2022-12-07T18:22:09-06:00 2022-06-30 953001179 WINDES INC PO BOX 87 LONG BEACH CA 908010087 990 2021-07-01 956123757 CALIFORNIA STATE UNIVERSITY FOUNDATION CALI 5629514810 401 GOLDEN SHORE LONG BEACH CA 90802 AARON J MOORE CFO 5629514810 2022-12-02 1 AARON MOORE 999009999 DONITA M JOSEPH P00286656 5624351191 2022-12-02 3 AAL1 IAL1 2021 2022-09-23 18:48:47Z LORI A REDFEARN 401 GOLDEN SHORE LONG BEACH CA 90802 19346534 0 X HTTP://WWW.CALSTATE.EDU/FOUNDATION/ X 1962 CA THE MISSION OF THE CALIFORNIA STATE UNIVERSITY FOUNDATION IS TO ENHANCE THE EDUCATIONAL EXCELLENCE OF THE CALIFORNIA STATE UNIVERSITY IN TEACHING, LEARNING, COMMUNITY SERVICE, AND APPLIED RESEARCH. 18 17 0 17 132615 82252 7526858 5651039 739 2520 3349756 1930539 267290 203549 11144643 7787647 5484773 6514598 0 0 0 0 0 0 13115 371886 640523 5856659 7155121 5287984 632526 56910001 50863822 9606774 8354480 47303227 42509342 X ESTABLISHED IN 1962, THE FOUNDATION IS THE CENTRAL FOUNDATION FOR THE CALIFORNIA STATE UNIVERSITY (CSU) SYSTEM AND SERVES THE OFFICE OF THE CHANCELLOR. THE FOUNDATION EXISTS TO SUPPORT EXCELLENCE IN TEACHING AND LEARNING, AND TO SERVE THE NATIONAL, STATE AND REGIONAL INTERESTS OF THE UNIVERSITY. THE CSU FOUNDATION IS COMMITTED TO ENHANCING AND PROMOTING THE CSU AS A LEADER OF VALUE AND QUALITY IN HIGHER EDUCATION. 0 0 3639756 3639756 SUPPORT OF MAJOR CSU INITIATIVES SUCH AS IMPROVING THE GRADUATION RATE AND TEACHER PREPARATION THROUGH COLLABORATION WITH EXTERNAL FUNDERS. 840747 355126 2520 THE CSU FOUNDATION SUPPORTED THE EDUCATIONAL AND GOVERNANCE ACTIVITIES OF THE 23 UNIVERSITY CAMPUSES, THROUGH REGULAR MEETINGS OF ITS TRUSTEES, PRESIDENTS, EMPLOYEES, AND ALUMNI LEADERS AS WELL AS PROVIDING EMPLOYEE RECOGNITION. 2519716 2519716 THE CSU FOUNDATION PROVIDED SCHOLARSHIPS TO 501 STUDENTS THROUGHOUT THE CSU SYSTEM. 7000219 1 1 0 1 0 0 0 0 0 1 0 1 0 1 1 1 1 1 0 0 0 0 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 1 0 0 0 1 0 0 0 1 2 0 1 0 1 1 0 0 0 0 1 1 0 0 0 0 0 0 X 18 17 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 0 0 0 CA X X X ALICE KIM 5629514627 401 GOLDEN SHORE LONG BEACH CA 90802 RONALD R BARHORST CHAIR 1.00 X X 0 0 0 KRISTIN CRELLIN SECRETARY 1.00 X X 0 0 0 MICHAEL A LUCKI TREASURER 1.00 X X 0 0 0 MICHAEL LIZARRAGA VICE CHAIR 1.00 X X 0 0 0 PETER BRIGHTBILL DIRECTOR 1.00 X 0 0 0 RONALD FONG DIRECTOR 1.00 X 0 0 0 GEORGE M MARCUS DIRECTOR 1.00 X 0 0 0 ALI C RAZI DIRECTOR 1.00 X 0 0 0 SHARI M SLATE DIRECTOR 1.00 X 0 0 0 KERI ASKEW BAILEY DIRECTOR 1.00 X 0 0 0 GADDI H VASQUEZ DIRECTOR 1.00 X 0 0 0 SCOTT WELLS DIRECTOR 1.00 X 0 0 0 GILLIAN A WRIGHT DIRECTOR 1.00 X 0 0 0 HENRY T PEREA DIRECTOR 1.00 X 0 0 0 KIMBERLEY GOODE DIRECTOR 1.00 X 0 0 0 FRED RUIZ DIRECTOR 1.00 X 0 0 0 LORENE MILLER DIRECTOR AS OF 3/7/22 1.00 X 0 0 0 JOSEPH I CASTRO EX-OFFICIO/CHANCELLOR THRU 2/17/22 2.00 70.00 X 0 798591 122586 JOLENE KOESTER EX-OFFICIO/INTERIM CHANCELLOR 5/1/22 2.00 70.00 X 0 0 0 STEVE RELYEA EX-OFFICIO/CHANCELLOR 2/18 - 4/30/22 2.00 70.00 X 0 372894 134814 LORI A REDFEARN V.P. THRU 6/9/22; PRESIDENT 6/10/22 6.00 34.00 X 0 211908 85912 AARON J MOORE CHIEF FINANCIAL OFFICER 18.00 22.00 X 0 122510 58266 WENDY CHAVIRA GARCIA ASST. SECRETARY; V.P. AS OF 6/10/22 18.00 22.00 X 0 93893 53506 LARRY SALINAS PRESIDENT THRU 4/30/22 3.00 57.00 X 0 303516 88551 0 1903312 543635 0 0 1 0 0 5651039 1600 5651039 MEETING REGISTRATION FEES 900099 2520 2520 2520 521230 132615 388615 12968196 11558887 1409309 1409309 1409309 ADMINISTRATIVE FEES 900099 176130 176130 MISCELLANEOUS 900099 27419 27419 203549 7787647 206069 132615 1797924 3784882 3784882 2729716 2729716 39400 39400 13623 13623 44749 44749 22604 22604 9685 9685 948 948 81759 81759 162457 158896 3561 6169 6169 OTHER EXPENSES 246014 198106 47908 FUNDRAISING 13115 13115 7155121 7000219 141787 13115 3008117 1747308 3398760 3742912 20093 33210 30976090 25172854 10039830 11959737 9467111 8207801 56910001 50863822 7030 30578 9599744 8323902 9606774 8354480 X 6903889 6466848 40399338 36042494 47303227 42509342 56910001 50863822 632526 -5426411 0 X 0 1 X 1 0 X 7629215 9217533 7087783 7526858 5651039 37112428 329797 357741 396516 412757 417779 1914590 7959012 9575274 7484299 7939615 6068818 39027018 14354568 24672450 636267 724544 553716 446562 388682 2749771 1356 38415 1434 132548 173753 163337 155266 170755 267291 203549 960198 42910740 54567 0.57500 0.56430 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: ADMINISTRATIVE FEES - 2017 AMOUNT: $ 147,784. 2018 AMOUNT: $ 141,484. 2019 AMOUNT: $ 161,653. 2020 AMOUNT: $ 190,370. 2021 AMOUNT: $ 176,130. MISCELLANEOUS - 2017 AMOUNT: $ 15,553. 2018 AMOUNT: $ 13,782. 2019 AMOUNT: $ 9,102. 2020 AMOUNT: $ 76,921. 2021 AMOUNT: $ 27,419. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 0 1 10000 1 3623 0 0 13623 0 PART II-B, LINE 1: LINE 1F: CA COALITION FOR PUBLIC HIGHER EDUCATION - ISSUES COMMITTEE. LINE 1G: CSU BUDGET ADVOCACY BIG SPLASH - SAFETY VESTS. 0 0 35285110 199905 -2970584 1023389 190193 31300849 27828185 420770 8187396 945027 206214 35285110 25106297 2736359 1044268 895065 4143 159531 27828185 25070216 321271 781457 891499 20019 155129 25106297 23614906 349777 1970775 714169 26021 125052 25070216 0.01000 0.51000 0.48000 0 0 0 VENTURE CAPITAL AND PARTNERSHIPS 17212 F ALTERNATIVE INVESTMENTS 11942525 F 11959737 CRUT RECEIVABLES 124286 OTHER CURRENT ASSETS 69186 CHARITABLE GIFT ANNUITY 8014329 8207801 CRUT PAYABLES 124286 ALUMNI COUNCIL LIABILITY 185167 CHARITABLE GIFT ANNUITY 8014329 UNCLEARED COLLECTION 120 8323902 X 2734266 -5426411 417779 -5008632 7742898 44749 44749 7787647 7528151 417779 417779 7110372 44749 44749 7155121 PART V, LINE 4: EACH OF THE FOUNDATION'S ENDOWMENTS HAS BEEN ESTABLISHED TO SUPPORT A SCHOLARSHIP OR PROGRAM FUND RECORDED IN TEMPORARILY RESTRICTED NET ASSETS. PART V, LINE 1F: FOR 2017-18, THE CSU FOUNDATION CHANGED WHAT ITEMS ARE INCLUDED IN ADMINISTRATIVE EXPENSES FOR ENDOWMENTS. IN PRIOR YEARS, ONLY INVESTMENT MANAGEMENT FEES WERE INCLUDED. BEGINNING IN 2017-18, WE ALSO INCLUDED OUR INTERNAL ENDOWMENT MANAGEMENT FEE OF 0.50% CHARGED TO EACH ENDOWMENT ANNUALLY TO FUND THE ADMINISTRATIVE COSTS INCURRED BY THE FOUNDATION FOR MANAGING THE ENDOWMENT. PART X, LINE 2: FIN 48: THE FOUNDATION RECOGNIZES THE FINANCIAL STATEMENT BENEFIT OF TAX POSITIONS, SUCH AS ITS FILING STATUS OF TAX-EXEMPT, ONLY AFTER DETERMINING THAT THE RELEVANT TAX AUTHORITY WOULD MORE LIKELY THAN NOT SUSTAIN THE POSITION FOLLOWING AN AUDIT. THE FOUNDATION IS SUBJECT TO POTENTIAL INCOME TAX AUDITS ON OPEN TAX YEARS BY ANY TAXING JURISDICTION IN WHICH IT OPERATES. THE STATUTE OF LIMITATIONS FOR FEDERAL AND CALIFORNIA STATE PURPOSES IS GENERALLY THREE AND FOUR YEARS, RESPECTIVELY. 1 TRUSTEES OF THE CSU 401 GOLDEN SHORE LONG BEACH CA 90802 912155587 GOVERNMENT 3382705 0 $930,000 - TRANSFER FIRST PAYMENT OF COLLEGE FUTURES FOUNDATION TO SPA$775,000 - TRANSFER OF BILL & MELINDA GATES FOUNDATION GRANT FUNDS TO SPONSORED PROGRAMS$650,000 - TRANSFER LUMINA FOUNDATION GRANT TO SPA$575,000 - TRANSFER PLEDGE PAYMENT FROM GATES FOUNDATION TO SPA$198,000 - TRANSFER TO SPA FOR ECMC FOUNDATION GRANT FOR GRADUATION INITIATIVE$50,000 - TRANSFER TO SPA FOR SILVER GIVING FOUNDATION EARLY CHILDHOOD EDUCATION$50,000 - TRANSFER TO SPA FOR HEISING-SIMONS EARLY CHILDHOOD SPECIALIST GRANT$24,640 - TRANSFER TO SPA FOR DELL FOUNDATION EDQ CENTER DATA TPMD IMPLEMENTATION GRANT EXTENSION$130,065 - HOUSING ALLOWANCES TELACU EDUCATION FOUNDATION 5400 E OLYMPIC BLVD STE 300 COMMERCE CA 90022 954384333 501(C)(3) 15000 0 SPONSORSHIP OF THE 38TH ANNNUAL TELACU BUILDING THE DREAM VIRTUAL GALA CALIFORNIA COALITION FOR PUBLIC HIGHER EDUCATION 777 S FIGUEROA ST STE 4050 LOS ANGELES CA 90017 452426122 501(C)(4) 10000 0 SPONSORSHIP OF CA COALITION FOR PUBLIC HIGHER ED EVENT CHICANO LATINO YOUTH LEADERSHIP PROJECT PO BOX 161566 SACRAMENTO CA 95816 943069819 501(C)(3) 40000 0 SPONSORSHIP OF THE CLYLP DIGITAL 2021 AND 2022 STATEWIDE LEADERSHIP CONFERENCE GREAT MINDS IN STEM 2465 W WHITTIER BLVD STE 202 MONTEBELLO CA 90640 954577359 501(C)(3) 20000 0 SPONSORSHIP OF ANNUAL GREAT MINDS IN STEM VIRTUAL CONFERENCE 2021 AND 2022 COMMUNITY PARTNERS 1000 N ALAMEDA ST SUITE 240 LOS ANGELES CA 90012 954302067 501(C)(3) 10000 0 SPONSORSHIP OF CA COMPETES 10TH ANNIVERSARY EVENT A2MEND PO BOX 151 ELK GROVE CA 95759 711037144 501(C)(3) 7500 0 SPONSORSHIP OF THE VIRTUAL ANNUAL AFRICAN AMERICAN MALE SUMMIT MARCH 2022 HISPANIC ASSOCIATION OF COLLEGES AND UNIVERSITIES 8415 DATAPOINT DR STE 400 SAN ANTONIO TX 78229 742466103 501(C)(3) 15000 0 SPONSORSHIP FOR GREAT MINDS IN STEM 2022 NATIONAL CONFERENCE OCTOBER 2022 THE UNIVERSITY CORPORATION 1600 HOLLOWAY AVENUE SAN FRANCISCO CA 94132 941384645 501(C)(3) 84000 0 TRANSFER TO CSUN SPA FOR EDISON MATH CURRICULUM AND PD GRANT CSU NORTHRIDGE 18111 NORDHOFF ST NORTHRIDGE CA 91330 954358677 GOVERNMENT 26400 0 RELUI OPERATING EXPENSES CSUSB PHILANTHROPIC FOUNDATION 5500 UNIVERSITY PARKWAY SAN BERNARDINO CA 92407 452255077 501(C)(3) 40500 0 TRANSFER OF GRANT FUNDS FROM ACLS FOR THE MELLON MAYS UNDERGRADUATE FELLOWSHIPS (MMUF) PROGRAM FOR THE 2021-22 ACADEMIC YEAR CSU STANISLAUS 1 UNIVERSITY CIRCLE TURLOCK CA 95382 770207337 GOVERNMENT 16700 0 SCHUSTERMAN EMERGENCY GRANT CSU BAKERSFIELD 9001 STOCKDALE HIGHWAY BAKERSFIELD CA 93311 770314545 GOVERNMENT 16700 0 SCHUSTERMAN EMERGENCY GRANT CSU FRESNO 5241 N MAPLE AVE FRESNO CA 93740 770217681 GOVERNMENT 41076 0 SCHUSTERMAN EMERGENCY GRANT; 2021-22 INNOVATION MINIGRANTS AWARDS CAL STATE LA UNIVERSITY AUXILIARY SERVICES INC 5151 STATE UNIVERSITY DRIVE LOS ANGELES CA 90032 954016653 501(C)(3) 5135 0 2021-22 REAL ESTATE PROGRAM IMPROVEMENT GRANT FROM THE REAL ESTATE & LAND USE INSTITUTE (RELUI) UNIVERSITY ENTERPRISES INC 6000 J STREET SUITE 3800 HORNET BOOKSTORE BUILDING 3RD FLOOR SACRAMENTO CA 95819 941337638 501(C)(3) 5874 0 2021-22 REAL ESTATE PROGRAM IMPROVEMENT GRANT FROM THE REAL ESTATE & LAND USE INSTITUTE (RELUI) CALIFORNIA POLYTECHNIC STATE UNIVERSITY FOUNDATION ONE GRAND AVE HERON HALL 117 RM 215 SAN LUIS OBISPO CA 93407 204927897 501(C)(3) 12909 0 2021-22 REAL ESTATE PROGRAM IMPROVEMENT GRANT FROM THE REAL ESTATE & LAND USE INSTITUTE (RELUI) CSUN FOUNDATION 18111 NORDHOFF ST UNIVERSITY HALL 110 NORTHRIDGE CA 91330 956196006 501(C)(3) 17203 0 2021-22 REAL ESTATE PROGRAM IMPROVEMENT GRANT FROM THE REAL ESTATE & LAND USE INSTITUTE (RELUI) CSU CHANNEL ISLANDS ONE UNIVERSITY DRIVE CAMARILLO CA 93012 912153805 GOVERNMENT 10000 0 2021-22 INNOVATION MINIGRANTS AWARDS HUMBOLDT STATE ONE HARPST ST ARCATA CA 95521 680282413 GOVERNMENT 10000 0 2021-22 INNOVATION MINIGRANTS AWARDS CAL POLY POMONA 3801 W TEMPLE AVE POMONA CA 91768 954255659 GOVERNMENT 15000 0 2021-22 INNOVATION MINIGRANTS AWARDS CSU SAN BERNARDINO 5500 UNIVERSITY PKWY SAN BERNARDINO CA 92407 330644150 GOVERNMENT 10000 0 2021-22 INNOVATION MINIGRANTS AWARDS SAN DIEGO STATE 5500 CAMPANILE DR SAN DIEGO CA 92182 330373293 GOVERNMENT 10000 0 2021-22 INNOVATION MINIGRANTS AWARDS SAN FRANCISCO STATE 1600 HOLLOWAY AVENUE SAN FRANCISCO CA 94132 931137247 GOVERNMENT 10000 0 2021-22 INNOVATION MINIGRANTS AWARDS SAN JOSE STATE 1 WASHINGTON SQUARE SAN JOSE CA 95192 770414438 GOVERNMENT 10000 0 2021-22 INNOVATION MINIGRANTS AWARDS CSU FULLERTON PHILANTHROPIC FOUNDATION 2600 NUTWOOD AVE STE 850 FULLERTON CA 92831 330567945 501(C)(3) 6240 0 2021-22 REAL ESTATE PROGRAM IMPROVEMENT GRANT FROM THE REAL ESTATE & LAND USE INSTITUTE (RELUI); TRANSFER OF GRANT FUNDS FROM ACLS FOR THE MELLON MAYS UNDERGRADUATE FELLOWSHIPS (MMUF) PROGRAM FOR THE 2021-2022 ACADEMIC YEAR 29 1 SCHOLARSHIPS OR FINANCIAL ASSISTANCE 501 2519716 STIPENDS TO FACULTY AND ADMINISTRATORS 5 100000 PART I, LINE 2: THE CSU FOUNDATION RECEIVES FUNDS FROM FOUNDATIONS, CORPORATIONS, AND INDIVIDUALS TO MAKE GRANTS AND GIVE OTHER ASSISTANCE TO DOMESTIC ENTITIES. IN THESE CASES WE ADHERE TO THE ELIGIBILITY AND STANDARDS STIPULATED BY THE FUNDING SOURCES. WE ALSO PROVIDE SCHOLARSHIPS TO DOMESTIC INDIVIDUALS, AND ARE GUIDED BY THE SCHOLARSHIP FUNDING SOURCES ON THE ELIGIBILITY STANDARDS THEY ESTABLISH. IN COLLABORATION WITH FINANCIAL AID OFFICERS, WE REVIEW THE MATERIALS UPON SUBMISSION, AND ONCE SATISFIED THAT REQUIREMENTS ARE MET, MAKE SELECTIONS. THE FINANCIAL AID OFFICES ARE RESPONSIBLE FOR SEEING THAT STUDENTS MAINTAIN ENROLLMENT DURING THE SCHOLARSHIP PERIOD THEREAFTER. SCHEDULE I, PART III CSU FOUNDATION ADHERES TO THE STANDARDS AND REPORTING REQUIREMENTS STIPULATED BY THE FUNDING SOURCES FOR GRANTS TO DOMESTIC ENTITIES AND FOR SCHOLARSHIPS TO DOMESTIC INDIVIDUALS. X X 1 1 1 0 0 0 0 0 0 0 0 JOSEPH I CASTRO EX-OFFICIO/CHANCELLOR THRU 2/17/22 0 597521 0 0 0 201070 0 93701 0 28885 0 921177 0 0 STEVE RELYEA EX-OFFICIO/CHANCELLOR 2/18 - 4/30/22 0 357846 0 0 0 15048 0 105925 0 28889 0 507708 0 0 LARRY SALINAS PRESIDENT THRU 4/30/22 0 267782 0 0 0 35734 0 78551 0 10000 0 392067 0 0 LORI A REDFEARN V.P. THRU 6/9/22; PRESIDENT 6/10/22 0 211650 0 0 0 258 0 63087 0 22825 0 297820 0 0 AARON J MOORE CHIEF FINANCIAL OFFICER 0 122450 0 0 0 60 0 36589 0 21677 0 180776 0 0 PART I, LINE 1A AT THE CHANCELLOR'S DISCRETION, EXECUTIVE STAFF MAY BE REIMBURSED FOR SPOUSAL TRAVEL EXPENDITURES WHEN THE SPOUSE PERFORMS OFFICIAL CSU DUTIES AND THE SPOUSE IS REGISTERED AS A CSU VOLUNTEER. IN ADDITION, AT ITS MEETING ON NOVEMBER 13-14, 2018, THE CSU BOARD OF TRUSTEES PASSED A RESOLUTION STATING: "THE CHANCELLOR SHALL RECEIVE A $7,917 MONTHLY HOUSING ALLOWANCE OF NON-STATE FUNDS TO SUPPLEMENT THE COST OF A RESIDENCE. THESE FUNDS ARE TO BE PAID BY THE FOUNDATION ENDOWMENT CREATED THROUGH AN ORIGINAL DONOR GIFT TO SUPPORT THE HOUSING AND HOSPITALITY-RELATED FUNCTIONS FOR THE CHANCELLOR OF THE CALIFORNIA STATE UNIVERSITY AND SUPPLEMENTED BY THE PROCEEDS OF THE SALE OF THE STATE UNIVERSITY HOUSE LOCATED IN LONG BEACH." PART I, LINE 1B THE CSU FOUNDATION ABIDES BY RESTRICTIONS OUTLINED IN THE CSU HOSPITALITY POLICY, WHICH REQUIRES THAT THERE BE SUBSTANTIATION BEFORE EXPENSES OF AN INSIDER ARE REIMBURSED. PART I, LINE 3 THE CEO RECEIVES COMPENSATION FROM THE CALIFORNIA STATE UNIVERSITY, A RELATED ORGANIZATION. THIS COMPENSATION IS SET BY THE CALIFORNIA STATE UNIVERSITY BOARD OF TRUSTEES AND THEIR ROLE AS CEO OF THE CSU FOUNDATION IS AFFIRMED BY THE CSU FOUNDATION BOARD OF GOVERNORS. THE CEO RECEIVES NO COMPENSATION FROM THE CSU FOUNDATION. BOARD OF TRUSTEES POLICY ON COMPENSATION SCOPE THIS POLICY GOVERNS COMPENSATION FOR ALL CALIFORNIA STATE UNIVERSITY (CSU) EMPLOYEES. GUIDING PRINCIPLES IT IS THE INTENT OF THE BOARD OF TRUSTEES TO COMPENSATE ALL CSU EMPLOYEES IN A MANNER THAT IS FAIR, REASONABLE, COMPETITIVE, AND FISCALLY PRUDENT IN RESPECT TO SYSTEM BUDGET AND STATE FUNDING. THE GOAL OF THE CSU CONTINUES TO BE TO ATTRACT, MOTIVATE, AND RETAIN THE MOST HIGHLY QUALIFIED INDIVIDUALS TO SERVE AS FACULTY, STAFF, AND EXECUTIVES, WHOSE KNOWLEDGE, EXPERIENCE, AND CONTRIBUTIONS CAN ADVANCE THE UNIVERSITY'S MISSION. THE CSU ADHERES TO COMPENSATION PRACTICES THAT ARE FAIR AND EQUITABLE IN DESIGN, APPLICATION, AND DELIVERY. IMPLEMENTATION THE CSU WILL CONSISTENTLY EVALUATE COMPETITIVE AND FAIR COMPENSATION FOR ALL EMPLOYEES BASED ON PERIODIC MARKET COMPARISON SURVEYS AND THE DEPTH OF SKILL AND EXPERIENCE OF AN INDIVIDUAL EMPLOYEE. IN ADDITION, THE CSU WILL MAINTAIN AND UPDATE ANNUALLY A TIERED LIST OF CSU COMPARISON INSTITUTIONS FOR APPLICABLE EMPLOYEE GROUPS. THE LIST MAY TAKE INTO ACCOUNT GEOGRAPHIC LOCATION, ENROLLMENT, PERCENT OF PELL ELIGIBLE STUDENTS, BUDGET, RESEARCH FUNDING, AND SUCH OTHER VARIABLES AS DEEMED APPROPRIATE. COMPENSATION WILL BE GUIDED WITH REFERENCE TO THE MEAN AND/OR MEDIAN OF THE APPROPRIATE TIER OF COMPARISON INSTITUTIONS, TOGETHER WITH AN INDIVIDUAL'S REPUTATION, AND LENGTH, DEPTH AND EFFECTIVENESS OF APPLICABLE EXPERIENCE, AND OTHER MERITORIOUS ACHIEVEMENT AND CONTRIBUTIONS TO THE SUCCESS OF THE CSU. THE COMPENSATION SYSTEM FOR THE CSU SHALL (A) BE ADMINISTERED IN A MANNER THAT COMPLIES WITH ALL APPLICABLE FEDERAL, STATE, AND LOCAL REGULATIONS AND LAWS, AND (B) BE CONSISTENT WITH APPLICABLE ADMINISTRATIVE POLICIES, RULES AND COLLECTIVE BARGAINING AGREEMENTS. PRESIDENTIAL COMPENSATION WHEN A PRESIDENTIAL VACANCY OCCURS, THE SUCCESSOR PRESIDENT'S SALARY SHOULD NOT EXCEED THE INCUMBENT'S SALARY BY MORE THAN 10%. ANY AMOUNT IN EXCESS OF THE INCUMBENT'S SALARY SHALL BE BASED UPON CRITERIA SUCH AS EXTRAORDINARY CIRCUMSTANCES, KNOWLEDGE AND/OR EXPERIENCE OR ABILITY TO CONTRIBUTE TO AND ADVANCE THE UNIVERSITY'S MISSION, AND MARKET CONDITIONS. A PRESIDENT'S SALARY MAY ONLY BE FUNDED WITH STATE FUNDS. THE CHANCELLOR SHALL HAVE AUTHORITY TO NEGOTIATE RECOMMENDED STARTING SALARIES FOR PRESIDENTS. THE CHANCELLOR SHALL PRESENT THE RECOMMENDED SALARY TO THE BOARD OF TRUSTEES FOR APPROVAL. PRESIDENTIAL SALARY ASSESSMENT: CURRENTLY, THE POLICIES AND PROCEDURES FOR REVIEW OF PRESIDENTS REQUIRE ANNUAL REVIEWS WITH THE CHANCELLOR AND TRIENNIAL REVIEWS BY THE BOARD OF TRUSTEES. IN THESE REVIEWS, THE PRESIDENT'S PERFORMANCE IS REVIEWED AGAINST THE GOALS AND CRITERIA FOR LEADERSHIP EXPECTATIONS. EFFECTIVE WITH BOARD OF TRUSTEES REVIEWS OCCURRING IN 2020 AND BEYOND, A PRESIDENTIAL SALARY ASSESSMENT WILL ALSO BE CONDUCTED THAT CONSIDERS PRESIDENTIAL PERFORMANCE, THE MARKET DATA AND MAKES RECOMMENDATIONS TO THE TRUSTEES IF A COMPENSATION ADJUSTMENT MAY BE WARRANTED. A SALARY ADJUSTMENT DURING TRIENNIAL PERFORMANCE REVIEWS DOES NOT PROHIBIT THE INCUMBENT FROM BEING ELIGIBLE FOR THE ANNUAL MERIT INCREASE PROGRAM AS PROVIDED TO OTHER NON-REPRESENTED EMPLOYEES. THE BOARD RETAINS THE RIGHT TO MAKE ADJUSTMENTS AS NECESSARY AT OTHER TIMES FOR A PRESIDENT WHEN A SIGNIFICANT EQUITY OR RETENTION ISSUE IS IDENTIFIED. THE CHANCELLOR SHALL RECOMMEND PRESIDENTIAL SALARY ADJUSTMENTS TO THE TRUSTEES FOR APPROVAL. PART I, LINE 4A THIS RELATES TO FORMER CHANCELLOR CASTRO'S COMPENSATION BY A RELATED ORGANIZATION. DR. CASTRO'S HOUSING ALLOWANCE WAS CONTINUED FOLLOWING HIS DEPARTURE AS CHANCELLOR ON 2/17/22 THROUGH 8/31/22 (TOTAL OF $47,502) PURSUANT TO AN AGREEMENT WITH THE CSU BOARD OF TRUSTEES. THE CSU FOUNDATION DOES NOT DIRECTLY PAY THE HOUSING ALLOWANCE BUT REIMBURSES THE CALIFORNIA STATE UNIVERSITY PER CSU BOARD OF TRUSTEES RESOLUTION. PART II, LINES 1, 2, 3, AND 4 THE CHANCELLOR, PRESIDENT OF THE CSU FOUNDATION, VICE PRESIDENT OF THE CSU FOUNDATION, AND CHIEF FINANCIAL OFFICER OF THE CSU FOUNDATION RECEIVE COMPENSATION FROM THE CALIFORNIA STATE UNIVERSITY, A RELATED ORGANIZATION. X 6 600 FMV X HAND SANITIZER 1 1000 FMV 0 0 1 0 PART I, COLUMN (B): THE AMOUNT IN COLUMN (B) REPRESENETS THE NUMBER OF CONTRIBUTIONS SCHEDULE M, PART I, LINE 1: THE CSU FOUNDATION RECEIVED SIX PIECES OF ORIGINAL ART CREATED BY A FORMER FACULTY MEMBER WHO PASSED AWAY. ALTHOUGH SHE WAS WELL-KNOWN IN HER FIELD, THERE WAS NO COMPARABLE FAIR MARKET VALUE FOR HER ARTWORK. EACH OF THE SIX PIECES WERE ACCEPTED BY THE CSU FOUNDATION AND IMMEDIATELY DISTRIBUTED TO CSU CAMPUSES OR CAMPUS AUXILIARIES FOR CHARITABLE AND EDUCATIONAL PURPOSES CONSISTENT WITH THE EXEMPT PURPOSES OF THE CSU FOUNDATION. FOR RECORDKEEPING PURPOSES, EACH PIECE OF ART WAS ASSIGNED A $100 FAIR MARKET VALUE. THE DONOR DID NOT WISH TO HAVE THE ITEMS APPRAISED AND DID NOT REQUIRE A CHARITABLE DEDUCTION. DUE TO THE LIMITED FAIR MARKET VALUE DATA AVAILABLE, THE CSU FOUNDATION ALSO DEEMED IT WOULD NOT BE FISCALLY PRUDENT TO PAY FOR AN APPRAISAL. FORM 990, PART VI, SECTION B, LINE 11B THE AUDIT COMMITTEE SHALL HAVE THE RESPONSIBILITY FOR THE REVIEW AND APPROVAL OF THE ORGANIZATION'S FORM 990 (INCLUDING ALL PERTINENT SCHEDULES) BEFORE IT IS FILED WITH THE INTERNAL REVENUE SERVICE. A FINAL COPY OF THE FORM 990 WILL BE FORWARDED TO THE ENTIRE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION B, LINE 12C BOARD MEMBERS AND KEY CSU STAFF ARE ANNUALLY ASKED TO REVIEW AND AFFIRM THAT THEY HAVE NO CONFLICTS OF INTEREST AS DESCRIBED IN THE CONFLICT OF INTEREST POLICY STATEMENT. UPON THE IDENTIFICATION OF ANY CONFLICT, THE INFORMATION IS THEN FORWARDED TO THE EXECUTIVES OF THE BOARD AND APPROPRIATE ACTION IS TAKEN. THIS ACTION MAY RANGE FROM THE BOARD NOT APPROVING A CONTRACT BASED ON POTENTIAL CONFLICT TO REMOVAL FROM THE BOARD. FORM 990, PART VI, SECTION B, LINE 15 THE ENTITY DOES NOT HAVE A PROCESS FOR DETERMINING COMPENSATION FOR THE TOP MANAGAGEMENT OFFICIAL, OFFICERS, OR KEY EMPLOYEES AS THESE EMPLOYEES ARE NOT COMPENSATED BY THE ENTITY. THE ENTITY HAS NO EMPLOYEES. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANICAL STATEMENTS ARE POSTED TO THE ORGANIZATION'S WEBSITE AT: HTTP://WWW.CALSTATE.EDU/FOUNDATION/ CALIFORNIA STATE UNIVERSITY 401 GOLDEN SHORE LONG BEACH CA 90802 954601267 EDUCATION CA STATE OF CA 0 CHARITABLE REMAINDER UNITRUSTS TRUST CA CA STATE UNIVERSITY FOUNDATION T 0 0 1 0 0 0 0 0 0 0 0 0 1 1 1 1 1 0 0 0