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4230 N OAKLAND AVE SUITE 136 MILWAUKEE WI 53211 RESEARCH AND GENERAL OPERATING SUPPORT 200000 WORKERS DEFENSE PROJECT 5604 MANOR ROAD AUSTIN TX 78723 POWER UP TEXAS FUND 50000 31759561 ALLIANCE FOR A GREEN ECONOMY 2013 E GENESEE ST SYRACUSE NY 13210 GENERAL OPERATING SUPPORT 70000 AMERICAN RIVERS INC 1101 14TH STREET NW SUITE 1400 WASHINGTON DC 20005 GENERAL OPERATING SUPPORT 70000 BIODIVERSITY FUNDERS GROUP PO BOX 29361 SAN FRANCISCO CA 94129 GENERAL OPERATING SUPPORT 7500 BREAST CANCER PREVENTION PARTNERS 1388 SUTTER STREETSUITE 400 SAN FRANCISCO CA 94109 GENERAL OPERATING SUPPORT 45000 CATSKILL MOUNTAINKEEPER INC PO BOX 1000 LIVINGSTON MANOR NY 12758 GENERAL OPERATING SUPPORT 60000 CAYUGA LAKE WATERSHED NETWORK 170 MAIN ST AURORA NY 13026 GENERAL OPERATING SUPPORT 50000 CERES INC 99 CHAUNCY STREET 6TH FLOOR BOSTON MA 02111 GENERAL OPERATING SUPPORT 70000 CHILD DEVELOPMENT COUNCIL OF CENTRAL NEW YORK INC 609 W CLINTON ST ITHACA NY 14850 GENERAL OPERATING SUPPORT 56700 CLEAN AND HEALTHY NEW YORK INC 69 STATE STREET SUITE 1400C ALBANY NY 12207 GENERAL OPERATING SUPPORT 40000 CORNELL COOPERATIVE EXTENSION OF TOMPKINS COUNTY 615 WILLOW AVENUE ITHACA NY 14850 GENERAL OPERATING SUPPORT 62500 CORNELL UNIVERSITY 341 PINE TREE ROAD ITHACA NY 14850 GENERAL OPERATING SUPPORT 70000 CORTLAND COLLEGE FOUNDATION INC BROCKWAY HALL ROOM 312 CORTLAND NY 13045 GENERAL OPERATING SUPPORT 90000 ENVIRONMENTAL GRANTMAKERS ASSOCIATION 475 RIVERSIDE DRIVE 960 NEW YORK NY 10115 GENERAL OPERATING SUPPORT 13321 FRACTRACKER ALLIANCE 704 LISBURN RD STE 102 CAMP HILL PA 17011 GENERAL OPERATING SUPPORT 60000 FREE SCIENCE INC 210 HANCOCK ST 1 ITHACA NY 14850 GENERAL OPERATING SUPPORT 40000 FRIENDS OF STEWART PARK INC 120 BRINDLEY ST SUITE 4 ITHACA NY 14850 GENERAL OPERATING SUPPORT 60000 GREATER WASHINGTON EDUCATIONAL TELECOMMUNICATIONS ASSOCIATION INC 3939 CAMPBELL AVENUE ARLINGTON VA 22206 GENERAL OPERATING SUPPORT 2000000 GREATER WASHINGTON EDUCATIONAL TELECOMMUNICATIONS ASSOCIATION INC 3939 CAMPBELL AVENUE ARLINGTON VA 22206 GENERAL OPERATING SUPPORT 37500 GROTON CENTRAL SCHOOL 400 PERU ROAD GROTON NY 13073 GENERAL OPERATING SUPPORT 7500 HEALTHY SCHOOLS NETWORK INC 773 MADISON AVE ALBANY NY 12208 GENERAL OPERATING SUPPORT 40000 HUMAN SERVICES COALITION 118 N TIOGA STREET SUITE 304 ITHACA NY 14850 GENERAL OPERATING SUPPORT 35000 HUMAN SERVICES COALITION 118 N TIOGA STREET SUITE 304 ITHACA NY 14850 GENERAL OPERATING SUPPORT 22000 INSTITUTE FOR ENERGY ECONOMICS AND FINANCIAL ANALYSIS INC 14900 DETROIT AVENUE SUITE 206 LAKEWOOD OH 44107 GENERAL OPERATING SUPPORT 40000 ITHACA CITY SCHOOL DISTRICT 400 LAKE STREET ITHACA NY 14850 GENERAL OPERATING SUPPORT 7500 ITHACA COMMUNITY GARDENS INC CARPENTER CIR ITHACA NY 14850 GENERAL OPERATING SUPPORT 60500 LANSING CENTRAL SCHOOL DISTRICT 284 RIDGE ROAD LANSING NY 14882 GENERAL OPERATING SUPPORT 7500 MULTIPLIER 405 14TH STREET NO 164 OAKLAND CA 94612 GENERAL OPERATING SUPPORT 75000 MULTIPLIER 405 14TH STREET NO 164 OAKLAND CA 94612 GENERAL OPERATING SUPPORT 60000 NATIONAL ALLIANCE ON MENTAL ILLNESS OF THE FINGER LAKES 430 W STATE ITHACA NY 14851 GENERAL OPERATING SUPPORT 30000 NEWFIELD CENTRAL SCHOOL DISTRICT 247 MAIN STREET NEWFIELD NY 14867 GENERAL OPERATING SUPPORT 7500 NISKANEN CENTER 820 FIRST STREET NE SUITE 675 WASHINGTON DC 20002 GENERAL OPERATING SUPPORT 50000 NORTH CAROLINA STATE UNIVERSITY-PARK SCHOLARSHIPS PROGRAM CAMPUS BOX 7009 RALEIGH NC 27695 GENERAL OPERATING SUPPORT 4300000 NY FUNDERS ALLIANCE 431 E FAYETTE ST SYRACUSE NY 13202 GENERAL OPERATING SUPPORT 5500 PALEONTOLOGICAL RESEARCH INSTITUTION 1259 TRUMANSBURG RD ITHACA NY 14850 GENERAL OPERATING SUPPORT 47885 PEOPLE UNITED FOR SUSTAINABLE HOUSING INCORPORATED 429 PLYMOUTH AVE STE 1 BUFFALO NY 14213 GENERAL OPERATING SUPPORT 75000 PHYSICIANS SCIENTISTS AND ENGINEERS FOR SUSTAINABLE AND HEALTHY ENERGY 1440 BROADWAY SUITE 750 OAKLAND CA 94612 GENERAL OPERATING SUPPORT 100000 RIVERKEEPER INC 20 SECOR ROAD OSSINING NY 10562 GENERAL OPERATING SUPPORT 70000 ROCKEFELLER PHILANTHROPY ADVISORS 6 WEST 48TH STREET 10TH FLOOR NEW YORK NY 10036 GENERAL OPERATING SUPPORT 200000 THE FINGER LAKES LAND TRUST INC 202 EAST COURT ST ITHACA NY 14850 GENERAL OPERATING SUPPORT 50000 THE LEARNING WEB INC 515 W SENECA ST ITHACA NY 14850 GENERAL OPERATING SUPPORT 80000 THE SUPREME COURT HISTORICAL SOCIETY 224 EAST CAPITOL ST NE WASHINGTON DC 20003 GENERAL OPERATING SUPPORT 80000 TIDES FOUNDATION PO BOX 399389 SAN FRANCISCO CA 94139 GENERAL OPERATING SUPPORT 90000 TOMPKINS COUNTY DEPARTMENT OF PLANNING AND SUSTAINABILITY 121 E COURT ST 1 ITHACA NY 14850 GENERAL OPERATING SUPPORT 35000 TOMPKINS-SENECA-TIOGA BOCES 555 WARREN RD ITHACA NY 14850 GENERAL OPERATING SUPPORT 7500 TOWN OF ITHACA 215 NORTH TIOGA STREET ITHACA NY 14850 GENERAL OPERATING SUPPORT 60000 TOWN OF ITHACA 215 NORTH TIOGA STREET ITHACA NY 14850 GENERAL OPERATING SUPPORT 30000 TRUMANSBURG CENTRAL SCHOOL DISTRICT 100 WHIG STREET TRUMANSBURG NY 14886 GENERAL OPERATING SUPPORT 7500 WOMEN'S VOICES FOR THE EARTH PO BOX 8743 MISSOULA MT 59807 GENERAL OPERATING SUPPORT 40000 PARK FOUNDATION PO BOX 550 ITHACA NY 14850 PV DISCOUNT -118219 8505187 14 1383320 14 2623797 18 54654184 MISCELLANEOUS INCOME 49284 0 58710585 0 58710585 0 0 0 0 0 0 0 0 0 0 X X 1 DOROTHY D PARK CRAT I 118 EAST SENECA STREET ITHACA NY 14850 16381399 X AUDIT & TAX FEES 114000 64650 0 49350 KBI INTERNATIONAL 6856985 6856985 SEC. LENDING FUND (NT CASH) 32 32 GENERATION INVEST. MGRS ASIA 7665524 7665524 GENERATION INVESTMENT MANAGERS 96893084 96893084 CLIMATE SOLUTIONS 1488601 1488601 SHAREHOLDER 308009 308009 TRILLIUM 8429328 8429328 GRANITE PARTNERS 46727470 46727470 APEX CAPITAL 24982939 24982939 EAGLE CAPITAL 38246555 38246555 BOSTON ASSET MANAGEMENT 27592493 27592493 WALDEN ASSET MANAGEMENT 27137378 27137378 NORTH SKY 1397694 1397694 SJF VENTURES 3524341 3524341 CLIMATE SOLUTIONS II 18749529 18749529 F&C EMERGING 6695644 6695644 DBL-SL 32687879 32687879 MISC INVESTMENTS-FINANCIAL STMT 366145 366145 CLIMATE SOLUTIONS III 16801409 16801409 BRECKINRIDGE 50211193 50211193 COMMUNITY CAPITAL 18044614 18044614 DBL IV - SL 8247658 8247658 BROWN CAPITAL 9725940 9725940 ALKEON INNVNTNS 2388098 2388098 ILLUMEN 157271 157271 ASSET TRANSITIONS 400000 400000 LEASEHOLD IMPROVEMENTS 957789 371165 586624 586624 OFFICE & GENERAL EQUIPMENT 16455 15902 553 553 FURNITURE & FIXTURES 188708 184296 4412 4412 COMPUTER EQUIPMENT 68830 57569 11261 11261 LEGAL FEES 36000 6840 0 29160 PENDING SALES OF INVESTMENTS 80106 177306 177306 COLLATERAL FOR SECURITIES LENDING 25470406 27201191 27201191 ACCRUED EXCISE TAXES 15577 56706 56706 COMPUTER EXPENSES 41252 7838 0 33414 FILING FEES 1750 875 0 875 FROM DBL PARTNERS K-1 0 1745 0 0 FROM GENERATION IM ASIA K-1 0 68091 0 0 FROM NORTH SKY CLEAN K-1 0 37635 0 0 FROM NORTH SKY DIRECT K-1 0 4843 0 0 FROM SJF VENTURES III K-1 0 38533 0 0 HVAC MAINTENANCE / REPAIRS 5545 1053 0 4491 INSURANCE 22419 11209 0 11209 INTERNET ACCESS 1620 308 0 1312 JANITORIAL SERVICES 10605 2015 0 8590 OFFICE EXPENSES 14982 2351 0 12631 OFFICE R&M 276 52 0 224 POSTAGE & FEDERAL EXPRESS 1991 378 0 1613 RECRUITMENT 5000 950 0 4050 SECURITY SYSTEM 476 91 0 386 TELEPHONE 15684 2980 0 12704 UTILITIES 4164 791 0 3373 WEBSITE 436 84 0 353 FROM DBL PARTNERS III K-1 0 315131 0 0 FROM DBL PARTNERS IV K-1 0 463775 0 0 FROM SJF V LP K-1 0 108612 0 0 FROM NORTH SKY CLEANTECH FUND K-1 0 -31530 0 FROM GENERATION IM ASIA FUND K-1 0 74539 0 MISCELLANEOUS INCOME 49284 49284 0 UNREALIZED GAIN ON SECURITIES - CY 25993823 PENDING PURCHASE OF INVEST 254827 543453 SECURITIES LENDING TRANSACTION 25470406 27201190 DEFERRED EXCISE TAX PAYABLE 1721974 2178444 INVESTMENT FEES & EXPENSES 4414745 4414745 0 0 OTHER PROFESSIONAL FEES 33916 9318 0 24598 DOROTHY D PARK CRAT I 118 EAST SENECA STREET ITHACA NY 14850 EXCISE TAX - CURRENT 733871 0 0 0 EXCISE TAX - DEFERRED 456470 0 0 0 FOREIGN TAX 93907 93907 0 0 FOREIGN TAX GEN. IM ASIA K-1 0 25039 0 0 STATE TAX DBL PARTNERS K-1 0 23 0 0