2022-11-04T07:31:04-05:00 2021-12-31 420714325 RSM US LLP 1861 INTERNATIONAL DRIVE SUITE 400 MCLEAN VA 22102 990 2021-01-01 383676760 PHARMACEUTICAL CARE MANAGEMENT ASSOCIATION PHAR 2027565700 325 7TH STREET 9TH FLOOR WASHINGTON DC 20004 AGNITA KOTE CHIEF FINANCIAL OFFICER 2027565700 2022-11-02 1 AGNITA KOTE 999009999 YONG ZHANG CPA P01249785 7033366400 2022-11-02 3 AAL1 IAL1 2021 2022-09-23 18:48:47Z PCMA JUAN CARLOS SCOTT 325 7TH STREET 9TH FLOOR WASHINGTON DC 20004 37563344 0 X WWW.PCMANET.ORG X 2003 DE THE PHARMACEUTICAL CARE MANAGEMENT ASSOCIATION (PCMA) IS THE NATIONAL ASSOCIATION REPRESENTING AMERICA'S PHARMACY BENEFIT MANAGERS (PBMS). PBMS ADMINISTER PRESCRIPTION DRUG PLANS FOR MORE THAN 270 MILLION AMERICANS WHO HAVE HEALTH INSURANCE FROM A VARIETY OF SPONSORS INCLUDING: COMMERCIAL HEALTH PLANS, SELF-INSURED EMPLOYER PLANS, UNION PLANS, MEDICARE PART D PLANS, THE FEDERAL EMPLOYEES HEALTH BENEFITS PROGRAM (FEHBP), STATE GOVERNMENT EMPLOYEE PLANS, MANAGED MEDICAID PLANS, AND OTHERS. 8 8 41 11 0 0 0 0 30925625 37558475 103161 4869 0 0 31028786 37563344 0 100000 0 0 13828423 14060789 0 0 0 16836165 18834013 30664588 32994802 364198 4568542 21617621 26215317 12541495 12570649 9076126 13644668 X PCMA'S VISION AND MISSION ARE TO HELP PEOPLE OPTIMIZE PRESCRIPTION DRUG THERAPY TO LIVE HEALTHIER LIVES. WE STRIVE TO CREATE A FAVORABLE PUBLIC POLICY AND BUSINESS ENVIRONMENT FOR PHARMACEUTICAL CARE BENEFITS MANAGERS INDUSTRY (PBM) TO ACHIEVE POSITIVE HEALTHCARE OUTCOMES FOR PEOPLE BY MANAGING ACCESS TO APPROPRIATE, AFFORDABLE, AND SAFE PRESCRIPTION DRUGS. 0 0 PCMA SHAPES PRO-PBM FEDERAL AND STATE LEGISLATIVE AND REGULATORY ENVIRONMENTS BY ADVANCING PCMA MEMBER COMPANY APPROVED POLICY PRIORITIES. PCMA'S OBJECTIVE IS TO BUILD A FOUNDATIONAL UNDERSTANDING OF THE VALUE OF THE PBM INDUSTRY AMONG FEDERAL AND STATE POLICYMAKERS, THOUGHT LEADERS AND THE MEDIA. PCMA'S GOAL IS TO DEEPEN THE PBM'S RELATIONSHIP WITH PATIENT GROUPS, HEALTHCARE PROVIDERS, PAYORS, DRUG MAKERS AND OTHER STAKEHOLDERS IN THE PHARMACEUTICAL SUPPLY CHAIN TO FIND AREAS OF ALIGNMENT THAT WILL BUILD STRATEGIES TO MITIGATE CONFLICTS AND BUILD POSITIVE RELATIONSHIPS BETWEEN INDUSTRIES. 0 0 1 1 0 0 0 0 0 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 1 73 0 1 41 1 0 0 0 0 0 0 1 0 X 8 8 0 0 0 0 1 1 0 1 1 0 0 0 1 1 1 1 1 1 1 0 DC X AGNITA KOTE CFO 2027565700 325 7TH STREET 9TH FLOOR WASHINGTON DC 20004 ALAN LOTVIN DIRECTOR 1.00 0.10 X 0 0 0 AMY BRICKER DIRECTOR 1.00 0.10 X 0 0 0 WILLIAM FLEMING DIRECTOR 1.00 0.10 X 0 0 0 PAUL MARCHETTI DIRECTOR 1.00 0.10 X 0 0 0 MOSTAFA KAMAL DIRECTOR 1.00 0.10 X 0 0 0 RAY MARSELLA DIRECTOR 1.00 0.10 X 0 0 0 HEATHER CIANFROCCO DIRECTOR 1.00 0.10 X 0 0 0 KEN PAULUS DIRECTOR 1.00 0.10 X 0 0 0 JUAN CARLOS SCOTT PRESIDENT & CEO 40.00 X 1543134 0 70667 BRIAN MCCARTHY CHIEF STRATEGY AND BUSINESS OPERATIONS OFFICER 40.00 X 899856 0 74340 KRISTIN BASS CHIEF POLICY AND EXTERNAL AFFAIRS OFFICER 40.00 X 881938 0 61509 APRIL ALEXANDER ENDING 0721 GENERAL COUNSEL AND VP STATE REGULATORY AFFAIRS 40.00 X 258264 0 40317 BRENDA PALMER ENDING 1121 CAO & TREASURER 40.00 X 347069 0 0 JOHN LINEHAN GENERAL COUNSEL AND VP STATE REGULATORY AFFAIRS 40.00 X 199771 0 30369 RYAN HICKEY ENDING 0721 CHIEF FINANCIAL OFFICER 40.00 X 181342 0 27483 AGNITA KOTE STARTING 0721 CHIEF FINANCIAL OFFICER 40.00 X 111675 0 23159 LAUREN ROWLEY SVP STATE AFFAIRS 40.00 X 629679 0 58613 JONATHAN HEAFITZ VP FEDERAL AFFAIRS 40.00 X 481215 0 71647 CHARLES COTE VP STRATEGIC COMMUNICATIONS 40.00 X 473342 0 72913 GLEN CHAMBERS SVP, FEDERAL AFFAIRS AND POLITICAL STRATEGY 40.00 X 342885 0 71263 TIM DUBE VP REGULATORY AFFAIRS 40.00 X 311972 0 65357 6662142 0 667637 34 0 1 0 TOBA COMMUNICATIONS LLC 12931 OAK LAWN PLACE OAK HILL VA 20171 PR AND MEDIA CONSULTANT/ADVERTISING 1982550 FOLEY HOAG LLP 155 SEAPORT BOULEVARD BOSTON MA 02210 INDUSTRY LEGAL SUPPORT 1813427 GIBSON DUNN & CRUTCHER LLP PO BOX 840723 LOS ANGELES CA 90084 INDUSTRY LEGAL SUPPORT 1324974 MCDERMOTT WILL & EMERY LLP PO BOX 1675 CAROL STREAM IL 60132 INDUSTRY LEGAL SUPPORT 547632 TROUTMAN PEPPER HAMILTON SANDERS PO BOX 933652 ATLNTA GA 31193 LOBBYING AND COALITION CONSULTANT 274200 19 MEMBERSHIP DUES 900099 26871856 26871856 INDUSTRY RELATIONS 611430 7770759 7770759 LITIGATION SUPPORT 900099 2915860 2915860 37558475 4869 4869 37563344 37558475 0 4869 X 100000 4645007 7239637 825370 691388 659387 235586 3036691 6476682 5197066 265365 263183 1201520 273400 1523647 200682 39505 DUES / SUBCRIPTIONS 92504 CONTENT DEVELOPMENT 28182 32994802 8360400 10631692 8955847 9324411 1721511 3443199 567870 938845 1861078 1284703 745965 576375 747759 748262 518269 552533 21617621 26215317 2140870 1478458 5952259 3050619 4448366 8041572 12541495 12570649 X 9076126 13644668 9076126 13644668 21617621 26215317 4568542 0 X X 0 1 X 1 0 141200 141200 141200 1 0 0 1 26871586 7750337 1582124 9332461 9136431 196030 PART I-A, LINE 1: DURING 2021 PCMA CONTRIBUTED TO VARIOUS STATE AND LOCAL POLITICAL CAMPAIGNS. 1399388 884773 514615 461690 399930 61760 576375 DEFERRED RENT 1062412 DEFERRED COMPENSATION 552533 DEFERRED LITIGATION SUPPORT 6426627 8041572 X 37563344 0 37563344 0 37563344 32994802 0 32994802 0 32994802 PART X, LINE 2: THE ASSOCIATION IS GENERALLY EXEMPT FROM FEDERAL INCOME TAXES UNDER THE PROVISIONS OF SECTION 501(C)(6) OF THE INTERNAL REVENUE CODE (IRC). INCOME, WHICH IS NOT RELATED TO EXEMPT PURPOSES, LESS APPLICABLE DEDUCTIONS, IS SUBJECT TO INCOME TAXES. MANAGEMENT EVALUATED THE ASSOCIATION'S TAX POSITIONS AND CONCLUDED THAT THE ASSOCIATION HAS TAKEN NO UNCERTAIN TAX POSITIONS THAT REQUIRE ADJUSTMENT TO THE FINANCIAL STATEMENTS. 1 PCMA FOUNDATION 325 7TH STREET 9TH FLOOR WASHINGTON DC 20004 472487430 501(C)(3) 100000 0 SUPPORT ACADEMIC RESEARCH ON MEDICAL CARE 1 0 PART I, LINE 2: PCMA PROVIDES AND MONITORS USE OF GRANTS TO PCMA FOUNDATION. THE PCMA FOUNDATION SPENDS FUNDS DIRECTLY TO ACCOMPLISH THE EDUCATIONAL AND CHARITABLE PURPOSES OF THE PHARMACEUTICAL CARE MANAGEMENT ASSOCIATION. PCMA FOUNDATION'S BOARD OF DIRECTORS, WHICH IS APPOINTED BY THE PHARMACEUTICAL CARE MANAGEMENT ASSOCIATION, IS AWARE OF ITS OBLIGATION TO SPEND FUNDS ONLY FOR THOSE PURPOSES. THE BOARD REVIEWS AND APPROVES THE PCMA FOUNDATION'S ACTIVITIES PURSUANT TO THAT STANDARD AND REPORTS ITS ACTIVITIES TO THE PHARMACEUTICAL CARE MANAGEMENT ASSOCIATION. X X X 1 0 0 JUAN CARLOS SCOTT PRESIDENT & CEO 992684 0 550000 0 450 0 42000 0 28667 0 1613801 0 0 0 BRIAN MCCARTHY CHIEF STRATEGY AND BUSINESS OPERATIO 557166 0 342000 0 690 0 42000 0 32340 0 974196 0 0 0 KRISTIN BASS CHIEF POLICY AND EXTERNAL AFFAIRS OF 557958 0 322000 0 1980 0 42000 0 19509 0 943447 0 0 0 APRIL ALEXANDER ENDING 0721 GENERAL COUNSEL AND VP STATE REGULAT 224895 0 33000 0 369 0 33734 0 6583 0 298581 0 0 0 BRENDA PALMER ENDING 1121 CAO & TREASURER 105887 0 0 0 241182 0 0 0 0 0 347069 0 0 0 JOHN LINEHAN GENERAL COUNSEL AND VP STATE REGULAT 130671 0 69000 0 100 0 19601 0 10768 0 230140 0 0 0 RYAN HICKEY ENDING 0721 CHIEF FINANCIAL OFFICER 146425 0 34605 0 312 0 21964 0 5519 0 208825 0 0 0 LAUREN ROWLEY SVP STATE AFFAIRS 466389 0 162000 0 1290 0 42000 0 16613 0 688292 0 0 0 JONATHAN HEAFITZ VP FEDERAL AFFAIRS 358326 0 122000 0 889 0 42000 0 29647 0 552862 0 0 0 CHARLES COTE VP STRATEGIC COMMUNICATIONS 290892 0 182000 0 450 0 42000 0 30913 0 546255 0 0 0 GLEN CHAMBERS SVP, FEDERAL AFFAIRS AND POLITICAL S 290566 0 52000 0 319 0 42000 0 29263 0 414148 0 0 0 TIM DUBE VP REGULATORY AFFAIRS 249672 0 62000 0 300 0 37451 0 27906 0 377329 0 0 0 PART I, LINE 4A COMPENSATION FOR ONE EMPLOYEE WHO RECEIVED A SEVERANCE PAYMENT FROM THE ORGANIZATION WAS PROPERLY REPORTED ON FORM 990 PART VII AND SCHEDULE J. PART II AND THE FORMER EMPLOYEE'S RESPECTIVE W2. THE TERMS AND CONDITIONS OF THE AGREEMENT ARE CONFIDENTIAL AND CAN BE MADE AVAILABLE TO THE IRS UPON REQUEST. FORM 990, PART VI, SECTION A, LINE 6 PCMA HAS 8 BOARD LEVEL MEMBERS AND 8 NON-BOARD LEVEL MEMBERS. FORM 990, PART VI, SECTION A, LINE 7A PCMA HAS 8 VOTING MEMBER COMPANIES THAT VOTE ON NEW MEMBERS AND ALSO WHETHER THEY CAN SIT ON THE BOARD. FORM 990, PART VI, SECTION B, LINE 11B THE CHIEF FINANCIAL OFFICER REVIEWS THE ASSOCIATIONS FORM 990 PRIOR TO MAILING TO THE IRS. THE 2021 FORM 990 WAS REVIEWED ON OCT. 19, 2022. THE REVIEW INCLUDES COMPARISON OF ALL REPORTED NUMBERS TO THE AUDITED FINANCIAL STATEMENTS FOR ACCURACY. A REVIEW OF ALL WRITTEN STATEMENTS IS CONDUCTED FOR ACCURACY AND CONSISTENCY WITH THE STATED PURPOSE. FORM 990, PART VI, SECTION B, LINE 12C PCMA'S EMPLOYMENT HANDBOOK DEFINES CONFLICT OF INTEREST FOR PCMA. IT IS EACH EMPLOYEE'S RESPONSIBILITY TO READ AND ABIDE BY ALL EMPLOYMENT POLICIES OF PCMA. PCMA PERIODICALLY UPDATES THE EMPLOYEE HANDBOOK AND THE CAO FORWARDS UPDATED COPIES TO ALL EMPLOYEES WITH A REQUEST THAT THEY REVIEW AND BECOME FAMILIAR WITH THE UPDATES AND ALL SECTIONS OF THE HANDBOOK. FORM 990, PART VI, SECTION B, LINE 15 PCMA PURCHASES VARIOUS ASSOCIATION SALARY STUDIES TO ENSURE THAT ALL SALARIES ARE COMMENSURATE WITH THE INDUSTRY AND THE ASSOCIATION MARKET PLACE. THE BOARD OF DIRECTORS WILL REVIEW THE CEO'S SALARY WHEN APPROPRIATE. FORM 990, PART VI, SECTION C, LINE 19 FORM 990 IS AVAILABLE FOR INSPECTION BY REQUEST AT PCMA OFFICES LOCATED AT 325 7TH STREET NW, 9TH FLOOR, WASHINGTON, DC 20004. GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE NOT MADE PUBLICLY AVAILABLE. FORM 990, PART IX, LINE 11G COALITION BUILDING 1,080,882. LITIGATION/CONTINGENCY 2,950,911. OTHER FEES 278,992. REGULATORY CONSULTING 533,823. RESEARCH STUDIES 647,128. STATE TRACKING SERVICE 67,918. STRATEGY/POLICY CONSULTING 917,028. FORM 990, PART XII, LINE 2C THE PROCESS FOR OVERSEEING THE AUDIT OF THE FINANCIAL STATEMENTS AND SELECTION OF AN INDEPENDENT ACCOUNTANT THAT AUDITED THE FINANCIAL STATEMENTS HAS BEEN CONSISTENT WITH PRIOR YEARS. PCMA FOUNDATION 325 7TH STREET 9TH FLOOR WASHINGTON DC 20004 472487430 RESEARCH ON PRESCRIPTION DRUG MANAGEMENT AND OTHER CHARITABLE ACTIVITIES DC 501(C)(3) LINE 12B, II PCMA 1 PCMA PAC 325 7TH STREET 9TH FLOOR WASHINGTON DC 20004 200117371 PAC DC 527 PCMA 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 PCMA FOUNDATION B 100000 FMV