2022-11-23T11:30:27-06:00 2022-06-30 410746749 CLIFTONLARSONALLEN 29 SOUTH MAIN STREET 4TH FLOOR WEST HARTFORD CT 06107 990 2021-07-01 461665232 SANDY HOOK PROMISE ACTION FUND SAND 2033049780 PO BOX 3489 NEWTOWN CT 06470 DAVID CONRAD CHIEF FINANCIAL OFFICER 2033049780 2022-11-23 1 DAVID CONRAD 999009999 MARY KAY CURTISS P01551484 8605614000 2022-11-23 3 AAL1 IAL1 2021 2022-09-23 18:48:47Z NICOLE HOCKLEY PO BOX 3489 NEWTOWN CT 06470 10382075 0 X WWW.ACTIONFUND.SANDYHOOKPROMISE.ORG X 2012 DE THE SANDY HOOK PROMISE ACTION FUND WORKS IN CLOSE PARTNERSHIP WITH THE SANDY HOOK PROMISE FOUNDATION. WITH A SHARED MISSION TO EDUCATE AND EMPOWER YOUTH AND ADULTS TO PREVENT VIOLENCE IN THEIR SCHOOLS, HOMES, AND COMMUNITIES, AS THE 501(C)4 ARM OF SANDY HOOK PROMISE, THE ACTION FUND WORKS AT THE STATE AND FEDERAL LEVEL. INCORPORATING INCLUSIVE PARTNERSHIPS, DIVERSE GRASSROOTS EDUCATION, AND COMMUNITY MOBILIZATION, THE ACTION FUND SPECIALIZES IN PASSING BIPARTISAN LEGISLATION. 11 8 6 3000 0 0 4029694 9962043 0 0 770 11753 0 0 4030464 9973796 0 0 0 0 827687 1057860 237945 376745 2391250 2204927 6654867 3270559 8089472 759905 1884324 2697159 5295880 280518 1085155 2416641 4210725 X THE SANDY HOOK PROMISE ACTION FUND IS A 501(C)(4) NONPROFIT ORGANIZATION COMMITTED TO PROTECTING ALL CHILDREN FROM GUN VIOLENCE IN SCHOOLS, HOMES, AND COMMUNITIES. THE ACTION FUND ADVANCES A HOLISTIC POLICY PLATFORM THAT PROMOTES GUN SAFETY, YOUTH MENTAL HEALTH, AND VIOLENCE PREVENTION EDUCATION. THE ORGANIZATION WORKS AT THE STATE AND FEDERAL LEVEL TO PASS NONPARTISAN LEGISLATION THROUGH INCLUSIVE PARTNERSHIPS, DIVERSE GRASSROOTS EDUCATION, AND COMMUNITY MOBILIZATION. IT IS PART OF SANDY HOOK PROMISE, FOUNDED AND LED BY SEVERAL FAMILY MEMBERS WHOSE LOVED ONES WERE KILLED IN THE TRAGIC MASS SHOOTING AT SANDY HOOK ELEMENTARY SCHOOL ON DECEMBER 14, 2012. 0 0 5520886 THE SANDY HOOK PROMISE ACTION FUND WORKS AT THE STATE AND FEDERAL LEVEL TO PASS LEGISLATION THAT ADVANCES SCHOOL SAFETY, MENTAL HEALTH AND GUN VIOLENCE PREVENTION THROUGH BIPARTISAN PARTNERSHIPS, DIVERSE GRASSROOTS EDUCATION, AND COMMUNITY MOBILIZATION. THE ONLY NONPARTISAN ORGANIZATION OF ITS KIND, THE ACTION FUND WRITES, INTRODUCES, AND INFLUENCES FEDERAL AND STATE LEGISLATION WITH BIPARTISAN SUPPORT. ACTIVITIES INCLUDE RESEARCHING AND WRITING EFFECTIVE POLICY, EDUCATING LEGISLATORS AND CONSTITUENTS, AND LOBBYING FOR THE PASSAGE OF SENSIBLE LEGISLATION. 5520886 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 1 0 0 0 0 0 0 1 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1 6 0 1 6 1 0 0 0 0 1 1 0 0 0 0 0 0 0 X 11 8 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 AL AR CA FL GA HI IL KS KY MD MN MS MO NH NJ NM NY OR PA RI SC TN UT VA WI WV MI NC X X DAVE CONRAD 2033049780 PO BOX 3489 NEWTOWN CT 06470 NICOLE HOCKLEY CHIEF EXECUTIVE OFFICER 4.00 36.00 X X 23275 201458 27500 MARK BARDEN CHIEF EXECUTIVE OFFICER 17.00 23.00 X X 95593 127330 7740 WILLIAM SHERLACH BOARD CHAIR 1.00 1.00 X X 0 0 0 MATTHEW BENNETT BOARD VICE CHAIR 1.00 1.00 X X 0 0 0 JOSEPH CASSIDY BOARD TREASURER 1.00 1.00 X X 0 0 0 BRADLEY MYLES BOARD SECRETARY 1.00 1.00 X X 0 0 0 JACKIE BARDEN BOARD DIRECTOR 1.00 1.00 X 0 0 0 MICHAEL NUTTER BOARD DIRECTOR 1.00 1.00 X 0 0 0 PETER WILLNER BOARD CHARI EMERITUS 1.00 1.00 X 0 0 0 DAVID CONRAD CHIEF FINANCIAL OFFICER 4.00 36.00 X 16460 150973 38589 DAWN LYONS VP OF MARKETING & PROGRAM DEV. 5.00 35.00 X 22167 146898 7372 PAULA FYNBOH VP, PROGRAM DEL.(THROUGH 7/30/2021) 0.00 40.00 X 0 127406 6522 LAUREN LEVIN VP OF POLICY & PARTNERSHIP 40.00 0.00 X 135177 0 20632 LINDSEY LIESE VP, PEOPLE & CULTURE 3.00 37.00 X 10376 126518 3527 ADAM LUCAS VP, TECHNOLOGY 3.00 37.00 X 8830 118997 4439 JOHN GREBLICK CONTROLLER 4.00 36.00 X 11179 111162 15727 323057 1110742 132048 3 0 1 0 MISSIONWIRED PO BOX 959819 ST LOUIS MO 63195 MARKETING AND ADVERTISING 577240 UPLAND SOFTWARE INC PO BOX 205921 DALLAS TX 753205921 MARKETING AND ADVERTISING 356763 2 9962043 9962043 16949 16949 403083 408279 -5196 -5196 -5196 9973796 -5196 0 16949 626521 499139 100142 27240 323317 283450 30646 9221 16940 16293 566 81 47133 45544 1463 126 43949 42424 1333 192 1002 1002 14786 2587 12187 12 391225 391225 376745 376745 2981 2905 66 10 801748 800425 1157 166 4876119 3305171 1570948 449840 16171 27365 406304 42296 42194 89 13 55890 54481 1230 179 18980 18877 90 13 8089472 5520886 177336 2391250 X 5828330 3881668 0 1946662 2690962 4380493 3750 4125 908815 2447 2447 2697159 5295880 74774 227542 205744 857613 280518 1085155 X 2269641 4185725 147000 25000 2416641 4210725 2697159 5295880 1884324 -90240 0 X 0 1 X 1 0 1000000 -88205 2980 908815 1.00000 0 0 0 DUE TO RELATED PARTY 857613 857613 9979874 -90240 99298 9058 9970816 2980 2980 9973796 8185790 99298 99298 8086492 2980 2980 8089472 PART V, LINE 4: THE ACTION FUNDS QUASI-ENDOWMENT INCLUDES FUNDS DESIGNATED BY THE BOARD OF DIRECTORS TO FUNCTION AS ENDOWMENTS FOR GENERAL OPERATING PURPOSES. X X X X 1 MISSIONWIRED PO BOX 959819 ST LOUIS MO 63195 ADVERTISING / EMAIL 0 0 188701 -188701 UPLAND MOBILE PO BOX 205921 DALLAS TX 753205921 ADVERTISING / SMS TEXT 0 0 187014 -187014 375715 -375715 AL AK AZ AR CA CO CT DE FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA RI SC SD TN TX UT VT VA WA WV WI WY X X X X 1 0 0 0 0 0 0 0 0 NICOLE HOCKLEY CHIEF EXECUTIVE OFFICER 23275 201458 0 0 0 0 0 0 2848 24652 26123 226110 0 0 MARK BARDEN CHIEF EXECUTIVE OFFICER 95593 127330 0 0 0 0 0 0 3319 4421 98912 131751 0 0 DAVID CONRAD CHIEF FINANCIAL OFFICER 16460 150973 0 0 0 0 0 0 3794 34795 20254 185768 0 0 DAWN LYONS VP OF MARKETING & PROGRAM DEV. 22167 146898 0 0 0 0 0 0 967 6405 23134 153303 0 0 LAUREN LEVIN VP OF POLICY & PARTNERSHIP 135177 0 0 0 0 0 0 0 20632 0 155809 0 0 0 PART I, LINE 4A PAULA FYNBOH RECEIVED $26,146 IN SEVERANCE PAYMENTS. FORM 990, PART VI, SECTION A, LINE 2 MARK BARDEN AND JACKIE BARDEN ARE MARRIED AND BOTH ARE BOARD MEMBERS OF THE ORGANIZATION. FORM 990, PART VI, SECTION B, LINE 11B THE BOARD OF DIRECTORS SHALL BE SUPPLIED WITH A FULL PACKAGE CONTAINING THE CURRENT AUDITED FINANCIAL STATEMENTS, FORM 990 AND AUDITORS MEMO TO REVIEW AND APPROVE PRIOR TO ACCEPTANCE AND PUBLICATION. FORM 990, PART VI, SECTION B, LINE 12C CONFLICT OF INTEREST POLICIES ARE REVIEWED ANNUALLY BY THE BOARD AND CONFLICT OF INTEREST DISCLOSURE STATEMENTS ARE COMPLETED AND SIGNED BY ALL BOARD MEMBERS. CONFLICT OF INTEREST DISCLOSURE STATEMENTS ARE REVIEWED BY THE BOARD FOR POTENTIAL ISSUES. FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION FOR ALL EMPLOYEES IS BASED UPON MARKET RESEARCH AND SURVEY DATA FOR SIMILAR ORGANIZATIONS. EXECUTIVE COMPENSATION IS APPROVED BY THE BOARD. FORM 990, PART VI, SECTION C, LINE 18 THE ORGANIZATION DOES NOT HAVE A FORM 1023. THE ORGANIZATION HAS SELF-IDENTIFIED AS A 501(C)(4). FORM 990, PART VI, SECTION C, LINE 19 ALL CONTROL DOCUMENTS SUCH AS THE CONFLICT OF INTEREST STATEMENT AND ORGANIZING RESOLUTIONS WERE MADE AVAILABLE UPON REQUEST TO ANYONE INTERESTED THROUGH THE OFFICES OF SANDY HOOK PROMISE ACTION FUND. FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC VIA SANDY HOOK PROMISE FOUNDATION WEBSITE. SANDY HOOK PROMISE FOUNDATION PO BOX 3489 NEWTOWN CT 06470 461657101 SEE PART VII DE 501(C)(3) 7 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 0 SANDY HOOK PROMISE FOUNDATION O 376596 FAIR MARKET VALUE SANDY HOOK PROMISE FOUNDATION P 5859457 FAIR MARKET VALUE PART II: PRIMARY ACTIVITY THE MISSION OF SANDY HOOK PROMISE FOUNDATION IS TO EDUCATE AND EMPOWER YOUTH AND ADULTS TO PREVENT VIOLENCE IN SCHOOLS, HOMES, AND COMMUNITIES. THROUGH OUR EVIDENCE INFORMED "KNOW THE SIGNS" PROGRAMS, WE TEACH YOUTH AND ADULTS TO RECOGNIZE, INTERVENE, AND GET HELP FOR INDIVIDUALS WHO MAY BE AT RISK OF HURTING THEMSELVES OR OTHERS. ALL SHP PROGRAM OFFERINGS ARE AVAILABLE TO SCHOOLS AND YOUTH ORGANIZATIONS AT NO COST