2022-10-27T14:30:31-05:00 2021-12-31 131655065 LUTZ AND CARR CPAS LLP 551 FIFTH AVENUE SUITE 400 NEW YORK NY 10176 990 2021-01-01 131882106 BALLET THEATRE FOUNDATION INC BALL 2124773030 890 BROADWAY 3RD FLOOR NEW YORK NY 10003 SHAWN DAVIDSON CFO 2124773030 2022-10-26 1 SHAWN DAVIDSON 999009999 MICHAEL WALLACE P00881958 2126972299 3 AAL1 IAL1 2021 2022-09-23 18:48:47Z AMERICAN BALLET THEATRE SHAWN DAVIDSON 890 BROADWAY 3RD FLOOR NEW YORK NY 10003 62202090 0 X WWW.ABT.ORG X 1947 NY THE FOUNDATION'S BALLET COMPANY, AMERICAN BALLET THEATRE, DESIGNATED BY CONGRESSIONAL RESOLUTION IN 2006 AS AMERICA'S NATIONAL BALLET COMPANY, PRESENTS THE GREAT REPERTOIRE OF FULL-LENGTH BALLETS, ONE-ACT CLASSICS AND PIONEERING NEW WORKS TO AUDIENCES ACROSS THE COUNTRY AND AROUND THE WORLD. 42 40 566 75 0 0 21717546 46231788 4848324 8482351 370319 1400720 1096217 127175 28032406 56242034 646174 509823 0 0 19233663 17861004 151419 239846 2349317 9709323 10882103 29740579 29492776 -1708173 26749258 65047659 91391905 18539558 15579134 46508101 75812771 X TO CREATE, TO PRESENT, TO PRESERVE, AND TO EXTEND THE GREAT REPERTOIRE OF CLASSICAL DANCING THROUGH EXCITING PERFORMANCES AND EDUCATIONAL PROGRAMMING OF THE HIGHEST QUALITY, PRESENTED TO THE WIDEST POSSIBLE AUDIENCE. AMERICAN BALLET THEATRE IS COMMITTED TO ITS TRADITION OF EXCELLENCE AND ITS LEADERSHIP ROLE AS AMERICA'S NATIONAL BALLET COMPANY. 0 0 13984246 2917100 SEASONS:IN 2021, ABT PRESENTED 2 WEEKS OF PERFORMANCES IN NEW YORK CITY AND 2 WEEKS OF PERFORMANCES IN COSTA MESA, CALIFORNIA. ABT PRESENTED SIX PERFORMANCES OF GISELLE AND SEVEN REPERTORY PROGRAMS FOR TWO WEEKS IN OCTOBER AT THE DAVID H. KOCH THEATER AT LINCOLN CENTER. IN DECEMBER, ABT PRESENTED THE NUTCRACKER FOR TWO WEEKS AT THE SEGERSTROM CENTER FOR THE ARTS IN COSTA MESA, CALIFORNIA. THE 2021 SPRING METROPOLITAN OPERA HOUSE SEASON WAS ORIGINALLY SCHEDULED FOR FIVE WEEKS BUT WAS CANCELED DUE TO THE GLOBAL COVID-19 PANDEMIC. 5188795 1212851 TOURING: ABT'S TOURING IN 2021 INCLUDED ABT ACROSS AMERICA BY TAKING TO THE ROAD DURING THE SUMMER OF 2021 AND TRAVELING BY BUS AND TRUCK TO PERFORM IN EIGHT U.S. CITIES. ADDITIONALLY, ABT ALSO HAD SEVERAL OTHER PERFORMANCES AND POD EVENTS TO CONTINUE ITS MISSION TO BRING CLASSICAL BALLET TO AUDIENCES ACROSS THE COUNTRY AND AROUND THE WORLD DURING THE COVID-19 PANDEMIC. ABT WILL CONTINUE ITS TOURING DOMESTICALLY AROUND THE NATION IN 2022, INCLUDING AT REGULAR RESIDENCIES AT THE JOHN F. KENNEDY CENTER FOR THE PERFORMING ARTS IN WASHINGTON, DC AND THE SEGERSTROM CENTER FOR THE ARTS IN COSTA MESA, CALIFORNIA. 4813205 509823 4411098 EDUCATIONAL TRAINING AND OUTREACH: IN 2021, AMERICAN BALLET THEATRE'S DEPARTMENT OF EDUCATION AND TRAINING REACHED OVER 100,000 INDIVIDUALS THROUGH SYNCHRONOUS AND ASYNCHRONOUS PROGRAMS. ABT'S PRIMARY OUTREACH PROGRAM IS ABT AT SCHOOL: SERVING 10 NYC SCHOOLS ENGAGING OVER 1,400 STUDENTS. ABT'S STUDENT TRAINING PROGRAMS INCLUDE THE JACQUELINE KENNEDY ONASSIS SCHOOL (230 STUDENTS); SUMMER INTENSIVES HELD VIRTUALLY (2,200 ENROLLMENTS) AND ABT STUDIO COMPANY (12 STUDENTS AND 6 APPRENTICES), A PRE-PROFESSIONAL PROGRAM. ABT'S TEACHER TRAINING PROGRAM (ABT NATIONAL TRAINING CURRICULUM) HAD 320 NEWLY CERTIFIED TEACHERS ENROLLED IN ITS 2021 COURSES. TO DATE, THE PROGRAM HAS CERTIFIED 2,800 TEACHERS IN 49 STATES AND 46 COUNTRIES. 23986246 1 1 0 0 0 0 0 0 0 1 1 0 0 0 0 0 1 0 0 0 1 0 1 1 1 0 0 0 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 119 0 1 566 1 0 0 0 0 0 1 1 0 0 0 0 0 0 X 42 40 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 NY CA CT FL NJ OH IL PA VA X X SHAWN DAVIDSON 2124773030 890 BROADWAY NEW YORK NY 10003 ANDREW F BARTH CHAIRMAN 5.00 X X 0 0 0 SHARON PATRICK VICE CHAIRMAN 5.00 X X 0 0 0 SARAH ARISON PRESIDENT 5.00 X X 0 0 0 MELISSA A SMITH SECRETARY 5.00 X X 0 0 0 STEWART SMITH TREASURER(FROM JUNE 2021) 5.00 X X 0 0 0 NANCY HAVENS-HASTY TREASURER(TO JUNE 2021) 5.00 X X 0 0 0 LINDA ALLARD TRUSTEE 1.00 X 0 0 0 FRANCESCA MACARTNEY BEALE TRUSTEE 1.00 X 0 0 0 HAMISH BOWLES TRUSTEE 1.00 X 0 0 0 DAMIEN CALDERINI TRUSTEE 1.00 X 0 0 0 VALENTINO D CARLOTTI TRUSTEE 1.00 X 0 0 0 CARRIE GAISER CASEY TRUSTEE 1.00 X 0 0 0 LISA SMITH CASHIN TRUSTEE 1.00 X 0 0 0 AMY CHURGIN TRUSTEE 1.00 X 0 0 0 IAIN DRAYTON TRUSTEE 1.00 X 0 0 0 SUSAN FALES-HILL TRUSTEE 1.00 X 0 0 0 SUSAN FEINSTEIN TRUSTEE 1.00 X 0 0 0 PAMELA FORD TRUSTEE 1.00 X 0 0 0 GWENDOLYN M FRAGOMEN TRUSTEE 1.00 X 0 0 0 BRIAN J HEIDTKE TRUSTEE 1.00 X 0 0 0 JAMES HEXTER TRUSTEE 1.00 X 0 0 0 ANGELA H HO TRUSTEE 1.00 X 0 0 0 YONGSOO HUH TRUSTEE 1.00 X 0 0 0 WENDY EVANS JOSEPH TRUSTEE 1.00 X 0 0 0 REYNOLD LEVY TRUSTEE 1.00 X 0 0 0 SHELLY LONDON TRUSTEE 1.00 X 0 0 0 ALISSA HSU LYNCH TRUSTEE 1.00 X 0 0 0 PAULA MAHONEY TRUSTEE 1.00 X 0 0 0 DIEGO MARROQUIN TRUSTEE 1.00 X 0 0 0 NANCY MCCORMICK TRUSTEE 1.00 X 0 0 0 KARA MOORE TRUSTEE 1.00 X 0 0 0 PATRICIA R MORTON TRUSTEE 1.00 X 0 0 0 RUTH NEWMAN TRUSTEE 1.00 X 0 0 0 MICHAEL PAULL TRUSTEE 1.00 X 0 0 0 KAREN PHILLIPS TRUSTEE 1.00 X 0 0 0 RUTGER VON POST TRUSTEE 1.00 X 0 0 0 DMITRI POTISHKO TRUSTEE 1.00 X 0 0 0 DAVID RABKIN TRUSTEE 1.00 X 0 0 0 JANINE RACANELLI TRUSTEE 1.00 X 0 0 0 MATTHEW RUBEL TRUSTEE 1.00 X 0 0 0 JONATHAN SCHILLER TRUSTEE 1.00 X 0 0 0 JENNA SEGAL TRUSTEE 1.00 X 0 0 0 SHARI SIADAT TRUSTEE 1.00 X 0 0 0 MARTIN SOSNOFF TRUSTEE 1.00 X 0 0 0 BETH CHARTOFF SPECTOR TRUSTEE 1.00 X 0 0 0 SUTTON STRACKE TRUSTEE 1.00 X 0 0 0 DOUGLAS TABISH TRUSTEE 1.00 X 0 0 0 JOHN L WARDEN TRUSTEE 1.00 X 0 0 0 DOUGLAS C WURTH TRUSTEE 1.00 X 0 0 0 JANET ROLLE CEO / EXEC. DIRECTOR(AS OF 1/2022) 40.00 X X 50000 0 0 KARA M BARNETT EXECUTIVE DIRECTOR(TO DEC. 2021) 40.00 X X 355403 0 18576 KEVIN MCKENZIE ARTISTIC DIRECTOR 40.00 X X 463576 0 14563 SHAWN DAVIDSON CHIEF FINANCIAL OFFICER 40.00 X 215524 0 5635 GEORGIA SIAMPALIOTI CHIEF ADVANCEMENT OFFICER(TO 9/2021) 40.00 X 186108 0 10927 DAVID LANSKY GENERAL MANAGER 40.00 X 218866 0 14563 KYLE RIDAUGHT DIRECTOR OF CAPITAL PROJECTS 40.00 X 199235 0 14563 CHERYL KOHN DIRECTOR OF LEADERSHIP GIFTS 40.00 X 185000 0 14563 GODWIN FARRUGIA SENIOR DIRECTOR OF FINANCE 40.00 X 171473 0 14563 CYNTHIA HARVEY ARTISTIC DIRECTOR, JKO SCHOOL 40.00 X 169698 0 14563 2214883 0 122516 24 0 1 0 SILVERBACK PRODUCTIONS LLC 264 EAST BLACKWELL STREET DOVER NJ 07801 THEATRICAL PRODUCTIONS 517769 PIONEER COACH INC 805 MADISON INDUSTRIAL RD MADISON TN 37115 TRANSPORTATION 192925 SD & A TELESERVICES INC 5757 WEST CENTURY BLVD SUITE 300 LOS ANGELES CA 90045 TELEFUNDRAISING 166137 RATMANSKY DANCE PRODUCTIONS INC 11 BROADWAY SUITE 468 NEW YORK NY 10004 CHOREOGRAPHY 164500 YOUNG MEN'S AND YOUNG WOMEN'S HEBREW ASS 1395 LEXINGTON AVENUE NEW YORK NY 10128 EDUCATION HOUSING 138150 13 1467269 15864072 28900447 818137 46231788 TUITION INCOME 611710 4118935 4118935 PERFORMANCE RECEIPTS 711120 4063610 4063610 PROGRAM FEES - EDUCATION 611710 239073 239073 HOUSING INCOME 711120 53090 53090 COSTUME RENTAL 711120 7643 7643 8482351 843403 843403 15000 15000 6163982 5606665 557317 557317 557317 325463 1467269 325463 0 81454 27928 53526 53526 58649 5172 53477 58649 56242034 8541049 0 1469197 402470 402470 107353 107353 1320312 478139 645138 197035 11329995 9230212 1236191 863592 183862 183862 3726917 3437250 191526 98141 1299918 1083056 116623 100239 208607 71060 109334 28213 55773 55773 239846 239846 135815 135815 1332925 818855 398378 115692 719667 719667 217622 103732 19604 94286 102983 56620 30139 16224 126291 126291 1162067 1101127 30271 30669 1473733 1461519 6115 6099 274601 158167 42623 73811 1995483 1959428 27615 8440 165707 94906 21377 49424 VENUE LABOR & RENTAL 1350731 1350731 CREDIT CARD & BANK FEES 404472 285127 15039 104306 PRODUCTION 357845 357845 SHOES AND TIGHTS 254073 254073 543708 144756 75652 323300 29492776 23986246 3157213 2349317 10006635 34611791 6565255 123374 9615424 15084054 1912115 676547 72021 76813 2002171 1860816 24273625 18985484 5739009 5288141 26340261 30666792 2794768 3003577 65047659 91391905 4208884 4353533 853573 1237508 7977101 7988093 5500000 2000000 18539558 15579134 X 2533214 17198752 43974887 58614019 46508101 75812771 65047659 91391905 26749258 2555412 0 X 0 1 X 1 1 1 X 25679371 24282900 22278176 22067546 46231788 140539781 25679371 24282900 22278176 22067546 46231788 140539781 13924553 126615228 921251 800994 803770 637908 858403 4022326 167153 244726 159690 1054687 53477 1679733 146241840 90858118 0.86580 0.85390 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 26365262 700000 3937345 0 135815 30866792 24202403 602476 2797829 1120000 117446 26365262 21449565 4229566 1360000 116728 24202403 22113012 1750000 -1611229 685000 117218 21449565 19238314 500000 3380271 955000 50573 22113012 0.21530 0.57600 0.20870 0 0 1238635 1238635 0 4351306 2629372 1721934 1477664 1297111 180553 17206020 13820366 3385654 5288141 58661631 2555412 2555412 56106219 135815 135815 56242034 29356961 0 29356961 135815 135815 29492776 PART V, LINE 4: THE ENDOWMENT FUNDS' USES INCLUDE SUPPORT FOR NATIONAL RESIDENCY; CLASSICAL WORKS; NEW WORKS AND TRAINING SCHOLARSHIPS. THE ENDOWMENT FUNDS ALSO SUPPORT OPERATING EXPENSES. 1 EAST ASIA AND THE PACIFIC 0 15 PROGRAM SERVICES GRANT 62040 EUROPE 0 19 PROGRAM SERVICES GRANT 29613 NORTH AMERICA 0 1 PROGRAM SERVICES GRANT 1200 SOUTH AMERICA 0 5 PROGRAM SERVICES GRANT 6500 SUB-SAHARAN AFRICA 0 5 PROGRAM SERVICES GRANT 6300 SOUTH ASIA 0 1 PROGRAM SERVICES GRANT 1700 NORTH AMERICA 0 2 PROGRAM SERVICES TEACHER 14921 EUROPE 0 2 PROGRAM SERVICES TEACHER 4700 SOUTH AMERICA 0 1 PROGRAM SERVICES TEACHER 375 EAST ASIA AND THE PACIFIC 0 2 PROGRAM SERVICES OTHER ARTISTIC SERVICES 7135 NORTH AMERICA 0 1 PROGRAM SERVICES OTHER ARTISTIC SERVICES 6060 EUROPE 0 1 PROGRAM SERVICES OTHER ARTISTIC SERVICES 5000 EUROPE 0 7 PROGRAM SERVICES ROYALTIES 13194 SUB-SAHARAN AFRICA 0 1 PROGRAM SERVICES ROYALTIES 1000 EUROPE 0 1 PROGRAM SERVICES SET DESIGN 24750 EAST ASIA AND THE PACIFIC 0 1 PROGRAM SERVICES SET DESIGN 5000 0 50 0 15 0 65 126974 62514 189488 SCHOLARSHIPS EAST ASIA AND THE PACIFIC 9 47400 TUITION ASSISTANCE BOOK VALUE SCHOLARSHIPS EUROPE 11 29613 TUITION ASSISTANCE BOOK VALUE SCHOLARSHIPS NORTH AMERICA 1 1200 TUITION ASSISTANCE BOOK VALUE SCHOLARSHIPS SOUTH AMERICA 5 6500 TUITION ASSISTANCE BOOK VALUE SCHOLARSHIPS SUB-SAHARAN AFRICA 4 6300 TUITION ASSISTANCE BOOK VALUE SCHOLARSHIPS SOUTH ASIA 1 1700 TUITION ASSISTANCE BOOK VALUE STIPENDS EAST ASIA AND THE PACIFIC 2 14640 PAID BY CHECK 0 0 0 0 0 0 PART I, LINE 2: ABT PROVIDES SCHOLARSHIPS AND FINANCIAL AID TO BALLET STUDENTS. MERIT SCHOLARSHIP STUDENTS ARE SELECTED FROM THE JKO SCHOOL, AT JKO SCHOOL AUDITIONS AND DURING THE SUMMER INTENSIVES. PART III ACCOUNTING METHOD: X X X X X X X 1 BUCKLEY HALL EVENTS 17-19 MARBLE AVE PLEASANTVILLE NY 10570 FALL GALA EVENT PLANNER 0 1429842 50000 1379842 SD&A TELESERVICES 5757 WEST CENTURY BLVD 300 LOS ANGELES CA 90045 TELEFUNDRAISING TO CURRENT AND FORMER DONORS 0 301766 189846 111920 1731608 239846 1491762 NY CA CT FL NJ OH IL PA VA FALL GALA 1414842 1089379 325463 325463 SPRING GALA 356679 356679 3 21211 21211 1792732 1467269 325463 325463 325463 0 1 SCHOLARSHIPS 150 84979 317491 BOOK VALUE TUITION ASSISTANCE PART I, LINE 2: ABT PROVIDES SCHOLARSHIPS TO BALLET STUDENTS. MERIT SCHOLARSHIP STUDENTS ARE SELECTED FROM THE JKO SCHOOL, AT JKO SCHOOL AUDITIONS AND DURING THE SUMMER INTENSIVES. THE JKO SCHOOL RECRUITS DANCERS FROM ACROSS THE COUNTRY AND AROUND THE WORLD. STUDENTS ARE FORMALLY EVALUATED ON A SEMI-ANNUAL BASIS AND MUST REAPPLY ANNUALLY. SCHOLARSHIPS AND STIPENDS ARE GRANTED BASED ON MERIT. ABT ALSO ASSISTS PROMISING YOUNG DANCERS ACROSS THE COUNTRY WITH SCHOLARSHIPS SENT DIRECTLY TO THEIR LOCAL BALLET SCHOOL TO ASSIST WITH TUITION. ABT REQUIRES VERIFICATION FROM EACH STUDENT TO ENSURE THAT THE FUNDS ARE USED FOR THEIR INTENDED PURPOSE. X X X 0 0 0 0 0 0 0 0 0 KARA M BARNETT EXECUTIVE DIRECTOR(TO DEC. 2021) 355403 0 0 0 0 0 0 0 18576 0 373979 0 0 0 KEVIN MCKENZIE ARTISTIC DIRECTOR 463576 0 0 0 0 0 0 0 14563 0 478139 0 0 0 SHAWN DAVIDSON CHIEF FINANCIAL OFFICER 215524 0 0 0 0 0 0 0 5635 0 221159 0 0 0 GEORGIA SIAMPALIOTI CHIEF ADVANCEMENT OFFICER(TO 9/2021) 186108 0 0 0 0 0 0 0 10927 0 197035 0 0 0 DAVID LANSKY GENERAL MANAGER 218866 0 0 0 0 0 0 0 14563 0 233429 0 0 0 KYLE RIDAUGHT DIRECTOR OF CAPITAL PROJECTS 199235 0 0 0 0 0 0 0 14563 0 213798 0 0 0 CHERYL KOHN DIRECTOR OF LEADERSHIP GIFTS 185000 0 0 0 0 0 0 0 14563 0 199563 0 0 0 GODWIN FARRUGIA SENIOR DIRECTOR OF FINANCE 171473 0 0 0 0 0 0 0 14563 0 186036 0 0 0 CYNTHIA HARVEY ARTISTIC DIRECTOR, JKO SCHOOL 169698 0 0 0 0 0 0 0 14563 0 184261 0 0 0 X 18 818137 FMV X AIR TICKETS 1 22660 AA VALUE TICKETS 0 1 0 FORM 990, PART VI, SECTION B, LINE 11B ABT'S FORM 990 WAS PREPARED BY ITS INDEPENDENT AUDITOR, LUTZ & CARR, AND REVIEWED BY MANAGEMENT, INCLUDING THE CEO / EXECUTIVE DIRECTOR, CFO AND SENIOR DIRECTOR OF FINANCE. THE FORM WAS THEN REVIEWED AND APPROVED AT A MEETING OF ABT'S AUDIT COMMITTEE. A COPY OF THE FINAL VERSION OF THE RETURN WAS EMAILED TO EVERY MEMBER OF THE BOARD OF GOVERNING TRUSTEES FOR A ONE WEEK REVIEW AND COMMENT PERIOD BEFORE BEING FILED. FORM 990, PART VI, SECTION B, LINE 12C AFTER THE ANNUAL BOARD ELECTIONS AND AS TRUSTEES ARE ELECTED THROUGH THE YEAR, EACH TRUSTEE COMPLETES A CONFLICT OF INTEREST DOCUMENT. SENIOR MANAGEMENT ALSO COMPLETES THIS DOCUMENT. A CONFLICT EXISTS IF A TRUSTEE OR EMPLOYEE IS A DIRECTOR, TRUSTEE OR KEY EMPLOYEE OF A COMPETING ENTITY OR AN ENTITY WITH WHICH ABT DOES BUSINESS. THE AUDIT COMMITTEE REVIEWS CONFLICT OF INTEREST DOCUMENTS AND, AT ITS DISCRETION, MAY INVESTIGATE FURTHER AND IMPOSE RESTRICTIONS ON THE TRUSTEES' INVOLVEMENT IN MATTERS WHERE A CONFLICT MAY EXIST. FORM 990, PART VI, SECTION B, LINE 15 THE CHAIR AND PRESIDENT OF THE BOARD REVIEW THE COMPENSATION OF THE ARTISTIC DIRECTOR AND THE CEO / EXECUTIVE DIRECTOR IN COMPARISON TO INDUSTRY STATISTICS FOR SIMILARLY SIZED AND STRUCTURED ORGANIZATIONS. FORM 990, PART VI, SECTION C, LINE 19 ABT'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST.