2022-11-15T08:03:48-06:00 2021-12-31 420714325 RSM US LLP 227 WEST FIRST STREET SUITE 700 DULUTH MN 55802 990PF 2021-01-01 460428166 WAITT FOUNDATION WAIT 6052329929 PO BOX 1397 NORTH SIOUX CITY SD 57049 JOSH SHERER TREASURER 6052329929 2022-11-14 1 JOSH SHERER 999009999 JULIE BOYER P01278549 2187275025 2022-11-11 3 AAL1 IAL1 2021 2022-09-23 18:48:47Z X 157175219 X X 1443 1443 2389291 2389291 3540663 20305942 7058886 78427 320655 6009824 9770275 205595 0 205595 444364 0 447059 64855 0 64855 115 0 115 61208 0 61208 787017 366717 427812 110264 28193 45590 52700 0 179876 0 167303 126907 0 126907 156799 0 169997 2189700 394910 1716441 8879416 8879416 11069116 394910 10595857 -5059292 9375365 535496 239469 239469 9206828 6651401 6651401 19462 18906 18906 33460333 41722380 41722380 42845789 29775374 29775374 65851865 77663496 77663496 336651 239229 149079 97422 97422 117579 1006771 1006771 152186431 157175219 157175219 269560 278151 600 270160 278151 X 151916271 156897068 151916271 156897068 152186431 157175219 151916271 -5059292 10040089 156897068 0 156897068 CAPITAL GAINS FROM PUBLICLY TRADED SECURITIES 2021-01-01 2021-12-31 20305942 16763078 3542864 3542864 CAPITAL GAINS FROM PARTNERSHIPS P 2021-01-01 2021-12-31 3520856 3520856 CAPITAL GAINS FROM SALE OF PTP P 2021-01-01 2021-12-31 -4834 -4834 7058886 130318 0 130318 0 130318 33362 0 110000 0 143362 0 13044 13044 0 0 0 0 0 0 0 0 0 1 1 0 1 1 CA SD 1 0 0 0 0 1 WWW.WAITTFOUNDATION.ORG JOSH SHERER 6052329929 PO BOX 1397 NORTH SIOUX CITY SD 57049 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1 0 0 0 0 HAILEY WAITT 7817 IVANHOE AVE SUITE 300 LA JOLLA CA 92037 DIRECTOR 0.50 0 0 0 SHANE HARTNETT 801 RIVER DRIVE SUITE 200 NORTH SIOUX CITY SD 57049 DIRECTOR 2.00 0 0 0 MAX WAITT 801 RIVER DRIVE SUITE 200 NORTH SIOUX CITY SD 57049 DIRECTOR 0.50 0 0 0 MARK DICKEY 801 RIVER DRIVE SUITE 200 NORTH SIOUX CITY SD 57049 SECRETARY 2.00 0 0 0 JOSH SHERER 801 RIVER DRIVE SUITE 200 NORTH SIOUX CITY SD 57049 TREASURER 2.00 0 0 0 DAVE RUSSELL 7817 IVANHOE AVE SUITE 300 LA JOLLA CA 92037 VICE CHAIRMAN/DIRECTOR 0.50 0 0 0 THEODORE W WAITT 7817 IVANHOE AVE SUITE 300 LA JOLLA CA 92037 CHAIRMAN/DIRECTOR 6.00 0 0 0 CHERIE PROTHRO-SHEA 7817 IVANHOE AVE SUITE 300 LA JOLLA CA 92037 MANAGING DIRECTOR 40.00 173944 31127 524 THOMAS GRUESKIN 7817 IVANHOE AVE STE 300 LA JOLLA CA 92037 PROGRAM DIRECTOR 40.00 185706 38776 831 TAMARA MARSHALL 7817 IVANHOE AVE STE 300 LA JOLLA CA 92037 OPERATIONS MANAGER 40.00 134864 4219 24374 SHAYNA BRODY 7817 IVANHOE AVE STE 300 LA JOLLA CA 92037 MEDIA & COMMS DIRECT 40.00 103507 3142 6127 JENNIFER AADNES 7817 IVANHOE AVE STE 300 LA JOLLA CA 92037 ADMINISTRATIVE ASSIS 40.00 96433 7398 133 CANON PURDY 7817 IVANHOE AVE STE 300 LA JOLLA CA 92037 COMMUNICATIONS SPECI 40.00 75713 2310 7162 0 LA JOLLA LLC 1801 W OLYMPIC BLVD PASADENA CA 91199 RENT 173610 RSM US LLP 5155 PAYSPHERE CIRCL CHICAGO IL 60674 AUDIT SERVICES 61256 0 0 113831669 7322167 0 121153836 0 0 121153836 1817308 119336528 5966826 5966826 130318 130318 5836508 0 5836508 0 5836508 10595857 0 10595857 5836508 3158416 0 0 10595857 3158416 0 0 5836508 1600933 0 0 1600933 0 0 0 0 0 0 0 1600933 1600933 THEODORE W WAITT CHERIE PROTHRO-SHEA PO BOX 1948 LA JOLLA CA 92038 8585514400 GRANT APPLICATIONS ARE ACCEPTED FOR WF'S RAPID OCEAN CONSERVATION ('ROC') GRANTS PROGRAM APPLICATIONS MUST BE COMPLETED UTILIZING WF'S PRELIMINARY GRANT REQUEST VIA ITS WEBSITE WAITTFOUNDATION.ORG, AFTER THE GRANT APPLICANT REVIEWS WF'S GRANT GUIDELINES AND GRANTEE REQUIREMENTS ALSO FOUND ON ITS WEBSITE AN APPLICANT MUST PROVIDE ITS US TAX IDENTIFICATION NUMBER AND MUST BE PREPARED TO PROVIDE A CURRENT COPY OF ITS IRS 501(C)(3) DETERMINATION LETTER INTERNATIONAL APPLICANTS OUTSIDE THE US MUST PROVIDE PROOF OF PUBLIC CHARITABLE STATUS EQUIVALENT UNDER US LAWS PRELIMINARY GRANT REQUESTS ARE ACCEPTED YEAR-ROUND VIA WF'S WEBSITE WAITT FOUNDATION LIMITS ITS GRANTS ACCORDING TO THE CRITERIA DEFINED IN THE GRANTS GUIDELINES AND GRANTEE REQUIREMENTS SECTION ON ITS WEBSITE (WAITTFOUNDATION.ORG). ITS GRANTEES MUST HAVE PROGRAMS THAT ARE PROJECT SPECIFIC WITH TANGIBLE AND MEASURABLE RESULTS. PRIORITY IS GIVEN TO INITIATIVES ADDRESSING WF'S CORE FOCUS, OCEAN CONSERVATION WHILE WF MAY MAKE EXCEPTIONS IN SPECIAL CIRCUMSTANCES, IT GENERALLY DOES NOT SUPPORT PROGRAMS OR ORGANIZATIONS THAT FALL OUTSIDE OF ITS KEY AREAS OF FOCUS, AND DOES NOT ACCEPT PROPOSALS TO SUPPORT INDIVIDUALS, EVENT FUNDRAISERS AND SPONSORHIPS, ENDOWMENTS, OR LOBBYING OF ANY KIND THE MAXIMUM AMOUNT FOR WF ROC GRANT REQUEST IS $15,000 AMIGOS ISLA DEL COCO FRIENDS OF COCOS ISLAND BARRIO ESCALANTE DE LA IGLESIA DE SANTA TERESITA 300 METROS NORTA SET MIRAFLORES SAN JOSE CS NONE NC OCEAN CONSERVATION 150000 BARBUDANGO CODRINGTON VILLAGE CODRINGTON AC NONE NC OCEAN CONSERVATION 30000 BERMUDA ZOOLOGICAL SOCIETY 40 NORTH SHORE ROAD BD NONE NC RAPID OCEAN CONSERVATION GRANT 10000 BIBLE STUDY FELLOWSHIP 19001 HUEBNER ROAD SAN ANTONIO TX 78258 NONE PC EMPLOYEE MATCH 102 BISHOP HEELAN CATHOLIC SCHOOLS PO BOX 1439 SIOUX CITY IA 51102 NONE PC EMPLOYEE MATCH 500 BOYS AND GIRLS HOME AND FAMILY SERVICES INC 1551 INDIAN 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PREVENTION 801 RIVER DRIVE SUITE 200 NORTH SIOUX CITY SD 57049 NONE POF COMMUNITY BUILDING 100000 WOODBURY COUNTY CONSERVATION 4500 SIOUX RIVER RD SIOUX CITY IA 51109 NONE PC EMPLOYEE MATCH 100 YOUTH FOR CHRIST USA INC PO BOX 1626 SIOUX CITY IA 51102 NONE PC EMPLOYEE MATCH 443 8879416 0 14 1443 14 2389291 18 3540663 PARTNERSHIP INCOME PER BOOKS 14 78427 0 6009824 0 6009824 0 0 0 0 0 0 0 0 0 0 ACCOUNTING 61208 0 61208 BARBUDANGO CODRINGTON VILLAGE CODRINGTON AC 2021-12-17 30000 OCEAN CONSERVATION 0 NONE 6/5/21; 3/31/22 AMIGOS ISLA DEL COCO FRIENDS OF COCOS ISLAND BARRIO ESCALANTE DE LA IGLESIA DE SANTA TERESITA 300 METROS NORTA SET MIRAFLORES SAN JOSE CS 2021-06-11 150000 OCEAN CONVERVATION 146681 NONE 6/30/22 LIVE & LEARN ENVIRONMENTAL EDUCATION SOCIETY COMMITTEE INDEPENDENCE PARK PORT VILA NH 2021-12-21 40000 OCEAN CONVERVATION 0 NONE 1/13/22 BERMUDA ZOOLOGICAL SOCIETY 40 NORTH SHORE ROAD BD 2021-05-26 10000 OCEAN CONVERVATION 10000 NONE 12/3/21 CENTER FOR MARINE BIODIVERSITY AND CONSERVATION CALLE DEL PIRATA 420 COL BENITO JUAREZ MX 2021-04-27 15000 OCEAN CONVERVATION 12500 NONE 1/25/22 STELLENBOSCH UNIVERSITY CNR BANKHOEK AND BOSMAN RD STELLENBOSCH SOUTH AFRICA SF 2021-01-01 15000 OCEAN CONVERVATION 15000 NONE 12/1/21 FOREVER COSTA RICA SABANA NORTE TORRE LA SABANA PISO 5 SAN JOSE CS 2021-12-17 100000 OCEAN CONSERVATION 0 NONE 12/31/19; 4/16/21 THE BAHAMAS PROTECTED AREAS FUND MINISTRY OF THE ENVIRONMENT CHARLOTTE HOUSE NASSAU BF 2021-12-17 50000 OCEAN CONSERVATION 0 NONE 12/31/19; 3/3/21 CAPITAL GAINS FROM PARTNERSHIPS 2021-01 PURCHASED 2021-12 COST 0 -3520856 CAPITAL GAINS FROM SALE OF PTP 2021-01 PURCHASED 2021-12 COST 0 4834 LOSS ON DISPOSALS 2021-01 PURCHASED 2021-12 COST 0 -2201 ALPS CORE COMMODITY 3514594 3514594 FIXED INCOME FUND - FIRST PACIFIC ADVISORS(FPA) 16959930 16959930 FIXED INCOME FUND - METROPLITAN WEST 7259964 7259964 FIXED INCOME FUND - PIMCO 2040886 2040886 ARTISAN FOCUS FUND 5048951 5048951 ARTISAN GROWTH OPP FUND 7966248 7966248 ARTISAN SMALL CAP 628059 628059 DODGE & COX 2958398 2958398 EQUITIES - RIVER ROAD 4128680 4128680 EVERMORE GLOBAL VALUE FUND 1873655 1873655 HARDING LOEVNER INTL 2698020 2698020 MATHEWS JAPAN 1153934 1153934 OPPENHEIMER DEVELOPING MARKETS FUND 3842115 3842115 VANGUARD GROWTH ETF 5981576 5981576 VANGUARD WINDSOR II ADMIRAL 5442744 5442744 AEQUIM ARBITRAGE FMV 2000000 2000000 AG CAPITAL RECOVERY VIII HOLDINGS FMV 59135 59135 AG SUPER FUND INT'L LTD FMV 2927906 2927906 AKO LIMITED FUND FMV 4436350 4436350 ALKEON GROWTH OFFSHORE FUND FMV 4467032 4467032 BLACKSTONE TACTICAL OPPS FUND FMV 1011682 1011682 BLACKSTONE TACTICAL OPPS FUND III FMV 832131 832131 CADIAN OFFSHORE FUND FMV 1385509 1385509 CANYON LAUREL INVESTMENT FUND FMV 350298 350298 CANYON LAUREL INVESTMENT FUND II FMV 556084 556084 CHARLESBANK EQUITY FUND FMV 2789790 2789790 CHILDREN'S INVESTMENT FUND FMV 4122684 4122684 CRC GLOBAL STRUCTURED CR FUND FMV 1559825 1559825 D.E. SHAW COMPOSITE INT'L FMV 5558252 5558252 EMPYREAN CAPITAL FUND FMV 1912560 1912560 FARALLON CAPITAL FMV 4132652 4132652 FIXED INCOME FUND - COLCHESTER GLOBAL BOND FMV 3492720 3492720 FIXED INCOME FUND - OAKTREE ENHANCED INCOME FMV 17828 17828 FOLIUM CAPITAL AGRICULTURE FUND FMV 1386655 1386655 FOLIUM CAPITAL TIMBER FUND FMV 1303412 1303412 FORWARD VENTURES IV FMV 232707 232707 GENERATION IM GLOBAL EQUITY FUND FMV 3123352 3123352 GLOBAL EVENT PARTNERS FMV 4204188 4204188 GREENSPRING GLOBAL PARTNERS IX-B FMV 1241680 1241680 GREENSPRING GLOBAL PARTNERS V-B FMV 4199557 4199557 GREENSPRING GLOBAL PARTNERS VII-B FMV 5829528 5829528 NITORUM OFFSHORE FUND FMV 2176931 2176931 POMONA CAPITAL FMV 18002 18002 Q-BLK REAL ASSETS LP FMV 154844 154844 TACONIC OPPORTUNITY OFFSHORE FMV 2876434 2876434 TYBOURNE EQUITY FUND FMV 1584220 1584220 UBS TRUMBULL PROPERTY FMV 1849077 1849077 US VENTURE PARTNERS XII FMV 606912 606912 VARDE FUND XII FMV 749058 749058 VARDE FUND XIII FMV 691664 691664 VIVO CAPITAL VIII FMV 1507605 1507605 VIVO VENTURES FUND FMV 392781 392781 WAVE EQUITY FUND FMV 1922451 1922451 FURNITURES & FIXTURES 198623 124431 74192 74192 EQUIPMENT 46632 28713 17919 17919 LEASEHOLD IMPROVEMENTS 76199 71169 5030 5030 SOFTWARE 15197 14916 281 281 LEGAL 115 0 115 LEASE DEPOSIT 12973 12973 12973 DUE TO/FROM WAITT INSTITUTE 13988 40400 40400 DISTRIBUTION RECEIVABLE 96558 1020926 1020926 DUE TO/FROM WAITT INSTITUTE FOR VIOLENCE PREVENTION 1054 0 0 CREDIT CARD REFUND -6994 -67528 -67528 COMMUNICATIONS 70733 0 70733 INFORMATION TECHNOLOGIES 34246 0 34278 INSURANCE 12388 0 4422 OFFICE SUPPLIES 26924 0 26924 OUTSIDE SERVICES 127 0 127 POSTAGE 1812 0 1812 SUBSCRIPTIONS 6909 0 6909 PERMITS & LICENSES 100 0 100 MISCELLANEOUS 566 0 22105 UTILITIES 2827 0 2587 BANK FEES 167 0 0 PARTNERSHIP INCOME PER SCHEDULE K-1S 320655 PARTNERSHIP INCOME PER BOOKS 78427 78427 UNREALIZED GAINS/LOSSES 10040089 INVESTMENT MANAGEMENT FEES 261578 261578 0 PROFESSIONAL FEES 308300 0 315812 INVESTMENT MSA FEE 105139 105139 0 ADMIN SERVICES - AVALON 112000 0 112000 STATE FILING FEES 3629 0 0 FEDERAL EXCISE TAX 47670 0 0 FOREIGN TAXES 13375 28193 0 PAYROLL TAXES 45590 0 45590