2022-11-14T10:38:05-06:00 2021-12-31 PRICEWATERHOUSECOOPERS LLP 2001 MARKET ST SUITE 1800 PHILADELPHIA PA 19103 990 2021-01-01 900424876 UAW RETIREE MEDICAL BENEFITS TRUST % GARON MEIKLE UAWR 3133245900 1155 BREWERY PARK BLVD STE 400 DETROIT MI 48207 GARON MEIKLE CFO 3133245900 2022-11-03 true GARON MEIKLE 999009999 ANTONIO C RUSSO P00858539 2673303000 2 2021 2022-09-23 18:48:47Z GARON MEIKLE 1155 BREWERY PARK BLVD STE 400 DETROIT MI 48207 213833861506 false X N/A X 2008 MI TO ADMINISTER FUNDS FOR POST-RETIREMENT MEDICAL BENEFITS. THE PRIMARY MISSION OF THE TRUST IS TO SERVE AS A SOURCE FOR RETIREE HEALTH CARE COVERAGE FOR ITS MEMBERS. 11 11 150 0 70208989 52571254 0 0 876463181 901722823 2989089248 6294851172 189177346 426786765 4054729775 7623360760 0 0 3241073583 3339886396 31520204 30884617 0 0 0 569359028 522689813 3841952815 3893460826 212776960 3729899934 68954754739 72208550274 6143464154 6639931697 62811290585 65568618577 X THE UAW RETIREE MEDICAL BENEFITS TRUST (THE "TRUST") IS A VOLUNTARY EMPLOYEE BENEFICIARY ASSOCIATION ("VEBA") ORGANIZED TO HOLD, INVEST, AND ADMINISTER FUNDS FOR POST-RETIREMENT MEDICAL BENEFITS. THE PRIMARY MISSION OF THE TRUST IS TO SERVE AS A SOURCE FOR RETIREE HEALTH CARE COVERAGE FOR ITS MEMBERS. false false 0 0 901722823 THE UAW RETIREE MEDICAL BENEFITS TRUST (THE "TRUST") IS GOVERNED BY AN 11-PERSON COMMITTEE COMPRISED OF SIX INDEPENDENT MEMBERS AND FIVE MEMBERS APPOINTED BY THE UAW. ADDITIONAL SUBCOMMITTEES OF THE COMMITTEE EXIST FOR PLAN ADMINISTRATION, INVESTMENT, AND AUDIT. ALL COMMITTEE MEMBERS AND TRUST STAFF ADHERE TO A STRICT CODE OF ETHICS. THE PURPOSE OF THE TRUST IS TO SERVE AS A SOURCE FOR RETIREE HEALTHCARE COVERAGE FOR ITS MEMBERS. SEPARATE TRUST ACCOUNTS ARE MAINTAINED FOR EACH AUTO PLAN (GM, FORD, AND CHRYSLER) FROM WHICH BENEFITS ARE PAID. WHEN THE TRUST LAUNCHED IN JANUARY 2010, IT BECAME THE LARGEST NON-GOVERNMENTAL PURCHASER OF RETIREE HEALTHCARE IN THE UNITED STATES, PROVIDING HEALTHCARE BENEFITS TO MORE THAN 860,000 PEOPLE. IN 2021, THE TRUST PROVIDED COVERAGE FOR OVER 580,000 MEMBERS. THE TRUST CONTINUES TO SERVE ITS MISSION OF PROVIDING HEALTHCARE BENEFITS TO RETIREES AND REVIEWS THE BENEFIT DESIGN EACH YEAR TO MAKE ANY ADJUSTMENTS NECESSARY. IN 2021, THE TRUST PAID APPROXIMATELY $3.9 BILLION PROVIDING HEALTHCARE FOR ITS RETIREES AND DEPENDENTS, INCLUDING FILLING OVER 15.2 MILLION PRESCRIPTIONS FOR MEMBERS DURING THE PLAN YEAR. SINCE ITS LAUNCH, THE TRUST HAS MADE GREAT STRIDES IN FINDING WAYS TO CONTROL COSTS WHILE IMPROVING HEALTHCARE BENEFITS. FOR 2021, THE TRUST WAS PLEASED TO MAINTAIN BENEFIT LEVELS WITH NO COST INCREASES FOR MEMBERS. IN ADDITION TO NO CHANGES IN COST SHARE, THE TRUST ENHANCED COVERAGE FOR MENTAL HEALTH AND SUBSTANCE ABUSE SERVICES, AS WELL AS ADDED TELEHEALTH COVERAGE FOR ALL HEALTH PLANS. THE TRUST MEMBERSHIP IS GEOGRAPHICALLY AND DEMOGRAPHICALLY DIVERSE. THE TRUST MAINTAINS ROBUST COMMUNICATION WITH MEMBERSHIP IN ORDER TO OPERATE IN A TRANSPARENT FASHION. THE GOAL IS TO KEEP BENEFICIARIES INFORMED ON THE TRUST ACTIVITIES, AS WELL AS THE BENEFITS PROVIDED BY THE TRUST. THE TRUST AND CARRIERS SENT A SERIES OF COMMUNICATIONS TO MEMBERS REGARDING 2021 AND 2022 ENROLLMENT AND PLAN OFFERINGS. RETIREE HEALTH CARE CONNECT, THE CALL CENTER FOR TRUST MEMBERS, HANDLED MORE THAN 270,000 CALLS, FROM MEMBERS AND UNION BENEFIT REPRESENTATIVES, IN 2021. A SERIES OF PRINTED MAILINGS WERE DISTRIBUTED BY THE TRUST TO OVER 400,000 CONTRACT HOLDER PARTICIPANTS DURING 2021. THESE MAILINGS UPDATE THE TRUST MEMBERSHIP ON BENEFITS PROVIDED BY THE TRUST AND INFORMATION REGARDING THE TRUST'S FINANCIAL POSITION. TRUST PARTNERS ALSO COMMUNICATED DIRECTLY WITH MEMBERS, ON BEHALF OF THE TRUST, REGARDING BENEFITS, PREVENTION, CHRONIC CONDITIONS AND DISEASE MANAGEMENT WHERE APPROPRIATE. ADDITIONALLY, MEMBERS WITH SPECIFIC GAPS IN CARE WERE SENT COMMUNICATIONS ENCOURAGING THEM TO TAKE PREVENTIVE MEASURES TO MANAGE THEIR CONDITION(S), IMPROVE THEIR HEALTH STATUS, AND ENGAGE WITH THEIR PRIMARY CARE PHYSICIAN. THE TRUST CONTINUES TO LEVERAGE COMMUNICATION FORMATS TO COMPLEMENT MAILINGS, INCLUDING THE TRUST-BRANDED WEBSITE (WWW.UAWTRUST.ORG) AND VIDEOS. FOR A SECOND YEAR, THE MEMBER EXPERIENCE TEAM WAS UNABLE TO TRAVEL TO IN-PERSON RETIREE MEETINGS DUE TO THE COVID-19 PANDEMIC. TO SUPPORT MEMBERS, THE TEAM HELD VIRTUAL SESSIONS-VIA ZOOM AND DIAL-IN CALLS-TO INFORM MEMBERS OF 2022 ANNUAL BENEFIT CHANGES AND OTHER INFORMATION. THE TEAM HOSTED APPROXIMATELY 60 SESSIONS ATTENDED BY MORE THAN 8,000 MEMBERS. MOST MEMBERS FOUND THE ZOOM PLATFORM EASY TO USE AND REPORTED A 90% SATISFACTION RATE FROM SURVEY RESPONSERS. 0 false false false false false false false false false true true false false true true true true false true true false false false false false false false false true false false false false false false false false false false false true true true false true X 65 0 true 150 true true true true AR AS BA BG BD BC BR CJ CI CH false false false false true false X 11 11 false false false false false true false true true false false true true true true true true true true true true CA X GARON MEIKLE 3133245900 1155 BREWERY PARK BLVD SUITE 400 DETROIT MI 48207 X HERSHEL HARPER CHIEF INVESTMENT OFFICER 60.0 0.0 X 1674491 0 47404 MALCOLM GOEPFERT DEPUTY CHIEF INVEST. OFFICER 60.0 0.0 X 1416373 0 44071 BRIAN WACHOB SR. MANAGING DIRECTOR 60.0 0.0 X 940210 0 59220 BRIAN GIMOTTY MANAGING DIRECTOR 60.0 0.0 X 949029 0 48396 DEBRA RITTENOUR CHIEF EXECUTIVE OFFICER 60.0 0.0 X 905203 0 34084 CAMERON HAMILTON-WRIGHT DIRECTOR-PORTFOLIO STRATEGY 60.0 0.0 X 650223 0 41794 GINA BUCCALO CHIEF MEDICAL OFFICER 60.0 0.0 X 562238 0 44071 BRIAN BAUMHOVER DIRECTOR-REAL ASSETS 60.0 0.0 X 546429 0 41793 RONALD BERRY ACTING CHIEF FINANCIAL OFFICER 60.0 0.0 X 492125 0 0 GARON MEIKLE CONTROLLER (CFO AS OF 2022) 60.0 1.0 X 415360 0 38900 LINDA DENOMME CHIEF LEGAL OFFICER 60.0 1.0 X 386933 0 26936 ROBERT NAFTALY COMMITTEE CHAIR 3.0 0.0 X 69211 0 0 WILLIAM PATTERSON COMMITTEE MEMBER 2.0 0.0 X 65384 0 0 DOUGLAS WOLL MD COMMITTEE MEMBER 2.0 0.0 X 60367 0 0 DAVID BAKER LEWIS COMMITTEE MEMBER 2.0 0.0 X 60337 0 0 TERESA GHILARDUCCI COMMITTEE MEMBER 2.0 0.0 X 57843 0 0 GERALD BANTOM COMMITTEE MEMBER 2.0 0.0 X 37743 0 0 MARK ANSON COMMITTEE MEMBER 2.0 0.0 X 0 0 0 RAY CURRY COMMITTEE MEMBER 2.0 0.0 X 0 0 0 CYNTHIA ESTRADA COMMITTEE MEMBER 2.0 0.0 X 0 0 0 RORY GAMBLE COMMITTEE MEMBER UNTIL 6/30/21 2.0 0.0 X 0 0 0 GERALD KARIEM COMMITTEE MEMBER UNTIL 6/30/21 2.0 0.0 X 0 0 0 CHUCK BROWNING COMMITTEE MEMBER AS OF 7/1/21 2.0 0.0 X 0 0 0 TERRY DITTES COMMITTEE MEMBER AS OF 7/1/21 2.0 0.0 X 0 0 0 STATE STREET BANK TRUST INSTITUTIONAL TRUSTEE 2.0 0.0 X 0 0 0 9289499 0 426669 93 false true false BLUE CROSS BLUE SHIELD OF MICHIGAN 600 E LAFAYETTE AVE DETROIT MI 48266 CLAIMS ADMN SRVCS 72322760 MEDCO HEALTH SOLUTIONS INC 3585 ATLANTA AVENUA HAPEVILLE GA 30354 CLAIMS ADMN SRVCS 36653663 NEW MOUNTAIN CAPITAL LLC 1633 BROADWAY 47TH FLOOR NEW YORK NY 10019 INVESTMENT MGMT SRVS 21672061 KAYNE ANDERSON 1800 AVENUE OF THE STARS LOS ANGELES CA 90067 INVESTMENT MGMT SRVS 21008781 TEMPO HOLDING COMPANY LLC 245 PARK AVENUE NEW YORK NY 10154 ELIGIBILITY ADMN SRV 18222683 162 X 0 EGWP FEDERAL SUBSIDY 525100 855000257 855000257 PARTICIPANT CONTRIBUTIONS 525100 46722566 46722566 901722823 929949002 70208989 859740013 0 0 0 0 0 211575402916 206210500746 5364902170 5364902170 5364902170 0 0 0 0 0 0 0 0 0 INCOME ON ALT. INVESTMENTS 523000 412640248 412640248 OTHER INVESTMENT INCOME 523000 12188453 12188453 SECURITIES LENDING 523000 1958064 1958064 426786765 7623360760 901722823 70208989 6651428948 X 0 0 0 3339886396 5931491 0 20547344 1440174 1558647 1406961 0 1390446 3342614 0 0 190647743 153217324 0 599718 6438712 0 1478917 25356 0 321214 0 0 0 2867139 INVESTMENT FUND EXPENSE 147179311 LIQUID INV. FOREIGN TAX 8007695 FED AND STATE UBIT 6098198 ACA FEES 741245 334181 3893460826 X 0 0 6096264619 3002822139 0 0 654511134 918302073 0 0 0 0 0 0 0 0 2597578 2613851 6887119 6887119 36761399589 42448926097 22210890383 22250022433 0 0 0 0 3229091436 3585863681 68954754739 72208550274 363116400 211610798 0 0 174859 210014 0 0 0 0 0 0 0 0 0 0 5780172895 6428110885 6143464154 6639931697 X 62811290585 65568618577 0 0 62811290585 65568618577 68954754739 72208550274 3729899934 -972571942 X false true X true false 325161 325161 77066 77066 6484892 6484892 PARTNERSHIP INVESTMENTS 1936209226 F REAL ESTATE AND REAL ASSETS 6757027052 F PRIVATE EQUITY INVESTMENTS 6690971057 F PRIVATE CREDIT INVESTMENTS 6865815098 F 22250022433 0 PAYABLE TO BROKER FOR SEC. PURCHASE 6375822019 OBLIGATION UNDER SECURITY LENDING 50191290 OTHER INVESTMENT PAYABLES 2097576 6428110885 X 6680913919 -972571942 30125101 -942446841 7623360760 7623360760 3893741961 281135 281135 3893460826 3893460826 PART X, LINE 2 TEXT OF FIN 48 (ASC 740) FOOTNOTE U.S. GAAP REQUIRE TRUST MANAGEMENT TO EVALUATE TAX POSITIONS TAKEN BY THETRUST AND RECOGNIZE A TAX LIABILITY (OR ASSET) IF THE TRUST HAS TAKEN AN UNCERTAIN POSITION THAT MORE LIKELY THAN NOT WOULD NOT BE SUSTAINED UPON EXAMINATION BY THE US GOVERNMENT AND STATE OF MICHIGAN (OR OTHER STATES APPLICABLE). MANAGEMENT HAS ANALYZED THE TAX POSITIONS TAKEN BY THE TRUST AND HAS CONCLUDED THAT AS OF DECEMBER 31, 2021 AND 2020, THERE WERE NO UNCERTAIN POSITIONS TAKEN OR EXPECTED TO BE TAKEN THAT WOULD REQUIRE RECOGNITION OF A LIABILITY (OR ASSET) OR DISCLOSURE IN THE FINANCIAL STATEMENTS. THE TRUST IS SUBJECT TO ROUTINE AUDITS BY TAXING JURISDICTIONS; HOWEVER, NO AUDITS FOR ANY TAX PERIODS ARE CURRENTLY IN PROGRESS. THE TRUST ADMINISTRATOR BELIEVES THE 2018 THROUGH 2021 TAX YEARS ARE OPEN TO TAX EXAMINIATIONS. -------------------- PART XI, LINE 2D DETAIL OF OTHER ADJUSTMENTS INCOME ON REAL INVESTMENTS $ 3,938,874 REALIZED GAIN ON FOREIGN CURRENCY 880 UNREALIZED GAINS/(LOSSES) - UK HOLDCO 26,185,347 ----------- TOTAL TO SCHEDULE D, PART XI, LINE 2D $30,125,101 -------------------- PART XII, LINE 2D DETAIL OF OTHER ADJUSTMENTS CIO INVESTMENT MANAGEMENT FEES $ (330,993) BANK CHARGES - UK HOLDCO 58,368 UK FOREIGN INCOME TAXES 391,760 ADMINISTRATIVE FEES - UK HOLDCO 162,000 ---------- TOTAL TO SCHEDULE D, PART XII, LINE 2D $ 281,135 Europe (Including Iceland and Greenland) 0 0 Investments 495460861 Central America and the Caribbean 0 0 Investments 2881786093 East Asia and the Pacific 0 0 Investments 253587971 0 0 0 0 3630834925 3630834925 true false true true true false X X X X false false false HERSHEL HARPER CHIEF INVESTMENT OFFICER 576828 0 1093307 0 4356 0 25008 0 22396 0 1721895 0 0 0 LINDA DENOMME CHIEF LEGAL OFFICER 382577 0 0 0 4356 0 26000 0 936 0 413869 0 0 0 MALCOLM GOEPFERT DEPUTY CHIEF INVEST. OFFICER 462923 0 951932 0 1518 0 26000 0 18071 0 1460444 0 0 0 GARON MEIKLE CONTROLLER (CFO AS OF 2022) 342700 0 72000 0 660 0 19500 0 19400 0 454260 0 0 0 GINA BUCCALO CHIEF MEDICAL OFFICER 557882 0 0 0 4356 0 26000 0 18071 0 606309 0 0 0 BRIAN GIMOTTY MANAGING DIRECTOR 363994 0 582197 0 2838 0 26000 0 22396 0 997425 0 0 0 BRIAN WACHOB SR. MANAGING DIRECTOR 266842 0 672708 0 660 0 16828 0 42392 0 999430 0 0 0 DEBRA RITTENOUR CHIEF EXECUTIVE OFFICER 900847 0 0 0 4356 0 26000 0 8084 0 939287 0 0 0 RONALD BERRY ACTING CHIEF FINANCIAL OFFICER 492125 0 0 0 0 0 0 0 0 0 492125 0 0 0 CAMERON HAMILTON-WRIGHT DIRECTOR-PORTFOLIO STRATEGY 317823 0 331790 0 610 0 19500 0 22294 0 692017 0 0 0 BRIAN BAUMHOVER DIRECTOR-REAL ASSETS 264269 0 281290 0 870 0 19500 0 22293 0 588222 0 0 0 FORM 990, PART V, LINE 4B FOREIGN COUNTRIES WHERE BANK ACCOUNTS ARE HELD COLOMBIA, COSTA RICA, CURACAO, CYPRUS, CZECH REPUBLIC, EGYPT, ESTONIA, GHANA, GREECE, HONG KONG, HUNGARY, INDIA, INDONESIA, ISRAEL, IVORY COAST, JAPAN, KENYA, KUWAIT, LATVIA, MALAYSIA, MAURITIUS, MOROCCO, NAMIBIA, NIGERIA, OMAN, PAKISTAN, PANAMA, PERU, PHILIPPINES, POLAND, QATAR, ROMANIA, RUSSIA, SLOVAKIA, SPAIN, SOUTH KOREA, TAIWAN, THAILAND, TUNISIA, TURKEY, UGANDA, UNITED ARAB EMIRATES, UNITED KINGDOM, URUGUAY, VIETNAM, ZIMBABWE - SEE ADDITIONAL ATTACHMENT FOR FORM 990, PART V, LINE 4B FOR ADDITIONAL FOREIGN COUNTRIES WHERE BANK ACCOUNTS ARE HELD -------------------- FORM 990, PART VI, SECTION A, LINE 7A DETAIL OF MEMBERS OR STOCKHOLDERS THE TRUST MEMBERS WHO ARE APPOINTED TO THE UAW RETIREE MEDICAL BENEFITS TRUST COMMITTEE ("COMMITTEE") SERVE AT THE DISCRETION OF THE UAW INTERNATIONAL PRESIDENT, AND MAY BE REMOVED OR REPLACED, AND A SUCCESSOR DESIGNATED, AT ANY TIME BY WRITTEN NOTICE FROM THE UAW INTERNATIONAL PRESIDENT TO THE COMMITTEE. -------------------- FORM 990, PART VI, SECTION B, LINE 11B FORM 990 REVIEW PROCESS A PROFESSIONAL TAX PREPARER IS ENGAGED TO PREPARE THE FORM 990. THE TRUST'S CHIEF FINANCIAL OFFICER, AS WELL AS EXTERNAL COUNSEL, REVIEW THE FORM 990 PRIOR TO SUBMITTING TO THE AUDIT SUBCOMMITTEE OF THE TRUST FOR THEIR REVIEW. A COPY OF FORM 990 IS PROVIDED TO THE TRUST'S GOVERNING BODY (THE "COMMITTEE") FOR REVIEW PRIOR TO FINALIZATION AND FILING WITH THE INTERNAL REVENUE SERVICE. THE INDEPENDENT CPA FIRM PREPARING THE RETURN IS MADE AVAILABLE FOR COMMITTEE MEMBERS TO ASK QUESTIONS. -------------------- FORM 990, PART VI, SECTION B, LINE 12C CONFLICT OF INTEREST POLICY THE TRUST'S CONFLICT OF INTEREST POLICY IS APPLIED TO ALL EMPLOYEES AND COMMITTEE MEMBERS. EACH OF THESE INDIVIDUALS MUST DISCLOSE CERTAIN OWNERSHIP INTERESTS, COMPENSATION ARRANGEMENTS AND BOARD MEMBERSHIPS TO THE TRUST'S COMPLIANCE OFFICIAL UPON COMMENCEMENT OF THEIR ROLE AND PERIODICALLY THEREAFTER REGARDING MATERIAL CHANGES IN THEIR DISCLOSURES. THE TRUST'S COMPLIANCE OFFICIAL REVIEWS ALL CONFLICT OF INTEREST DISCLOSURE FORMS. IF A CONFLICT OF INTEREST EXISTS, RECUSALS MAY BE APPROPRIATE. -------------------- FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION PROCESS UPON FORMATION AND MORE RECENTLY IN 2020, THE TRUST ENGAGED INDEPENDENT CONSULTANTS AND EXECUTIVE SEARCH FIRMS TO CONSULT WITH COMMITTEE MEMBERS OF THE TRUST'S GOVERNING BODY TO ESTABLISH STAFFING NEEDS, JOB REQUIREMENTS, COMPENSATION BENCHMARKS AND SALARY RANGES. THE INDEPENDENT CONSULTANTS INITIALLY WORKED WITH THE COMMITTEE CHAIRMAN AND THEN SUBSEQUENTLY WITH THE OTHER MEMBERS OF THE COMMITTEE TO IDENTIFY NECESSARY JOB POSITIONS, DEVELOP AN ORGANIZATION CHART, PREPARE JOB DESCRIPTIONS, ASSIGN A PAY GRADE TO EACH POSITION, AND BENCHMARK SALARY SURVEYS FOR VARIOUS JOB POSITIONS. SALARY SURVEYS CONSIDERED HEALTH CARE ORGANIZATIONS, INVESTMENT MANAGEMENT FIRMS, AND OTHER TRUST ORGANIZATIONS. THIS BENCHMARK DATA WAS USED BY THE COMMITTEE TO ESTABLISH AND APPROVE COMPENSATION OFFERED TO THE TRUST'S FIRST EXECUTIVE DIRECTOR, CFO AND CIO, AS WELL AS ESTABLISHING PAY RANGES FOR EACH LOWER PAY GRADE. THE COMMITTEE HAS SINCE BEEN ADVISED ON A PERIODIC BASIS OF STAFFING STATUS AND ACTIVITIES. SINCE INCEPTION, INDEPENDENT PERIODIC COMPENSATION STUDIES ARE PERFORMED FOR KEY POSITIONS AND FOR NEW HIRES AT HIGHER PAY GRADES. ANNUAL MERIT FUNDING IS BASED ON INDEPENDENT STUDY FROM A COMPENSATION CONSULTANT. THE MOST RECENT PROJECT WAS COMPLETED IN 2021. -------------------- FORM 990, PART VI, SECTION C, LINE 19 DOCUMENTS AVAILABILITY TO THE PUBLIC THE TRUST MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE FOR PUBLIC INSPECTION UPON WRITTEN REQUEST MADE DIRECTLY TO THE ORGANIZATION. -------------------- FORM 990, PART VII, SECTION A ADDITIONAL INFORMATION REGARDING OFFICERS, DIRECTORS, AND TRUSTEES OF THE ORGANIZATION AN INDEPENDENT FIDUCIARY HAS BEEN APPOINTED FOR GENERAL MOTORS COMPANY. THE INDEPENDENT FIDUCIARY IS NOT REQUIRED TO BE REPORTED IN PART VII BUT IS BEING DISCLOSED IN SCHEDULE O DUE TO THE IMPORTANT ROLE IN ADMINISTERING THE INVESTMENT IN GENERAL MOTORS COMMON STOCK IN THE GENERAL MOTORS' PLAN. THE FOLLOWING EXPLAINS THE ROLE AND RESPONSIBILITIES OF THE INDEPENDENT FIDUCIARY IN MORE DETAIL: PURSUANT TO ARTICLE XI OF THE TRUST AGREEMENT, THE COMMITTEE, IN ITS SOLE DISCRETION, IS INSTRUCTED TO SELECT AND APPOINT AN INDEPENDENT FIDUCIARY AS NAMED FIDUCIARY AND INVESTMENT MANAGER WHO, FROM AND AFTER THE DATE OF THE SETTLEMENT AGREEMENTS WITH GENERAL MOTORS COMPANY, SHALL HAVE AND EXERCISE ALL DISCRETIONARY POWER AND AUTHORITY OF THE TRUST WITH RESPECT TO THE MANAGEMENT, DISPOSITION AND VOTING OF THE RESPECTIVE SECURITIES CONTRIBUTED BY THE AUTOMOTIVE COMPANY. PURSUANT TO ITS AUTHORITY UNDER THE TRUST AGREEMENT, THE COMMITTEE HAS THE AUTHORITY TO RETAIN THE INDEPENDENT FIDUCIARY AND MONITOR THE PERFORMANCE OF ITS SERVICES. THE COMMITTEE HAS THE POWER TO REMOVE AND REPLACE AN INDEPENDENT FIDUCIARY FOR CAUSE. THE INDEPENDENT FIDUCIARY IS AUTHORIZED AS FOLLOWS FOR THE RESPECTIVE SECURITIES: 1. EXERCISE DIRECTLY OR ON BEHALF OF THE TRUST, OR DIRECT THE TRUSTEE TO EXERCISE AS APPROPRIATE, ALL OF THE TRUST'S LEGAL AND CONTRACTUAL AUTHORITY AND RESPONSIBILITY AS OWNER OF THE NOTES, THE SHARES, AND ANY FUTURE SECURITIES AS APPLICABLE (HEREIN COLLECTIVELY REFERRED TO AS "AUTO SECURITIES") ACQUIRED BY THE TRUST, INCLUDING: A. EXERCISING ALL RIGHTS OF THE TRUST IN ITS SOLE DISCRETION INCLUDING BUT NOT LIMITED TO INITIATION OR PARTICIPATION IN THE REGISTRATION OF ANY AUTO SECURITIES, EXERCISING ALL VOTING RIGHTS WITH RESPECT TO AUTO SECURITIES, AND NEGOTIATING AND ACCEPTING ANY AMENDMENTS TO THE TRANSACTION AGREEMENTS; B. ACCEPTING ANY CONTRIBUTION OF ADDITIONAL AUTO SECURITIES; C. VALUING THE AUTO SECURITIES; D. MAKING ANY DECISION TO SELL, LOAN, HYPOTHECATE, PLEDGE AS SECURITY FOR A LOAN, EXCHANGE, CONVERT OR OTHERWISE DISPOSE OF ALL OR ANY OF THE AUTO SECURITIES; E. COMPLYING WITH ANY CONDITIONS OR LIMITATIONS IN ANY FINAL PROHIBITED TRANSACTION EXEMPTION ("PTE") ISSUED BY THE DEPARTMENT OF LABOR; F. COMPLYING OR ASSISTING AUTO IN COMPLYING AS REQUIRED IN ANY TRANSACTION AGREEMENT, WITH ANY REGULATORY OR OTHER REQUIREMENTS, INCLUDING FILING OBLIGATIONS; G. INITIATING OR PARTICIPATING IN ANY CLAIM OR SUIT AGAINST A PARTY TO ANY OF THE TRANSACTION AGREEMENTS ARISING OUT OF BREACH, OR RELATED TO THE ISSUANCE AND OWNERSHIP OF, THE AUTO SECURITIES; AND H. SELECTING AND CONTRACTING ON BEHALF OF THE TRUST WITH SUCH AUDITORS, APPRAISERS, ACTUARIES, INVESTMENT ADVISORS, BROKERS, DEALERS AND UNDERWRITERS, AND OUTSIDE LEGAL COUNSEL AS THE INDEPENDENT FIDUCIARY DEEMS APPROPRIATE TO ASSIST THE INDEPENDENT FIDUCIARY IN THE PERFORMANCE OF ITS DUTIES. 2. ADVISE THE COMMITTEE WITH RESPECT TO THE MANNER IN WHICH AUTO SECURITIES SHOULD BE REFLECTED OR INCORPORATED INTO THE FUNDING POLICY TO BE ADOPTED BY THE COMMITTEE. 3. REPORT AT LEAST ONCE A YEAR TO THE COMMITTEE AS A WHOLE, AND PERIODICALLY REPORT AS NECESSARY, TO THE INVESTMENT COMMITTEE. THE LAST REMAINING SHARES OF GENERAL MOTORS' STOCK WERE SOLD ON FEBRUARY 12, 2021 AND THE CASH WAS TRANSFERRED TO THE TRUST. SHORTLY THEREAFTER, THE TRUST'S AGREEMENT WITH THE INDEPENDENT FIDUCIARY WAS TERMINATED. -------------------- FORM 990, PART VII, SECTION A ADDITIONAL INFORMATION REGARDING THE INSTITUTIONAL TRUSTEE REPORTED IN ADDITION TO ACTING AS TRUSTEE, STATE STREET BANK & TRUST PROVIDES VARIOUS OTHER SERVICES TO THE TRUST, INCLUDING INVESTMENT, MANAGEMENT, CUSTODIAN AND ADMINISTRATIVE SERVICES. TOTAL DIRECT COMPENSATION PAID TO STATE STREET BANK & TRUST FOR THE YEAR ENDED DECEMBER 31, 2021 WAS $1,130,996. -------------------- FORM 990, PART VIII AND PART IX ADDITIONAL INFORMATION REGARDING THE REVENUES/EXPENSES REPORTED THIS FORM 990 IS FOR THE TRUST THAT ENCOMPASSES THREE PLANS. THE FORM 990 IS REPORTED AT THE TRUST LEVEL AND INCLUDES THE SUM OF THE THREE PLANS' FINANCIAL STATEMENTS. -------------------- FORM 990, PART X, LINE 12 & SCHEDULE D, PART VII, LINE 3(B) ADDITIONAL DETAIL REGARDING GENERAL MOTORS COMPANY COMMON STOCK HELD THE LAST REMAINING SHARES OF GENERAL MOTORS' STOCK WERE SOLD ON FEBRUARY 12, 2021 AND THE CASH WAS TRANSFERRED TO THE TRUST. SHORTLY THEREAFTER, THE TRUST'S AGREEMENT WITH THE INDEPENDENT FIDUCIARY WAS TERMINATED. NO SHARES OF GENERAL MOTORS' STOCK WERE HELD ON DECEMBER 31, 2021. FOR THE PRIOR YEAR, AS OF DECEMBER 31, 2020, THE PLAN HELD $86.47 MILLION SHARES OF GM'S COMMON STOCK, REPRESENTING APPROXIMATELY A 6% OWNERSHIP INTEREST. THE FAIR VALUE OF THE GM COMMON STOCK WAS VALUED AT $3,601 MILLION AS OF DECEMBER 31, 2020, BASED ON GM'S PUBLICLY TRADED COMMON STOCK PRICE FROM THE ACTIVE MARKET, IN WHICH THE SECURITY TRADES WERE $41.64 PER SHARE. 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