2022-11-04T16:28:46-05:00 2021-12-31 420714325 RSM US LLP 100 INTERNATIONAL DRIVE SUITE 1400 BALTIMORE MD 21202 990PF 2021-01-01 521258672 BEN & ESTHER ROSENBLOOM FOUNDATION INC BEN& 4106530239 8 RESERVOIR CIRCLE 202 BALTIMORE MD 212086398 HOWARD ROSENBLOOM PRESIDENT 4106530239 2022-11-01 1 HOWARD ROSENBLOOM 999009999 BENJAMIN BERGER P00287311 4102469300 2022-11-01 3 AAL1 IAL1 2021 2022-09-23 18:48:47Z X 47641031 X X 860472 841581 1928894 12949421 1928894 74341 74574 2863707 2845049 182000 27300 154700 55299 8295 47004 38785 5818 32967 191563 191563 0 26611 26611 0 23103 3465 19638 26438 15365 11073 543799 278417 265382 1595505 1595505 2139304 278417 1860887 724403 2566632 97188 54726 54726 856027 3252534 3252534 3937314 3878150 3958986 3675938 3879238 6169401 2530675 1979393 2112955 23660224 22605103 31971490 14443 14443 142020 120939 120939 34899386 35770083 47641031 138 98 138 98 X 0 0 0 0 34899248 35769985 34899248 35769985 34899386 35770083 34899248 724403 146334 35769985 0 35769985 PUBLICLY TRADED SECURITIES - LT 9629243 7877849 1751394 1751394 PUBLICLY TRADED SECURITIES - ST 2884170 2845047 39123 39123 SIDE INVESTORS 2 LLC K-1 P 3 3 3 SIDE INVESTORS 2 LLC K-1 P 293 -293 -293 SPECIAL CREDIT OPPORTUNITIES LP - SERIES C P 139918 139918 139918 ALPHAKEYS RENAISSANCE INSTITUTIONAL EQUITY FUND II - LT P 193299 193299 193299 ALPHAKEYS RENAISSANCE INSTITUTIONAL EQUITY FUND II - ST P 297338 -297338 -297338 CAPITAL GAINS DIVIDENDS P 102788 102788 102788 1928894 35676 0 35676 0 35676 25145 0 24000 0 49145 0 13469 13469 0 0 0 0 0 0 0 0 0 1 1 0 1 1 MD 1 0 0 0 0 1 N/A HOWARD ROSENBLOOM 4106530239 8 RESERVOIR CIRCLE SUITE 202 BALTIMORE MD 21218 0 0 0 1 1 0 0 0 0 0 0 1 1 0 0 1 1 0 1 0 0 0 0 HOWARD ROSENBLOOM 8 RESERVOIR CIRCLE BALTIMORE MD 21208 PRESIDENT/TREASURER 40.00 122000 27735 0 SANFORD ROSENBLOOM 8 RESERVOIR CIRCLE BALTIMORE MD 21208 VICE PRESIDENT 16.00 20000 4547 0 ROBERT M ROSENBLOOM 8 RESERVOIR CIRCLE BALTIMORE MD 21208 TRUSTEE 2.00 20000 4547 0 MICHELLE ROSENBLOOM 8 RESERVOIR CIRCLE BALTIMORE MD 21208 TRUSTEE 2.00 20000 4547 0 KEITH ROSENBLOOM 8 RESERVOIR CIRCLE BALTIMORE MD 21208 TRUSTEE 2.00 0 0 0 NONE 0 UBS FINANCIAL SERVICES INC 299 PARK AVENUE 25TH FLOOR NEW YORK NY 101710002 INVESTMENT MANAGEMENT 191563 0 0 41859595 980844 3423154 46263593 0 0 46263593 693954 45569639 2278482 2278482 35676 35676 2242806 0 2242806 0 2242806 1860887 0 1860887 2242806 196270 0 0 1860887 196270 0 0 1664617 0 0 0 0 0 0 0 0 578189 0 0 0 HOWARD ROSENBLOOM 8 RESERVOIR CIRCLE SUITE 202 BALTIMORE MD 21208 4106530239 CALL THE FOUNDATION OFFICE TO RECEIVE INFORMATION ON THE SUBMISSION PROCESS AND REQUIRED DOCUMENTATION. NO DEADLINES EXIST - APPLICATIONS ARE REVIEWED AS RECEIVED. APPLICATIONS ARE LIMITED TO CORPORATIONS THAT QUALIFY UNDER SECTION 501(C)(3). AJIRI PO BOX 162 UPPR BLCK EDY PA 18972 NONE PC UNRESTRICTED 11100 ALEPH SOCIETY 25 W 45TH ST STE 1405 NEW YORK NY 10036 NONE PC UNRESTRICTED 5000 AMERICAN FRIENDS OF LEKET ISRAEL 101 CEDAR LANE STE 306 TEANECK NJ 07666 NONE PC UNRESTRICTED 5000 AMERICAN TECHNION SOCIETY 55 EST 59TH STREET NEW YORK NY 10022 NONE PC UNRESTRICTED 75000 AMERICAN VISIONARY ART MUSEUM 800 KEY HIGHWAY BALTIMORE MD 21230 NONE PC UNRESTRICTED 25000 ASPEN INSTITUTE 2300 N STREET SUITE 700 WASHINGTON DC 20037 NONE PC UNRESTRICTED 3500 BALTIMORE MUSEUM OF ART 10 ART MUSEUM DRIVE BALTIMORE MD 21218 NONE PC UNRESTRICTED 5000 BALTIMORE SCHOOL FOR THE ARTS 712 CATHEDRAL STREET BALTIMORE MD 21201 NONE PC UNRESTRICTED 2500 BALTIMORE SYMPHONY ORCHESTRA 1212 CATHEDRAL STREET BALTIMORE MD 21201 NONE PC UNRESTRICTED 83000 BERMAN INSTITUTE OF BIOETHICS 1809 ASHLAND AVENUE DEERING HALL BALTIMORE MD 21205 NONE PC UNRESTRICTED 25000 BRIGANCE BRIGADE FOUNDATION INC 11350 MCCORMICK RD HUNT VALLEY MD 21031 NONE PC UNRESTRICTED 4000 CHIZUK AMUNO 8100 STEVENSON ROAD BALTIMORE MD 21208 NONE PC UNRESTRICTED 36000 CYLBURN ARBORETUM FRIENDS INC 4915 GREENSPRING AVE BALTIMORE MD 21209 NONE PC UNRESTRICTED 1000 FEED ISRAEL 5229 NEW UTRECHT AVE SUITE 400 BROOKLYN NY 112193844 NONE PC UNRESTRICTED 5000 FOUNDATION FOR THE DEFENSE OF DEMOCRACIES 1800 M ST NW WASHINGTON DC 20036 NONE PC UNRESTRICTED 30000 FRIENDS OF ELNET 1529 WESTERN AVENUE ALBANY NY 12203 NONE PC UNRESTRICTED 25000 FRIENDS OF ISRAEL DISABLED VETERANS - BEIT HALOCHEM 1133 BROADWAY SUITE 232 NEW YORK NY 10010 NONE PC UNRESTRICTED 2500 FRIENDS OF THE ISRAEL DEFENSE FORCES 298 5TH AVENUE STE 5 NEW YORK NY 10001 NONE PC UNRESTRICTED 4000 FRIENDS OF UNITED HATZALAH 208 EAST 51ST STREET SUITE 303 NEW YORK NY 10022 NONE PC UNRESTRICTED 18000 GILCHRIST HOSPICE 11311 MCCORMICK ROAD SUITE 350 HUNT VALLEY MD 21031 NONE PC UNRESTRICTED 5000 GREENLIGHT FUND 50 MILK STREET BOSTON MA 02109 NONE PC UNRESTRICTED 20000 HILLEL 800 EIGHTH STREET NW WASHINGTON DC 20001 NONE PC UNRESTRICTED 5000 HILLEL UNIVERSITY OF MD 7612 MOWATT LANE COLLEGE PARK MD 20740 NONE PC UNRESTRICTED 25000 HOPEWELL CANCER SUPPORT 10628 FALLS ROAD LUTHERVILLE MD 21093 NONE PC UNRESTRICTED 4500 JCC ASSOCIATION OF NORTH AMERICA 520 EIGHTH AVENUE NEW YORK NY 10018 NONE PC UNRESTRICTED 10000 JEWISH COMMUNITY CTR 5700 PARK HEIGHTS AVENUE BALTIMORE MD 21215 NONE PC UNRESTRICTED 50000 JEWISH FUNDERS NETWORK 150 W 3OTH STREET SUITE 900 NEW YORK NY 10001 NONE PC UNRESTRICTED 30000 JOHNS HOPKINS UNIVERSITY 242 GARLAND HALL 3400 N CHARLES ST BALTIMORE MD 21218 NONE PC UNRESTRICTED 75000 MIDDLE EAST FORUM 1650 MARKET STREET SUITE 3600 PHILADELPHIA PA 19103 NONE PC UNRESTRICTED 20000 PEF ISRAEL ENDOWMENT FUND 630 3RD AVENUE NEW YORK NY 10017 NONE PC UNRESTRICTED 25000 PEARL STONE CENTER 5425 MT GILEAD ROAD REISTERSTOWN MD 21136 NONE PC UNRESTRICTED 10000 FRIENDS OF YESHIVAS RASHI INC 1814 NEW YORK AVENUE BROOKLYN NY 11210 NONE PC UNRESTRICTED 70000 REPORT INC 101 GREENWOOD AVE 610 JENKINTOWN PA 19046 NONE PC UNRESTRICTED 20000 SINAI HOSPITAL OFFICE OF DEVELOPMENT ONE GUSTAVE L LEVY PLACE BOX 1049 NEW YORK NY 10029 NONE PC UNRESTRICTED 51000 ST JOHN'S COLLEGE PO BOX 75905 BALTIMORE MD 21275 NONE PC UNRESTRICTED 5000 THE ASSOCIATED 101 WEST MT ROYAL AVENUE BALTIMORE MD 21201 NONE PC UNRESTRICTED 671405 THE DEN COLLECTIVE 8215 OLD GEORGETOWN ROAD BETHESDA MD 20814 NONE PC UNRESTRICTED 5000 THE LAWFARE PROJECT 633 3RD AVE FL 21 NEW YORK NY 10017 NONE PC UNRESTRICTED 10000 TOFTE LAKE CENTER DONATION 2209 FERNBERG ROAD ELY MN 55731 NONE PC UNRESTRICTED 5000 WASHINGTON & LEE UNIVERSITY 204 W WASHINGTON STREET LEXINGTON VA 24450 NONE PC UNRESTRICTED 5000 WASHINGTON INSTITUTE 1111 19TH STREET NW SUITE 500 WASHINGTON DC 20036 NONE PC UNRESTRICTED 75000 YESHIVAS LUBAVITCH OF BALTIMORE 6702 PARK HEIGHTS AVE BALTIMORE MD 21215 NONE PC UNRESTRICTED 25000 YOUNG AUDIENCES 2600 N HOWARD STREET 1300 BALTIMORE MD 21218 NONE PC UNRESTRICTED 8000 1595505 0 14 841581 18891 18 1928894 PARTNERSHIP UBI INCOME REPORTED 523000 -233 14 ORDINARY INCOME FROM PARTNERSHIP PASSTHROUGH 523000 14 21 OTHER INCOME FROM PARTNERSHIP PASSTHROUGH 523000 14 23674 OTHER INCOME FROM COMPUTERSHARE 523000 14 50879 -233 2845049 18891 2863707 4 DIVIDENDS FROM MUTUAL FUNDS RECEIVING TAX EXEMPT INTEREST FROM STATE AND MUNICIPAL BONDS EXCLUDED FROM GROSS INCOME BY INTERNAL REVENUE CODE SECTION 103 0 0 0 0 0 0 0 0 0 0 REVIEW AND TAX PREPARATION FEES 38785 5818 32967 ACCRUED INTEREST 0 12253 AGNC INVT CORP 6.125% 59901 63908 ALLIANZGI CONV AND INCOME FD 5.625% 20004 20728 ALLY FINANIAL INC 4.700% 04/22/70 37364 38388 ALLY FINANIAL INC 4.700% 08/15/70 66735 68033 ANNALY CAPITAL MGMT INC 6.750% 51138 53889 AT&T INC 5.625% 6627 6820 BANK OF AMERICA CORP 6% 18577 18247 BANK OF NEW MELLON RATE 4.7% 15205 16001 BLACKROCK CORPORATE HIGH YIELD FUND 57343 66340 BLACKROCK CREDIT ALLOCATION INCOME TRUST 11382 12883 BLACKROCK DEBT STRATEGIES FUND 11099 12297 BLACKROCK LTD DURATION INCOME TRUST 9830 10599 BLACKROCK MUNIHOLDINGS FUND INC 9446 9654 BLACKROCK MUNIVEST FUND INC 23174 24681 BLACKROCK MUNIYIELD QUALITY FUND III 38624 42963 BLACKROCK SHORT MAT BOND ETF 81051 80719 BOEING CO NTS 83210 86697 BP CAPITAL MARKETS RATE 4.875% 109742 113685 CAPITAL ONE FINANCIAL CO 2.6% 25013 25541 CHARLES SCHWAB CORP RATE 5.375% 81372 85020 CITIGROUP INC RATE 4% 28113 28210 CITIGROUP INC RATE 4.7% 12774 16163 CITIZENS FINL GROUP RATE 5.65% 53100 57969 COHEN & STEERS LTD 26747 27221 DOMINION ENERGY INC 4.350% 15000 15038 DUKE ENERGY CORP 5.75% 26837 26868 EATON VANCE LTD DURATION INCOME FUND 4776 4716 EATON VANCE MUNICIPAL BOND FUND 39714 41446 EDISON INTL 5.375% 62256 64951 ENERGY TRANSFER PARTNERS 3.149% 13424 15200 ENTERGY LOUISIANA 4.875% 14212 14269 FIFTH THIRD BANCORP RATE 4.5% 23000 24351 FIRST TRUST HIGH INCOME 12050 12550 FIRST TRUST INTER DURATION 14593 15632 FS KKR CPTL CORP NTS B/E 28897 28637 HARTFORD FINL 7.875% 7892 7584 INVESCO MUNICIPAL OPPORTUNITY 43169 48473 INVESCO MUNICIPAL TRUST 25740 28190 INVESCO SENIOR INCOME TRUST 53101 56636 INVESCO TRUST FOR INVT GRADE MUNICIPALS 15007 17155 JP MORGAN CHASE AND CO 4.625% 9547 9974 NATIONAL RURAL 5.5% 31322 32284 NUVEEN AMT-FREE QUALITY MUNICIPAL INCOME FUND 81719 90106 NUVEEN CREDIT STRATEGIES INCOME FUND 41532 40063 NUVEEN PFD & INCOME OPPORTUNITIES FUND 38302 40631 NUVEEN PFD & INCOME SECURITIES 27723 28470 NUVEEN QUALITY MUNICIPAL 82731 92600 OAKTREE SPECIALTY LEND 14828 15635 REGIONS FINL CORP RATE 5.75% 53442 58035 SEMPRA ENERGY RATE 4.875% 115759 123140 STIFEL FINANCIAL CORP 5.2% 15091 15778 TRUIST FINL CORP RATE 5.1% 26000 29055 WELLS FARGO 3.9% 21000 21578 WELLS FARGO INCOME OPPORTUNITIES FUND 23334 29028 WESTERN ASSET HIGH INCOME OPPORTUNITY FUND 34594 38896 WESTERN ASSET HIGH YIELD 25230 27077 1847 GOEDEKER INC 24491 18053 ACCEL ENTMT INC 20577 25285 AGRIFY CORP 31006 18188 AIR TRANS SERVICES GROUP INC 37683 55411 ALICO INC 42989 44769 ALKALINE WTR CO INC COM NEW 20162 15208 ALPHA AND OMEGA SEMICONDUCTOR 17977 94958 ALPINE INCOME PPTY TR INC REIT 41676 43948 ASHFORD INC 21387 15768 AZZ INC 18823 32511 BABCOCK & WILCOX ENTERPRISES INC 20971 23876 BENSON HILL INC 19887 22738 BIOCERES CROP SOLUTIONS CORP 13347 12740 BK TECHNOLOGIES CORP 22082 16634 CAESARSTONE LTD 54918 50826 CALYXT INC 44543 23270 CEVA INC 27011 38094 CHESAPEAKE UTILITIES CRP 38227 62990 COMMUNITY TRUST BANCORP INC 30298 33449 CONS WATER LTD 22610 20439 CTS CORP 20211 34700 DMC GLOBAL INC COM 16661 26261 DOUGLAS DYNAMICS INC 35377 36599 EPLUS INC 32265 50970 FALCON MINERALS CORP CL A COM 31963 31412 FARMLAND PARTNERS INC 20999 40403 FLEXSTEEL INDUST INC 12393 23798 FLUSHING FINCL CORP 28836 34871 H&E EQUIPMENT SERVICES INC 30503 29484 HARROW HEALTH INC 24971 36867 HERC HOLDINGS INC 9147 35693 INFRA AND ENERGY ALTERNTIVE 32082 22402 INNOVATIVE INDL PPTYS INC 7594 42854 KORNIT DIGITAL LTD 4013 31211 KRATON CORP 20381 43819 LINCOLN EDL SERVICES CORP 22446 28506 MATERION CORP 16693 30984 MEDIWOUND LTD ILS 21724 9634 NAPCO SECURITY TECHNOLOGIES 37148 79218 NEXPOINT REAL ESTATE FIN INC 22097 22388 NORTHEAST BK ME 20063 27119 OIL DRI CORP 17250 21700 PLYMOUTH INDL REIT INC SBI 41327 56096 POSTAL REALTY TRUST INC 35023 44114 RADIUS GLOBAL INFRASTRUCTURE 29719 47254 RED CAT HLDGS INC 29514 18757 RIMINI STR INC DEL COM 31634 25122 SEELOS THERAPEUTICS INC 12510 21157 SOC TELEMED INC CL A 49703 18249 SOLARIS OILFIELD INFRASTRUCTUR 32659 18451 SOUTHERN FIRST BANCSHARES 18274 28933 SUNLIGHT FINL HLDGS INC 64264 26778 TRANSACT TECHNOLOGIES INC 28755 43142 VERITONE INC 27002 54447 VINTAGE WINE ESTATES INC 31590 31264 VISHAY PRECISION GROUP INC 47822 58798 ALLEGION PLC 90173 110190 ANSYS INC 33593 89049 ASPEN TECHNOLOGY INC 54888 97256 BENTLEY SYSTEMS INC 82900 116427 BERKLEY W R CORP 84735 131412 BRIGHT HORIZONS FAMILY 94335 84214 CDW CORP 62159 162595 CHARLES RIVER LABORATORIES 71599 203431 CHEMED CORP NEW 75925 88879 COOPER COMPANIES INC 92232 141183 COPART INC 41147 137216 DUCK CREEK TECHNOLOGIES INC 79370 50133 ELANCO ANIMAL HEALTH 85069 77108 EQUIFAX INC 82378 155471 EXPONENT INC 53159 80777 FAIR ISAAC CORP 43298 58112 HENRY JACK AND ASSOC INC 53011 73309 INTERACTIVE BROKERS GROUP INC 83816 115874 LENNOX INTL INC 72668 114175 LPL FINL HLDGS INC COM 101304 121188 MSCI INC 47645 174004 NORDSON CORP 74040 146014 POOL CORP 40985 211684 ROLLINS INC 40864 64007 SCOTTS MIRACLE-GRO CO CL A 89239 174524 SITEONE LANDSCAPE SUPPLY INC 54201 203757 TELEDYNE TECHNOLOGIES INC 52343 52864 TERADYNE INC 42716 187732 THOR INDUSTRIES INC 80626 120477 ZEBRA TECHNOLOGIES CORP CL A 83559 238675 THIRD POINT OFFSHORE INVESTORS 299983 485054 3878150 3958986 0 0 SPDR GOLD SHARES ETF AT COST 264124 436290 CLOVER PCO II ORIGINATION FEEDER AT COST 637327 645536 CLOVER PCO II SECONDARY FEEDER AT COST 136700 165248 TCW EMERGING MARKETS INCOME FUND CLASS I AT COST 457115 419587 ISHARES MSCI EMERGING MRKTS AT COST 580802 683168 WISDOMTREE EMERGING MARKETS SMALLCAP AT COST 284285 340329 WISDOMTREE TR EM EX ST-OWNED AT COST 771070 679588 VANGUARD FTSE DEVELOPED MKT AT COST 1557807 1708774 VANGUARD FTSE EUROPE ETF AT COST 512134 697686 VANGUARD FTSE PAC ETF AT COST 665828 730564 WISDOMTREE EUROPE SMALLCAP AT COST 371828 422174 WISDOMTREE INTL EQUITY FUND AT COST 1464581 1712119 SPECIAL CREDIT OPPORTUNITIES, L.P. C AT COST 67789 29675 ISHARES RUSSELL 1000 GROWTH AT COST 2090752 6295154 ISHARES RUSSELL 1000 VALUE ETF AT COST 4668806 7023336 PRINCIPAL GLOBAL REAL ESTATE SEC FUND AT COST 756121 977353 ALPHAKEYS RENAISSANCE INSTITUTIONAL EQUITY FUND AT COST 604737 892532 WHITEBOX MULTI-STRATEGY FUND AT COST 750000 953762 CHIRON CAPITAL ALLOCATION FUND AT COST 750721 919810 JP MORGAN STRATEGIC INCOME OPP AT COST 1343822 1320123 MATTHEWS CHINA FUND AT COST 982320 1137208 AG ENERGY CREDIT OPPS OFFSHORE HOLDINGS IV, LP AT COST 433159 479259 MARYLAND/ISRAEL TRENDLINES FUND L.P AT COST 103275 103275 SANDALWOOD INVESTMENT AT COST 2250000 3098940 GLOBAL MEDICINE AT COST 100000 100000 SECURITY DEPOSITS 1620 1620 1620 DISTRIBUTIONS RECEIVABLE 106723 97569 97569 INTEREST & DIVIDENDS RECEIVABLE - UBS 2909 2909 2909 EXCISE TAX RECEIVABLE 25367 13440 13440 UBIT TAX RECEIVABLE 2000 2000 2000 PAYROLL TAX RECEIVABLE 3401 3401 3401 MEALS AND ENTERTAINMENT 243 0 243 TRAVEL 1167 0 1167 OFFICE EXPENSES 9663 0 9663 OTHER EXPENSES 261 261 0 PARTNERSHIP INVESTMENT MGMT FEES 15101 15101 0 BANK FEES 3 3 0 PARTNERSHIP UBI INCOME REPORTED -233 -233 ORDINARY INCOME FROM PARTNERSHIP PASSTHROUGH 21 21 21 OTHER INCOME FROM PARTNERSHIP PASSTHROUGH 23674 23674 23674 OTHER INCOME FROM COMPUTERSHARE 50879 50879 50879 K-1 INVESTMENT BASIS ADJUSTMENTS 146334 OTHER PAYABLES 138 98 UBS INVESTMENT MANAGEMENT FEES 191563 191563 0 FOREIGN TAXES - UBS 25570 25570 0 FOREIGN TAXES - ALPHAKEYS RENAISSANCE 1041 1041 0