2022-11-15T06:20:14-06:00 2021-12-31 420714325 RSM US LLP 1861 INTERNATIONAL DRIVE SUITE 400 MCLEAN VA 22102 990PF 2021-01-01 560690140 MARY REYNOLDS BABCOCK FOUNDATION INCORPORATED MARY 3367489222 500 W 5TH ST 800 WINSTONSALEM NC 27101 JENNIFER BARKSDALE CHIEF FINANCE AND OPERATIONS 3367489222 2022-11-12 1 JENNIFER BARKSDALE 999009999 YONG ZHANG CPA P01249785 7033366400 2022-11-12 3 AAL1 IAL1 2021 2022-09-23 18:48:47Z X 253832619 X 9717953 87005 87005 1994188 1993996 24752005 43216890 24752005 19317692 -265197 55868843 26567809 437239 15695 421544 630219 22622 607597 343891 12344 331547 29903 1388 28515 50895 30537 20358 2710874 2314736 382878 3913 140 3773 700794 45570 83450 34158 1226 4322 155 4167 47080 2368 44712 1961923 1644667 317256 6955211 4091448 2245797 8331250 8376250 15286461 4091448 10622047 40582382 22476361 282063 264079 264079 8416687 5388811 5388811 3341 9833 3341 3341 8917953 8917953 8917953 99382 54494 54494 15231703 14202831 14202831 172390282 207225554 207225554 8173936 9130029 9130029 660802 1173436 1173436 983265 536672 474316 446593 446593 7312741 7025498 7025498 213051745 253832619 253832619 250080 260583 74998 29998 157420 101955 952769 1241223 1435267 1633759 X 210850304 241807520 766174 10391340 211616478 252198860 213051745 253832619 211616478 40582382 0 252198860 0 252198860 PUBLICLY TRADED 41397823 8973521 8973521 DBL PARTNERS III P 816567 651404 651404 DBL PARTNERS III K-1 SHORT TERM P -8123 -8123 GEN GLOBAL K-1 SHORT TERM P 1449225 1449225 GEN GLOBAL K-1 LONG TERM P 8058339 8058339 GEN ASIA K-1 SHORT TERM P 21710 21710 GEN ASIA K-1 LONG TERM P 119582 119582 SJF VENTURES IV K-1 LONG TERM P 630807 630807 ILLUMEN CAPITAL K-1 LONG TERM P 4757 4757 ALKEON SHORT TERM P 585 585 F&C LONG TERM P 1002500 349786 349786 GEN IM CLIMATE SOLUTIONS FUND P 4297141 4297141 GEN SSF III K-1 LONG TERM P 203271 203271 24752005 312421 0 312421 0 312421 200683 0 155000 0 355683 X 211 43051 43051 0 0 0 0 0 0 0 0 0 1 1 0 1 1 NC 1 0 1 0 0 1 WWW.MRBF.ORG JENNIFER BARKSDALE 3367489222 500 W 5TH ST 800 WINSTONSALEM NC 27101 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 LAVEEDA BATTLE 500 W 5TH ST SUITE 800 WINSTON SALEM NC 27101 BOARD MEMBER 2.00 3000 0 0 CHAD BERRY 500 W 5TH ST SUITE 800 WINSTON SALEM NC 27101 BOARD MEMBER 2.00 3000 0 0 ASHLEIGH GARDERE 500 W 5TH ST SUITE 800 WINSTON SALEM NC 27101 BOARD MEMBER - VICE PRESIDENT 2.00 2000 0 0 MICAH GILMER 500 W 5TH ST SUITE 800 WINSTON SALEM NC 27101 BOARD MEMBER THROUGH 2/28/21 1.00 1000 0 0 JERRY GONZALEZ 500 W 5TH ST SUITE 800 WINSTON SALEM NC 27101 BOARD MEMBER -PRESIDENT 2.00 3000 0 0 ZACHARY LASSITER 500 W 5TH ST SUITE 800 WINSTON SALEM NC 27101 BOARD MEMBER 2.00 0 0 0 JAMES MITCHELL 500 W 5TH ST SUITE 800 WINSTON SALEM NC 27101 BOARD MEMBER 2.00 3000 0 0 HOLT MOUNTCASTLE 500 W 5TH ST SUITE 800 WINSTON SALEM NC 27101 BOARD MEMBER 2.00 0 0 0 KARA MOUNTCASTLE 500 W 5TH ST SUITE 800 WINSTON SALEM NC 27101 BOARD MEMBER - SECRETARY 2.00 0 0 0 KATHY MOUNTCASTLE 500 W 5TH ST SUITE 800 WINSTON SALEM NC 27101 BOARD MEMBER 2.00 0 0 0 KENNETH MOUNTCASTLE III 500 W 5TH ST SUITE 800 WINSTON SALEM NC 27101 BOARD MEMBER - TREASURER 2.00 0 0 0 LAURA MOUNTCASTLE 500 W 5TH ST SUITE 800 WINSTON SALEM NC 27101 BOARD MEMBER 2.00 0 0 0 MARY MOUNTCASTLE 500 W 5TH ST SUITE 800 WINSTON SALEM NC 27101 BOARD MEMBER 2.00 0 0 0 KARAMA NEAL 500 W 5TH ST SUITE 800 WINSTON SALEM NC 27101 BOARD MEMBER THROUGH 3/25/21 1.00 1000 0 0 STEPHANIE TYREE 500 W 5TH ST SUITE 800 WINSTON SALEM NC 27101 BOARD MEMBER 2.00 3000 0 0 JUSTIN MAXSON 500 W 5TH ST SUITE 800 WINSTON SALEM NC 27101 CEO THROUGH 1/22/21 40.00 16395 2569 75 JENNIFER BARKSDALE 500 W 5TH ST SUITE 800 WINSTON SALEM NC 27101 CHIEF FINANCE AND OPERATIONS OFFICER 40.00 140568 43173 1200 ELENA CONLEY 500 W 5TH ST SUITE 800 WINSTON SALEM NC 27101 CHIEF STRATEGY OFFICER 40.00 131738 26692 1200 DWAYNE PATTERSON 500 W 5TH ST SUITE 800 WINSTON SALEM NC 27101 CHIEF EQUITY OFFICER 40.00 129538 46043 1200 SUSANNA HEGNER 500 W 5TH ST SUITE 800 WINSTON SALEM NC 27101 COMMUNICATIONS OFFIC 40.00 99178 24506 1200 CHRISTINE MAYERS 500 W 5TH ST SUITE 800 WINSTON SALEM NC 27101 GRANTS MANAGER 40.00 92041 29472 1200 SCOTT EDMONDS 500 W 5TH ST SUITE 800 WINSTON SALEM NC 27101 NETWORK OFFICER 40.00 78863 30529 1200 ETHAN HAMBLIN 500 W 5TH ST SUITE 800 WINSTON SALEM NC 27101 NETWORK OFFICER 40.00 85358 21612 1200 JENNIFER FITZGERALD 500 W 5TH ST SUITE 800 WINSTON SALEM NC 27101 EXECUTIVE ASSISTANT 40.00 61068 24958 1200 2 RBC WEALTH MANAGEMENT 345 CALIFORNIA STREET SAN FRANCISCO CA 94104 INVESTMENT MANAGEMENT 422687 MICAH GILMER INTERIM CEO 245 NC HIGHWAY 54 EAST SUITE 205 DURHAM NC 27713 EXECUTIVE SERVICES 207851 CANDIDE GROUP LLC 1721 BROADWAY SUITE 201 OAKLAND CA 94612 INVESTMENT MANAGEMENT 120584 BROWN SUSTAINABLE 901 SOUTH BOND STREET SUITE 400 BALTIMORE MD 21231 INVESTMENT MANAGEMENT 119038 SAYBROOK CAPITAL 2000 FRONTIS PLAZA BLVD WINSTON SALEM NC 27103 INVESTMENT MANAGEMENT 84411 5 FOUNDATION STAFF TIME AND EXPENSES ON BOARDS, GRANTEE TECHNICAL ASSISTANCE, PARTICIPATION IN FUNDER NETWORKS,PEER ADVICE TO FUNDER COLLEAGUES, PUBLIC POLICY RESEARCH AND PUBLISH RESULTS, PRESENTERS AT CONFERENCES, AND ADVISORY COMMITTEES OF OTHER CHARITABLE ORGANIZATIONS. 83833 0 215235451 5742304 31261 221009016 0 0 221009016 3315135 217693881 10884694 10884694 312421 312421 10572273 350266 10922539 0 10922539 10622047 0 7284 10629331 10922539 0 0 1001981 1235474 3375811 4715651 17153435 27482352 10629331 0 0 0 10629331 0 293208 293208 27189144 0 0 0 0 0 0 708773 26480371 1235474 3375811 4715651 17153435 X SEE FOUNDATION WEBSITE WWWMRBFORG 500 WEST 5TH ST STE 800 WINSTON SALEM NC 27101 3367489222 THE FOUNDATION DOES NOT ACCEPT PAPER GRANT APPLICATIONS. ALL INFORMATION REGARDING SUBMISSION OF APPLICATIONS INCLUDING THE FORMAT AND ADDITIONAL INFORMATION REQUIRED CAN BE FOUND ON THE FOUNDATION'S WEBSITE "WWW.MRBF.ORG" THE FOUNDATION USES A ROLLING APPLICATION PROCESS PREFERENCE IN SOUTHEAST UNITED STATES NO GRANTS TO INDIVIDUALS OR FOR CONSTRUCTION NO GRANTS FOR INTERNATIONAL PROGRAMS CONCENTRATION IN GRANTS TO ORGANIZATIONS THAT HELP PEOPLE AND PLACES IN THE SOUTHEASTERN U.S. MOVE OUT OF POVERTY ADVOCATES FOR COMMUNITY AND RURAL EDUCATION DBA RURAL COMMUNITY ALLIANCE 401 S SCOTT STREET SUITE 7 LITTLE ROCK AR 72201 PC GENERAL OPERATING 170000 PLANNED PARENTHOOD SOUTHEAST ON BEHALF OF ALABAMA FORWARD 241 PEACHTREE ST NE SUITE 400 ATLANTA GA 30303 PC GENERAL OPERATING 25000 APPALACHIAN VOICES INC 589 WEST KING STREET BOONE NC 28607 PC GENERAL OPERATING 75000 FOUNDATION OF APPALACHIAN KENTUCKY ON BEHALF OF APPALACHIA FUNDERS NETWORK 433 CHESTNUT STREET ASHEVILLE NC 28803 PC GENERAL OPERATING 30000 APPALACHIAN CITIZENS' LAW CENTER 317 MAIN STREET WHITESBURG KY 41858 PC GENERAL OPERATING 150000 APPALSHOP INC 91 MADISON AVENUE WHITESBURG KY 41858 PC GENERAL OPERATING 150000 ASIAN AMERICANS ADVANCING JUSTICE ATLANTA 5680 OAKBROOK PARKWAY SUITE 148 NORCROSS GA 30093 PC PROJECT SUPPORT/REGRANTING 275000 ASIAN AMERICANS ADVANCING JUSTICE ATLANTA 5680 OAKBROOK PARKWAY SUITE 148 NORCROSS GA 30093 PC RAPID RESPONSE/SAFETY SECURITY 20000 ATHENS LAND TRUST INC 685 N POPE STREET ATHENS GA 30601 PC GENERAL OPERATING 112500 BLACK BELT JUSTICE CENTER PO BOX 2521 WASHINGTON DC 20013 PC GENERAL OPERATING 20000 CHARLESTON AREA JUSTICE MINISTRY CAJM PO BOX 71416 NORTH CHARLESTON SC 29415 PC GENERAL OPERATING 20000 COALFIELD DEVELOPMENT CORPORATION PO BOX 1133 WAYNE WV 25570 PC GENERAL OPERATING/DATA RESEARCH 210000 EL PUEBLO INC 2321 CRABTREE BLVD SUITE 105 RALEIGH NC 27604 PC GENERAL OPERATING 20000 FOUNDATION FOR LOUISIANA 4354 S SHERWOOD FOREST BLVD SUITE 100 BATON ROUGE LA 70816 PC HURRICANE IDA 150000 GALEO LATINO COMMUNITY DEVELOPMENT FUND PO BOX 29506 ATLANTA GA 30359 SO I GENERAL OPERATING 350000 HISPANIC INTEREST COALITION OF ALABAMA PO BOX 190299 BIRMINGHAM AL 35219 PC RAPID RESPONSE/SAFETY SECURITY 20000 LOUISIANA BUCKET BRIGADE ON BEHALF OF INCLUSIVE LOUISIANA 758 NORTH EZIDORE STREET GRAMERCY LA 70052 PC HURRICANE IDA 30000 LATINO COMMUNICATIONS 1805 CLEMSON ROAD 292021 COLUMBIA SC 29229 PC RAPID RESPONSE/SAFETY SECURITY 20000 LATINO COMMUNITY FUND INC PO BOX 3299 DECATUR GA 30031 PC GENERAL OPERATING/REGRANTING 150000 LATINO COMMUNITY FUND INC PO BOX 3299 DECATUR GA 30031 PC RAPID RESPONSE/SAFETY SECURITY 20000 LOUISIANA POLICY INSTITUTE FOR CHILDREN PO BOX 13552 NEW ORLEANS LA 70185 PC HURRICANE IDA 30000 METANOIA 2005 REYNOLDS AVENUE NORTH CHARLESTON SC 29405 PC GENERAL OPERATING 123750 MOUNTAIN ASSOCIATION FOR COMMUNITY ECONOMIC DEVELOPMENT DBA MOUNTAIN ASSOCI 433 CHESTNUT STREET BEREA KY 40403 PC GENERAL OPERATING 400000 NEW ORLEANS WORKERS CENTER FOR RACIAL JUSTICE 3500 CANAL STREET 2ND FLOOR NEW ORLEANS LA 70119 PC HURRICANE IDA 20000 NEW VENTURE FUND 1201 CONNECTICUT AVENUE NW SUITE 300 WASHINGTON DC 20036 PC PROJECT SUPPORT/REGRANTING 400000 NEW VIRGINIA MAJORITY EDUCATION FUND 3801 MT VERNON AVENUE ALEXANDRIA VA 22305 PC GENERAL OPERATING 140000 NORTH CAROLINA ASIAN AMERICANS TOGETHER 711 HILLSBOROUGH STREET SUITE 102 RALEIGH NC 27603 PC RAPID RESPONSE/SAFETY SECURITY 20000 NORTH CAROLINA BLACK ALLIANCE 205 FAYETTEVILLE STREET SUITE 220 RALEIGH NC 27601 PC GENERAL OPERATING 100000 OPPORTUNITY FINANCE NETWORK 901 D STREET SW SUITE 1050 WASHINGTON DC 20024 PC UPLIFT AMERICA FUND 1100000 THE ORDINARY PEOPLE SOCIETY 403 WEST POWELL STREET DOTHAN AL 36303 PC PROJECT SUPPORT/REGRANTING 100000 PARTNER COMMUNITY CAPITAL PO BOX 839 CHARLES TOWN WV 25414 PC GENERAL OPERATING 20000 PARTNERSHIP FOR SOUTHERN EQUITY 100 PEACHTREE STREET SUITE 1960 ATLANTA GA 30303 PC GENERAL OPERATING 20000 POWER COALITION FOR EQUITY AND JUSTICE 4930 WASHINGTON AVENUE NEW ORLEANS LA 70125 PC GENERAL OPERATING/REGRANTING 200000 POWER COALITION FOR EQUITY AND JUSTICE 4930 WASHINGTON AVENUE NEW ORLEANS LA 70125 PC HURRICANE IDA 200000 EARTH ISLAND INSTITUTE ON BEHALF OF RISE ST JAMES 2150 ALLSTON WAY SUITE 460 BERKELEY CA 94704 PC HURRICANE IDA 30000 SOUTH CAROLINA ASSOCIATION FOR COMMUNITY ECONOMIC DEVELOPMENT 1 CARRIAGE LANE BUILDING D 2ND FLOOR CHARLESTON SC 29407 PC GENERAL OPERATING/REGRANTING 400000 SOUTHEAST IMMIGRANT RIGHTS NETWORK PO BOX 87119 COLLEGE PARK GA 30337 PC GENERAL OPERATING 225000 SOUTHERN COALITION FOR SOCIAL JUSTICE 1415 WEST HIGHWAY 54 SUITE 101 DURHAM NC 27707 PC GENERAL OPERATING/REGRANTING 800000 SOUTHERN PARTNERS FUND INC 1 BALTIMORE PLACE NW SUITE 150 ATLANTA GA 30308 PC GENERAL OPERATING/REGRANTING 450000 SOUTHERN VISION ALLIANCE PO BOX 51698 DURHAM NC 27717 PC GENERAL OPERATING 20000 NEIGHBORHOOD FUNDERS GROUP ON BEHALF OF SOUTHERN WORKERS OPPORTUNITY FUND 300 FRANK H OGAWA PLAZA 700 OAKLAND CA 94612 PC PROJECT SUPPORT 1000000 TENNESSEE IMMIGRANT AND REFUGEE RIGHTS COALITION 3310 EZELL ROAD NASHVILLE TN 37211 PC RAPID RESPONSE 20000 VOICE OF THE EXPERIENCED (VOTE) PO BOX 13622 NEW ORLEANS LA 70185 PC GENERAL OPERATING 300000 VOICE OF THE EXPERIENCED (VOTE) PO BOX 13623 NEW ORLEANS LA 70185 PC HURRICANE IDA 20000 WEST VIRGINIA CENTER ON BUDGET AND POLICY INC 8 CAPITOL STREET 4TH FLOOR CHARLESTON WV 25301 PC GENERAL OPERATING 200000 WOMEN WATCH AFRIKA PO BOX 208 AVONDALE ESTATES GA 30002 PC RAPID RESPONSE/SAFETY SECURITY 20000 8376250 FOUNDATION OF APPALACHIAN KENTUCKY ON BEHALF OF APPALACHIA FUNDERS NETWORK 433 CHESTNUT STREET ASHEVILLE NC 28803 PC GENERAL OPERATING 30000 30000 14 87005 14 1994188 14 10152 18 24752005 UNREALIZD GAINS/LOSSES 14 19549866 CHANGE IN VALUE OF CRT 14 12634 SECTION 988 INCOME 14 -266271 SECTION 1296 INCOME 14 11311 0 46150890 0 46150890 0 0 0 0 0 0 0 0 0 0 X X 1 FORD FOUNDATION 320 EAST 43RD STREET NEW YORK NY 10017 9717953 X ACCOUNTING AND AUDIT 50895 30537 20358 FOUNDATION TRUSTEES HEREBY ELECT UNDER TREASURY REGULTAION SECTION 53.4942(A)-3(D)(2) TO TREAT $7,633,837 OF GRANTS MADE IN 2020 AS A DISTRIBUTION FROM CORPUS. FIXED INCOME CORPORATE BONDS 9130029 9130029 SAYBROOK CAPITAL 12192470 12192470 DANA SOCIALLY RESPONSIBLE EQUITY 7837811 7837811 BROWN ADVISORY SUSTAINABLE GROWTH 32082992 32082992 PROFIT IM ESG 9307956 9307956 FIERA 12173921 12173921 CARDINAL CAPITAL MANAGEMENT 10692468 10692468 HARDING LOEVNER 11591366 11591366 PAX WORLD GLOBAL ENVIROMENTAL MARKETS FUND 15547633 15547633 BROWN INTERNATIONAL SMALL COMPANY 4460113 4460113 GENERATION IM GLOBAL EQUITY FUND 53475940 53475940 GENERATION IM ASIA LP 1940689 1940689 BMO RESPONSIBLE GLOBAL EMERGING MARKET EQUITY 4318531 4318531 DBL PARTNERS III LP 8820112 8820112 DBL PARTNERS IV LP 2294941 2294941 GENERATION IM CLIMATE SOLUTIONS II 7503487 7503487 GENERATION IM SUSTAINABLE SOLUTIONS III 5583518 5583518 SJF VENTURES IV, LP 3521455 3521455 SJF VENTURES V, LP 462583 462583 ILLUMEN CAPITAL, LP 558947 558947 ILLUMEN CAPITAL FUND II, LP 137071 137071 IMPACT AMERICA FUND II, LP 562046 562046 MAC VENTURES CAPITAL 2019, LP 687539 687539 ALKEON INNOVATION OFFSHORE FUND II, LP 898844 898844 COLLAB FUND I, LLC 294429 294429 KAPOR CAPITAL III, LP 53347 53347 APIS AND HERITAGE LEGACY FUND I, LLC 225345 225345 11049885 11049885 3152946 3152946 ANNUITY TRUST FMV 673436 673436 PRIVATE FIXED INCOME AT COST 500000 500000 LEGAL FEES 29903 1388 28515 PROGRAM RELATED INVESTMENTS 7128937 6863743 6863743 ACCRUED INCOME 183804 161755 161755 PROGRAM SUPPORT 20248 0 20248 COMMUNICATIONS / WEB SITE 7544 0 7544 EQUIPMENT MAINTENANCE 14358 515 13843 DUES & MEMBERSHIPS 60213 0 60213 MISCELLANEOUS 6450 232 6218 INSURANCE 24498 1846 22652 BANK AND PAYROLL FEES 8813 316 8497 TELEPHONE, SUPPLIES, SUBSCRIPTIONS 4978 179 4799 JANITORIAL 16851 605 16246 TECH SUPPORT 129039 2563 126476 LEARNING AND STRATEGY 30500 0 30500 UAF 20 0 20 EXPENSES ALLOCATED FROM/TO SLP II 1635048 1635048 0 INVESTMENT SYNIDICATION COSTS 3363 3363 0 OTHER INVESTMENT INCOME 79 79 79 OTHER K-1 INCOME 10073 -10316 10073 UNREALIZD GAINS/LOSSES 19549866 19549866 CHANGE IN VALUE OF CRT 12634 12634 SECTION 988 INCOME -266271 -266271 -266271 SECTION 1296 INCOME 11311 11311 11311 FEDERAL EXCISE TAX PAYABLE 82336 101073 DEFERRED TAX LIABILITY 870433 1140150 INVESTMENT MANAGEMENT FEES 1121909 1121909 0 VARIOUS SERVICES 405394 23516 381878 BOARD CONSULTANTS 1000 0 1000 INVESTMENT EXPENSES FROM K-1S 1182571 1169311 0 FORD FOUNDATION 320 EAST 43RD STREET NEW YORK NY 10017 EXCISE TAX 571774 0 0 PAYROLL TAX 86557 3107 83450 FOREIGN TAXES 42463 42463 0