2022-11-15T12:25:56-06:00 2021-12-31 111986323 MARCUM LLP 1899 L STREET NW SUITE 850 WASHINGTON DC 20036 990 2021-01-01 521339888 NATIONAL HYDROPOWER ASSOCIATION INC NATI 2026821700 601 NEW JERSEY AVENUE NW 660 WASHINGTON DC 20001 MALCOLM WOOLF PRESIDENT AND CEO 2026821700 2022-11-15 1 MALCOLM WOOLF XXX-XX-XXXX FRANK H SMITH P00639053 2022274000 2022-11-15 3 AAL1 IAL1 2021 2022-09-23 18:48:47Z MALCOLM WOOLF 601 NEW JERSEY AVENUE NW 660 WASHINGTON DC 20001 7475165 0 X WWW.HYDRO.ORG X 1983 DC TO CHAMPION HYDROPOWER AS A CLEAN, SUSTAINABLE ENERGY RESOURCE. 21 21 13 23 7443 3993 0 362743 3145604 5272283 121470 75537 29535 61404 3296609 5771967 0 0 0 0 2016514 1964479 0 0 0 1987772 3174968 4004286 5139447 -707677 632520 4103634 4290027 2532491 2054601 1571143 2235426 X CHAMPION WATERPOWER AS AMERICA'S PREMIER CARBON-FREE RENEWABLE ENERGY RESOURCE. INFORM PUBLIC POLICY TO PROTECT, ENHANCE AND EXPAND WATERPOWER WITHIN THE U.S. ELECTRIC SYSTEM. SHARE TECHNOLOGICAL ADVANCEMENT AND ENCOURAGE OPERATIONAL EXCELLENCE AMONG OUR MEMBERS.HYDROPOWER, AMERICA'S FIRST RENEWABLE ENERGY RESOURCE, PROVIDES POWER TO APPROXIMATELY 30 MILLION AMERICANS. WATERPOWER IN ALL ITS FORMS (INCLUDING HYDROPOWER, PUMPED STORAGE, AND MARINE ENERGY) PROVIDES OVER 100 GW OF RELIABLE, FLEXIBLE, CARBON-FREE ELECTRICITY. AN ADDITIONAL 50 GWS OF GENERATION IS POSSIBLE - WITHOUT NEW DAMS - THROUGH UPGRADES, NEW GENERATION AT EXISTING NON-POWERED DAMS, AND NEW CLOSED-LOOP PUMPED STORAGE. IN 2021, NHA MADE SIGNIFICANT PROGRESS IN ENHANCING NHA'S VALUE PROPOSITION IN 3 AREAS AS DESCRIBED IN PART III. 0 0 1435634 PROMOTING POLICY IMPROVEMENTSNHA CONTINUED ITS EFFORTS TO CHAMPION ALL FORMS OF WATERPOWER (INCLUDING TRADITIONAL HYDROPOWER, PUMPED STORAGE AND MARINE ENERGY) AS AMERICA'S PREMIER CARBON-FREE, FLEXIBLE, RENEWABLE ENERGY RESOURCE. NHA'S POLICY ADVOCACY ACCOMPLISHMENTS IN 2021 INCLUDE:- SECURING FEDERAL SUPPORT FOR THE WATERPOWER INDUSTRY IN THE BIPARTISAN INFRASTRUCTURE LAW, INCLUDING CREATION OF A NEW DOE GRANT PROGRAM TO PRESERVE AND MAINTAIN THE EXISTING HYDROPOWER FLEET, AND FUNDING FOR EFFICIENCY IMPROVEMENTS AT EXISTING FACILITIES.- ADVANCING LEGISLATIVE PROVISIONS TO SUPPORT NEW HYDROPOWER DEVELOPMENT AND PUMPED STORAGE IN HOUSE-ENACTED TAX PACKAGE.- CONTINUING TO COLLABORATE WITH THE RIVER COMMUNITY, TRIBES, AND DAM SAFETY ADVOCATES THROUGH THE STANFORD "UNCOMMON DIALOGUE" PROCESS TO WORK TOGETHER TO ENHANCE HYDROPOWER AS AN ESSENTIAL PART OF A CLIMATE SOLUTION, WHILE ALSO ACCELERATING RIVER RESTORATION EFFORTS.- OBTAINING RECORD APPROPRIATIONS FOR DOE'S WATER POWER TECHNOLOGY OFFICE. 2227944 FACILITATING INDUSTRY CONNECTIONS 631956 PROVIDING TECHNICAL INSIGHTS AND PUBLIC AFFAIRSPROVIDING TECHNICAL INSIGHTS AND PUBLIC AFFAIRS - TO PROVIDE MEMBERS INSIGHTS ABOUT TIMELY POLICY AND INDUSTRY DEVELOPMENTS, NHA'S TECHNICAL COMMITTEES MET REGULARLY THROUGHOUT THE YEAR, FACILITATED BEST PRACTICE EXCHANGES, AND HOSTED INFORMATIVE WEBINARS AND OTHER TRAINING SESSIONS. NHA TECHNICAL COMMITTEES INCLUDED THE HYDRAULIC POWER COMMITTEE (INCLUDING ITS OPERATIONAL EXCELLENCE PROGRAM AND DAM SAFETY SUBCOMMITTEE), THE MARINE ENERGY COMMITTEE, THE MARKETS COMMITTEE, THE SMALL HYDROPOWER COMMITTEE, THE WATERPOWER INNOVATION COUNCIL, AND THE CEO COUNCIL. NHA ALSO ACTED AS BOTH A VEHICLE FOR CONVEYING THE INDUSTRY'S MESSAGES TO KEY AUDIENCES AND AS A NATIONAL CLEARINGHOUSE FOR INFORMATION ABOUT HYDROPOWER AND RELATED ENERGY ISSUES. IN CONSULTATION WITH THE PUBLIC AFFAIRS COMMITTEE, NHA WORKED TO PROVIDE THE INDUSTRY'S PERSPECTIVE AND SHAPE NATIONAL AND REGIONAL PRESS; AND PARTNERED WITH VARIOUS ORGANIZATIONS TO PUBLICIZE NATIONAL HYDROPOWER DAY. 136777 MEMBERSHIP 136777 4432311 0 1 0 1 0 0 0 0 0 1 1 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 0 0 0 0 0 0 0 0 1 24 0 1 13 1 1 1 0 0 0 0 0 0 0 X 21 21 0 0 0 0 1 1 0 1 1 0 0 0 1 1 1 1 1 1 0 0 X MALCOLM WOOLF 2026821700 601 NEW JERSEY AVENUE NW 660 WASHINGTON DC 20001 JAY ANDERS CHAIR 2.00 X X 0 0 0 MIKE HAYNES VICE CHAIR 2.00 X X 0 0 0 JOSE ZAYAS VICE CHAIR 2.00 X X 0 0 0 MIKE MANWARING SECRETARY 2.00 X X 0 0 0 DAVE CULLIGAN TREASURER 2.00 X X 0 0 0 JAMES H HANCOCK JR GENERAL COUNSEL 2.00 X X 0 0 0 HEIDI WAHTO DIRECTOR 2.00 X 0 0 0 PAMELA SULLIVAN DIRECTOR 2.00 X 0 0 0 JOEL LEDSEMA DIRECTOR 2.00 X 0 0 0 ALVIN THOMA PAST CHAIR 2.00 X 0 0 0 JOHN SULOWAY LEFT 2021 DIRECTOR 2.00 X 0 0 0 MARY GAIL SULLIVAN DIRECTOR 2.00 X 0 0 0 CHARLES SENSIBA DIRECTOR 2.00 X 0 0 0 CHRIS ROUSSEAU DIRECTOR 2.00 X 0 0 0 ANDREW MUNRO DIRECTOR 2.00 X 0 0 0 FRANKIE MCDERMOTT LEFT 2021 DIRECTOR 2.00 X 0 0 0 REENST LESERMANN LEFT 2021 DIRECTOR 2.00 X 0 0 0 JEFFREY LEAHEY DIRECTOR 2.00 X 0 0 0 HERBIE JOHNSON LEFT 2021 DIRECTOR 2.00 X 0 0 0 RANDY HERIN DIRECTOR 2.00 X 0 0 0 SCOTT HENNESSEY DIRECTOR 2.00 X 0 0 0 SHARON WHITE DIRECTOR 2.00 X 0 0 0 DEBBIE MURSCH DIRECTOR 2.00 X 0 0 0 WENDY BLEY LEFT 2021 DIRECTOR 2.00 X 0 0 0 DAVID GATTO LEFT 2021 DIRECTOR 2.00 X 0 0 0 SUZANNE GRASSELL DIRECTOR 2.00 X 0 0 0 KIMBERLY HARIMAN LEFT 2021 DIRECTOR 2.00 X 0 0 0 CARL ATKINSON DIRECTOR 2.00 X 0 0 0 MALCOLM WOOLF PRESIDENT AND CEO 40.00 X 366828 0 19295 CAMERON SCHILLING VP OF MARKET STRATEGIES AND REG. 40.00 X 176282 0 17444 MARLA BARNES VP OF MEMBER AND INDUSTRY ENGAGEMENTS 40.00 X 145491 0 29572 ZOLAIKHA STRONG LEFT 12-8-21 VP GOVERNEMENT AFFAIRS 40.00 X 136312 0 18412 DIANE LEAR VP OF OPERATIONS AND MEMBE 40.00 X 137229 0 22597 FRANCESCA BLANCO MGR OF REGULATORY AFFAIRS AND MAR 40.00 X 129248 0 14197 1091390 0 121517 6 0 1 0 BRIGHT AV LLC 15181 SPRINGDALE ST HUNTINGTON BEACH CA 92649 AV PRODUCTION SERVICES 287705 TROUTMAN PEPPER HAMILTON SANDERS LLP 600 PEACHTREE ST SUITE 3000 ATLANTA GA 30308 GOVT. RELATIONS CONSULTING 185613 FREEMAN PO BOX 734596 DALLAS TX 75373 CONSULTING 172430 DAVID JAMES GROUP ONE TRANS AM PLAZA DR STE 300 OAKBROOK TERRACE IL 60181 MARKETING MANAGEMENT CONSULTING 172369 LEVY RESTAURANTS AT GEORGIA WORLD CONGRE 285 ANDREW YOUNG INTERNATIONAL BLVD ATLANTA GA 30313 EVENT CATERING 171768 4 362743 362743 MEMBERSHIP DUES 900099 2912711 2912711 CONFERENCE REVENUE 900099 1293890 1293890 SPONSORSHIPS & CONTR. 900099 1018170 1018170 MEETING REVENUE 900099 47512 47512 5272283 73078 73078 1705657 1703198 2459 2459 2459 MISCELLANEOUS 900099 36361 36361 SUBLEASE INCOME 900099 17600 17600 JOB BOARD 519100 7443 7443 61404 5771967 4254113 7443 1147668 X 1320154 482299 41565 120461 38344 119264 237040 786828 130620 29045 48845 331373 37370 1083634 72361 25984 OTHER EXPENSES 177057 PUBLICATIONS AND SUBS. 32008 MEMBERSHIP DUES 22914 EDUCATION AND TRAINING 2281 5139447 1109886 790838 261720 291780 14241 289430 47907 25934 797301 492182 351588 305119 484185 607016 1743339 1889142 90768 90768 4103634 4290027 178859 298684 1552472 1036439 801160 719478 2532491 2054601 X 1374768 2235426 196375 0 1571143 2235426 4103634 4290027 632520 31763 0 X 0 1 X 1 0 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 1 2912711 237040 -249015 -11975 436907 -448882 432534 191349 241185 95589 78419 17170 269178 222414 46764 305119 CERTIFICATES OF DEPOSIT 1878604 F GOVERNMENT BONDS 10538 C 1889142 DEFERRED RENT AND LEASE INCENTIVE 719478 719478 X 5828730 31763 25000 56763 5771967 0 5771967 5164447 25000 25000 5139447 0 5139447 PART X, LINE 2: FOR THE YEARS ENDED DECEMBER 31, 2021, MANAGEMENT DID NOT IDENTIFY ANY UNCERTAINTY IN INCOME TAXES REQUIRING RECOGNITION OR DISCLOSURE IN THESE FINANCIAL STATEMENTS. X X X 0 0 0 MALCOLM WOOLF PRESIDENT AND CEO 366828 0 0 0 0 0 17400 0 1895 0 386123 0 0 0 CAMERON SCHILLING VP OF MARKET STRATEGIES AND REG. 160282 0 16000 0 0 0 10707 0 6737 0 193726 0 0 0 MARLA BARNES VP OF MEMBER AND INDUSTRY ENGAGEMENT 137491 0 8000 0 0 0 1168 0 28404 0 175063 0 0 0 DIANE LEAR VP OF OPERATIONS AND MEMBE 121729 0 15500 0 0 0 8547 0 14050 0 159826 0 0 0 ZOLAIKHA STRONG LEFT 12-8-21 VP GOVERNEMENT AFFAIRS 136312 0 0 0 0 0 3470 0 14942 0 154724 0 0 0 TROUTMAN PEPPER HAMILTON SANDERS LLP BOARD DIRECTOR 185613 CHUCK SENSIBA, WHO SERVES ON NHA'S BOARD OF DIRECTORS, IS A PARTNER WITH TROUTMAN PEPPER HAMILTON SANDERS LLP, A FIRM WHO PROVIDED LEGISLATIVE CAMPAIGN SERVICES TO NHA. 0 JEFFREY LEAHEY 120446 JEFFREY LEAHEY, WHO SERVES ON NHA'S BOARD OF DIRECTORS, IS A VICE PRESIDENT OF SMI. SMI IS A GOVERNMENT RELATIONS CONSULTING FIRM WHO PROVIDED TECHNICAL AND LEGISLATIVE SERVICES TO NHA. 0 FORM 990, PART VI, SECTION A, LINE 6 NHA'S MEMBERSHIP CONSISTS OF MORE THAN 250 ORGANIZATIONS INCLUDING PUBLIC UTILITIES, INVESTOR OWNED UTILITIES, INDEPENDENT POWER PRODUCERS, EQUIPMENT MANUFACTURERS, ENVIRONMENTAL ENGINEERING CONSULTANTS AND ATTORNEYS SPANNING THE BREADTH OF THE CONVENTIONAL INDUSTRY AND NEW EMERGING WATERPOWER TECHNOLOGIES. FORM 990, PART VI, SECTION A, LINE 7A THE ELECTION OF OFFICERS SHALL TAKE PLACE AT THE WINTER BOARD OF DIRECTORS MEETING. A MAJORITY VOTE OF A QUORUM OF THE DIRECTORS PRESENT SHALL CONSTITUTE AN ELECTION. FORM 990, PART VI, SECTION B, LINE 11B NHA'S DRAFT FEDERAL FORM 990 IS REVIEWED BY THE PRESIDENT AND CEO WITH CONCURRENCE OF THE ELECTED TREASURER PRIOR TO FILING WITH THE INTERNAL REVENUE SERVICE. FORM 990, PART VI, SECTION B, LINE 12C NHA HAS A CONFLICT OF INTEREST POLICY WHICH ALL BOARD MEMBERS ARE SUBJECT TO. ALL BOARD MEMBERS OF NHA ARE NOTIFIED OF THE CONFLICT OF INTEREST POLICY AT TIME OF THEIR ELECTION AND THEY ARE REQUIRED TO CONFIRM AGREEMENT WITH THE TERMS ON AN ANNUAL BASIS. ESSENTIALLY, IT REQUIRES THAT SHOULD A CONFLICT OF INTEREST ARISE WITH ANY MEMBER OF THE BOARD OF DIRECTORS, THAT MEMBER IS REQUIRED TO DISCLOSE IT TO THE FULL BOARD OF DIRECTORS FOR TOTAL TRANSPARENCY. THE POLICY IS LIMITED TO FULL DISCLOSE, NOT WHAT ACTION MUST BE TAKEN IN CONSIDERING THE CONFLICT. THE BOARD OF DIRECTORS HAS THE OPTION AT THAT POINT TO ACT AS IT SEES FIT TO EITHER LAY CONDITIONS ON THE ACTION, OR CONTINUE AS THE CONFLICT HAS BEEN FULLY VETTED IN DISCUSSION, OR DENY THE ACTION BEING REQUESTED THAT LED TO THE CONFLICT. FORM 990, PART VI, SECTION B, LINE 15A COMPENSATION FOR NHA'S PRESIDENT AND CEO IS BASED ON PERFORMANCE REVIEW WHICH IS CONDUCTED BY THE ELECTED CHAIRMAN OF THE BOARD WITH THE CONCURRENCE OF THE EXECUTIVE COMMITTEE AND THEN REPORTED TO THE BOARD OF DIRECTORS FOR INPUT AND CONCURRENCE. A COMPENSATION COMMITTEE PERIODICALLY EVALUATES THE SALARY AND BENEFITS PLAN TO DETERMINE ITS COMPETITIVENESS WITH COMPARABLE POSITIONS WITHIN THE REGION. FORM 990, PART VI, SECTION C, LINE 19 NHA MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART IX, LINE 11G PROGRAM SUPPORT SERVICES 649,020. PUBLIC AFFAIRS CAMPAIGN 18,250. REGULATORY 112,027. OTHER CONSULTING SERVICES 7,531.