2022-11-15T16:15:36-06:00 2021-12-31 366055558 GRANT THORNTON LLP 757 THIRD AVENUE 3RD FLOOR NEW YORK NY 100172013 990 2021-01-01 132887439 ANTI-DEFAMATION LEAGUE FOUNDATION ANTI 2128857700 605 THIRD AVENUE NEW YORK NY 101583560 GREGORY LIBERTINY CFO 2128857700 2022-11-11 1 GREGORY LIBERTINY 999009999 DANIEL ROMANO P00504182 2125990100 3 AAL1 IAL1 2021 2022-09-23 18:48:47Z JONATHAN GREENBLATT 605 THIRD AVENUE NEW YORK NY 101583560 43741629 0 X N/A X 1977 NY SEE SCHEDULE OTO PROMOTE THE MISSION OF THE ANTI-DEFAMATION LEAGUE THROUGH THE MAINTENANCE AND PRUDENT INVESTMENT OF ENDOWMENTS, TRUSTS, PHILANTHROPIC FUNDS, REAL ESTATE AND OTHER ASSETS. 35 34 0 42 273535 193329 32474849 6776104 291946 291946 3262003 6758053 -56420 780045 35972378 14606148 11943144 9824492 0 0 3550809 2651510 0 0 1701450 2150360 2114626 17644313 14590628 18328065 15520 147467499 159935377 11667027 13824837 135800472 146110540 X SEE SCHEDULE OTHE ADL FOUNDATION HELPS PROMOTE THE MISSION OF ADL THROUGH THE MAINTENANCE AND, WHERE APPROPRIATE, PRUDENT INVESTMENT OF THE ENDOWMENTS, TRUSTS, PHILANTHROPIC FUNDS, REAL ESTATE AND OTHER ASSETS HELD BY THE ADL FOUNDATION AS SET FORTH IN THE ADL FOUNDATION'S CERTIFICATE OF INCORPORATION. THESE ASSETS AND THEIR PROCEEDS ARE TO BE USED TO SUPPORT THE MISSION OF ADL. 0 0 9824492 9824492 SUPPORT TO OTHER CHARITIES - IN FURTHERANCE OF THE ANTI-DEFAMATION LEAGUE FOUNDATION'S (ADL FOUNDATION) PRIMARY EXEMPT PURPOSE, SPECIFIC GRANTS TOTALING $9,824,492 WERE MADE DIRECTLY FROM THE ADL FOUNDATION TO THE ANTI-DEFAMATION LEAGUE (ADL). 944016 291946 SEE SCHEDULE OREGIONAL OPERATIONS SUPPLEMENTS ADL'S FURTHERANCE OF ITS MISSION, WHERE ADL SUPERVISED AND COORDINATED THE ADL'S COAST-TO-COAST NETWORK OF REGIONAL OFFICES. ESTABLISHES AND MONITORS OPERATING PLANS FOR EACH REGION, WITH PARTICULAR FOCUS ON PRIORITY PROGRAMS AND ACTIVITIES, INCLUDING ANTI-BIAS TRAINING FOR EDUCATOR, STUDENTS AND LAW ENFORCEMENT PROFESSIONALS; CIVIL RIGHTS ADVOCACY; MONITORING AND EXPOSING OF EXTREMIST ACTIVITY; VICITIM ASSISTANCE; PROMOTION OF INTERGROUP COLLABORATION AND UNDERSTANDING; AND, RESPONSE TO HATE CRIMES AND BIAS INCIDENTS. CREATES MEASURES AND METRICS TO EVALUATE REGIOINAL REACH AND IMPACT. 631120 THE AMOUNT OF ($538,897) CONSISTS OF THE FOLLOWING ADDITIONAL PROGRAM SERVICE ACCOMPLISHMENTS: LEADERSHIP ($538,897), AND OTHER ($92,223). 11399628 1 1 0 0 0 1 0 0 0 1 1 1 0 0 1 1 0 1 0 0 1 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 5 0 1 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 X 35 34 1 0 0 0 1 1 0 1 1 0 0 1 1 1 1 1 1 1 1 0 AL AK AZ AR CA CO CT FL GA HI IL KS KY LA ME MD MA MI MN MS MO NH NJ NM NY NC ND OH OK OR PA RI SC TN UT VA WA WV WI X X X GREG LIBERTINY 2128857700 605 THIRD AVENUE NEW YORK NY 101583560 JONATHAN A GREENBLATT TRUSTEE (THRU 11/2021) 20.00 20.00 X 575716 575716 100300 FREDERIC L BLOCH TRUSTEE 6.00 34.00 X 72334 409893 23550 GLEN LEWY TRUSTEE, PRESIDENT (THRU 11/2021) 4.50 2.00 X X 0 0 0 ERIC HORODAS TRUSTEE, EXECUTIVE VP (THRU 11/2021) 1.50 0.00 X X 0 0 0 ELLIS LANDAU TRUSTEE, SECRETARY (THRU 11/2021) 0.50 0.00 X X 0 0 0 GEORGE MOSS TRUSTEE, TREASURER (THRU 11/2021) 0.50 0.00 X X 0 0 0 BARBARA ADELMAN TRUSTEE 1.50 0.00 X 0 0 0 ANDREW ADELSON TRUSTEE 0.50 2.00 X 0 0 0 RONALD BALSER TRUSTEE 0.50 0.00 X 0 0 0 BARBARA BALSER TRUSTEE 0.50 0.00 X 0 0 0 HOWARD BERKOWITZ TRUSTEE 1.50 0.00 X 0 0 0 MARTIN BUDD TRUSTEE 1.50 0.00 X 0 0 0 FAITH COOKLER TRUSTEE 0.50 0.00 X 0 0 0 BARRY CURTISS-LUSHER TRUSTEE (THRU 11/2021) 0.50 2.00 X 0 0 0 ESTA GORDON EPSTEIN TRUSTEE (THRU 11/2021) 0.50 2.00 X 0 0 0 JOSEPH GOLDBLUM TRUSTEE 1.50 0.00 X 0 0 0 THOMAS HOMBURGER TRUSTEE 0.50 0.00 X 0 0 0 CHARLES KRISER TRUSTEE 0.50 0.00 X 0 0 0 BURTON LEVINSON TRUSTEE 0.50 0.00 X 0 0 0 STEVE LYONS TRUSTEE 0.50 0.00 X 0 0 0 LAWRENCE MILLER TRUSTEE 0.50 0.00 X 0 0 0 DAVID MILLSTONE TRUSTEE 0.50 0.00 X 0 0 0 MARVIN NATHAN TRUSTEE 0.50 0.00 X 0 0 0 STEVEN NICHOLS TRUSTEE 0.50 0.00 X 0 0 0 SHELLEY PARKER TRUSTEE 0.50 0.00 X 0 0 0 ARTHUR REIDEL TRUSTEE 0.50 0.00 X 0 0 0 GIDEON ROTHSCHILD TRUSTEE 0.50 0.00 X 0 0 0 WILLIAM SAPERS TRUSTEE 0.50 0.00 X 0 0 0 BEN SAX TRUSTEE 1.50 2.00 X 0 0 0 MILTON SCHNEIDER TRUSTEE (THRU 11/2021) 2.50 2.00 X 0 0 0 PAMELA SCHWARTZ TRUSTEE 0.50 0.00 X 0 0 0 MICHAEL SHEETZ TRUSTEE 0.50 0.00 X 0 0 0 HOWARD SHERWOOD TRUSTEE 0.50 0.00 X 0 0 0 GEORGE STARK TRUSTEE 1.50 0.00 X 0 0 0 DAVID STRASSLER TRUSTEE 0.50 0.00 X 0 0 0 ROBERT SUGARMAN TRUSTEE 0.50 0.00 X 0 0 0 GLEN TOBIAS TRUSTEE 1.50 0.00 X 0 0 0 TRACY TREGER TRUSTEE 0.50 0.00 X 0 0 0 MITCH WESELEY TRUSTEE 1.50 0.00 X 0 0 0 CHRISTOPHER WOLF TRUSTEE 2.50 2.00 X 0 0 0 ROBERT ROSEN TRUSTEE (AS OF 08/2021) 0.50 0.00 X 0 0 0 BRUCE KARPATI TRUSTEE (AS OF 01/2021) 0.50 0.00 X 0 0 0 ROCHELLE JACOBSON TRUSTEE (AS OF 01/2021) 0.50 0.00 X 0 0 0 ANAT KENDAL - ASST TREASURER EXEC. DIR. (THRU 12/21) 6.00 34.00 X 44005 249364 22518 STEVEN C SHEINBERG GENERAL COUNSEL & ASST. SECRETARY 6.00 34.00 X 42094 238536 21907 GREGORY LIBERTINY CFO (AS OF 12/21) 6.00 34.00 X 31735 179833 13530 DORON EZICKSON VP, EAST DIVISION (ADL) 6.00 34.00 X 38778 219746 20989 ROBERT O TRESTAN VP, WESTERN DIVISON (ADL) 6.00 34.00 X 38746 219559 22370 SETH BRYSK REGIONAL DIRECTOR (ADL) 6.00 34.00 X 37257 211121 14829 KAREN AROESTY REGIONAL DIRECTOR (ADL) (THRU 08/21) 6.00 34.00 X 36174 204986 5496 JEFFREY ABRAMS REGIONAL DIRECTOR (ADL) 6.00 34.00 X 35036 198540 17561 ABRAHAM R FOXMAN NATIONAL DIR. EMERITUS (ADL) 0.00 0.00 X 0 81275 8847 951875 2788569 271897 1 1 1 0 0 6776104 6776104 RENTAL INC FROM AFF. EXEMPT ORG. 900099 291946 291946 291946 1751345 273535 1477810 34142189 29135481 5006708 5006708 5006708 CGA LIABILITY 900099 549520 549520 MERIT-BASED INCENTIVE PAYMENT 900099 230525 230525 780045 14606148 291946 273535 7264563 9824492 9824492 828259 337172 103709 387378 1464587 589314 191549 683724 3194 1485 181 1528 272000 126453 15448 130099 83470 38805 4741 39924 78135 3402 74733 1700 1700 883063 883063 497563 330870 124989 41704 181533 17625 163908 90608 8813 7 81788 2715 1831 692 192 91662 61815 23353 6494 168915 23353 145562 52465 52465 49612 33457 12640 3515 MISCELLANEOUS EXPENSES 16655 741 280 15634 14590628 11399628 1489550 1701450 5263801 10178965 20724903 12117296 33188 6835051 5166016 1709850 1669035 67489006 74188095 44955951 53881655 7323988 7867143 147467499 159935377 558964 135018 4000000 4000000 7108063 9689819 11667027 13824837 X 14198878 18563822 121601594 127546718 135800472 146110540 147467499 159935377 X 15520 12448744 -2154196 X 0 1 X 1 0 X 12555479 15745422 16536534 32474850 6776104 84088389 12555479 15745422 16536534 32474850 6776104 84088389 20820094 63268295 1550938 2110627 1691482 1071337 1477810 7902194 291108 284671 355154 287062 273535 1491530 780045 780045 94262158 1459730 0.67120 0.70730 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: CGA LIABILITY - 2017 AMOUNT: $ 0. 2018 AMOUNT: $ 0. 2019 AMOUNT: $ 0. 2020 AMOUNT: $ 0. 2021 AMOUNT: $ 549,520. MERIT-BASED INCENTIVE PAYMENT - 2017 AMOUNT: $ 0. 2018 AMOUNT: $ 0. 2019 AMOUNT: $ 0. 2020 AMOUNT: $ 0. 2021 AMOUNT: $ 230,525. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 8 11 0 25000 52000 93454 335628 4941881 1 1 0 132164903 1415760 -25611690 4783638 103185335 106085363 27772133 7045141 8737734 132164903 86951696 11096741 12431051 4394125 106085363 92038956 8739345 -7056433 6770172 86951696 86328755 1899292 8123157 4312248 92038956 0.82000 0.18000 1 0 1150224 1150224 5164019 4842678 321341 323338 323338 0 197470 197470 1669035 MUTUAL FUNDS - EQUITIES 1738556 F ABSOLUTE RETURN FUNDS 41783590 F LP AND REAL EST 10359509 F 53881655 LIABILITIES UNDER CHARITABLE TRUST 6558644 DUE TO ADL 3131175 9689819 X PART X, LINE 2: AS REQUIRED UNDER FIN 48 "ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES," THE FOLLOWING FOOTNOTE WAS INCLUDED IN NOTE (2)(J) OF THE CONSOLIDATED FINANCIAL STATEMENTS OF ADL AND THE ADL FOUNDATION: "ADL RECOGNIZES THE EFFECT OF INCOME TAX POSITIONS ONLY IF THOSE POSITIONS ARE MORE LIKELY THAN NOT OF BEING SUSTAINED. INCOME GENERATED FROM ACTIVITIES UNRELATED TO ADL'S EXEMPT PURPOSE IS SUBJECT TO TAX UNDER INTERNAL REVENUE CODE SECTION 511 AND IS REPORTED AND PAID WITH THE INTERNAL REVENUE SERVICE FORM 990-T (EXEMPT ORGANIZATION BUSINESS INCOME TAX RETURN)." PART I, LINE 3: $52,000 REPRESENTS GRANTS FROM DONOR ADVISED FUNDS. PART V, LINE 1C: ADL'S ENDOWMENT, HELD ENTIRELY BY THE ADL FOUNDATION, CONSISTS OF INDIVIDUAL DONOR-RESTRICTED ENDOWMENT FUNDS ESTABLISHED FOR A VARIETY OF PURPOSES. IN 2015, ADL ESTABLISHED TWO BOARD-DESIGNATED ENDOWMENT FUNDS TOTALING $3.5 MILLION. IN 2021, THE VALUE OF THE BOARD-DESIGNATED ENDOWMENTS WAS RECLASSIFIED TO DONOR DESIGNATED FUNDS. ADDITIONALLY, ENDOWMENT FUND REPORTING FOR TAX YEAR 2021 WAS ADJUSTED TO REFLECT THE VALUE OF THE ENDOWMENT AS DISCLOSED IN THE AUDITED FINANCIAL STATEMENTS. THE VALUE OF THE ADJUSTMENT OF $37,871,282 IS INCLUDED WITHIN PART V, LINE 1C. PART V, LINE 4: THE ADL FOUNDATION ENDOWMENT CONSISTS OF INDIVIDUAL DONOR-RESTRICTED ENDOWMENT FUNDS ESTABLISHED FOR A VARIETY OF PROGRAM PURPOSES (SEE PART III FOR STATEMENT OF PROGRAM SERVICE ACCOMPLISHMENTS). AS REQUIRED BY GENERALLY ACCEPTED ACCOUNTING PRINCIPLES, NET ASSETS ASSOCIATED WITH ENDOWMENT FUNDS ARE CLASSIFIED AND REPORTED BASED ON THE EXISTENCE OR ABSENCE OF DONOR-IMPOSED RESTRICTIONS. CENTRAL AMERICA/CARIBBEAN 0 0 INVESTMENTS 24090547 0 0 0 0 0 0 24090547 0 24090547 1 0 1 1 1 0 PART III ACCOUNTING METHOD: PART IV: THE ADLF OWNS SHARES OF INVESTMENT FUNDS IN THE CAYMAN ISLANDS AND IN THE BRITISH VIRGIN ISLANDS. ADLF INVESTS IN DOMESTIC AND FOREIGN INVESTMENT VEHICLES THAT MAY OWN AN INTEREST IN A FOREIGN CORPORATION, PASSIVE FOREIGN INVESTMENT COMPANY, OR FOREIGN PARTNERSHIP. NEVERTHELESS, ADLF'S ACTIVITIES MAY NOT REACH THE THRESHOLDS REQUIRED FOR FILING THE FORMS 926, 5471, 8621 OR 8865. TO THE EXTENT SUCH A FORM WAS COMPLETED, IT HAS BEEN FILED WITH ADLF'S FORM 990-T. 1 ANTI-DEFAMATION LEAGUE 605 THIRD AVENUE NEW YORK NY 10158 131818723 501(C)(3) 2712772 0 SPIN OFF OF ENDOWMENT INCOME ANTI-DEFAMATION LEAGUE 605 THIRD AVENUE NEW YORK NY 10158 131818723 501(C)(3) 7111720 0 ADL4GOOD 1 PART I, LINE 2: THE PURPOSE OF THE GRANTS/AWARDS TO ADL LISTED IN PART II IS ACCOMPLISHED BY ADL BEFORE THE ACTUAL RECEIPT OF THE FINANCIAL AWARD. THUS, IT IS NOT NECESSARY, AND ADL FOUNDATION DOES NOT HAVE PROCEDURES, TO MONITOR THE USE OF THESE FUNDS. THE REMAINING AWARDS LISTED IN PART II WERE DISTRIBUTED FROM DONOR ADVISED FUNDS. AS SUCH, THE DONORS SELECTED THE RECIPIENT OF EACH AWARD. ADL FOUNDATION ENSURES THAT THE RECIPIENT ORGANIZATIONS QUALIFY FOR THE AWARDS ACCORDING TO IRS REGULATION REGARDING NON-TAXABLE DISTRIBUTIONS AND HAS FINAL CONTROL OF WHETHER TO MAKE THE ADVISED GRANT. X X X 1 1 X X X X X 1 1 0 0 0 0 0 1 0 JONATHAN A GREENBLATT TRUSTEE (THRU 11/2021) 449407 449407 79500 79500 46809 46809 10128 10128 40022 40022 625866 625866 0 0 FREDERIC L BLOCH TRUSTEE 55630 315239 15675 88825 1029 5829 586 3322 2946 16696 75866 429911 0 0 ANAT KENDAL - ASST TREASURER EXEC. DIR. (THRU 12/21) 35514 201246 5175 29325 3316 18793 592 3353 2786 15787 47383 268504 0 0 STEVEN C SHEINBERG GENERAL COUNSEL & ASST. SECRETARY 35989 203938 5925 33575 180 1023 621 3521 2665 15100 45380 257157 0 0 ROBERT O TRESTAN VP, WESTERN DIVISON (ADL) 37074 210086 1556 8815 116 658 207 1170 3149 17844 42102 238573 0 0 DORON EZICKSON VP, EAST DIVISION (ADL) 35390 200545 3000 17000 388 2201 496 2808 2653 15032 41927 237586 0 0 SETH BRYSK REGIONAL DIRECTOR (ADL) 37075 210089 120 680 62 352 577 3267 1648 9337 39482 223725 0 0 JEFFREY ABRAMS REGIONAL DIRECTOR (ADL) 34854 197508 120 680 62 352 193 1092 2441 13835 37670 213467 0 0 KAREN AROESTY REGIONAL DIRECTOR (ADL) (THRU 08/21) 34410 77590 120 680 1644 126716 156 887 668 3785 36998 209658 0 0 GREGORY LIBERTINY CFO (AS OF 12/21) 27972 158510 3420 19380 343 1943 468 2654 1561 8847 33764 191334 0 0 ABRAHAM R FOXMAN NATIONAL DIR. EMERITUS (ADL) 0 81275 0 0 0 0 0 0 0 8847 0 90122 0 0 PART I, LINE 1A TRAVEL REIMBURSEMENT POLICY - ADL HAS A WRITTEN POLICY REGARDING TRAVEL REIMBURSEMENT IN ACCORDANCE WITH RULES FOR AN ACCOUNTABLE PLAN. THE ADL NATIONAL CHAIR REVIEWS A PERIODIC SUMMARY OF THE ADL FOUNDATION TRUSTEE/ADL CEO/NATIONAL DIRECTOR'S EXPENSE REPORTS. IN ADDITION, ALL TRAVEL COSTS RELATED TO COMPANIONS, ONCE APPROVED, ARE FULLY TAXABLE. HEALTH REIMBURSEMENT - ADL PROVIDES REIMBURSEMENT TO JONATHAN GREENBLATT, TRUSTEE, FOR GYM MEMBERSHIP FEES WHICH ARE TAXABLE AND REPORTED IN HIS W-2. PART I, LINES 4A-B KAREN AROESTY RECEIVED A SEVERANCE PAYMENT IN CALENDAR YEAR 2021. THIS SEVERANCE PAYMENT IS DISCLOSED IN FORM 990, SCHEDULE J, PART II, COLUMN (B)(III). IN 2012, ADL AND THE ADL FOUNDATION FINALIZED A SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN (SERP) BENEFIT FOR ABRAHAM H. FOXMAN, ADL'S NATIONAL DIRECTOR SINCE 1987. IT WAS IN RECOGNITION OF HIS SIGNIFICANT VALUE TO ADL AND THE ADL FOUNDATION AT THAT TIME AND GOING FORWARD AND HIS FIFTY YEARS OF INVALUABLE AND TIRELESS SERVICE, INCLUDING 25 YEARS AS A NATIONAL DIRECTOR. THE SERP IS A RETIREMENT BENEFIT THAT IS PAID OUT OVER TIME. IN COMPENSATION COMMITTEE. THE COMMITTEE IS A FULLY INDEPENDENT AND $14,100 WAS TAXABLE ON THE 2021 FORM W-2. THE REMAINING BENEFIT IS INCLUDED DISINTERESTED BODY. IT WAS RIGOROUS IN ITS METHODOLOGY AND RELIED UPON THE LONG-TERM PENSION OBLIGATIONS LIABILITY ON ADL'S BALANCE SHEET. THE INDEPENDENT EXPERTS WHO ADVISED THAT THE SERP (AND THE OVERALL COMPENSATORY SERP WAS APPROVED BY ADL'S AND ADL FOUNDATION'S JOINT EXECUTIVE PACKAGE) WAS REASONABLE IN LIGHT OF MARKET COMPARABILITY DATA. PART I, LINE 7 A ONE-TIME PERFORMANCE BONUS PAYMENT WAS MADE TO INDIVIDUALS MEETING CERTAIN METRICS. THESE ARE REPORTED IN COLUMN (B)(II). NON-FIXED PAYMENTS ARE THE COMBINED AMOUNTS FROM THE FILING ORGANIZATION AND THE RELATED ORGANIZATIONS. FORM 990, PART V, LINE 1A: OF THE 149 FORMS FILED, 10 ARE FORMS 1099-M AND 139 ARE FORMS 1099-R. FORM 990, PART V, LINE 2A: ADLF DOES NOT ISSUE W-2S. ALL EMPLOYEES ARE PAID AND ISSUED W-2S FROM A RELATED ORGANIZATION, ANTI-DEFAMATION LEAGUE ("ADL"). IN 2021, ADL ISSUED 501 W-2S. EMPLOYEES LISTED IN PART VII, SECTION A, HAVE THEIR SALARIES ALLOCATED BASED ON PERCENTAGES OF TIME DEDICATED TOWARD EACH ORGANIZATION. FORM 990, PART VI, SECTION A, LINE 2 LIST OF INDIVIDUALS LISTED IN PART VII, SECTION A WITH FAMILY RELATIONSHIPS: BARBARA BALSER - RONALD BALSER. FORM 990, PART VI, SECTION A, LINE 6 THE ADL FOUNDATION HAS A SINGLE MEMBER, ADL. FORM 990, PART VI, SECTION A, LINE 7A THE ADL FOUNDATION HAS A THREE-PERSON MEMBER COMMITTEE CONSISTING OF THE PRESIDENT OF THE ADL FOUNDATION; THE ADL BOARD CHAIR; AND THE IMMEDIATE PAST NATIONAL CHAIR OF ADL. THE MEMBER COMMITTEE APPROVES SIGNIFICANT CHANGES TO THE ORGANIZATIONAL DOCUMENTS AND ELECTS THE BOARD OF TRUSTEES. FORM 990, PART VI, SECTION B, LINE 11B COPIES OF DRAFT FORM 990 WERE PROVIDED TO THE MEMBERS OF THE JOINT AUDIT COMMITTEE OF THE ADL FOUNDATION AND ADL, WHICH REVIEWED AND APPROVED THE FORM 990 AT ITS NOVEMBER 2022 MEETING. SUBSEQUENT TO THE MEETING OF THE JOINT AUDIT COMMITTEE, AN EMAIL WAS SENT TO THE ENTIRE ADL FOUNDATION'S BOARD OF TRUSTEES NOTIFYING THEM THAT THE FORM 990 IS AVAILABLE FOR THEIR REVIEW BEFORE IT IS FILED WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C THE ADL FOUNDATION HAS A WRITTEN CONFLICT OF INTEREST POLICY APPROVED BY THE BOARD OF TRUSTEES THAT REQUIRES ITS OFFICERS, DIRECTORS AND EMPLOYEES TO ANNUALLY DISCLOSE THEIR POTENTIAL CONFLICTS OF INTEREST, THOSE OF THEIR FAMILY MEMBERS AND OF OTHER INTERESTED PARTIES. THIS DISCLOSURE FORM IS DISTRIBUTED TO ALL ADL FOUNDATION STAFF ANNUALLY BY THE ORGANIZATION'S HUMAN RESOURCES DEPARTMENT (HR). HR ENSURES THAT ALL FORMS ARE COMPLETED AND REVIEWS THE FORMS FOR CONFLICTS. THE DISCLOSURE FORM IS DISTRIBUTED TO MEMBERS OF THE BOARD OF TRUSTEES ANNUALLY BY THE OFFICE OF THE EXECUTIVE DIRECTOR. THE OFFICE OF THE EXECUTIVE DIRECTOR COLLECTS AND REVIEWS THEM FOR NOTED OFFICER AND DIRECTOR CONFLICTS. A SUMMARY AND THE NOTED FINDINGS ARE THEN REVIEWED BY THE EXECUTIVE DIRECTOR, WHO THEN PROVIDES ALL DISCLOSURES TO THE JOINT AUDIT COMMITTEE OF THE ADL FOUNDATION AND ADL FOR FURTHER REVIEW. THE JOINT AUDIT COMMITTEE REVIEWS AND DETERMINES BY MAJORITY VOTE WHETHER A CONFLICT EXISTS. IF A CONFLICT IS NOTED INVOLVING A MEMBER OF THE BOARD OF TRUSTEES WHO IS ALSO A MEMBER OF JOINT AUDIT COMMITTEE, THE PERSON RECUSES HIM/HERSELF FROM VOTING. FORM 990, PART VI, SECTION B, LINE 15 THE ADL FOUNDATION'S PROCESS FOR DETERMINING THE COMPENSATION OF THE EXECUTIVE DIRECTOR INCLUDES CONSULTATION WITH AN INDEPENDENT THIRD PARTY THAT PERFORMS A COMPENSATION MARKET STUDY AND PROVIDES SALARY STRUCTURE GRADING. THIS IS REVIEWED AND A DECISION IS MADE BY THE JOINT EXECUTIVE COMPENSATION COMMITTEE OF THE ADL FOUNDATION AND ADL, AS DOCUMENTED IN THE RESPECTIVE COMMITTEE MEETING MINUTES. THE ADL FOUNDATION'S PROCESS FOR DETERMINING THE COMPENSATION OF OFFICERS AND KEY EMPLOYEES INCLUDES CONSULTATION WITH AN INDEPENDENT THIRD PARTY THAT PERFORMS A COMPENSATION MARKET STUDY AND PROVIDES SALARY STRUCTURE GRADING. THIS IS REVIEWED BY ADL'S CEO WHO PRESENTS A RECOMMENDATION TO THE JOINT EXECUTIVE COMPENSATION COMMITTEE OF THE ADL FOUNDATION AND ADL. THE JOINT EXECUTIVE COMPENSATION COMMITTEE MAKES A DECISION ON THE RECOMMENDATION, AS DOCUMENTED IN THE RESPECTIVE COMMITTEE MEETING MINUTES. FORM 990, PART VI, SECTION C, LINE 19 THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF ADL AND THE ADL FOUNDATION ARE MADE AVAILABLE TO THE PUBLIC THROUGH A DIRECT LINK ON THE ADL/ADL FOUNDATION WEBSITE, (WWW.ADL.ORG). FURTHERMORE, A FULL SET OF THE CONSOLIDATED AUDITED FINANCIAL STATEMENTS OF ADL AND THE ADL FOUNDATION IS AVAILABLE UPON REQUEST AS INDICATED ON THE ADL/ADL FOUNDATION WEBSITE AND IN THE ADL ANNUAL REPORT. ADL FOUNDATION'S CERTIFICATE OF INCORPORATION IS AVAILABLE WITH THE SECRETARY OF STATE OF NEW YORK. FORM 990, PART XI, LINE 9: CHANGE IN VALUE OF CHARITABLE TRUST AND ANNUITY AGREEMENTS -375,459. PROVISION FOR UNCOLLECTIBLE CONTRIBUTIONS RECEIVABLE -1,778,737. FORM 990, PART XI, LINE 9: OF THE OTHER CHANGES IN NET ASSETS TOTALING ($2,154,196), ($375,459) REPRESENTS THE CHANGE IN THE VALUE OF CHARITABLE TRUST AND ANNUITY AGREEMENTS. THE AMOUNT WAS RECORDED ON THE CONSOLIDATED AUDITED FINANCIAL STATEMENTS AND SCHEDULES OF ADL AND THE ADL FOUNDATION. ANTI-DEFAMATION LEAGUE 605 THIRD AVENUE NEW YORK NY 10158 131818723 ELIMINATE ANTI-SEMITISM DC 501(C)(3) LINE 9 N/A 0 ADLF COMMON FUND 605 THRID AVENUE NEW YORK NY 10158 133095748 ASSIST & SUPPORT ADL NY 501(C)(3) PF ADL 0 ANTI-DEFAMATION LEAGUE - ISRAEL 21 JABOTINSKY STREET JERUSALEM ISRAEL IS ADVOCACY IS ADL 0 CHARITABLE REMAINDER TRUST (14) CHARITABLE TR CA ADL FOUNDATION T 1 0 1 0 1 1 0 0 0 0 1 0 1 1 1 1 1 0 0 0 FORM 990, SCHEDULE R, PART IV COLUMN (C) - DOMICILES OF RELATED TRUSTS CA, CO, IA, NJ, NY, PA, WA