2022-12-05T12:08:17-06:00 2022-06-30 221478099 COHNREZNICK LLP 350 CHURCH STREET 12TH FLOOR HARTFORD CT 06103 990 2021-07-01 060646653 UNITED WAY INC UNITED WAY OF CENT & NE CONNECTICUT UNIT 8604936800 30 LAUREL STREET HARTFORD CT 06106 ERIC HARRISON PRESIDENT & CEO 8604936800 2022-11-30 1 ERIC HARRISON 999009999 LORI ROTHE YOKOBOSKY CPA P01273422 9592007000 2022-11-08 3 AAL1 IAL1 2021 2022-09-23 18:48:47Z UNITED WAY OF CENTRAL AND NORTHEASTERN CONNECTICUT ERIC HARRISON 30 LAUREL STREET HARTFORD CT 06106 16950231 0 X WWW.UNITEDWAYINC.ORG X 1924 CT TO ENGAGE PEOPLE TO IMPROVE LIVES AND CHANGE COMMUNITY CONDITIONS. 25 25 47 7486 0 0 13720485 11939135 0 0 1663015 648712 72049 114887 15455549 12702734 10349553 5037701 0 0 3326360 3351058 0 0 2074312 1914852 1988335 15590765 10377094 -135216 2325640 33638932 29196738 10791475 8050324 22847457 21146414 UNITED WAY OF CENTRAL AND NORTHEASTERN CONNECTICUT MOBILIZES PEOPLE AND ORGANIZATIONS TO GIVE, ADVOCATE AND VOLUNTEER TO HELP CHILDREN SUCCEED, ENSURE FAMILIES ARE HEALTHY AND FINANCIALLY SECURE, AND PROVIDE ACCESS TO BASIC NEEDS. 0 0 1470424 1470424 DONOR DESIGNATIONS: THROUGH THE UWCNCT COMMUNITY CAMPAIGN, DONORS CAN DIRECT THEIR GIFTS TO ANY QUALIFIED ORGANIZATION IN THE UNITED STATES OVER WHICH UWCNCT EXERCISES/RETAINS NO DISCRETION AS TO USE DUE TO DONOR INSTRUCTION. IN ORDER TO QUALIFY, AN ORGANIZATION MUST MEET THE FOLLOWING THREE CRITERIA: (1) FULLY TAX EXEMPT, (2) DONATIONS ARE 100% TAX DEDUCTIBLE, (3) IN FULL COMPLIANCE WITH FEDERAL PATRIOT ACT LAW. 1280000 1280000 EDUCATION - YOUNG PEOPLE GRADUATE FROM HIGH SCHOOL COLLEGE AND CAREER READY: OUR UNITED WAY HELPS PREPARE YOUTH FOR ACADEMIC SUCCESS WITH AN EMPHASIS ON SCHOOL READINESS AND EARLY CHILDHOOD EDUCATION, MEETING APPROPRIATE GRADE-LEVEL READING BENCHMARKS, AND SUCCESSFUL TRANSITIONS FROM MIDDLE SCHOOL TO HIGH SCHOOL. WE BELIEVE THAT THESE COMPREHENSIVE APPROACHES TO ADDRESSING PRE-KINDERGARTEN THROUGH EIGHTH GRADE STUDENT ACHIEVEMENT WILL PROVIDE A SOLID FOUNDATION LEADING TO STUDENTS COMPLETING HIGH SCHOOL ON TIME AND WITH THE SKILLS NEEDED TO BE SUCCESSFUL IN COLLEGE AND BEYOND. 489000 489000 BASIC NEEDS - INDIVIDUALS AND FAMILIES HAVE BASIC SUPPORTS: WE PROVIDE SUPPORT FOR EMERGENCY SERVICES SUCH AS FOOD, SHELTER, DISASTER RELIEF SERVICES, BASIC MATERIAL NEEDS AND SUPPORT FOR SURVIVORS OF SEXUAL ASSAULT OR DOMESTIC VIOLENCE. IN ADDITION WE PROVIDE INFORMATION AND REFERRAL, AND ASSISTANCE TO INDIVIDUALS IN TIMES OF CRISIS SUCH AS THE RECENT COVID-19 PANDEMIC. 3641998 1798277 3641998 1798277 6881422 1 1 0 0 0 1 0 0 0 1 1 1 0 0 1 1 1 0 0 0 0 0 0 0 1 0 0 1 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 31 0 1 47 1 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 X 25 25 0 0 0 0 1 1 0 1 1 0 1 1 1 1 1 1 1 1 1 1 0 CT X X ERIC HARRISON 8604936800 30 LAUREL STREET HARTFORD CT 06106 ANDEN R UTZINGER OUTGOING BOARD MEMBER 0.30 X 0 0 0 ANTONIO SANTIAGO JR BOARD MEMBER 0.30 X 0 0 0 BEATRIZ GUTIERREZ BOARD MEMBER 0.30 X 0 0 0 CHARLES W BOGOIAN BOARD MEMBER 0.30 X 0 0 0 COLLEEN A MCGUIRE OUTGOING BOARD MEMBER 0.30 X 0 0 0 COURTNEY JINJIKA BOARD MEMBER 0.30 X 0 0 0 DONALD ALLAN JR BOARD MEMBER 0.30 X 0 0 0 DONNA L SODIPO BOARD MEMBER 0.30 X 0 0 0 ERIC HARRISON PRESIDENT & SECRETARY/CEO 52.00 X X 0 0 0 JAMES P O'MEARA BOARD MEMBER 0.30 X 0 0 0 JENNIFER L SHANLEY BOARD MEMBER 0.30 X 0 0 0 JULIA JOHNSON BOARD MEMBER 0.30 X 0 0 0 MAUREEN WATERSON OUTGOING BOARD MEMBER 0.30 X 0 0 0 MICHAEL J AUSERE BOARD TREASURER 0.50 X X 0 0 0 NATALIE B CORBETT OUTGOING BOARD MEMBER 0.30 X 0 0 0 NATALIE B MORRIS OUTGOING BOARD MEMBER 0.40 X 0 0 0 NETI GUZMAN BOARD MEMBER 0.30 X 0 0 0 PATRICK SAMPSON BOARD MEMBER 0.30 X 0 0 0 PETER COLLINS BOARD MEMBER 0.30 X 0 0 0 RICHARD J TAVOLIERI BOARD MEMBER 0.30 X 0 0 0 ROBERT A KOSIOR BOARD MEMBER 0.30 X 0 0 0 ROSHAN N PATEL BOARD MEMBER 0.30 X 0 0 0 SHARON WILLIAMS BOARD MEMBER 0.30 X 0 0 0 SHAWN J MAYNARD BOARD MEMBER 0.40 X 0 0 0 SHELLYE DAVIS BOARD MEMBER 0.30 X 0 0 0 STEVEN M LITCHFIELD BOARD MEMBER 0.30 X 0 0 0 SUSAN C FREEDMAN OUTGOING BOARD MEMBER 0.30 X 0 0 0 TIMOTHY RESTALL JR BOARD MEMBER 0.30 X 0 0 0 VENTON B FORBES BOARD MEMBER 0.70 X 0 0 0 VI R SMALLEY ESQ BOARD MEMBER 0.30 X 0 0 0 VICKY PACE BOARD CHAIR 1.00 X X 0 0 0 PAULA S GILBERTO OUTGOING PRESIDENT & SECRETARY/CEO 52.00 X 196495 0 23538 STEFANIE BOLES OUTGOING COO 37.50 X 142122 0 23952 ELIZABETH BUCZYNSKI DIRECTOR OF COMMUNITY INVE 37.50 X 105683 0 6986 JENNIFER GIFFORD SENIOR VICE PRESIDENT 52.00 X 131321 0 29735 MAURA COOK SR DIRECTOR OF MKTG & ENGA 52.00 X 107434 0 13479 683055 0 97690 5 0 1 0 UNITED WAY WORLDWIDE 701 N FAIRFAX STREET ALEXANDRIA VA 22314 MARKETING 430989 CONNECTICUT CENTER FOR ADVANCE TECHNOLOG 222 PITKING STREET SUITE 101 EAST HARTFORD CT 06108 CONSULTANT 281378 CAPITAL WORKFORCE PARTNERS ONE UNION PLACE 3RD FL HARTFORD CT 06103 CONSULTANT 201227 DMARCO MANAGEMENT CORPORATION 117 MURPHY ROAD HARTFORD CT 06114 BUILDING MAINTENANCE 129675 4 68437 35887 1828129 10006682 74761 11939135 533762 533762 101363 0 101363 101363 101363 4338331 4223381 114950 114950 114950 2634 35887 24116 -21482 -21482 MISCELLANEOUS 900099 35006 35006 35006 12702734 35006 0 728593 5037701 5037701 253641 80081 54203 119357 2435674 766734 542446 1126494 17477 5676 2201 9600 394487 128123 49664 216700 249779 81124 31447 137208 13406 6711 4063 2632 8740 455 7515 770 47886 47886 25000 25000 127548 41601 27995 57952 118457 52751 2099 63607 160880 17572 84213 59095 139841 45350 55236 39255 320762 158233 97730 64799 8394 1640 4054 2700 4535 148 3990 397 184841 50069 115320 19452 183749 51726 79740 52283 BAD DEBTS 303177 303177 DUES & SUBSCRIPTIONS 223376 39509 117006 66861 AWARDS, SPONSORSHIPS & 82340 3939 58774 19627 RENTAL AND MAINTENANCE 35403 9102 10778 15523 10377094 6881422 1421360 2074312 363 363 2908069 3810203 2702856 1403097 148466 234502 84440 65302 4572716 3918874 764852 653842 18221119 15865340 8772986 7122131 35781 41958 33638932 29196738 1829946 1786499 2109663 2446266 724252 6127614 3817559 10791475 8050324 X 12629683 12521495 10217774 8624919 22847457 21146414 33638932 29196738 X 2325640 -2404490 -1622193 X X 0 1 X 1 0 X 17637535 17139164 15561883 13847156 11939135 76124873 17637535 17139164 15561883 13847156 11939135 76124873 4160802 71964071 950057 1095756 978989 1056033 635125 4715960 209687 235031 5706 37640 488064 81328897 2970509 0.88490 0.88550 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: FUNDRAISING EVENTS - 2017 AMOUNT: $ 209,687. 2018 AMOUNT: $ 235,031. 2020 AMOUNT: $ 5,706. 2021 AMOUNT: $ 2,634. MISCELLANEOUS - 2021 AMOUNT: $ 35,006. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1 1 18221118 -1755779 600000 15865339 16649777 2571341 1000000 18221118 16887062 362715 600000 16649777 16668925 818137 600000 16887062 16802596 466329 600000 16668925 0.92173 0.07827 0 0 3323 3323 3468081 2911327 556754 949036 865456 83580 152276 142091 10185 653842 INVESTMENTS HELD IN TRUST BY OTHERS 7122131 C 7122131 AGENCY PROGRAM SUPPORT PAYABLE 2843698 DONOR DESIGNATIONS PAYABLE 474312 LINE OF CREDIT 499549 3817559 X 6970970 -2404490 69404 -1622193 -3957279 10928249 25000 1749485 1774485 12702734 8672013 69404 24116 93520 8578493 25000 1773601 1798601 10377094 PART V, LINE 4: THE ENDOWMENT IS DESIGNED TO PRESERVE THE REAL VALUE OF THE UNRESTRICTED INVESTMENT RESERVES OVER TIME WHILE PROVIDING A MODEST LEVEL OF INCOME FOR CURRENT OPERATING NEEDS. PART X, LINE 2: UWCNCT HAS NO UNRECOGNIZED TAX BENEFITS AT JUNE 30, 2022 AND 2021. UWCNCT'S FEDERAL AND STATE INFORMATION RETURNS PRIOR TO FISCAL YEAR 2019 ARE CLOSED AND MANAGEMENT CONTINUALLY EVALUATES EXPIRING STATUTES OF LIMITATIONS, AUDITS, PROPOSED SETTLEMENTS, CHANGES IN TAX LAW AND NEW AUTHORITATIVE RULINGS. IF UWCNCT HAS UNRELATED BUSINESS INCOME TAXES, UWCNCT WILL RECOGNIZE INTEREST AND PENALTIES ASSOCIATED WITH UNCERTAIN TAX POSITIONS AS PART OF THE INCOME TAX PROVISION AND INCLUDE ACCRUED INTEREST AND PENALTIES WITH THE RELATED TAX LIABILITY IN THE STATEMENT OF FINANCIAL POSITION. PART XI, LINE 2D - OTHER ADJUSTMENTS: PENSION RELATED CHANGES OTHER THAN NET PERIODIC PENSION COST 28,662. CHANGE IN INVESTMENTS HELD IN TRUST BY OTHERS -1,650,855. PART XI, LINE 4B - OTHER ADJUSTMENTS: RECLASSIFIED BAD DEBTS 303,177. RECLASSIFIED AMOUNTS DESIGNATED BY DONORS 1,470,424. RECLASSIFIED FUNDRAISING EXPENSES -24,116. PART XII, LINE 2D - OTHER ADJUSTMENTS: RECLASSIFIED FUNDRAISING EXPENSES 24,116. PART XII, LINE 4B - OTHER ADJUSTMENTS: RECLASSIFIED BAD DEBTS 303,177. RECLASSIFIED AMOUNTS DESIGNATED BY DONORS 1,470,424. GOLF TOURNAMENT 38521 35887 2634 88 14848 2546 6634 38521 35887 2634 88 14848 2546 6634 24116 -21482 1 AMERICAN RED CROSS 1501 SOUTH BRAND BOULEVARD GLENDALE CA 91204 530196605 501(C)(3) 97000 0 DONOR DESIGNATED GIFTS BOYS & GIRLS CLUBS OF HARTFORD INC 170 SIGOURNEY STREET HARTFORD CT 06105 066026005 501(C)(3) 83000 0 BOARD DESIGNATED GIFTS CAMP COURANT 285 BROAD STREET HARTFORD CT 061153785 061018155 501(C)(3) 45000 0 BOARD DESIGNATED GIFTS CATHOLIC CHARITIES & FAMILY SERVICES DIOCESE OF NORWICH INC 31 MAIN STREET NORWICH CT 06360 060646609 501(C)(3) 21502 0 BOARD DESIGNATED GIFTS CATHOLIC CHARITIES INC - ARCHDIOCESE OF HARTFORD 839-841 ASYLUM AVENUE HARTFORD CT 061052801 060667607 501(C)(3) 218500 0 BOARD DESIGNATED GIFTS CCARC INC 950 SLATER ROAD NEW BRITAIN CT 060531658 066011543 501(C)(3) 21502 0 BOARD DESIGNATED GIFTS COMPASS 55 AIRPORT ROAD SUITE 201 HARTFORD CT 06114 311768549 501(C)(3) 40000 0 BOARD DESIGNATED GIFTS CONNECTICUT COALITION TO END HOMELESSNESS 57 LAWRENCE STREET HARTFORD CT 061061430 061126880 501(C)(3) 44000 0 BOARD DESIGNATED GIFTS CONNECTICUT FOOD BANKFOODSHARE 2 RESEARCH PARKWAY WALLINGFORD CT 06492 061063025 501(C)(3) 81500 0 BOARD DESIGNATED GIFTS CONNECTICUT LEGAL SERVICES INC 62 WASHINGTON STREET MIDDLETOWN CT 06457 060955461 501(C)(3) 14500 0 BOARD DESIGNATED GIFTS CONNECTIKIDS WEST MIDDLE SCHOOL HARTFORD CT 061052805 061035985 501(C)(3) 59998 0 BOARD DESIGNATED GIFTS CITY OF NEW BRITAIN BOARD OF EDUCATION 272 MAIN STREET NEW BRITAIN CT 06051 222486319 501(C)(3) 80000 0 BOARD DESIGNATED GIFTS EAST HARTFORD PUBLIC SCHOOLS 1110 MAIN STREET EAST HARTFORD CT 06108 066001989 501(C)(3) 135000 0 BOARD DESIGNATED GIFTS EDUCATIONAL RESOURCES FOR CHILDREN INC 174 SOUTH ROAD 200 ENFIELD CT 060824414 030399205 501(C)(3) 80002 0 BOARD DESIGNATED GIFTS FOODSHARE INC 450 WOODLAND AVENUE BLOOMFIELD CT 060021342 222474771 501(C)(3) 48498 0 BOARD DESIGNATED GIFTS GREATER HARTFORD LEGAL AID INC 999 ASYLUM AVENUE 3RD FLOOR HARTFORD CT 061052465 060730611 501(C)(3) 69500 0 BOARD DESIGNATED GIFTS HARC INC 900 ASYLUM AVENUE HARTFORD CT 061051985 060710289 501(C)(3) 90000 0 BOARD DESIGNATED GIFTS HARTFORD HEALTHCARE AT HOME 1290 SILAS DEANE HIGHWAY STE 4B WETHERSFIELD CT 061094337 060646938 501(C)(3) 75000 0 BOARD DESIGNATED GIFTS INTERVAL HOUSE INC PO BOX 340207 HARTFORD CT 061340207 060960005 501(C)(3) 82000 0 BOARD DESIGNATED GIFTS HISPANIC HEALTH COUNCIL INC 175 MAIN STREET HARTFORD CT 061061818 061018979 501(C)(3) 97000 0 BOARD DESIGNATED GIFTS HUMAN RESOURCES AGENCY OF NEW BRITAIN INC 180 CLINTON STREET NEW BRITAIN CT 060533512 060954802 501(C)(3) 235000 0 BOARD DESIGNATED GIFTS JOHN J DRISCOLL UNITED LABOR AGENCY 56 TOWN LINE ROAD ROCKY HILL CT 060671241 060987695 501(C)(3) 37498 0 BOARD DESIGNATED GIFTS JOURNEY HOME 255 MAIN ST 2ND FLOOR HARTFORD CT 06106 800143570 501(C)(3) 48000 0 BOARD DESIGNATED GIFTS LITERACY VOLUNTEERS OF CENTRAL CT 20 HIGH STREET NEW BRITAIN CT 06051 222527030 501(C)(3) 20002 0 BOARD DESIGNATED GIFTS LITERACY VOLUNTEERS OF GREATER HARTFORD 30 ARBOR STREET SOUTH BUILDING HARTFORD CT 06106 237237570 501(C)(3) 50002 0 BOARD DESIGNATED GIFTS MANCHESTER PUBLIC SCHOOLS 45 NORTH SCHOOL STREET MANCHESTER CT 06042 066002029 501(C)(3) 45000 0 BOARD DESIGNATED GIFTS NETWORK AGAINST DOMESTIC ABUSE OF NORTH CENTRAL CT 39 HAZARD AVENUE BUILDING 3 ENFIELD CT 06082 222670688 501(C)(3) 30000 0 BOARD DESIGNATED GIFTS NUTMEG BIG BROTHERS BIG SISTERS 30 LAUREL STREET 3RD FLOOR HARTFORD CT 06106 060850379 501(C)(3) 47002 0 BOARD DESIGNATED GIFTS OPPORTUNITIES INDUSTRIALIZATION CENTER OF NEW BRITAIN INC (OIC) 114 NORTH STREET NEW BRITAIN CT 060511918 060876897 501(C)(3) 26500 0 BOARD DESIGNATED GIFTS OUR PIECE OF THE PIE (OPP) 20-28 SARGEANT STREET HARTFORD CT 06105 060939659 501(C)(3) 194000 0 BOARD DESIGNATED GIFTS PATHWAYSSENDEROS 43 VIETS STREET NEW BRITAIN CT 060533948 061401224 501(C)(3) 24498 0 DONOR DESIGNATED GIFTS PRUDENCE CRANDALL CENTER INC 594 BURRITT STREET NEW BRITAIN CT 06053 050525893 501(C)(3) 30498 0 BOARD DESIGNATED GIFTS SERVICES FOR THE ELDERLY OF FARMINGTON 321 NEW BRITAIN AVENUE UNIONVILLE CT 060851041 060860153 501(C)(3) 31002 0 BOARD DESIGNATED GIFTS SEXUAL ASSAULT CRISIS CENTER OF EASTERN CONNECTICUT INC PO BOX 24 WILLIMANTIC CT 062260024 061033609 501(C)(3) 10502 0 BOARD DESIGNATED GIFTS SOUTH PARK INN INC 75 MAIN STREET HARTFORD CT 06106 061083735 501(C)(3) 75998 0 BOARD DESIGNATED GIFTS THE ARC OF THE FARMINGTON VALLEY INC (FAVARH) 225 COMMERCE DRIVE CANTON CT 060191099 066011136 501(C)(3) 39000 0 BOARD DESIGNATED GIFTS SALVATION ARMY 855 ASYLUM AVENUE HARTFORD CT 061420628 135562351 501(C)(3) 199000 0 BOARD DESIGNATED GIFTS THE VILLAGE FOR FAMILIES & CHILDREN INC 1680 ALBANY AVENUE HARTFORD CT 061051099 060668594 501(C)(3) 150000 0 BOARD DESIGNATED GIFTS UNITED WAY OF CONNECTICUT INC 1344 SILAS DEANE HIGHWAY ROCKY HILL CT 060671342 061084194 501(C)(3) 200500 0 DONOR DESIGNATED GIFTS URBAN LEAGUE OF GREATER HARTFORD INC 140 WOODLAND STREET HARTFORD CT 061051210 066066991 501(C)(3) 92502 0 BOARD DESIGNATED GIFTS WINDHAM AREA INTERFAITH MINISTRY (WAIM) 866 MAIN STREET WILLIMANTIC CT 06226 061122323 501(C)(3) 8500 0 BOARD DESIGNATED GIFTS TOWN OF WINDHAM - BOARD OF EDUCATION 322 PROSPECT STREET WILLIMANTIC CT 06226 061201204 501(C)(3) 60000 0 BOARD DESIGNATED GIFTS WOMEN'S LEAGUE INC CHILD DEVELOPMENT CENTER 1695 MAIN STREET HARTFORD CT 06120 060646969 501(C)(3) 350000 0 BOARD DESIGNATED GIFTS YMCA OF METROPOLITAN HARTFORD INC 50 STATE HOUSE SQUARE HARTFORD CT 061033902 060881325 501(C)(3) 97000 0 DONOR DESIGNATED GIFTS YMCA OF NEW BRITAIN - BERLIN 50 HIGH STREET NEW BRITAIN CT 06051 060646977 501(C)(3) 45000 0 BOARD DESIGNATED GIFTS YWCA HARTFORD REGION 135 BROAD STREET HARTFORD CT 06105 060646993 501(C)(3) 14500 0 BOARD DESIGNATED GIFTS YWCA OF NEW BRITAIN INC 19 FRANKLIN SQUARE NEW BRITAIN CT 060512604 060598620 501(C)(3) 157000 0 BOARD DESIGNATED GIFTS SPECIAL OLYMPICS CONNECTICUT INC 2666 STATE STREET SUITE 1 HAMDEN CT 06517 237099756 501(C)(3) 10000 0 BOARD DESIGNATED GIFTS OUR COMPANIONS DOMESTIC ANIMAL SANCTUARY INC PO BOX 956 MANCHESTER CT 06045 412047734 501(C)(3) 15000 0 BOARD DESIGNATED GIFTS AMERICAN COLLEGE FOR THE BUILDING ARTS 649 MEETING STREET CHARLESTON SC 294034223 571075250 501(C)(3) 10000 0 BOARD DESIGNATED GIFTS UNIVERSITY OF CONNECTICUT 2390 ALUMNI DRIVE UNIT 3206 STORRS CT 06269 066070722 501(C)(3) 100000 0 BOARD DESIGNATED GIFTS 53 FORM 990, PART IV THROUGH THE UWCNCT COMMUNITY CAMPAIGN, DONORS CAN DIRECT THEIR GIFTS TO ANY QUALIFIED ORGANIZATION IN THE UNITED STATE OVER WHICH UWCNCT EXERCISES/RETAINS NO DISCRETION AS TO USE DUE TO DONOR INSTRUCTION. IN ORDER TO QUALIFY, AN ORGANIZATION MUST MEET THE FOLLOWING THREE CRITERIA: (1) FULLY TAX EXEMPT, (2) DONATIONS ARE 100% TAX DEDUCTIBLE, (3) IN FULL COMPLIANCE WITH FEDERAL PATRIOT ACT LAW. AS A MEMBER OF UNITED WAY WORLDWIDE (UWW), UWCNCT ADHERES TO ALL MEMBERSHIP CRITERIA INCLUDING THE REQUIREMENTS FOR DEDUCTING EXPENSES FROM DONOR-DIRECTED PLEDGES (UWW PUBLICATION TITLED "COST DEDUCTION STANDARDS FOR MEMBERSHIP REQUIREMENT M"). PART II, LINE 1H ORGANIZATIONS LISTED IN SCHEDULE I, PART II THAT HAVE A PURPOSE DESCRIPTION OF "ALLOCATION FUNDING & DESIGNATED GIFTS" REPRESENT AGENCIES THAT HAVE MET UNITED WAY OF CENTRAL AND NORTHEASTERN CONNECTICUT'S STANDARDS FOR MANAGEMENT, GOVERNANCE AND FISCAL ACCOUNTABILITY. THEY RECEIVE UNITED WAY COMMUNITY INVESTMENT SUPPORT FOR THEIR WORK IN THE AREAS OF EDUCATION,INCOME AND HEALTH.THEY ALSO RECEIVE DONOR DESIGNATIONS PROCESSED BY UWCNCT. ORGANIZATIONS LISTED WITH A PURPOSE OF DESCRIPTION OF "DESIGNATED GIFTS" ONLY RECEIVE DONOR DESIGNATIONS PROCESSED BY UWCNCT. X X X 0 0 0 0 0 0 0 0 0 PAULA S GILBERTO OUTGOING PRESIDENT & SECRETARY/CEO 196495 0 0 0 0 0 13676 0 9862 0 220033 0 0 0 STEFANIE BOLES OUTGOING COO 140604 0 0 0 1518 0 10137 0 13815 0 166074 0 0 0 JENNIFER GIFFORD SENIOR VICE PRESIDENT 130809 0 0 0 512 0 9958 0 19777 0 161056 0 0 0 X 25900 70761 FMV X TOYS 1 4000 FMV 0 1 0 PART I, COLUMN (B): THE AMOUNT IN COLUMN B REPRESENTS THE NUMBER OF CONTRIBUTORS. FORM 990, PART VI, SECTION A, LINE 6 BY LAWS, ARTICLE VI "MEMBERS" 1. - THE CORPORATION SHALL HAVE ONE CLASS OF MEMBERS CONSISTING OF EACH INDIVIDUAL AND CORPORATE CONTRIBUTOR TO THE UNITED WAY'S ANNUAL CAMPAIGN IN THE PRECEDING CALENDAR YEAR. FORM 990, PART VI, SECTION A, LINE 7A BY LAWS, ARTICLE VI "MEMBERS" 2. - AN ANNUAL MEETING OF THE MEMBERS OF THE UNITED WAY SHALL BE HELD EACH YEAR ON SUCH DATE AND AT SUCH TIME AND PLACE AS THE BOARD CHAIR SHALL FIX, FOR THE PURPOSE OF ELECTING DIRECTORS AND OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING. FORM 990, PART VI, SECTION B, LINE 11B UWCNCT'S AUDIT COMMITTEE REVIEWS AND ACCEPTS THE 990. IT IS THEN PROVIDED IN ELECTRONIC FORM TO EACH MEMBER OF THE BOARD SEVERAL DAYS PRIOR TO THE BOARD MEETING AT WHICH TIME IT IS PRESENTED FOR ACCEPTANCE BY THE FULL BOARD. FORM 990, PART VI, SECTION B, LINE 12C ANNUALLY EACH MEMBER OF THE BOARD IS REQUIRED TO COMPLETE A CONFLICT OF INTEREST STATEMENT. EACH BOARD MEMBER STATEMENT IS REVIEWED BY THE AUDIT COMMITTEE CHAIR. CONFLICT OF INTEREST STATEMENTS ARE COMPLETED BY ALL STAFF AND REVIEWED BY THE PRESIDENT & CEO. FORM 990, PART VI, SECTION B, LINE 15 SENIOR EXECUTIVE COMPENSATION POLICY: THE BENEFITS AND COMPENSATION COMMITTEE WILL: - BE CHAIRED BY A BOARD MEMBER AND WILL HAVE AT LEAST THREE OTHER MEMBERS FROM THE BOARD, THE COMMUNITY AND/OR ORGANIZATION STAFF (EXCLUDING THE CEO) WHO POSSESS EXPERIENCE AND EXPERTISE IN HUMAN RESOURCES AND BENEFITS. - PARTICIPATE IN THE REVIEW OF THE SENIOR EXECUTIVE COMPENSATION ANNUALLY (DEFINED AS ANY POSITION VICE PRESIDENT AND ABOVE) AND DOCUMENT VIA THE MINUTES AND VOTE THEIR REVIEW AND OVERSIGHT OF THE COMPENSATION PROCESS AND DATA. - DEVELOP A REPORT THAT WILL INCLUDE MEETING MINUTES AND SUPPORTING MATERIALS THAT DOCUMENT EXECUTIVE COMPENSATION DECISIONS APPROVED BY THE EXECUTIVE COMMITTEE OR THE BOARD. THE BENEFITS AND COMPENSATION COMMITTEE CHAIRPERSON WILL: - REPORT AND RECOMMEND EXECUTIVE COMPENSATION AND BENEFITS TO THE EXECUTIVE COMMITTEE AND THE BOARD. - IN CONJUNCTION WITH HUMAN RESOURCES, REPORT SPECIFICALLY THE PRESIDENT AND CEO COMPENSATION INFORMATION TO THE UNITED WAY WORLDWIDE MEMBERSHIP ACCOUNTABILITY COMMITTEE (MAC) ALONG WITH THE BENEFITS AND COMPENSATION COMMITTEE POLICY ON COMPENSATION. COMPENSATION REVIEW: THE BENEFITS AND COMPENSATION COMMITTEE WILL REVIEW AND RECOMMEND SENIOR EXECUTIVE COMPENSATION AND BENEFITS TO THE EXECUTIVE COMMITTEE ON AN ANNUAL BASIS, TYPICALLY PRIOR TO THE NOVEMBER BOARD MEETING. CONSIDERATION WILL INCLUDE COMPARABLE MARKET DATA, FINANCIAL CIRCUMSTANCE OF THE ORGANIZATION AND PERFORMANCE OF THE INDIVIDUAL. ALL SENIOR EXECUTIVES' COMPENSATION AND BENEFITS (DEFINED AS ANY POSITION VICE PRESIDENT AND ABOVE) WILL BE REVIEWED ANNUALLY BY HR UTILIZING COMPENSATION BEST PRACTICES. NO SENIOR EXECUTIVE MAY PARTICIPATE IN THE DELIBERATION OR THE RECOMMENDATION OF THE BENEFITS AND COMPENSATION COMMITTEE OR THE EXECUTIVE COMMITTEE WITH RESPECT TO SUCH SENIOR EXECUTIVE'S COMPENSATION OR BENEFITS. TYPICALLY AT THE NOVEMBER BOARD MEETING, THE RECOMMENDATIONS WILL BE REVIEWED AND APPROVED BY THE BOARD. IN ORDER TO REMAIN RELATIVELY COMPETITIVE FOR STAFFING PURPOSES, IT IS OUR GOAL TO MAINTAIN SALARIES WITHIN 10% - 15% OF THE POSITION MEDIAN AS REFLECTED BY THE MARKET. MARKET IS GENERALLY DEFINED AS COMPARABLY-SIZED CHARITABLE ORGANIZATIONS WITH SIMILAR MISSION STATEMENTS, LOCATED IN THE NORTHEAST. MARKET DATA MAY INCLUDE FOR-PROFIT ORGANIZATIONS, TO THE EXTENT REQUIRED BY THE LOCAL MARKET FOR TALENT. IF A POSITION FALLS BENEATH THE 15% RANGE, IT IS REVIEWED AND A SALARY ADJUSTMENT MAY OR MAY NOT BE RECOMMENDED. THIS RANGE IS OFFERED AS A GUIDELINE NOT AN EXACT MEASURE AND CONSIDERATION IS GIVEN TO AN INDIVIDUAL'S PERFORMANCE, CONTRIBUTION, EXPERIENCE, ETC. AS PART OF THE COMPENSATION. UNITED WAY WORLDWIDE (UWW) DATA IS A PRIMARY SOURCE FOR ALL STAFF COMPENSATION ANALYSES WHICH IS COMPRISED OF DATA SOLICITED PERIODICALLY FROM UNITED WAYS ACROSS THE COUNTRY. UWW DATA IS THEN NARROWED BY REGION AND REVENUE LEVELS TO ENSURE APPLICABILITY. SPECIFIC COMPENSATION SURVEYS ARE ALSO ORDERED TO PROVIDE ADDITIONAL DATA SOURCES AS WELL ALONG WITH ANY FREE ONLINE TOOLS THAT PROVIDE COMPENSATION DATA. FOR SENIOR EXECUTIVES, DATA FOR LOCAL NON PROFITS OF COMPARABLE SIZE ARE ALSO UTILIZED VIA INFORMATION ON THE IRS FORM 990. WE STRIVE TO FIND MULTIPLE DATA SOURCES TO ENSURE THAT WE HAVE A THOROUGH COMPARISON FOR EACH POSITION. MERIT BASED COMPENSATION: PERFORMANCE WILL BE REVIEWED ANNUALLY TYPICALLY ON OR ABOUT JULY 1ST, THE BEGINNING OF THE FISCAL YEAR. UNITED WAY OF CENTRAL AND NORTHEASTERN CONNECTICUT WILL RECOGNIZE PERFORMANCE WITH INCREASES TO BASE SALARY FOR ELIGIBLE EMPLOYEES. SALARY INCREASES ARE NOT AUTOMATIC EACH YEAR, BUT ARE BASED ON PERFORMANCE, FINANCIAL CIRCUMSTANCES OF THE ORGANIZATION AND THE DISCRETION OF MANAGEMENT AND THE BOARD. SALARY RANGES FOR POSITIONS WILL BE ESTABLISHED AND REVIEWED PERIODICALLY TO ENSURE SUCH RANGES REFLECT THE MARKET. MANAGEMENT RETAINS DISCRETION TO PROVIDE A LUMP SUM PAYMENT IN LIEU OF A SALARY INCREASE IN THE EVENT AN INDIVIDUAL'S SALARY IS NEAR OR ABOVE THE MARKET RANGE FOR THE POSITION. PRESIDENT AND CEO EXPENSE REVIEW PROCESS: A STAFF PERSON OF FINANCE (INDIVIDUAL RESPONSIBLE FOR ACCOUNTS PAYABLE) OR DESIGNEE IS RESPONSIBLE FOR GATHERING AND COMPILING THE DETAILS OF THE PRESIDENT AND CEO'S EXPENSES INCLUDING CREDIT CARD EXPENSES. THESE ARE THEN PROVIDED TO THE CHAIRMAN OF THE BOARD OF DIRECTORS BY THE CHIEF FINANCIAL OFFICER FOR REVIEW AND APPROVAL ON A QUARTERLY BASIS. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION USES GUIDESTAR.ORG AND THEIR OWN WEBSITE TO MAKE THE GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC. FORM 990, PART XI, LINE 9: CHANGE IN INVESTMENTS HELD IN TRUST BY OTHERS -1,650,855. PENSION RELATED CHANGES OTHER THAN NET PERIODIC PENSION COST 28,662. 990 PART XII LINE 2C: THE ORGANIZATION HAS A COMMITTEE RESPONSIBLE FOR THE OVERSIGHT OF THE AUDIT AS WELL AS THE SELECTION OF THE INDEPENDENT ACCOUNTANT.