2022-11-15T15:52:46-06:00 2021-12-31 366055558 GRANT THORNTON LLP 171 N CLARK ST STE 200 CHICAGO IL 60601 990 2021-01-01 833097307 PMML NORTH INC PMML 3123749455 104 S MICHIGAN AVENUE 1120 CHICAGO IL 60603 KURT ANDERSON TAX DIRECTOR 3123749455 2022-11-15 1 KURT ANDERSON 999009999 BRIDGET T ROCHE P00666837 3128560200 2022-11-11 3 AAL1 IAL1 2021 2022-09-23 18:48:47Z SUSAN RIFKIN 104 S MICHIGAN AVENUE 1120 CHICAGO IL 60603 46619695 0 X X 2018 WI COLLECTION, PRESERVATION, AND DISSEMINATION OF MATERIALS AND INFORMATION (CONTINUED ON SCH O) RELATING TO MILITARY HISTORY AND THE ROLE OF THE CITIZEN SOLDIER IN AMERICA. 14 13 2 0 0 0 175000000 0 0 0 150759 454364 10500 24525 175161259 478889 0 10000000 0 0 721953 625698 0 0 0 1157518 1159258 1879471 11784956 173281788 -11306067 174906048 161806539 1674011 339958 173232037 161466581 THE MISSION OF PMML NORTH, INC. ("PMML NORTH") IS THE COLLECTION, PRESERVATION, AND DISSEMINATION OF MATERIALS AND INFORMATION RELATING TO MILITARY HISTORY AND THE ROLE OF THE CITIZEN SOLDIER IN AMERICA. 0 0 10000000 10000000 PMML NORTH, INC. IS BUILDING A STATE-OF-THE-ART ARCHIVAL CENTER AND COLD WAR VETERANS MEMORIAL THAT WILL HELP ESTABLISH OR ILLUMINATE MILITARY HISTORY AND THE ROLE OF THE CITIZEN SOLDIER IN AMERICA. ADDITIONALLY, PMML NORTH DONATED FUNDS TO COLONEL JAMES N. PRITZKER LIBRARY OF THE CITIZEN SOLDIER ("PMML") THAT HAS THE PERSONNEL TO AID IN SPECIAL EFFORTS FOR THE BENEFIT OF THE COLD WAR VETERANS MEMORIAL. 10000000 1 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 1 0 0 0 0 1 1 0 0 0 1 X 0 0 2 1 0 0 0 0 0 0 0 0 0 0 0 0 X 14 13 1 0 1 0 1 1 1 1 1 0 0 1 1 1 1 1 1 0 0 0 X SHARI L KOEHLER 3123749455 104 S MICHIGAN AVE SUITE 1120 CHICAGO IL 60603 SUSAN RIFKIN DIRECTOR 1.00 1.00 X 22670 204025 34042 COL IL JENNIFER N PRITZKER PRESIDENT, CHAIR AND DIRECTOR 1.00 1.00 X X 0 0 0 MARY PARTHE SECRETARY AND DIRECTOR 1.00 1.00 X X 0 0 0 SHARI KOEHLER TREASURER AND DIRECTOR 1.00 1.00 X X 0 0 0 BRIDGET ALTENBURG DIRECTOR - AS OF 3/2021 1.00 1.00 X 0 0 0 NORMAN BOBINS DIRECTOR - THRU 3/2021 1.00 1.00 X 0 0 0 STEPHEN EVANS DIRECTOR - AS OF 3/2021 1.00 1.00 X 0 0 0 TYRONE FAHNER DIRECTOR - THRU 6/2021 1.00 1.00 X 0 0 0 KEVIN FARRELL DIRECTOR 1.00 1.00 X 0 0 0 ARIE FRIEDMAN DIRECTOR 1.00 1.00 X 0 0 0 LORI MANNING DIRECTOR - AS OF 3/2021 1.00 1.00 X 0 0 0 JAMES MUKOYAMA DIRECTOR 1.00 1.00 X 0 0 0 GINNY NARSETE DIRECTOR 1.00 1.00 X 0 0 0 JOHN ROWE DIRECTOR - THRU 12/2021 1.00 1.00 X 0 0 0 ROBERT SARAZEN DIRECTOR 1.00 1.00 X 0 0 0 JOHN SCHWAN DIRECTOR 1.00 1.00 X 0 0 0 JOHN WILLIAMS DIRECTOR 1.00 1.00 X 0 0 0 JOHN LAPINE COLLECTION SERVICE MANAGER 40.00 0.00 X 120665 0 43327 143335 204025 77369 1 0 1 0 PEPPERRILEY CONSTRUCTION COMPANY LLC 411 LAKE ZURICH RD BARRINGTON IL 60010 CONSTRUCTION 28098598 TAWANI ENTERPRISES INC 104 S MICHIGAN AVE SUITE 1120 CHICAGO IL 60603 MANAGEMENT FEE 345398 TAWANI PROPERTY MANAGEMENT LLC 104 S MICHIGAN AVE SUITE 1120 CHICAGO IL 60603 MANAGEMENT FEE 161141 DACCORD GROUP LLC 309 W WASHINGTON BLVD SUITE 405 CHICAGO IL 60606 CONSTRUCTION 151212 4 559651 559651 24525 0 24525 24525 24525 46035519 46140806 -105287 -105287 -105287 478889 0 0 478889 10000000 10000000 430777 430777 46880 46880 113813 113813 34228 34228 390932 390932 12805 12805 64436 64436 1450 1450 2148 2148 52875 52875 628963 628963 4050 4050 344 344 DUES & SUBSCRIPTIONS 1015 1015 240 240 11784956 10000000 1784956 0 76819109 1278054 16616753 6093617 0 0 0 0 328161 93891 0 0 0 0 0 0 139612 66643 70924582 24699 30978821 70899883 49950249 83350054 0 0 0 0 0 0 73343 24397 174906048 161806539 1674011 171615 0 0 0 21550 0 0 0 0 0 146793 0 0 0 0 0 0 1674011 339958 X 173232037 161466581 0 0 173232037 161466581 174906048 161806539 -11306067 -459389 0 X 0 1 X 1 0 X 175000000 175000000 175000000 175000000 171485363 3514637 147677 584176 731853 175731853 X 17530179 17530179 383988 24435 359553 2636 264 2372 53007779 53007779 70899883 X PART X, LINE 2: UNCERTAIN TAX POSITIONS UNDER FIN 48 (ASC 740) PMML NORTH HAS RECEIVED A DETERMINATION LETTER FROM THE INTERNAL REVENUE SERVICE INDICATING THAT IT IS EXEMPT FROM FEDERAL INCOME TAXES UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE, EXCEPT FOR TAXES PERTAINING TO UNREALTED BUSINESS INCOME. ARCHIVES & ARMORY HAS BEEN ORGANIZED AS A LIMITED LIABILITY COMPANY AND, ACCORDINGLY, IS NOT SUBJECT TO FEDERAL OR STATE INCOME TAXES. ALL INCOME TAX ATTRIBUTES OF THE ENTITY ARE PASSED THROUGH TO ITS SOLE MEMBER, PMML NORTH. THE ENTITY IS INCLUDED IN THE CONSOLIDATED INFORMATION RETURN FILED BY PMML NORTH. THE ORGANIZATION FOLLOWS THE REQUIREMENTS FOR ACCOUNTING FOR UNCERTAIN TAX POSITIONS AND REQUIRES MANAGEMENT TO EVALUATE TAX POSITIONS TAKEN BY THE ORGANIZATION. MANAGEMENT HAS ANALYZED THE TAX POSITIONS TAKEN BY THE ORGANIZATION AND HAS CONCLUDED THAT, AS OF DECEMBER 31, 2021 AND 2020, THERE ARE NO UNCERTAIN POSITIONS TAKEN OR EXPECTED TO BE TAKEN THAT WOULD REQUIRE DISCLOSURE IN THE CONSOLIDATED FINANCIAL STATEMENTS. THE ORGANIZATION IS SUBJECT TO ROUTINE AUDITS BY TAXING JURISDICTIONS; HOWEVER, THERE ARE NO CURRENTLY NO AUDITS FOR ANY TAX PERIODS IN PROGRESS. 1 COLONEL JAMES N PRITZKER LIBRARY OF THE CITIZEN SOLDIER 104 S MICHIGAN AVE SUITE 1120 CHICAGO IL 60603 364477083 501(C)(3) 10000000 0 COLD WAR VETERANS MEMORIAL 1 PART I, LINE 2: PROCEDURE FOR MONITORING THE USE OF GRANT FUNDS INSIDE THE U.S. PMML NORTH PROVIDES ASSISTANCE TO ITS RELATED ORGANIZATION. MONITORING THE USE OF THESE FUNDS IS PERFORMED BY MANAGEMENT. 0 0 0 0 0 0 0 1 0 SUSAN RIFKIN DIRECTOR 22670 204025 0 0 0 0 2433 21892 972 8745 26075 234662 0 0 JOHN LAPINE COLLECTION SERVICE MANAGER 117665 0 3000 0 0 0 15359 0 27968 0 163992 0 0 0 PART I, LINE 7 NON-FIXED PAYMENTS ANNUAL BONUSES ARE BASED ON BUDGET ALLOCATED AT MANAGER DISCRETION. TAWANI ENTERPRISES INC OFFICER/DIRECTOR 345398 MANAGEMENT SERVICES 0 TAWANI PROPERTY MANAGEMENT LLC OFFICER/DIRECTOR 161141 MANAGEMENT SERVICES 0 PART IV BUSINESS TRANSACTIONS INVOLVING INTERESTED PERSONSTHE ABOVE BUSINESS TRANSACTIONS INVOLVING INTERESTED PERSONS ARE PROVIDED AT PMML NORTH AT OR BELOW FAIR VALUE AND ARE IN THE NORMAL COURSE OF BUSINESS. ALL DECISIONS TO ENTER INTO THIS TRANSACTION WERE REVIEWED IN ACCORDANCE WITH OUR CONFLICT OF INTEREST POLICY AND THE INTERESTED PERSONS WERE EXCLUDED FROM THE DECISION MAKING PROCESS. FORM 990, PART V, LINE 2A: NUMBER OF EMPLOYEES ON FORM W-3 THE NUMBER OF EMPLOYEES ON FORM W-3 IS THE TOTAL EMPLOYEE COUNT FOR THE FILING ORGANIZATION. WHILE THE COLONEL JAMES N. PRITZKER LIBRARY OF THE CITIZEN SOLDIER IS THE COMMON PAYMASTER FOR PMML NORTH, THE NUMBER OF EMPLOYEES ONLY INCLUDES THE EMPLOYEE COUNT FOR PMML NORTH. FORM 990, PART VI, SECTION A, LINE 1A EXECUTIVE COMMITTEE THE BOARD OF DIRECTORS MAY BY APPROPRIATE RESOLUTION DESIGNATE ONE (1) OR MORE COMMITTEES, EACH OF WHICH SHALL CONSIST OF THREE (3) OR MORE DIRECTORS ELECTED BY THE BOARD OF DIRECTORS, WHICH TO THE EXTENT PROVIDED IN SAID RESOLUTION OR IN THESE BYLAWS, SHALL HAVE AND MAY EXERCISE, WHEN THE BOARD OF DIRECTORS IS NOT IN SESSION, THE POWERS OF THE BOARD OF DIRECTORS IN THE MANAGEMENT OF THE AFFAIRS OF THE CORPORATION, EXCEPT ACTION WITH RESPECT TO ELECTION OF OFFICERS, THE FILLING OF VACANCIES IN THE BOARD OF DIRECTORS, AND THE FORMATION OF AND THE FILLING OF VACANCIES IN THE BOARD OF DIRECTORS, AND THE FORMATION OF AND THE FILLING OF VACANCIES IN COMMITTEES WITH LIMITED BOARD AUTHORITY PURSUANT TO THIS SUBSECTION. THE BOARD OF DIRECTORS MAY ELECT ONE (1) OR MORE DIRECTORS AS ALTERNATE MEMBERS OF ANY SUCH COMMITTEE, WHO MAY TAKE THE PLACE OF ANY ABSENT COMMITTEE MEMBER OR MEMBERS AT ANY MEETING OF SUCH COMMITTEE. THE DESIGNATION OF SUCH COMMITTEE OR COMMITTEES AND THE DELEGATION THERETO OF AUTHORITY SHALL NOT OPERATE TO THE RELIEVE THE BOARD OF DIRECTORS OR ANY INDIVIDUAL DIRECTOR OF ANY RESPONSIBILITY IMPOSED UPON THE BOARD OF DIRECTORS OR ANY INDIVIDUAL DIRECTOR BY LAW. FORM 990, PART VI, SECTION A, LINE 2 FAMILY AND BUSINESS RELATIONSHIPS COL (IL) JENNIFER N. PRITZKER, MARY PARTHE, SHARI KOEHLER, AND SUSAN RIFKIN HAVE A BUSINESS RELATIONSHIP. FORM 990, PART VI, SECTION A, LINE 4 SIGNIFICANT CHANGES TO GOVERNING DOCUMENTS IN MARCH 2021, THE ORGANIZATION ADOPTED AMENDED AND RESTATED ARTICLES OF INCORPORATION AND BYLAWS WITH THE FOLLOWING CHANGES: - MADE PMML THE SOLE MEMBER OF PMML NORTH, WHICH ELIMINATES THE DELEGATION OF POWER AND AUTHORITY ORIGINALLY PLACED ON THE CHAIRPERSON OF THE BOARD. THE SOLE MEMBER MAY ACT ON BEHALF OF PMML NORTH, DIRECT THE BOARD, ELECT DIRECTORS, AND APPROVE AMENDMENTS TO THE BYLAWS AND ARTICLES OF INCORPORATION. - CHANGED THE PURPOSE TO INCLUDE FOR THE BENEFIT OF, TO PERFORM THE FUNCTIONS OF, OR TO CARRY OUT THE PURPOSE OF PMML. - REQUIRES THAT THE BOARD HAVE A MINIMUM OF THREE DIRECTORS WITH NO LIMIATION ON THE MAXIMUM NUMBER OF DIRECTORS. - CHANGED THE OFFICERS TO LIST A CHIEF EXECUTIVE OFFICE, SECRETARY, TREASURER, AND SUCH OTHER OFFICERS OR ASSISTANT OFFICERS AS ELECTED. FORM 990, PART VI, SECTION A, LINE 6 MEMBERS OR STOCKHOLDERS PMML IS THE SOLE CORPORATE MEMBER OF PMML NORTH. FORM 990, PART VI, SECTION A, LINE 7A MEMBERS OR STOCKHOLDERS WHO MAY ELECT GOVERNING BODY PMML IS THE SOLE CORPORATE MEMBER AND IN THIS CAPACITY ELECTS THE BOARD OF DIRECTORS OF PMML NORTH. FORM 990, PART VI, SECTION A, LINE 7B MEMBERS OR STOCKHOLDERS WHO MAY APPROVE DECISIONS PMML IS THE SOLE CORPORATE MEMBER AND IN THIS CAPACITY APPROVES THE ACTIONS OF PMML NORTH. FORM 990, PART VI, SECTION B, LINE 11B PROCESS TO REVIEW FORM 990 PMML NORTH RETAINS A PUBLIC ACCOUNTING FIRM THAT COORDINATES WITH INDIVIDUALS WITHIN THE ORGANIZATION TO PREPARE THE FORM 990. THE ACCOUNTING FIRM COMPLETES AN INITIAL DRAFT AND PRESENTS IT TO THE ORGANIZATION'S FINANCE TEAM TO REVIEW, AND THE FINANCE TEAM RECOMMENDS CHANGES AS NECESSARY PRIOR TO SHARING THE FORM 990 WITH THE BOARD OF DIRECTORS. THE BOARD OF DIRECTORS CONDUCTS ITS REVIEW OF THE FORM 990, RECOMMENDS ADDITIONAL CHANGES AS NECESSARY, AND APPROVES THE FORM 990 UPON FINAL REVIEW AND PRIOR TO FILING WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C CONFLICT OF INTEREST POLICY MONITORING & ENFORCEMENT ALL DIRECTORS, PRINCIPAL OFFICERS, MEMBERS OF A COMMITTEE WITH BOARD-DELEGATED POWERS, AND KEY EMPLOYEES ARE REQUIRED TO SIGN AN ANNUAL STATEMENT AND QUESTIONNAIRE CONFIRMING THAT THEY HAVE RECEIVED THE CONFLICTS OF INTEREST POLICY, READ AND UNDERSTOOD THE POLICY, AND HAVE AGREED TO COMPLY WITH THE POLICY. IN CONNECTION WITH ANY ACTUAL OR POSSIBLE CONFLICT OF INTEREST, AN INTERESTED PERSON MUST DISCLOSE THE EXISTENCE OF THE FINANCIAL INTEREST AND BE GIVEN THE OPPORTUNITY TO DISCLOSE ALL MATERIAL FACTS TO THE DIRECTORS AND MEMBERS OF COMMITTEES WITH GOVERNING BOARD DELEGATED POWERS CONSIDERING THE PROPOSED TRANSACTIONS OR ARRANGEMENT. AFTER DISCLOSURE OF THE FINANCIAL INTEREST AND ALL MATERIAL FACTS, AND AFTER ANY DISCUSSION WITH THE INTERESTED PERSON, HE/SHE SHALL LEAVE THE GOVERNING BOARD OR COMMITTEE MEETING WHILE THE DETERMINATION OF A CONFLICT OF INTEREST IS DISCUSSED AND VOTED UPON. THE REMAINING BOARD OR COMMITTEE MEMBERS SHALL DECIDE IF A CONFLICT OF INTEREST EXISTS. PROCEDURES FOR ADDRESSING THE CONFLICT OF INTEREST INCLUDE: - AN INTERESTED PERSON MAY MAKE A PRESENTATION AT THE BOARD OR COMMITTEE MEETING, BUT AFTER THE PRESENTATION, THEY WILL LEAVE THE MEETING DURING THE DISCUSSION OF, AND THE VOTE ON, THE TRANSACTION OR ARRANGEMENT INVOLVING THE POSSIBLE CONFLICT OF INTEREST. - THE CHAIRPERSON OF THE BOARD OR COMMITTEE WILL, IF APPROPRIATE, APPOINT A DISINTERESTED PERSON OR COMMITTEE TO INVESTIGATE ALTERNATIVES TO THE PROPOSED TRANSACTION OR ARRANGEMENT. - AFTER EXERCISING DUE DILIGENCE, THE BOARD OR COMMITTEE WILL DETERMINE WHETHER THE CORPORATION CAN OBTAIN WITH REASONABLE EFFORTS A MORE ADVANTAGEOUS TRANSACTION OR ARRANGEMENT FROM A PERSON OR ENTITY THAT WOULD NOT GIVE RISE TO A CONFLICT OF INTEREST. - IF A MORE ADVANTAGEOUS TRANSACTION OR ARRANGEMENT IS NOT REASONABLY POSSIBLE UNDER CIRCUMSTANCES NOT PRODUCING A CONFLICT OF INTEREST, THE BOARD OR COMMITTEE WILL DETERMINE BY A MAJORITY VOTE OF THE DISINTERESTED DIRECTORS WHETHER THE TRANSACTION OR ARRANGEMENT IS IN THE CORPORATION'S BEST INTEREST, FOR ITS OWN BENEFIT, AND WHETHER IT IS FAIR AND REASONABLE. IN CONFORMITY WITH THE ABOVE DETERMINATION IT WILL MAKE ITS DECISION AS TO WHETHER TO ENTER THE TRANSACTION OR ARRANGEMENT. VIOLATIONS OF THE CONFLICT OF INTEREST POLICY - IF THE BOARD OR COMMITTEE HAS REASONABLE CAUSE TO BELIEVE A MEMBER HAS FAILED TO DISCLOSE ACTUAL OR POSSIBLE CONFLICTS OF INTEREST, IT WILL INFORM THE MEMBER OF THE BASIS FOR SUCH BELIEF AND AFFORD THE MEMBER AN OPPORTUNITY TO EXPLAIN THE ALLEGED FAILURE TO DISCLOSE. - IF, AFTER HEARING THE MEMBER'S RESPONSE AND AFTER MAKING FURTHER INVESTIGATION AS WARRANTED BY THE CIRCUMSTANCES, THE BOARD OR COMMITTEE DETERMINES THE MEMBER HAS FAILED TO DISCLOSE AN ACTUAL OR POSSIBLE CONFLICT OF INTEREST, IT WILL TAKE APPROPRIATE DISCIPLINARY AND CORRECTIVE ACTION. FORM 990, PART VI, SECTION C, LINE 19 HOW DOCUMENTS ARE MADE AVAILABLE TO THE PUBLIC PMML NORTH'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC UPON REQUEST. ARCHIVES AND ARMORY PMML WISCONSIN LLC 104 S MICHIGAN AVE NO 1120 CHICAGO IL 60603 843035700 MILITARY COLLECTION ARCHIVE WI 1561 72021760 PMML NORTH INC COLONEL JAMES N PRITZKER LIBRARY OF THE CITIZEN SOLDIER 104 S MICHIGAN AVE NO 1120 CHICAGO IL 60603 364477083 MILITARY MUSEUM AND LIBRARY IL 501(C)(3) PF N/A 0 PRITZKER MILITARY FOUNDATION 104 S MICHIGAN AVE NO 1120 CHICAGO IL 60603 472570839 GRANTMAKING IL 501(C)(3) PF N/A 0 COLONEL (IL) JAMES N PRITZKER CHARITABLE DISTRIBUTION FUND 104 S MICHIGAN AVE NO 1120 CHICAGO IL 60603 300040386 GRANTMAKING IL 501(C)(3) PF N/A 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 1 1 1 0 0