 348276 341847 4347436 4043032 497975 200000 4341007 4111835 181197 250000 4043032 0.82840 0.17160 0 0 1198396 919182 279214 361381 226049 135332 1704206 1305250 398956 813502 SECURITY DEPOSITS 186766 OPERATING LEASE RIGHT-OF-USE ASSETS 3303910 3490676 LEASE LIABILITY 3446320 3446320 X 4840674 5078 5078 4835596 11130 11130 4846726 8056590 0 8056590 11130 11130 8067720 PART V, LINE 4: THE LEAGUE'S ENDOWMENT INVESTMENT POLICY IS TO INVEST ASSETS INTO INVESTMENT INSTRUMENTS APPROVED BY THE FINANCE COMMITTEE OF THE BOARD OF DIRECTORS, OR THE INVESTMENT COMMITTEE SUBCOMMITTEE THEREOF, WITH THE ALLOCATION OF FUNDS BASED UPON SPECIFIED TARGET PERCENTAGES (OR RANGE OF TARGET PERCENTAGES) FOR EACH TYPE OF INVESTMENT INSTRUMENT. THE OVERALL INVESTMENT OBJECTIVE IS TO MAXIMIZE THE TOTAL RETURN FROM INCOME (DIVIDENDS AND INTEREST) AND THE APPRECIATION OF INVESTMENTS. ANY INCOME ON THE ENDOWMENT FUNDS AND ANY INCREASE IN VALUE OVER THE HISTORICAL DOLLAR VALUE AT THE TIME OF THE DONATION ARE GENERALLY TRANSFERRED TO GENERAL OPERATING FUNDS WITHIN THE YEAR EARNED FOR PROGRAM PURPOSES, INCLUDING, WHERE REQUIRED, THE PURPOSE AUTHORIZED BY THE RELEVANT CONTRIBUTIONS TO THE ENDOWMENT. CURRENTLY IT IS THE POLICY OF THE BOARD OF DIRECTORS THAT TRANSFERS FROM THE ENDOWMENT FUNDS DO NOT DEPLETE THE VALUE OF THE ENDOWMENT FUNDS BELOW HISTORICAL DOLLAR VALUE AT THE TIME OF DONATION. PART X, LINE 2: THE LEAGUE BELIEVES IT HAS NO UNCERTAIN TAX POSITIONS AS OF JUNE 30, 2020 AND 2019, IN ACCORDANCE WITH ACCOUNTING STANDARDS CODIFICATION ("ASC") TOPIC 740 ("INCOME TAXES"), WHICH PROVIDES STANDARDS FOR ESTABLISHING AND CLASSIFYING ANY TAX PROVISIONS FOR UNCERTAIN TAX POSITIONS. 1 AMERICAN COMPOSERS ORCHESTRA 494 8TH AVENUE STE 503 NEW YORK NY 10001 132838450 501(C)(3) 52000 WOMEN COMPOSING INITIATIVES AMERICAN COMPOSERS ORCHESTRA 494 8TH AVENUE STE 503 NEW YORK NY 10001 132838450 501(C)(3) 15000 FUTURE'S FUND GRANT AUGUSTA SYMPHONY 1301 GREENE STREET STE 200 AUGUSTA GA 30901 581806334 501(C)(3) 15000 FUTURE'S FUND GRANT BOISE PHILHARMONIC ASSOCIATION 516 S 9TH STREET BOISE ID 83702 826006000 501(C)(3) 15000 FUTURE'S FUND GRANT BOSTON LANDMARKS ORCHESTRA 545 CONCORD AVENUE STE 318 CAMBRIDGE MA 02138 311750843 501(C)(3) 15000 FUTURE'S FUND GRANT BOSTON SYMPHONY ORCHESTRA 301 MASSACHUSETTS AVENUE BOSTON MA 02115 042103550 501(C)(3) 75000 FUTURE'S FUND GRANT BOSTON YOUTH SYMPHONY ORCHESTRAS 301 MASSACHUSETTS AVENUE BOSTON MA 02115 042790069 501(C)(3) 15000 FUTURE'S FUND GRANT BOULDER PHILHARMONIC ORCHESTRA 1600 RANGE STREET 200 BOULDER CO 80301 846037740 501(C)(3) 15000 FUTURE'S FUND GRANT CINCINNATI SYMPHONY ORCHESTRA 1241 ELM STREET CINCINNATI OH 45202 310537080 501(C)(3) 75000 FUTURE'S FUND GRANT DETROIT SYMPHONY ORCHESTRA 3711 WOODWARD AVENUE DETROIT MI 48201 381385132 501(C)(3) 75000 FUTURE'S FUND GRANT EL PASO SYMPHONY ORCHESTRA 1 CIVIC CENTER PLAZA EL PASO TX 79901 746000772 501(C)(3) 15000 FUTURE'S FUND GRANT EUGENE SYMPHONY ASSOCIATION 115 WEST 8TH AVENUE EUGENE OR 97401 930556298 501(C)(3) 40000 FUTURE'S FUND GRANT INNER CITY YOUTH ORCHESTRA OF LOS ANGELES 6820 S LA TIJERA BLVD STE 201 LOS ANGELES CA 90045 453622466 501(C)(3) 15000 FUTURE'S FUND GRANT LOS ANGELES PHILHARMONIC 151 SOUTH GRAND AVENUE LOS ANGELES CA 90012 951696734 501(C)(3) 75000 FUTURE'S FUND GRANT MINNESOTA ORCHESTRAL ASSOCIATION 1111 NICOLLET MALL MINNEAPOLIS MN 55403 410693875 501(C)(3) 75000 FUTURE'S FUND GRANT NASHVILLE SYMPHONY ASSOCIATION 1 SYMPHONY PLACE NASHVILLE TN 37201 620550979 501(C)(3) 75000 FUTURE'S FUND GRANT NATIONAL ORCHESTRAL INSTITUTEUNIVERSITY OF MARYLAND COLLEGE PARK FOUNDATIO 4603 CALVERT ROAD COLLEGE PARK MD 20740 522197313 501(C)(3) 15000 FUTURE'S FUND GRANT NATIONAL REPERTORY ORCHESTRA INC PO BOX 6336 111 S MAIN STREET BRECKENRIDGE CO 80424 840566793 501(C)(3) 15000 FUTURE'S FUND GRANT NEW JERSEY YOUTH SYMPHONYWHARTON INSTITUTE FOR THE PERFORMING ARTS 60 LOCUST AVE BERKELEY HEIGHTS NJ 07922 222609457 501(C)(3) 15000 FUTURE'S FUND GRANT NEW YORK PHILHARMONIC 10 LINCOLN CENTER PLAZA NEW YORK NY 10023 131664054 501(C)(3) 75000 FUTURE'S FUND GRANT NEW YORK YOUTH SYMPHONY INC 110 W 40TH STREET SUITE 1503 NEW YORK NY 10018 136133041 501(C)(3) 15000 FUTURE'S FUND GRANT ORCHESTRA 2001 INC PO BOX 7211 PHILADELPHIA PA 19101 232545727 501(C)(3) 15000 FUTURE'S FUND GRANT ORCHESTRA OF ST LUKE'S 450 WEST 37TH STREET NEW YORK NY 10018 510201839 501(C)(3) 40000 FUTURE'S FUND GRANT OREGON SYMPHONY ASSOCIATION 921 SW WASHINGTON STREET STE 200 PORTLAND OR 97205 930446527 501(C)(3) 75000 FUTURE'S FUND GRANT SAN DIEGO YOUTH SYMPHONY AND CONSERVATORY 1650 EL PRADO 207A SAN DIEGO CA 92101 237380943 501(C)(3) 15000 FUTURE'S FUND GRANT SAN FRANCISCO SYMPHONY 201 VAN NESS AVENUE SAN FRANCISCO CA 94102 941156284 501(C)(3) 75000 FUTURE'S FUND GRANT SEATTLE SYMPHONY ORCHESTRA PO BOX 21906 SEATTLE WA 98111 910667412 501(C)(3) 75000 FUTURE'S FUND GRANT SYMPHONY TACOMA 901 BROADWAY SUITE 600 TACOMA WA 98402 916032976 501(C)(3) 15000 FUTURE'S FUND GRANT MUSICAL ARTS ASSOCIATION 11001 EUCLID AVENUE CLEVELAND OH 44106 340714468 501(C)(3) 75000 FUTURE'S FUND GRANT LEXINGTON PHILHARMONIC SOCIETY INC 161 N MILL ST LEXINGTON KY 40507 616033529 501(C)(3) 15000 FUTURE'S FUND GRANT PHOENIX SYMPHONY ASSOCIATION 1 NORTH FIRST STREET STE 200 PHOENIX AZ 85004 866000134 501(C)(3) 40000 FUTURE'S FUND GRANT THE SAINT PAUL CHAMBER ORCHESTRA SOCIETY 408 SAINT PETER STREET 3RD FLOOR SAINT PAUL MN 55102 410829498 501(C)(3) 75000 FUTURE'S FUND GRANT TOLEDO ALLIANCE FOR THE PERFORMING ARTS 1838 PARKWOOD AVENUE PO BOX 407 TOLEDO OH 43697 344005365 501(C)(3) 40000 FUTURE'S FUND GRANT UTAH SYMPHONY & OPERA 123 WEST SOUTH TEMPLE SALT LAKE CITY UT 84101 510145980 501(C)(3) 75000 FUTURE'S FUND GRANT VIRGINIA ORCHESTRA GROUP 150 BOUSH STREET SUITE 201 NORFOLK VA 23510 546000598 501(C)(3) 40000 FUTURE'S FUND GRANT YOUTH ORCHESTRAS OF SAN ANTONIO 106 AUDITORIUM CIRCLE STE 130 SAN ANTONIO TX 78205 741926713 501(C)(3) 15000 FUTURE'S FUND GRANT CHARLOTTE SYMPHONY ORCHESTRA SOCIETY 128 S TRYON STREET STE 350 CHARLOTTE NC 28202 566011568 501(C)(3) 18760 CATALYST FUND GRANT CHICAGO SINFONIETTA 70 EAST LAKE STREET STE 1430 CHICAGO IL 60601 363517987 501(C)(3) 18760 CATALYST FUND GRANT CINCINNATI SYMPHONY ORCHESTRA 1241 ELM STREET CINCINNATI OH 45202 310537080 501(C)(3) 18760 CATALYST FUND GRANT DC YOUTH ORCHESTRA PROGRAM 1120 20TH ST NW SUITE 200N WASHINGTON DC 20036 526059783 501(C)(3) 18760 CATALYST FUND GRANT EAST TEXAS SYMPHONY ORCHESTRA ASSOCIATION 107 E ERWIN STREET TYLER TX 75702 756013387 501(C)(3) 18760 CATALYST FUND GRANT EMPIRE STATE YOUTH ORCHESTRA 432 STATE STREET SCHENECTADY NY 12305 222317557 501(C)(3) 18760 CATALYST FUND GRANT GRAND RAPIDS SYMPHONY SOCIETY 300 OTTAWA AVENUE NW STE 100 GRAND RAPIDS MI 49503 386005447 501(C)(3) 18760 CATALYST FUND GRANT THE HANDEL AND HAYDN SOCIETY 9 HARCOURT STREET BOSTON MA 02116 042126598 501(C)(3) 18760 CATALYST FUND GRANT ILLINOIS PHILHARMONIC ORCHESTRA 377 ARTISTS WALK PARK FOREST IL 60466 363293300 501(C)(3) 18760 CATALYST FUND GRANT INDIANAPOLIS SYMPHONY ORCHESTRA 32 E WASHINGTON STREET STE 600 INDIANAPOLIS IN 46204 350998627 501(C)(3) 18760 CATALYST FUND GRANT LOS ANGELES PHILHARMONIC 151 SOUTH GRAND AVENUE LOS ANGELES CA 90012 951696734 501(C)(3) 18760 CATALYST FUND GRANT MILWAUKEE SYMPHONY ORCHESTRA 1101 N MARKET STREET SUITE 100 MILWAULKEE WI 53202 396023436 501(C)(3) 18760 CATALYST FUND GRANT MINNESOTA ORCHESTRAL ASSOCIATION 1111 NICOLLET MALL MINNEAPOLIS MN 55403 410693875 501(C)(3) 18760 CATALYST FUND GRANT NASHVILLE SYMPHONY ASSOCIATION 1 SYMPHONY PLACE NASHVILLE TN 37201 620550979 501(C)(3) 18760 CATALYST FUND GRANT NEW JERSEY SYMPHONY ORCHESTRA 60 PARK PLACE 900 NEWARK NJ 07102 221559422 501(C)(3) 18760 CATALYST FUND GRANT NEW JERSEY YOUTH SYMPHONYWHARTON INSTITUTE FOR THE PERFORMING ARTS 60 LOCUST AVE BERKELEY HEIGHTS NJ 07922 222609457 501(C)(3) 18760 CATALYST FUND GRANT NEW WORLD SYMPHONY 500 17TH STREET MIAMI BEACH FL 33139 592809056 501(C)(3) 18760 CATALYST FUND GRANT NORTH CAROLINA SYMPHONY SOCIETY INC 3700 GLENWOOD AVENUE STE 130 RALEIGH NC 27612 560556755 501(C)(3) 18760 CATALYST FUND GRANT EAST BAY PERFORMING ARTS DBA OAKLAND SYMPHONY 1440 BROADWAY STE 405 OAKLAND CA 94612 943081554 501(C)(3) 18760 CATALYST FUND GRANT PACIFIC SYMPHONY 17620 FITCH STE 100 IRVINE CA 92614 953635496 501(C)(3) 18760 CATALYST FUND GRANT PRINCETON SYMPHONY ORCHESTRA 575 EWING STREET PRINCETON NJ 08540 222327766 501(C)(3) 15000 CATALYST FUND GRANT RICHMOND SYMPHONY 612 E GRACE STREET 401 RICHMOND VA 23219 546024033 501(C)(3) 12000 CATALYST FUND GRANT SAN FRANCISCO SYMPHONY 201 VAN NESS AVENUE SAN FRANCISCO CA 94102 941156284 501(C)(3) 18760 CATALYST FUND GRANT SEATTLE SYMPHONY ORCHESTRA PO BOX 21906 SEATTLE WA 98111 910667412 501(C)(3) 18760 CATALYST FUND GRANT SOUTH DAKOTA SYMPHONY ORCHESTRA 301 S MAIN AVENUE SIOUX FALLS SD 57104 466017026 501(C)(3) 18760 CATALYST FUND GRANT ST LOUIS SYMPHONY ORCHESTRA 718 N GRAND BLVD ST LOUIS MO 63103 430666769 501(C)(3) 18760 CATALYST FUND GRANT THE ARKANSAS SYMPHONY ORCHESTRA SOCIETY INC 2417 N TYLER STREET LITTLE ROCK AR 72207 716059542 501(C)(3) 18760 CATALYST FUND GRANT VIRGINIA ORCHESTRA GROUP 150 BOUSH STREET SUITE 201 NORFOLK VA 23510 546000598 501(C)(3) 18760 CATALYST FUND GRANT 64 WOMEN COMPOSER COMMISSION 6 60000 PERFORMANCE AT ANNUAL CONFERENCE 5 2750 PANELIST FOR REGRANTING / AWARDS 15 12377 PART I, LINE 2: EACH GRANTEE IS REQUIRED TO SUBMIT TWO GRANT REPORTS: AN INTERIM REPORT AND FINAL REPORT. GRANTEES ARE ASKED TO DECRIBE HOW THE FUNDS WERE ULTIMATELY USED FOR THEIR WORK. THE SECOND-YEAR GRANT PAYMENT IS CONTIGENT ON DEMOSTRATION OF THE GRANTEE'S FULLFILLMENT OF ITS INTENDED WORK. X X X X 0 0 0 0 0 0 0 0 0 JESSE ROSEN PRESIDENT AND CEO, DIRECTO 325363 0 0 0 19000 0 33781 0 27021 0 405165 0 0 0 CELESTE WROBLEWSKI VP MARKETING AND COMMUNICATIONS 171186 0 0 0 0 0 4457 0 29545 0 205188 0 0 0 HEATHER NOONAN VP ADVOCACY 157422 0 0 0 19000 0 4612 0 30211 0 211245 0 0 0 KAREN YAIR VP KNOWLEDGE LEARNING AND LEADERSHIP 158451 0 0 0 0 0 4400 0 43660 0 206511 0 0 0 MARC MARTIN SENIOR DIRECTOR OF FINANCE 106921 0 0 0 0 0 3117 0 43936 0 153974 0 0 0 SARAH KELLY VP OF DEVELOPMENT 177752 0 0 0 0 0 4006 0 0 0 181758 0 0 0 PART II, COLUMN B (III): AMOUNTS IN THIS COLUMN REPRESENT CONTRIBUTIONS TO A 457(B) RETIREMENT PLAN. X 3006 206052 FMV 0 0 0 PART I, COLUMN (B): THE NUMBER SHOWN ON COLUMN (B) REPRESENTS THE NUMBER OF SHARES CONTRIBUTED. FORM 990, PART VI, SECTION A, LINE 6 THE MEMBERSHIP OF THE LEAGUE OF AMERICAN ORCHESTRAS IS COMPRISED OF OVER 600 ORCHESTRA MEMBERS, 220 INSTITUTIONAL MEMBERS, AND 900 INDIVIDUAL MEMBERS. FORM 990, PART VI, SECTION A, LINE 7A MEMBERS ELECT THE BOARD OF DIRECTORS AND OVERSEE GOVERNANCE DECISIONS. FORM 990, PART VI, SECTION B, LINE 11B AN INDEPENDANT ACCOUNTANT PREPARES THE FORM 990. MANAGEMENT REVIEWS THE 990 DRAFT IN DETAIL BEFORE SUBMITTING IT TO THE CEO WHO THEN REVIEWS IT IN DETAIL. ONCE APPROVED BY MANAGEMENT, THE DRAFT 990 IS THE SENT TO THE ENTIRE BOARD WITH A COMMENT PERIOD. ONCE THE REVIEW PERIOD EXPIRES AND, IF THERE ARE NO CHANGES, THE FORM IS FILED WITH THE IRS. IF CHANGES ARE REQUIRED, THE FORM IS UPDATED AND FILED WITH THE IRS PRIOR TO ITS DUE DATE. FORM 990, PART VI, SECTION B, LINE 12C A DISCLOSURE STATEMENT IS DISTRIBUTED TO ALL BOARD MEMBERS AND COLLECTED ANNUALLY AND IS DISCUSSED AT THE TIME THAT IT IS CIRCULATED. THE LEAGUE ALSO INVESTIGATES ANY CONFLICT(S) THAT MAY BE REPORTED BY ANY BOARD MEMBER. FORM 990, PART VI, SECTION B, LINE 15 A STUDY WAS DONE TO DETERMINE THE PROPER COMPENSATION FOR THE CEO WHEN HIS CONTRACT WAS SIGNED IN 2008. THE FULL BOARD APPROVED THE CONTRACT. FOR OTHER OFFICERS HIRED DURING THE YEAR, THE ORGANIZATION ESTABLISHES SALARY LEVELS THAT ARE COMPARABLE TO THE LARGER ORCHESTRAS THROUGHOUT THE US. THE FULL BOARD ALSO APPROVES SALARIES OF OFFICERS. FORM 990, PART VI, SECTION C, LINE 19 FINANCIAL STATEMENTS APPEAR ON THE LEAGUE'S WEBSITE. COPIES ARE ALSO MADE AVAILABLE TO ALL MEMBERS AT THE LEAGUE'S ANNUAL MEETING WHICH IS HELD DURING THE ANNUAL CONFERENCE. COPIES ARE ALSO AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART XII, LINE 2C: THERE WAS NO CHANGE FROM THE PRIOR YEAR.