2022-11-14T20:27:10-06:00 2021-12-31 770051130 ABBOTT STRINGHAM & LYNCH 1901 S BASCOM AVE STE 105 CAMPBELL CA 95008 990 2021-01-01 710992446 KIVA MICROFUNDS KIVA 4153587500 986 MISSION STREET STE 400 SAN FRANCISCO CA 94103 LIZ RAY CFO 4153587500 2022-11-14 1 LIZ RAY XXX-XX-XXXX SHEBA B DALANEY P00351252 4083778700 2022-11-14 3 AAL1 IAL1 2021 2022-09-23 18:48:47Z LIZ RAY 986 MISSION STREET STE 400 SAN FRANCISCO CA 94103 42407113 0 X WWW.KIVA.ORG X 2005 CA KIVA IS A NON-PROFIT ORGANIZATION WITH A MISSION TO EXPAND FINANCIAL ACCESS TO HELP UNDERSERVED COMMUNITIES THRIVE BY PROVIDING AN ONLINE PLATFORM THAT FACILITATES MICROLOANS GLOBALLY; BEING A DEVELOPER OF A BLOCKCHAIN BASED DIGITAL ID PLATFORM TO PROMOTE FINANCIAL INCLUSION; BEING A MANAGER OF IMPACT INVESTMENT FUNDS (AS AN EXEMPT REPORTING ADVISER). 7 5 173 450 0 0 38319210 39005595 0 0 252411 3389871 31407 11647 38603028 42407113 0 30000 0 0 16722197 19556734 0 0 2619040 14180584 15813585 30902781 35400319 7700247 7006794 38469820 245372729 5722778 205623286 32747042 39749443 X KIVA IS A NON-PROFIT ORGANIZATION WITH A MISSION TO EXPAND FINANCIAL ACCESS TO HELP UNDERSERVED COMMUNITIES THRIVE BY PROVIDING AN ONLINE PLATFORM THAT FACILITATES MICROLOANS GLOBALLY; BEING A DEVELOPER OF A BLOCKCHAIN BASED DIGITAL ID PLATFORM TO PROMOTE FINANCIAL INCLUSION; BEING A MANAGER OF IMPACT INVESTMENT FUNDS (AS AN EXEMPT REPORTING ADVISER). 0 0 26244880 30000 KIVA PARTNERS WITH OVER 312 GLOBAL MICROFINANCE INSTITUTIONS ("MFIS")AND OTHER SOCIALLY MINDED ORGANIZATIONS AND ENTERPRISES IN NINETYFOUR (94) COUNTRIES ACROSS THE GLOBE. THIS NETWORK OFPARTNERSHIPS ENABLES KIVA TO CONNECT WITH BORROWERS SEEKINGMICRO-LOANS. KIVA'S PARTNER ORGANIZATIONS ARE RESPONSIBLE FORSELECTING AND VETTING THE BORROWERS AND ADMINISTRATING THE LOANS.KIVA'S ONLINE PLATFORM CONNECTS THESE BORROWERS WITH OVER 1.8MILLION INDIVIDUALS TO DATE WHO WANT TO CONTRIBUTE LOAN FUNDS VIATHE INTERNET.IN 2012, KIVA INITIATED MORE CONCERTED WORK ON A PILOT PROGRAM(FORMERLY "KIVA ZIP" NOW RENAMED "KIVA US"), DESIGNED TO TEST THEFEASIBILITY OF FACILITATING MICROFINANCE LOANS FROM KIVA USERS MOREDIRECTLY TO KIVA BORROWERS VIA A SEPARATE WEBSITE URL (ZIP.KIVA.ORG),IN 2016, THE KIVA US WEBSITE WAS INTEGRATED INTO THE MAIN KIVA.ORGWEBSITE.KIVA CREATED KIVA- DAF, LLC ("KDAF") IN 2013 TO HOLD DONOR ADVISED FUNDACCOUNTS, KIVA IMPACT FUNDS LLC ("KIF") IN 2016 TO FACILITATEMICROLOANS MADE WITH CAPITAL FROM OPIC, KIVA PROTOCOL LLC IN 2018TO DEVELOP A DIGITAL ID PLATFORM VIA BLOCKCHAIN TECHNOLOGY TOPROMOTE FINANCIAL INCLUSION, KIVA CAPITAL MANAGEMENT IN 2019 TO BEA MANAGER OF IMPACT INVESTMENT FUNDS (AS AN EXEMPT REPORTINGADVISOR), SUCH AS KIVA REFUGEE INVESTMENT FUND LLC IN 2019.CALIFORNIA REBUILDING FUND LLC (CASE B-SPV LLC, CASE G-SPV) ANDSMALL BUSINESS RESILIENCE FUND LLC WERE INITIATED IN 2020 TO PROVIDESUPPORT TO SMALL BUSINESSES IMPACTED BY COVID-19 IN CALIFORNIAAND INTERNATIONAL LOCATIONS.JURNUS LLC WAS CREATED IN LATE 2020 TO HOUSE OUR BLOCKCHAIN-RELATED WORK WITH DIEM IN SUPPORT OF GLOBAL FINANCIAL INCLUSION. 26244880 1 1 0 0 0 1 0 0 0 0 1 0 0 0 1 1 0 1 0 1 1 1 0 0 0 0 0 1 0 1 0 0 0 0 0 1 0 1 1 0 0 0 1 0 0 0 0 1 105 0 1 173 1 0 1 KE 0 0 0 0 0 0 0 0 0 0 X 7 5 0 1 0 0 0 0 0 1 1 0 1 1 1 1 1 1 1 1 1 1 0 AL AK CA CT FL IL KS KY MD MA MI MN MS NH NJ NM NY NC ND OK OR PA RI SC TN UT WV WI AZ CO NC WA X X LIZ RAY 4153587500 986 MISSION STREET STE 400 SAN FRANCISCO CA 94103 NEVILLE CRAWLEY CHIEF EXECUTIVE OFFICER 40.00 X X 730824 0 15233 JULIE HANNA FARRIS DIRECTOR 10.00 X 144000 0 0 REID HOFFMAN DIRECTOR 1.00 X 0 0 0 JOHN MULLER DIRECTOR 1.00 X 0 0 0 MAYA CHORENGEL DIRECTOR 1.00 X 0 0 0 ANDRE HADDAD DIRECTOR 1.00 X 0 0 0 SILVIJA MARTINCEVIC DIRECTOR 1.00 X 0 0 0 CHRISTOPHER TSAKALAKIS CHIEF EXECUTIVE OFFICER 40.00 X X 339203 0 12242 JASON EYLER CHIEF PRODUCT OFFICER 40.00 X X 338261 0 15042 KENNETH LEUNG EXECUTIVE VP, ENGINEERING 40.00 X 362080 0 14529 AUSTIN CHOI GENERAL COUNSEL 40.00 X 458102 0 17101 MATTHEW DAVIE CHIEF STRATEGY OFFICER 40.00 X 389550 0 17011 CHAD STERBENZ CHIEF INVESTMENT OFFICER 40.00 X 401955 0 20696 SARAH MARCHAL MURRAY CHIEF OFFICER, STRATEGIC P 40.00 X 355299 0 16283 JESSICA SEILHAN VP, FINANCE 40.00 X 48739 0 587 PREDEEP RAGOTHAMAN DIRECTOR OF DATA SCIENCE 40.00 X 206768 0 12532 MATTHEW FLAMING VICE PRESIDENT OF ENGINEERING, MARKETPLACE 40.00 X 252717 0 17323 NATHAN GEORGE VICE PRESIDENT OF ENGINEERING, PROTOCOL 40.00 X 226822 0 14041 CELIA T WONG MANAGING DIRECTOR, INTERNATIONAL WOMENS FUND 40.00 X 201801 0 15391 KRISTINA S SCHWARTZ ASSISTANT GENERAL COUNSEL 40.00 X 188829 0 12522 4644950 0 200533 14 1 1 1 CARLOS TAYLOR 1007 CROSBY LANE APT 2 LOS ANGELES CA 90026 FINANCE AND ACCOUNTING SUPPORT 232600 REVEL BRAND AND MARKETING STRATEGY 6822 ROCKVIEW CT SAN JOSE CA 95120 BRAND AND MARKETING STRATEGIES 200000 MERTHIN TECHNOLOGIES LLC 1101 BRICKELL AVE SOUTH TOWER 8TH MIAMI FL 33131 KIVA PROTOCOL IMPLEMENTATION - SIERRA LE 173267 SHUJAA CONSULTING LLC 8344 12TH AVE NW SEATTLE WA 98117 SALESFORCE CONSULTANT 155338 JULIE HANNA 1142 FILBERT STREET SAN FRANCISCO CA 94109 BOARD OF DIRECTOR ADVISORY SERVICES 144000 5 2306995 36698600 395169 39005595 3389871 3389871 MISCELLANEOUS REVENUE 900999 11647 11647 11647 42407113 11647 0 3389871 30000 30000 3696738 2797542 474572 424624 12523099 9465296 1613636 1444167 340994 268625 38369 34000 1586781 1279864 152118 154799 1409122 1112831 156357 139934 136183 44432 91751 363865 33793 330072 564314 196890 367424 1285238 593894 685760 5584 117782 71098 41788 4896 3124141 2357692 517375 249074 757330 600428 85259 71643 70782 34051 27666 9065 302126 302126 2684069 2582271 60369 41429 274854 81100 183753 10001 CONTRACTORS 3804273 2603844 1182305 18124 CRF OPERATING EXPENSES 1530009 1530009 STAFF DEVELOPMENT 251814 23453 222190 6171 PORTFOLIO TEAM TRAINING 188821 182794 498 5529 357984 354973 3011 35400319 26244880 6536399 2619040 X 3909240 35246758 13277746 51886736 2620770 634257 251855 100711262 7978578 51017271 904999 874159 27417616 23446334 4008496 3971282 164978 671805 5107351 115017 25000 25000 220807 219182 38469820 245372729 2556372 3999631 832915 188400 2306995 163760985 26496 37674270 5722778 205623286 X 15198641 25218547 17548401 14530896 32747042 39749443 38469820 245372729 X 7006794 -4393 X 0 1 X 0 0 X 17394640 23064341 19712505 38319210 39005595 137496291 17394640 23064341 19712505 38319210 39005595 137496291 5493640 132002651 288499 84317 196160 251904 3389871 4210751 28272 47950 27150 31407 11647 146426 141853468 0.93060 0.99050 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 47 4157228 1276733 10014849 1 1 1 152780520 50536710 43263742 160053488 0 0 221481 125563 95918 27196135 23320771 3875364 3971282 DEFERRED RENT OBLIGATION 40068 KC PURCHASES, REDEMPTIONS ETC 772480 ACCRUED DEPOSITS, WITHDRAWALS, PURCHASES & DONATIONS 30671827 KIVA CARDS -1449455 CURRENCY HOLDINGS 590629 LENDING 6481637 KMF HOLDINGS 567084 37674270 X 46083511 3676398 3676398 42407113 0 42407113 39076715 3676398 3676398 35400317 2 2 35400319 PART IV, LINE 1B: THE FUNDS OF KIVA'S USERS ARE HELD IN ACCOUNTS SEPARATE FROM KIVA'S OPERATIONAL FUNDS. KIVA IS ENTITLED TO THE INTEREST EARNED ON THE FUNDS HELD IN THE FBO ACCOUNTS, PURSUANT TO THE BINDING TERMS OF USE WITH INDIVIDUAL USERS AT THE TIME A USER ACCOUNT IS ESTABLISHED. KIVA IS ALSO ENTITLED TO THE AUTO-CONVERTED DONATIONS FROM KIVA CARDS HELD IN THESE ACCOUNTS, AND ONLINE DONATIONS INTENDED FOR KIVA THAT ARE PROCESSED THROUGH THESE ACCOUNTS. PART X, LINE 2: KIVA HAS ADOPTED THE ACCOUNTING STANDARD RELATED TO UNCERTAINTIES IN INCOME TAXES. MANAGEMENT HAS CONSIDERED ITS TAX POSITIONS AND BELIEVES THAT ALL OF THE POSITIONS TAKEN BY KIVA IN ITS FEDERAL AND STATE EXEMPT ORGANIZATION TAX RETURNS ARE MORE LIKELY THAN NOT TO BE SUSTAINED UPON EXAMINATION; THEREFORE, NO LIABILITY FOR UNRECOGNIZED INCOME TAX BENEFITS HAS BEEN RECORDED AS OF DECEMBER 31, 2021, 2020, 2019. KIVA IS SUBJECT TO EXAMINATION BY A MAJOR TAX JURISDICTION BACK TO 2019. PART XI, LINE 4B - OTHER ADJUSTMENTS: ROUNDING PART XII, LINE 4B - OTHER ADJUSTMENTS: ROUNDING 2. SCHEDULE D, PART XI AND XII THE ORGANIZATION IS IN THE PROCESS OF OBTAINING AUDITED FINANCIAL STATEMENTS FOR THE 18-MONTH PERIOD BEGINNING 1/1/2021 AND ENDING 6/30/2022 DUE TO THE ORGANIZATION CHANGING ITS YEAR-END DATE FROM A CALENDAR YEAR END TO A FISCAL YEAR END OF JUNE 30. 1 SUB SAHARAN AFRICA 1 7 MANAGEMENT PARTNER MONITORING 43448 SUB SAHARAN AFRICA 1 7 PROGRAM PARTNER MONITORING 184693 SUB SAHARAN AFRICA 1 7 FUNDRAISING PARTNER MONITORING 20127 EUROPE 0 0 MANAGEMENT PARTNER MONITORING 9419 EUROPE 0 0 PROGRAM PARTNER MONITORING 40039 RUSSIA 0 0 PROGRAM PARTNER MONITORING MIDDLE EAST 0 0 PROGRAM PARTNER MONITORING 2691 EAST ASIA 1 0 MANAGEMENT PARTNER MONITORING 45924 EAST ASIA 1 0 FUNDRAISING PARTNER MONITORING 21274 EAST ASIA 1 0 PROGRAM PARTNER MONITORING 195219 SOUTH ASIA 0 0 MANAGEMENT PARTNER MONITORING SOUTH ASIA 0 0 PROGRAM PARTNER MONITORING CENTRAL AMERICA 0 0 MANAGEMENT PARTNER MONITORING 150 CENTRAL AMERICA 0 0 FUNDRAISING PARTNER MONITORING 70 CENTRAL AMERICA 0 0 PROGRAM PARTNER MONITORING 638 SOUTH AMERICA 0 0 FUNDRAISING PARTNER MONITORING 24183 SOUTH AMERICA 0 0 MANAGEMENT PARTNER MONITORING 52203 SOUTH AMERICA 0 0 PROGRAM PARTNER MONITORING 221908 NORTH AMERICA 3 132 FUNDRAISING PARTNER MONITORING 588 NORTH AMERICA 3 132 MANAGEMENT PARTNER MONITORING 1270 NORTH AMERICA 3 132 PROGRAM PARTNER MONITORING 5400 CENTRAL AMERICA 0 0 PROGRAM MICROFIANCE LOANS DISBURSED TO PARTNERS 974707 EAST ASIA 1 0 PROGRAM MICROFIANCE LOANS DISBURSED TO PARTNERS 1630098 EUROPE 0 0 PROGRAM MICROFIANCE LOANS DISBURSED TO PARTNERS 106630 MIDDLE EAST 0 0 PROGRAM MICROFIANCE LOANS DISBURSED TO PARTNERS 370448 RUSSIA 0 0 PROGRAM MICROFIANCE LOANS DISBURSED TO PARTNERS 765463 SOUTH AMERICA 0 0 PROGRAM MICROFIANCE LOANS DISBURSED TO PARTNERS 1046054 SOUTH ASIA 0 0 PROGRAM MICROFIANCE LOANS DISBURSED TO PARTNERS 34848 SOUTH PACIFIC 0 0 PROGRAM MICROFIANCE LOANS DISBURSED TO PARTNERS 197207 SUB SAHARAN AFRICA 1 7 PROGRAM MICROFIANCE LOANS DISBURSED TO PARTNERS 1899235 EUROPE 0 0 FUNDRAISING PARTNER MONITORING 4363 MIDDLE EAST 0 0 FUNDRAISING PARTNER MONITORING 293 MIDDLE EAST 0 0 MANAGEMENT PARTNER MONITORING 633 4 21 13 403 17 424 346341 7552882 7899223 SUB SAHARAN AFRICA MICROFINANCE LOANS DISBURSED TO PARTNERS 35735 WIRE TRANSFER 0 FMV EUROPE MICROFINANCE LOANS DISBURSED TO PARTNERS 106630 WIRE TRANSFER 0 FMV RUSSIA MICROFINANCE LOANS DISBURSED TO PARTNERS 309166 WIRE TRANSFER 0 FMV SUB SAHARAN AFRICA MICROFINANCE LOANS DISBURSED TO PARTNERS 119626 WIRE TRANSFER 0 FMV SUB SAHARAN AFRICA MICROFINANCE LOANS DISBURSED TO PARTNERS 8623 WIRE TRANSFER 0 FMV SUB SAHARAN AFRICA MICROFINANCE LOANS DISBURSED TO PARTNERS 16450 WIRE TRANSFER 0 FMV SUB SAHARAN AFRICA MICROFINANCE LOANS DISBURSED TO PARTNERS 321157 WIRE TRANSFER 0 FMV EAST ASIA MICROFINANCE LOANS DISBURSED TO PARTNERS 69711 WIRE TRANSFER 0 FMV EAST ASIA MICROFINANCE LOANS DISBURSED TO PARTNERS 97547 WIRE TRANSFER 0 FMV SOUTH AMERICA MICROFINANCE LOANS DISBURSED TO PARTNERS 42514 WIRE TRANSFER 0 FMV CENTRAL AMERICA MICROFINANCE LOANS DISBURSED TO PARTNERS 351106 WIRE TRANSFER 0 FMV SUB SAHARAN AFRICA MICROFINANCE LOANS DISBURSED TO PARTNERS 47131 WIRE TRANSFER 0 FMV CENTRAL AMERICA MICROFINANCE LOANS DISBURSED TO PARTNERS 16579 WIRE TRANSFER 0 FMV SOUTH AMERICA MICROFINANCE LOANS DISBURSED TO PARTNERS 6439 WIRE TRANSFER 0 FMV CENTRAL AMERICA MICROFINANCE LOANS DISBURSED TO PARTNERS 184556 WIRE TRANSFER 0 FMV CENTRAL AMERICA MICROFINANCE LOANS DISBURSED TO PARTNERS 28698 WIRE TRANSFER 0 FMV SOUTH AMERICA MICROFINANCE LOANS DISBURSED TO PARTNERS 289578 WIRE TRANSFER 0 FMV CENTRAL AMERICA MICROFINANCE LOANS DISBURSED TO PARTNERS 19533 WIRE TRANSFER 0 FMV SOUTH AMERICA MICROFINANCE LOANS DISBURSED TO PARTNERS 369954 WIRE TRANSFER 0 FMV SOUTH AMERICA MICROFINANCE LOANS DISBURSED TO PARTNERS 93015 WIRE TRANSFER 0 FMV SOUTH AMERICA MICROFINANCE LOANS DISBURSED TO PARTNERS 51593 WIRE TRANSFER 0 FMV CENTRAL AMERICA MICROFINANCE LOANS DISBURSED TO PARTNERS 12391 WIRE TRANSFER 0 FMV EAST ASIA MICROFINANCE LOANS DISBURSED TO PARTNERS 43104 WIRE TRANSFER 0 FMV SUB SAHARAN AFRICA MICROFINANCE LOANS DISBURSED TO PARTNERS 93435 WIRE TRANSFER 0 FMV SUB SAHARAN AFRICA MICROFINANCE LOANS DISBURSED TO PARTNERS 10879 WIRE TRANSFER 0 FMV RUSSIA MICROFINANCE LOANS DISBURSED TO PARTNERS 291400 WIRE TRANSFER 0 FMV RUSSIA MICROFINANCE LOANS DISBURSED TO PARTNERS 161648 WIRE TRANSFER 0 FMV SOUTH AMERICA MICROFINANCE LOANS DISBURSED TO PARTNERS 40682 WIRE TRANSFER 0 FMV SUB SAHARAN AFRICA MICROFINANCE LOANS DISBURSED TO PARTNERS 321252 WIRE TRANSFER 0 FMV EAST ASIA MICROFINANCE LOANS DISBURSED TO PARTNERS 68546 WIRE TRANSFER 0 FMV SOUTH ASIA MICROFINANCE LOANS DISBURSED TO PARTNERS 34288 WIRE TRANSFER 0 FMV EAST ASIA MICROFINANCE LOANS DISBURSED TO PARTNERS 66796 WIRE TRANSFER 0 FMV CENTRAL AMERICA MICROFINANCE LOANS DISBURSED TO PARTNERS 77675 WIRE TRANSFER 0 FMV SUB SAHARAN AFRICA MICROFINANCE LOANS DISBURSED TO PARTNERS 10274 WIRE TRANSFER 0 FMV MIDDLE EAST MICROFINANCE LOANS DISBURSED TO PARTNERS 105725 WIRE TRANSFER 0 FMV MIDDLE EAST MICROFINANCE LOANS DISBURSED TO PARTNERS 30374 WIRE TRANSFER 0 FMV EAST ASIA MICROFINANCE LOANS DISBURSED TO PARTNERS 983878 WIRE TRANSFER 0 FMV SUB SAHARAN AFRICA MICROFINANCE LOANS DISBURSED TO PARTNERS 399927 WIRE TRANSFER 0 FMV CENTRAL AMERICA MICROFINANCE LOANS DISBURSED TO PARTNERS 36350 WIRE TRANSFER 0 FMV CENTRAL AMERICA MICROFINANCE LOANS DISBURSED TO PARTNERS 222677 WIRE TRANSFER 0 FMV MIDDLE EAST MICROFINANCE LOANS DISBURSED TO PARTNERS 234350 WIRE TRANSFER 0 FMV EAST ASIA MICROFINANCE LOANS DISBURSED TO PARTNERS 62228 WIRE TRANSFER 0 FMV CENTRAL AMERICA MICROFINANCE LOANS DISBURSED TO PARTNERS 24199 WIRE TRANSFER 0 FMV SUB SAHARAN AFRICA MICROFINANCE LOANS DISBURSED TO PARTNERS 41605 WIRE TRANSFER 0 FMV SOUTH PACIFIC MICROFINANCE LOANS DISBURSED TO PARTNERS 90925 WIRE TRANSFER 0 FMV EAST ASIA MICROFINANCE LOANS DISBURSED TO PARTNERS 109865 WIRE TRANSFER 0 FMV SOUTH PACIFIC MICROFINANCE LOANS DISBURSED TO PARTNERS 106282 WIRE TRANSFER 0 FMV EAST ASIA MICROFINANCE LOANS DISBURSED TO PARTNERS 128370 WIRE TRANSFER 0 FMV SUB SAHARAN AFRICA MICROFINANCE LOANS DISBURSED TO PARTNERS 151053 WIRE TRANSFER 0 FMV SUB SAHARAN AFRICA MICROFINANCE LOANS DISBURSED TO PARTNERS 259290 WIRE TRANSFER 0 FMV SOUTH AMERICA MICROFINANCE LOANS DISBURSED TO PARTNERS 152710 WIRE TRANSFER 0 FMV SUB SAHARAN AFRICA MICROFINANCE LOANS DISBURSED TO PARTNERS 55618 WIRE TRANSFER 0 FMV 0 0 0 0 0 0 PART III ACCOUNTING METHOD: 1 VILLAGE MICROFUND 1643 STOKES AVE SW ATLANTA GA 30310 471748802 501(C)(3) 30000 0 TO PROVIDE SUPPORT TOWARDS THE SALARY OF VILLAGE MICROFUND'S CAPITAL ACCESS MANAGER PART I, LINE 2: BI-WEEKLY CHECK-INS, MONTHLY MEETINGS AND OPTIONAL ADDITIONAL PEER TO PEER MEETINGS. KIVA ALSO MONITORS PIPELINES AND PROGRESS ON A DAILY BASIS. X X X X X 0 0 0 0 0 0 0 0 0 NEVILLE CRAWLEY CHIEF EXECUTIVE OFFICER 212074 0 481250 0 37500 0 2500 0 12733 0 746057 0 0 0 AUSTIN CHOI GENERAL COUNSEL 339352 0 118750 0 0 0 2500 0 14601 0 475203 0 0 0 CHAD STERBENZ CHIEF INVESTMENT OFFICER 275205 0 126750 0 0 0 2500 0 18196 0 422651 0 0 0 MATTHEW DAVIE CHIEF STRATEGY OFFICER 292883 0 96667 0 0 0 2500 0 14511 0 406561 0 0 0 KENNETH LEUNG EXECUTIVE VP, ENGINEERING 262080 0 100000 0 0 0 2500 0 12029 0 376609 0 0 0 SARAH MARCHAL MURRAY CHIEF OFFICER, STRATEGIC P 280299 0 75000 0 0 0 2500 0 13783 0 371582 0 0 0 JASON EYLER CHIEF PRODUCT OFFICER 321594 0 16667 0 0 0 2500 0 12542 0 353303 0 0 0 CHRISTOPHER TSAKALAKIS CHIEF EXECUTIVE OFFICER 339203 0 0 0 0 0 2500 0 9742 0 351445 0 0 0 MATTHEW FLAMING VICE PRESIDENT OF ENGINEERING, MARKE 252717 0 0 0 0 0 2500 0 14823 0 270040 0 0 0 NATHAN GEORGE VICE PRESIDENT OF ENGINEERING, PROTO 213489 0 13333 0 0 0 0 0 14041 0 240863 0 0 0 PREDEEP RAGOTHAMAN DIRECTOR OF DATA SCIENCE 198768 0 8000 0 0 0 2500 0 10032 0 219300 0 0 0 CELIA T WONG MANAGING DIRECTOR, INTERNATIONAL WOM 196801 0 5000 0 0 0 2500 0 12891 0 217192 0 0 0 KRISTINA S SCHWARTZ ASSISTANT GENERAL COUNSEL 186779 0 2050 0 0 0 2500 0 10022 0 201351 0 0 0 MATTHEW DAVIE CHIEF STRATEGY OFFICER 250000 LIBRA ASSOCIATION, OF WHICH DAVIE WAS A BOARD MEMBER, CONTRIBUTED A GRANT 0 JULIE HANNA FARRIS DIRECTOR 144000 CONSULTING SERVICES 0 KEVIN O'BRIEN FORMER CHIEF TECHNOLOGY OFFICER 6000 ENGINEERING SERVICES 0 ANDRE HADDAD DIRECTOR 110000 MANAGED LENDING AGREEMENT WITH TURO, OF WHICH HADDAD IS CEO 0 NEVILLE CRAWLEY FORMER CHIEF EXECUTIVE OFFICER 37500 CONSULTING SERVICES 0 X 5 421829 FMV 0 1 0 FORM 990, PART VI, SECTION A, LINE 3 KATHY ROCK - CONTRACTED FINANCE SERVICE PROVIDER WHILE CFO POSITION VACANT SIN MEI TSAI - CONTRACTED ENGINEERING SERVICE PROVIDER WHILE CTO POSITION WAS VACANT FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 WILL BE REVIEWED BY THE AUDIT COMMITTEE AND BOARD BEFORE IT IS FILED. ANY CONCERNS OR QUESTIONS WILL BE ADDRESSED AT THAT TIME. FORM 990, PART VI, SECTION B, LINE 12C OFFICERS, DIRECTORS, TRUSTEES, AND KEY EMPLOYEES ARE REQUIRED TO SIGN A STATEMENT AND THERE IS A FORMAL REQUEST TO DISCLOSE ANY CONFLICTS OF INTEREST ON AN ANNUAL BASIS. FORM 990, PART VI, SECTION B, LINE 15 THE COMPENSATION COMMITTEE REVIEWS COMPENSATION ANNUALLY. FORM 990, PART VI, SECTION C, LINE 19 ALL DOCUMENTS AND POLICIES ARE MADE AVAILABLE ON THE ORGANIZATION'S WEBSITE. FORM 990, PART X BALANCE SHEET THE ENDING BALANCE SHEET INCLUDES THE CONSOLIDATED ACCOUNTS OF KIVA USER FUNDS, A SINGLE MEMBER LLC ESTABLISHED TO HOLD LENDER FUNDS AND LOANS. KIVA USER FUNDS LLC (REFERRED HEREINAFTER AS "KUF") WAS ESTABLISHED TO HOLD A USER'S (LENDER) FUND IN SEVERAL POOLED ACCOUNTS FOR THE BENEFIT OF THE APPLICABLE USERS WHO HAVE TRANSACTIONAL CREDITS (E.G. FUNDS DEPOSITED BY A LENDER TO MAKE A MICRO-LOAN OR REPAYMENTS MADE TO A LENDER BY A BORROWER). THE LENDING ACTIVITIES THAT TAKE PLACE ON KIVA'S WEBSITE ARE TRANSACTED THROUGH THE KUF ACCOUNTS IN ORDER TO MAINTAIN A SEPARATION BETWEEN THE TWO ENTITIES' HOLDINGS, AND ENSURE THAT FUNDS BELONGING TO KUF'S USERS ARE DISTINCT FROM FUNDS THAT ARE DESIGNATED FOR KIVA'S OPERATIONS. KUF IS A CALIFORNIA LIMITED LIABILITY COMPANY WHOSE SOLE MEMBER IS KIVA. FORM 990, PART XI, LINE 9: CHANGE IN CUMULATIVE TRANSLATION ADJUSTMENT -4,393. KIVA USER FUNDS LLC 986 MISSION ST STE 400 SAN FRANCISCO CA 94103 261778383 FBO ACCOUNT HOLDER CA 0 163148888 KIVA MICROFUNDS KIVA-DAF LLC 986 MISSION ST STE 400 SAN FRANCISCO CA 94103 463976029 DONOR ADVISED FUND ACCOUNT DE 4157228 10007293 KIVA MICROFUNDS KIVA IMPACT FUNDS LLC 986 MISSION ST STE 400 SAN FRANCISCO CA 94103 813992333 IMPACT INVESTMENT FUND SUPPORTING REFUGEES DE 0 0 KIVA MICROFUNDS KIVA PROTOCOL LLC 986 MISSION ST STE 400 SAN FRANCISCO CA 94103 832560412 BLOCKCHAIN-BASED DIGITAL ID TECHNOLOGY DE 0 0 KIVA MICROFUNDS KIVA CAPITAL MANAGEMENT LLC 986 MISSION ST STE 400 SAN FRANCISCO CA 94103 842909332 IMPACT INVESTMENT FUND MANAGER DE 1961359 1744063 KIVA MICROFUNDS KIVA REFUGEE INVESTMENT FUND LLC 986 MISSION ST STE 400 SAN FRANCISCO CA 94103 842915844 PROPOSED INVESTMENT FUND FOR KIVA CAPITAL MANAGEMENT, LLC DE 0 0 KIVA MICROFUNDS CALIFORNIA REBUILDING FUND LLC 986 MISSION ST STE 400 SAN FRANCISCO CA 94103 852987081 CALIFORNIA FUND FOR SMALL BUSINESSES (COVID-19 RESPONSE) DE 0 0 KIVA MICROFUNDS CASE B-SPV LLC 986 MISSION ST STE 400 SAN FRANCISCO CA 94103 853053551 CALIFORNIA FUND FOR SMALL BUSINESSES (COVID-19 RESPONSE) DE 107271 17435428 KIVA MICROFUNDS CASE G-SPV LLC 986 MISSION ST STE 400 SAN FRANCISCO CA 94103 853073827 CALIFORNIA FUND FOR SMALL BUSINESSES (COVID-19 RESPONSE) DE 827174 37101957 KIVA MICROFUNDS SMALL BUSINESS RESILIENCE FUND LLC 986 MISSION ST STE 400 SAN FRANCISCO CA 94103 853396223 INTERNATIONAL FUND FOR SMALL BUSINESSES (COVID-19 RESPONSE) DE 0 0 KIVA MICROFUNDS JURNUS LLC 986 MISSION ST STE 400 SAN FRANCISCO CA 94103 854390192 BLOCKCHAIN-RELATED WORK WITH DEIM DE 0 0 KIVA MICROFUNDS