2022-11-11T20:27:04-06:00 2021-12-31 760269860 Blazek & Vetterling 2900 Weslayan Suite 200 Houston TX 77027 990PF 2021-01-01 133912203 Carroll Petrie Foundation CARR 2125305880 401 East Palace Avenue Santa Fe NM 875012223 Theodora Portago Director, President 2125305880 2022-11-11 1 Theodora Portago 999009999 7134395739 3 AAL1 IAL1 2021 2022-09-23 18:48:47Z X 406241002 X 11647699 753 753 725157 725157 36079083 79972896 35622684 6723772 6621576 55176464 42970170 257026 25703 231323 454894 29373 425521 142968 11060 131908 259106 37732 221374 98092 21702 74890 497608 300292 197316 160000 0 0 16358 818 15540 5519 0 5519 2348979 2150703 75775 4240550 2577383 1379166 12617000 12617000 16857550 2577383 13996166 38318914 40392787 3607641 5306484 5306484 561319 561319 561319 230927 0 0 45622371 34490827 62091539 17608076 16100006 16239069 200916241 250173308 322042591 267985256 306631944 406241002 1764061 1726840 1764061 1726840 X 0 0 0 0 266221195 304905104 266221195 304905104 267985256 306631944 266221195 38318914 410614 304950723 45619 304905104 Publicly traded securities 46394700 33988920 12405780 12405780 Capital gain distributions 3353752 3353752 3353752 Passthrough K-1 Capital gain 19789917 19789917 19789917 731 gain Canyon Distressed Opportunity Fund II (Cayman), LP 266550 266550 266550 731 gain Redwood Drawdown Offshore Fund II, LP 400000 400000 400000 Settlement of John Christensen Estate Claim 33360 33360 33360 Sale of Green Court Greater China Long/Short Equity Fund Ltd. P 2020-01-01 2021-05-31 4899750 5135792 -236042 -236042 Sale of Portfolio America Asset Pool I, LLC P 2020-08-28 2021-12-31 137563 527995 -390432 -390432 Sale of Renaissance Institutional Diversified Alpha Fund LLC P 2020-01-01 2021-01-31 4234548 4234749 -201 -201 35622684 561460 0 561460 0 561460 166064 0 257000 0 423064 X 392 138788 0 0 0 0 0 0 0 0 1 1 0 1 1 NY DE NM 1 0 0 0 1 1 www.carrollpetrie.org Zach Dillenback 2125305880 401 East Palace Avenue Santa Fe NM 875012223 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1 0 0 0 0 Theodora Portago 401 East Palace Ave Santa Fe NM 87501 President & Director 40.00 257025 31297 0 Carolina Portago 401 East Palace Ave Santa Fe NM 87501 Vice President, Director & Secretary 5.00 0 0 0 Camille Manning 401 East Palace Ave Santa Fe NM 87501 Treasurer & Director 5.00 0 0 0 Zach Dillenback 401 East Palace Ave Santa Fe NM 87501 CFO 40.00 195818 27310 0 Samantha Ender 401 East Palace Ave Santa Fe NM 87501 VP Programs 40.00 156108 24448 0 Joan Kelly 401 East Palace Ave Santa Fe NM 87501 Grants Manager 40.00 58333 10012 0 0 Monticello Associates 1800 Larimer Street Suite 2100 Denver CO 80202 Investment advisory services 300000 Milbank LLP 55 Hudson Yards New York NY 10001 Legal services 251169 Edge Philanthropy LLC 704 Talon Ct NE Rio Rancho NM 87144 Consulting services 193838 Blazek & Vetterling 2900 Weslayan Suite 200 Houston TX 77027 Audit and tax services 70718 0 0 103404369 4299103 273801097 381504569 0 0 381504569 5722569 375782000 18789100 18789100 561460 38696 600156 18188944 0 18188944 0 18188944 13996166 0 13996166 18188944 13727255 0 0 13996166 13727255 0 0 268911 0 0 0 0 0 0 0 0 17920033 0 0 0 X Advocates for Citizens' Rights 3024 E Chapman Ave Unit 415 Orange CA 92869 N/A PC General support 15000 Alamogordo Animal Control Center 1376 E Ninth Street Alamogordo NM 88310 N/A GOV General support 50000 American Rivers 1101 14th Street NW Suite 1400 Washington DC 20005 N/A PC Protecting Wild Rivers of the Southwest 250000 Amigos Bravos PO Box 238 Taos NM 87571 N/A PC General support 100000 Animal Humane New Mexico 615 Virginia St SE Albuquerque NM 87108 N/A PC General support; Project Fetch; NMLuvsPets 157000 Animal Legal Defense Fund 525 East Cotati Ave Cotati CA 94931 N/A PC Criminal Justice and Litigation Programs 500000 Animal Protection New Mexico PO Box 11395 Albuquerque NM 87192 N/A PC General support 500000 Animal Services Center of the Mesilla Valley 3551 Bataan Memorial West Las Cruces NM 88012 N/A GOV Animal Services Center support 150000 Animal Village NM 1703 Sudderth Dr 564 Ruidoso NM 88345 N/A PC General support 10000 Animal Welfare Coalition of Northeastern NM P O Box 524 Las Vegas NM 87701 N/A PC General support 50000 Audubon Southwest 225 Varick Street 7th Floor New York NY 10014 N/A PC Protecting & Restoring Rio Grande Habitat 100000 Aztec Animal Shelter 825 Sabena Street Aztec NM 87410 N/A GOV Animal Shelter support 100000 Best Friends Animal Society 5001 Angel Canyon Road Kanab UT 84741 N/A PC Work in Navajo Nation and New Mexico 250000 Beyond Pesticides 701 E Street SE Suite 200 Washington DC 20003 N/A PC General support 150000 Bluebonnet Animal Rescue Network PO Box 964 Whitewright TX 75491 N/A PC General support 5000 Bridging the Worlds PO Box 9109 Santa Fe NM 87504 N/A PC General support 15000 Bro and Tracy Animal Welfare PO Box 404 Corrales NM 87048 N/A PC General support 10000 Building Biology Institute PO Box 8520 Santa Fe NM 87504 N/A PC General support 15000 Carnegie Hill Neighbors 1326 Madison Avenue Garden Level New York NY 10128 N/A PC General support 25000 Center for Biological Diversity PO Box 710 Tucson AZ 85702 N/A PC New Mexico & Southwest Programs 500000 Center for Contemporary Sciences 9841 Washingtonian Blvd Ste 200 Gaithersburg MD 20878 N/A PC General support 150000 Center for Food Safety 518 C Street NE Suite 200 Washington DC 20002 N/A PC Pollinators & Pesticide Program; GMO Campaign 500000 Central Park Conservancy 14 East 60th Street New York NY 10022 N/A PC General support 25000 Chimp Haven 13600 Chimpanzee Pl Keithville LA 71047 N/A PC Chimp Care 150000 Colorado Plateau Foundation 113 E Birch Ave Flagstaff AZ 86001 N/A PC Grantmaking Program 50000 Conservation Lands Foundation 835 E 2nd Ave Suite 314 Durango CO 81301 N/A PC Work in New Mexico 50000 Conservation Science Partners 11050 Pioneer Trl Ste 202 Truckee CA 96161 N/A PC Analytics Lab support 100000 Conservation Voters NM Education Fund 121 Sandoval Street Suite 200 Santa Fe NM 87501 N/A PC Work for wildlife and public lands 75000 Covenant Pathways PO Box 455 Vanderwagen NM 87326 N/A PC General support 25000 Defenders of Wildlife 1130 17th Street NW Washington DC 20036 N/A PC Southwest Program & Wildlife Restoration Campaign 500000 Delaware Valley Humane Society PO Box 182 Sidney NY 13838 N/A PC General support 20000 Deming Animal Guardians PO Box 1275 Deming NM 88031 N/A PC General support 20000 Deming-Luna County Humane Society PO Box 70 Deming NM 88031 N/A PC General support 50000 Denkai Animal Sanctuary 22633 Road 176 Yellow Jacket CO 81335 N/A PC Transportation and general support 100000 Dharmahorse Equine Sanctuary 6874 Coyote Road Las Cruces NM 88012 N/A PC General support 5000 Ecology Action 5798 Ridgewood Rd Willits CA 95490 N/A PC General support 50000 End of the Road Ranch PO Box 370 Silver City NM 88062 N/A PC General support 10000 Environmental Health Trust PO Box 58 Teton Village WY 83025 N/A PC General support 15000 Equine Spirit Sanctuary 13 Los Caballos Road Ranchos de Taos NM 875577825 N/A PC General support 10000 Farm to Table New Mexico 518 Old Santa Fe Trail Suite 1 Box 171 Santa Fe NM 87505 N/A PC General support 20000 Farmington Regional Animal Shelter 133 Browning Parkway Farmington NM 87401 N/A GOV Animal Shelter support 100000 Felines & Friends New Mexico 369 Montezuma Ave 320 Santa Fe NM 87501 N/A PC Boarding facility 200000 Feral Cat Focus of Western New York PO Box 404 East Aurora NY 14052 N/A PC General support 10000 Food & Water Watch 1616 P Street NW Washington DC 20036 N/A PC Mega-Dairy & Factory Farm work in New Mexico 100000 Four Corners Equine Rescue 22 Road 3334 Aztec NM 87410 N/A PC General support 25000 Friends of the Bosque del Apache Ntnl Wildlife Refuge PO Box 340 San Antonio NM 87832 N/A PC Water Wells Rehabilitation 250000 Friends of the Bosque del Apache Ntnl Wildlife Refuge PO Box 340 San Antonio NM 87832 N/A PC General support 15000 Heart and Soul Animal Sanctuary 369 Montezuma Avenue 130 Santa Fe NM 87501 N/A PC General support 25000 Holistic Management International 2425 San Pedro Dr NE Suite A Albuquerque NM 87110 N/A POF Pollinators & Birds Habitats 50000 Humane Society of Central Delaware County PO Box 88 Delhi NY 13753 N/A PC General support 50000 Humane Society of the United States 700 Professional Dr Gaithersburg MD 208793418 N/A PC #BeCrueltyFree & U.S. Animal Research Campaigns 150000 Kindred Spirits Animal Sanctuary 3749 A State Highway 14 Santa Fe NM 87508 N/A PC General support 85000 McKinley County Humane Society of NM PO Box 10 Gallup NM 87305 N/A PC General support 50000 Mount Sinai Medical Center Inc One Gustave Levy Place Box 1049 New York NY 10029 N/A PC Smoking Cessation Program 15000 Mustang Camp PO Box 620 Blanco NM 87412 N/A PC General support 5000 National Anti-Vivisection Society (NAVS) 444 N Wells Street Suite 406 Chicago IL 60654 N/A PC General support 50000 New Mexico Wilderness Alliance 317 Commercial St NE Ste 300 Albuquerque NM 87102 N/A PC General support 250000 New Mexico Wildlife Center 19 Wheat Street Espaola NM 87532 N/A PC General support 100000 No Left Turn in Education 1318 Club House Rd Gladwyne PA 19035 N/A PC General support 15000 Panthera Corporation 8 West 40th St 18th Fl New York NY 100182218 N/A PC Range-wide puma assessment 175000 Pesticide Action Network 2029 University Ave Ste 200 Berkeley CA 94704 N/A PC General support 150000 Prairie Dog Pals PO Box 14235 Albuquerque NM 87191 N/A PC General support 5000 Quivira Coalition 1413 Second St Suite 1 Santa Fe NM 87505 N/A PC General support 100000 Raton Humane Society PO Box 1321 Raton NM 87740 N/A PC General support 10000 Resources Legacy Fund 555 Capitol Mall Suite 1095 Sacramento CA 95814 N/A PC Bears Ears Inter-Tribal Coalition 25000 Rio Grande Foundation PO Box 40336 Albuquerque NM 87196 N/A PC General support 15000 Rio Grande Return 1704B Llano St 347 Santa Fe NM 87505 N/A PC General support 150000 Rio Grande Return 1704B Llano St 347 Santa Fe NM 87505 N/A PC General support 150000 Rodale Institute 611 Siegfriedale Road Kutztown PA 195309320 N/A PC New Mexico Program & general support 250000 Rodale Institute 611 Siegfriedale Road Kutztown PA 195309320 N/A PC New York Program 100000 San Luis Valley Animal Welfare Society 76 El Rio Drive Alamosa CO 81101 N/A PC General support 25000 Santa Fe Animal Shelter 100 Caja Del Rio Rd Santa Fe NM 87507 N/A PC Transfer Program 25000 Santa Fe Forest Coalition PO Box 1943 Santa Fe NM 87504 N/A PC General support 25000 Sjogren's Foundation 10701 Parkridge Blvd Suite 170 Reston VA 20191 N/A PC General support 35000 Sky Mountain Wild Horse Sanctuary PO Box 2946 Santa Fe NM 87504 N/A PC General support 25000 Stray Hearts Animal Shelter PO Box 622 Taos NM 87571 N/A PC General support 100000 Street Cat HUB PO Box 53207 Albuquerque NM 87153 N/A PC General support 50000 Tewa Women United PO Box 397 Santa Cruz NM 87567 N/A PC General support 10000 The Elephant Sanctuary PO Box 393 Hohenwald TN 38462 N/A PC Elephant Care 100000 The Horse Shelter 821 W San Mateo Rd A Santa Fe NM 87505 N/A PC General support 50000 The Toby Project Inc 220 West 72nd Street New York NY 10023 N/A PC General support 15000 The Wilderness Society 1801 Pennsylvania Avenue NW Suite 200 Washington DC 20006 N/A PC Protections of wildlife refuges in New Mexico 200000 The Xerces Society Inc 628 NE Broadway Ste 200 Portland OR 97232 N/A PC Pollinators and Pesticides, New Mexico work, general support 350000 The Xerces Society Inc 628 NE Broadway Ste 200 Portland OR 97232 N/A PC New Mexico Pesticide Specialist Hire 100000 Training Resources for the Environmental Comm 1000 Cordova Pl 551 Santa Fe NM 87505 N/A PC Management Training Series 15000 Trout Unlimited 1777 N Kent Street Suite 100 Arlington VA 22209 N/A PC Conservation work in New Mexico 200000 United4Change 2480 Times Blvd Suite 204-B Houston TX 77005 N/A PC General support 50000 Vanguard Charitable PO Box 9509 Warwick RI 02889 N/A PC Donor Advised Fund 2405000 Walkin N Circles Ranch PO Box 626 Edgewood NM 87015 N/A PC General support 30000 Western Environmental Law Center 208 Paseo del Pueblo Sur 602 Taos NM 87571 N/A PC Work in New Mexico 100000 Western Landowners Alliance PO Box 6278 Santa Fe NM 87502 N/A PC Work in New Mexico 100000 Western Resource Advocates 2260 Baseline Road Suite 200 Boulder CO 80302 N/A PC Hire and general support 150000 Weston A Price Foundation 4200 Wisconsin Ave NW Ste 106 380 Washington DC 20016 N/A PC General support 15000 White Coat Waste Project PO Box 26029 Washington DC 20001 N/A PC General support 150000 Wild Earth Society Inc 329 W Pierpont Ave Suite 300 Salt Lake City UT 84101 N/A PC Lobo Coalition 25000 Wild Earth Society Inc 329 W Pierpont Ave Suite 300 Salt Lake City UT 84101 N/A PC New Mexico Program 250000 Wild Spirit Wolf Sanctuary 378 Candy Kitchen Road HC 61 Box 28 Ramah NM 87321 N/A PC General support 25000 WildEarth Guardians 301 N Guadalupe St Ste 201 Santa Fe NM 87501 N/A PC The Forest Advocate 15000 WildEarth Guardians 301 N Guadalupe St Ste 201 Santa Fe NM 87501 N/A PC New Mexico program support; Forest Wisdom position 425000 12617000 Animal Legal Defense Fund 525 East Cotati Ave Cotati CA 94931 N/A PC Criminal Justice and Litigation Programs 500000 Beyond Pesticides 701 E Street SE Suite 200 Washington DC 20003 N/A PC General support 150000 Center for Food Safety 518 C Street NE Suite 200 Washington DC 20002 N/A PC Pollinators & Pesticide Program; GMO Campaign 500000 Panthera Corporation 8 West 40th St 18th Fl New York NY 10018 N/A PC Range-wide puma assessment 175000 Pesticide Action Network 2029 University Ave Ste 200 Berkeley CA 94704 N/A PC General support 150000 Santa Fe Forest Coalition PO Box 1943 Santa Fe NM 87504 N/A PC General support 25000 The Xerces Society Inc 628 NE Broadway Ste 200 Portland OR 97232 N/A PC New Mexico Pesticide Specialist Hire 100000 Western Resource Advocates 2260 Baseline Road Suite 200 Boulder CO 80302 N/A PC Hire and general support 150000 Wild Spirit Wolf Sanctuary 378 Candy Kitchen Road HC 61 Box 28 Ramah NM 87321 N/A PC General support 25000 WildEarth Guardians 301 N Guadalupe St Ste 201 Santa Fe NM 87501 N/A PC New Mexico program support; Forest Wisdom position 425000 2200000 14 753 14 725157 525990 456399 18 35622684 Passthrough K-1 income 525990 109071 14 4759101 Foreign dividend income 14 1855600 565470 42963295 0 43528765 0 0 0 0 0 0 0 0 0 0 X X 1 Estate of Carroll Petrie CO Shulte Roth Zabel 919 Third Avenue New York NY 10022 11647699 X Accounting and tax compliance 98092 21702 74890 Holistic Management International 2425 San Pedro Dr NE Suite A Albuquerque NM 87110 2021-08-20 50000 Pollinators and bird habitats grazing workshops in Colorado, Texas, and New Mexico 1455 4/04/22 The Foundation has no reason to doubt the accuracy or reliability of the report from the grantee; therefore, no independent verification was made. Passthrough -1231 loss -UBI Amberbrook VIII, LP 2021-01 Purchased 2021-12 1615 Cost 0 1615 Passthrough -1231 loss -UBI Graham Partners V, LP 2021-01 Purchased 2021-12 2033 Cost 0 -2033 Passthrough -1231 loss -UBI Lexington Middle Mkt Investors IV, LP 2021-01 Purchased 2021-12 11342 Cost 0 11342 Passthrough -1231 loss -UBI The Varde Fund XIII, LP 2021-01 Purchased 2021-12 928 Cost 0 -928 Passthrough- ST Capital gain -UBI Amberbrook VIII, LP 2021-01 Purchased 2021-12 99 Cost 0 99 Passthrough- ST Capital gain -UBI Graham Partners V, LP 2021-01 Purchased 2021-12 25 Cost 0 -25 Passthrough- ST Capital gain -UBI Lexington Middle Mkt Investors IV, LP 2021-01 Purchased 2021-12 7891 Cost 0 7891 Passthrough- ST Capital gain -UBI Madison Dearborn Cap Ptnr VIII-A, LP 2021-01 Purchased 2021-12 16 Cost 0 -16 Passthrough- ST Capital gain -UBI The Varde Fund XIII, LP 2021-01 Purchased 2021-12 72222 Cost 0 72222 Passthrough- LT Capital gain -UBI Amberbrook VIII, LP 2020-01 Purchased 2021-12 34 Cost 0 34 Passthrough- LT Capital gain -UBI Lexington Middle Mkt Investors IV, LP 2020-01 Purchased 2021-12 130179 Cost 0 130179 Passthrough- LT Capital gain -UBI Madison Dearborn Cap Ptnr VIII-A, LP 2020-01 Purchased 2021-12 239374 Cost 0 239374 Passthrough- LT Capital gain -UBI The Varde Fund XIII, LP 2020-01 Purchased 2021-12 3355 Cost 0 -3355 Passthrough- LT Capital gain -UBI True Wind Capital II, LP 2020-01 Purchased 2021-12 Cost 0 Form 990-PF Part II, Line 22 - Charitable Gift Annuity Reserve Under the terms of the settlement agreement dated November 14, 2017 and formally entered into the record of the New York County Surrogate's Court between the Estate of Carroll Petrie, the Carroll Petrie Foundation ("Foundation") and three individuals ("Annuitants") who had been named as beneficiaries of certain unfunded charitable remainder annuity trusts under the will of Mrs. Carroll Petrie, the Carroll Petrie Foundation was obligated to use a distribution in the amount of $3,500,000 from the Estate of Carroll Petrie to establish three charitable gift annuities for the benefit of these individuals in the amount of $1,000,000 each, and to make a lump sum payment to each beneficiary representing the annuities each such individual would have been entitled to receive from the date of Mrs. Petrie's death through the establishment of the charitable gift annuities. The Charities Bureau of the Office of the Attorney General of the State of New York participated in the settlement negotiations and approved the terms of the settlement agreement. In connection therewith, the Foundation requested and received approval from the New York State Department of Financial Services for a special permit to issue said charitable gift annuities, which approval is limited to the issuance of these particular charitable gift annuities. As required by the New York State Department of Financial Services, the Foundation maintains a mandated reserve of $1,726,840 as of December 31, 2021, for the surviving annuitants of which there are two remaining. The Foundation filed its 2021 annual statement of the segregated gift annuity fund with the New York State Department of Financial Services, as required by law. The annual annuity payments (total $97,985 per year) are payable to the surviving Annuitants for life. The Annuitants are not related to the Foundation or to any of the managers or directors of the Foundation. JPM Limited Duration Bond Fund R6 16100006 16239069 Edgewood Growth Fund Institutional 10104184 27224912 GMO Emerging Domestic Opportunities Fund II 8995728 9221176 SPDR S&P 500 ETF Trust 8615277 16500585 Spyglass Growth Fund Institutional 5000000 6803653 Vanguard Lifestrategy Growth Fund 1775638 2341213 Amberbrook VIII, LP AT COST 3415230 5528568 Anchorage Capital Partners Offshore, Ltd. AT COST 5735252 6989267 Arisaig Global Emerging Markets Consumer Fund, Ltd. AT COST 2500000 3926770 Axiom Asia 5, LP AT COST 2525765 3847518 Axiom Asia 6, LP AT COST 953377 1104334 Bain Capital Global Long Equity Fund (Offshore), LP AT COST 15000000 15000000 Bluegrass Equity Fund, LP AT COST 2288334 3351262 Canyon Distressed Opportunity Fund II (Cayman), LP AT COST 0 32061 Canyon Distressed Opportunity Fund III (Cayman), LP AT COST 3328940 3687133 Casdin Partners Offshore, Ltd. AT COST 5000000 5000000 CD&R Fund X, LP AT COST 1613545 2209725 CD&R Fund X (Credit), LP AT COST 9832 14455 CD&R Fund X Energy B, LP AT COST 184819 165952 CD&R Fund X Orange B, LP AT COST 134673 275859 CD&R Fund X Waterworks B1, LP AT COST 247973 1378313 CD&R Fund XI, LP AT COST 475850 594953 CD&R Fund XI AIV B, LP AT COST 73114 76087 Cedar Rock Capital Partners, LLC AT COST 11447564 14012270 CTF Research Equity (Wellington) AT COST 18567964 24009230 Davidson Kempner Institutional Partners, LP AT COST 7573794 7745583 Davidson Kempner LT Distressed Opport Intnl IV, LP AT COST 1946772 2452178 Davidson Kempner LT Distressed Opport Intnl IV (AIV), LP AT COST 1077727 1100602 Davidson Kempner LT Distressed Opport Intnl V, LP AT COST 2942491 3321885 Davidson Kempner LT Distressed Opport Intnl V (AIV-TE), LP AT COST 1097849 1121859 Farallon Capital Institutional Partners, LP AT COST 6294247 6654848 Farallon Equity Partners, LP AT COST 20734618 27657869 Farallon Special Situations Fd LP AT COST 2964660 2851918 Farallon Special Situations Fd II AT COST 1097334 1087457 Golub Capital Partners International 11, LP AT COST 2657141 2698374 Golub Capital Partners International 12, LP AT COST 4468550 4618372 GQG Partners Emerging Markets Equity Fund AT COST 6426288 8089607 GQG Partners Internl Equity Fund AT COST 15535702 20985781 Graham Partners V, LP AT COST 1438834 2874772 Harbor Spring Capital Partners Offshore, Ltd. AT COST 5000000 6847865 Highclere International Investors SMID Fund AT COST 10223086 11287725 Impala Fund Ltd. AT COST 7000000 10827061 Junto Offshore Fund Ltd. AT COST 10000000 10000000 Kabouter Intnl Opportunities Offshore Fund II Ltd. AT COST 2500000 3148107 Lexington Middle Market Investors IV, LP AT COST 1777801 2636317 Madison Dearborn Capital Partners VIII-A, LP AT COST 1152098 1569679 Madison Dearborn Capital Partners VIII-B LP AT COST 117455 266094 MW Eureka Fund AT COST 8000000 12076767 Newport Asia Institutional Fund, LP AT COST 8220458 11561968 Nut Tree Drawdown Offshore Fund, LP AT COST 0 1662635 Nut Tree Offshore Fund Ltd. AT COST 5000000 7041082 Owl Rock First Lien Fund (Offshore), LP AT COST 4131496 4314511 Redwood Drawdown Offshore Fd II LP AT COST 0 1350035 Redwood Drawdown Offshore Fd III LP AT COST 250000 257272 Sageview Capital Partners II (Offshore) LP AT COST 3053986 5200084 Sageview Capital Partners III (B), LP AT COST 652749 765915 Select Equity Offshore, Ltd. AT COST 9885425 22124165 StepStone VC Secondaries Fund V (Cayman), LP AT COST 2025000 2151111 The Overlook Partners Fund, LP AT COST 3912259 4684291 The Sanderson International Value Fd AT COST 12669696 12775260 The Varde Fund XIII, LP AT COST 3466904 3465835 True Wind Capital II, LP AT COST 361946 498787 VIP IV Feeder, LP AT COST 1014710 1065163 General governance and counsel 259106 37732 221374 Change in CGA reserve liability 45619 Passthrough K-1 expenses 2263486 2140985 0 Filing fees- NY 3679 650 3029 Insurance 11501 575 10926 IT expenses 51572 1580 49992 Office expense 4360 203 4157 Membership and subscriptions 7550 0 7550 Bank charges 6710 6710 0 Staff development 121 0 121 Passthrough K-1 income 4868172 4765976 4868172 Foreign dividend income 1855600 1855600 1855600 Prior period tax basis adjustment 410614 Charitable gift annuity reserve 1764061 1726840 Investment management fees 300000 300000 0 Grants management fees 193838 0 193838 Payroll processing fees 3770 292 3478 Federal excise tax 160000 0 0