2022-11-15T12:02:28-06:00 2021-12-31 941341042 FRANK RIMERMAN & CO LLP 1801 PAGE MILL ROAD PALO ALTO CA 94304 990PF 2021-01-01 943256331 THE THOMAS AND STACEY SIEBEL FOUNDATION THOM 6502995200 PO BOX 5287 REDWOOD CITY CA 94063 THOMAS M SIEBEL PRESIDENT 6502995200 2022-11-10 1 THOMAS SIEBEL 999009999 MICHAEL A CHOJNACKI P00428607 6508458100 2022-11-10 3 AAL1 IAL1 2021 2022-09-23 18:48:47Z X 132119021 X 0 X 3743265 3743265 4129056 4129056 4129056 1265159 785739 9137480 8658060 0 0 0 78333 0 78333 3007 0 3007 650 0 650 50050 0 46480 239919 239790 129 143057 0 2907 2986 0 1728371 553487 228307 2246373 793277 359813 20565000 20565000 22811373 793277 20924813 -13673893 7864783 5461832 7424051 7424051 42882 42882 42882 4331069 3679290 3679290 12987228 14281788 14281788 113774145 105564987 105652762 116445 113056 6375 3389 89073 3521810 949175 949175 140125341 131945562 132119021 13315 262447 251748 275762 251748 X 139849579 131693814 139849579 131693814 140125341 131945562 139849579 -13673893 5518128 131693814 0 131693814 PORTFOLIO GAINS/LOSSES P 2021-01-01 2021-12-31 267902 267902 267902 PORTFOLIO GAINS/LOSSES P 2020-01-01 2021-12-31 1012127 1012127 1012127 ST CAPITAL GAINS/LOSSES FROM MAKENA P 2021-01-01 2021-12-31 1018 1018 1018 LT CAPITAL GAINS/LOSSES FROM MAKENA P 2020-01-01 2021-12-31 506283 506283 506283 ST CAPITAL GAINS/LOSSES FROM MULTI ALTERNATIVE P 2021-01-01 2021-12-31 11762 11762 11762 LT CAPITAL GAINS/LOSSES FROM MULTI ALTERNATIVE P 2020-01-01 2021-12-31 21325 21325 21325 LT CAPITAL GAINS/LOSSES FROM ROCKPOINT FUND II P 2020-01-01 2021-12-31 16 16 16 ST CAPITAL GAINS/LOSSES FROM AVIATION HOLDINGS P 2021-01-01 2021-12-31 58694 58694 58694 IRC SEC 731A DISTRIBUTION IN EXCESS OF BASIS P 2020-01-01 2021-12-31 2249929 2249929 2249929 4129056 109320 0 109320 0 109320 144982 0 55000 0 199982 0 90662 90662 0 0 0 0 0 0 0 0 0 1 1 0 1 1 CA 1 0 0 0 0 1 N/A FIRST VIRTUAL GROUP INC 6502995200 PO BOX 5287 REDWOOD CITY CA 94063 0 0 0 1 0 0 0 0 0 0 1 0 0 0 0 0 0 1 0 0 1 0 0 0 0 THOMAS M SIEBEL PO BOX 5287 REDWOOD CITY CA 94063 PRESIDENT 1.00 0 0 0 STACEY SIEBEL PO BOX 5287 REDWOOD CITY CA 94063 SECRETARY/CFO/TREASURER 1.00 0 0 0 MARK BERWICK PO BOX 5287 REDWOOD CITY CA 94063 CFO/TREASURER 1.00 0 0 0 NONE 0 NONE 0 0 130593379 7516483 0 138109862 0 0 138109862 2071648 136038214 6801911 6801911 109320 79053 188373 6613538 0 6613538 0 6613538 20924813 0 20924813 6613538 0 0 16973030 24039833 6970988 9163727 57147578 20924813 0 0 0 6613538 14311275 0 0 71458853 0 0 0 0 0 0 16973030 54485823 24039833 6970988 9163727 14311275 THOMAS M SIEBEL STACEY SIEBEL MARK BERWICK X AMERICAN ACADEMY OF ARTS & SCIENCES 136 IRVING STREET CAMBRIDGE MA 02138 NONE PUBLIC CHARITY TO SUPPORT GENERAL OPERATIONS. 100000 AMERICAN AGORA FOUNDATION 33 IRVING PLACE 8TH FLOOR NEW YORK NY 10003 NONE PUBLIC CHARITY TO SUPPORT THE HISTORY JOURNAL LAPHAM'S QUARTERLY. 50000 AMERICAN ENTERPRISE INSTITUTE FOR PUBLIC POLICY 1150 SEVENTEENTH STREET NW WASHINGTON DC 20036 NONE PUBLIC CHARITY TO SUPPORT GENERAL OPERATIONS. 250000 AUGUSTA VOLUNTEER AMBULANCE SERVICES BOX 408 AUGUSTA MT 59410 NONE PUBLIC CHARITY TO ASSIST IN PROVIDING EMERGENCY SERVICES. 15000 AUGUSTA VOLUNTEER FIRE DEPARTMENT BOX 151 AUGUSTA MT 59410 NONE PUBLIC CHARITY TO ASSIST IN PROVIDING EMERGENCY SERVICES. 25000 CHILDRENS SHELTER OF HOPE 505 N TOMAHAWK ISLAND DR PORTLAND OR 97217 NONE PUBLIC CHARITY TO ASSIST ORGANIZATION IN PROVIDING FOOD, SHELTER, AND MEDICAL SUPPLIES TO NEEDY CHILDREN IN THE PUERTO VALLARTA AREA. 20000 CTETA LTD THE HORSE PARK AT WOODSIDE 3674 SAND HILL RD REDWOOD CITY CA 94062 NONE PUBLIC CHARITY TO SUPPORT GENERAL OPERATIONS. 10000 EASTSIDE COLLEGE PREPARATORY SCHOOL 1041 MYRTLE ST EAST PALO ALTO CA 94303 NONE PUBLIC CHARITY TO SUPPORT GENERAL OPERATIONS. 250000 HOOVER INSTITUTION 434 GALVEZ MALL STANFORD UNIVERSITY STANFORD CA 943056003 NONE PUBLIC CHARITY TO SUPPORT GENERAL OPERATIONS. 250000 MASSACHUSETTS INSTITUTE OF TECHNOLOGY 77 MASSACHUSETTS AVENUE CAMBRIDGE MA 02139 NONE PUBLIC CHARITY TO FUND PROFESSOR ENDOWMENT. 4000000 MONTANA GAME WARDEN'S ASSOCIATION PO BOX 271 5605 HWY 287 WOLF CREEK MT 59648 NONE PUBLIC CHARITY TO SUPPORT GENERAL OPERATIONS. 15000 MONTANA METH PROJECT PO BOX 8944 MISSOULA MT 59807 NONE PUBLIC CHARITY TO SUPPORT GENERAL OPERATIONS. 100000 NEW YORK YACHT CLUB FOUNDATION 37 WEST 44TH STREET NEW YORK NY 10036 NONE PUBLIC CHARITY TO SUPPORT GENERAL OPERATIONS. 100000 SALVATION ARMY - BILLINGS MT 2100 6TH AVENUE N BILLINGS MT 59101 NONE PUBLIC CHARITY TO SUPPORT GENERAL OPERATIONS. 250000 SALVATION ARMY - GREAT FALLS MT 1000 17TH AVE SOUTH GREAT FALLS MT 59405 NONE PUBLIC CHARITY TO PROVIDE FOOD AND SHELTER TO HOMELESS FAMILIES AND INDIVIDUALS IN THE GREAT FALLS AREA. 500000 SALVATION ARMY - HELENA MT 1905 HENDERSON HELENA MT 59601 NONE PUBLIC CHARITY TO PROVIDE FOOD AND SHELTER TO HOMELESS FAMILIES AND INDIVIDUALS IN THE HELENA AREA. 1000000 SALVATION ARMY - SAN FRANCISCO 832 FOLSOM STREET SAN FRANCISCO CA 94107 NONE PUBLIC CHARITY TO PROVIDE FOOD AND SHELTER TO HOMELESS FAMILIES AND INDIVIDUALS IN THE SAN FRANCISCO AREA. 1000000 SALVATION ARMY - SAN JOSE 359 NORTH FOURTH STREET SAN JOSE CA 94107 NONE PUBLIC CHARITY TO PROVIDE FOOD AND SHELTER TO HOMELESS FAMILIES AND INDIVIDUALS IN THE SAN JOSE AREA. 1000000 SALVATION ARMY NEW YORK CITY 120 W 14TH STREET NEW YORK NY 10011 NONE PUBLIC CHARITY TO PROVIDE FOOD AND SHELTER TO HOMELESS FAMILIES AND INDIVIDUALS IN MANHATTAN. 1000000 SIEBEL SCHOLARS FOUNDATION PO BOX 5287 REDWOOD CITY CA 94063 NONE PRIVATE OPERATING FO TO SUPPORT GENERAL OPERATIONS. 555000 STANFORD UNIVERSITY - DEVELOPMENT SERVICES PO BOX 20466 STANFORD CA 94309 NONE PUBLIC CHARITY TO FUND PROFESSOR ENDOWMENT. 10000000 TAHOE FUND PO BOX 7124 TAHOE CITY CA 96145 NONE PUBLIC CHARITY TO SUPPORT GENERAL OPERATIONS. 10000 WIKIPEDIA 1 MONTGOMERY STREET SUITE 1600 SAN FRANCISCO CA 94104 NONE PUBLIC CHARITY TO SUPPORT GENERAL OPERATIONS. 5000 WOLF CREEK SCHOOL 430 MAIN ST GREENVILLE CA 95947 NONE PUBLIC CHARITY TO SUPPORT GENERAL OPERATIONS. 25000 WOLF CREEK VOLUNTEER FIRE DEPT 400 COUNTY CENTER RD FLOOR REDWOOD CITY CA 94063 NONE PUBLIC CHARITY TO PROTECT THE COMMUNITY. 25000 THE WOODSIDE TRAIL CLUB 2995 WOODSIDE RD SUITE 400-466 WOODSIDE CA 94062 NONE PUBLIC CHARITY TO SUPPORT GENERAL OPERATIONS. 10000 20565000 0 14 3743265 523000 427838 14 837321 18 4129056 427838 8709642 0 9137480 0 0 0 0 0 0 0 0 0 0 ACCOUNTING FEES - TAX 23800 0 20230 ACCOUNTING FEES - AUDIT 26250 0 26250 RENOVATIONS 2012-11-08 116445 24386 SL 39.000000000000 2986 0 SIEBEL SCHOLARS FOUNDATION PO BOX 5287 REDWOOD CITY CA 94063 2021-06-01 555000 TO SUPPORT THE OPERATIONS OF THE SIEBEL SCHOLARS FOUNDATION, INCLUDING ALL GENERAL EXPENSES AND EXPENSES RELATED TO THE SIEBEL SCHOLARS CONFERENCES, PROVIDED THAT NEITHER THE GRANTS NOR THE INCOME THEREFROM MAY BE USED FOR PURPOSES OTHER THAN THOSE DESCRIBED IN SECTION 170(C)(2)(B). AMOUNT OF GRANTS SPENT BY GRANTEE IN THE CURRENT YEAR: $555,000 FROM THE 2021 GRANTS. 555000 NO 3/26, 4/27, 5/27, 6/29, 7/28, 8/26, 9/30, 11/23, 12/16 2021-12-31 THE GRANTEE PROVIDES THE GRANTOR FOUNDATION WITH FINANCIAL STATEMENTS (INCLUDING BALANCE SHEETS AND INCOME STATEMENTS) ON A MONTHLY BASIS. THE GRANTEE ORGANIZATION ALSO PROVIDES REGULAR REPORTING OF ITS ONGOING CHARITABLE EFFORTS TO THE MANAGEMENT TEAM OF THE GRANTOR FOUNDATION. 399000 GENERAL ELECTRIC CO 5% 396184 396184 338000 CITIGROUP INC 5.9% 355618 355618 558000 WELLS FARGO & CO 5.9% 590231 590231 266000 BK OF AMERICA CORP 6.25% 291639 291639 1023000 BK OF AMERICA CORP 6.5% 1132714 1132714 363000 WELLS FARGO & CO 3.9% 373612 373612 482000 WELLS FARGO & CO 5.875% 527844 527844 502000 CAPITAL ONE FINL CORP 3.95% 506162 506162 984000 CITIGROUP INC 6.25% 1132818 1132818 704000 GOLDMAN SACHS GROUP INC 5.3% 771766 771766 536000 KEYCORP 5% 580741 580741 173000 GENERAL MTRS FINL CO INC 5.7% 199685 199685 784000 GENERAL MTRS FINL CO INC 5.75% 850150 850150 372000 DISCOVER FINL SVCS 5.5% 400985 400985 572000 CENTERPOINT ENERGY INC 6.125% 606461 606461 465000 GOLDMAN SACHS GROUP INC 5.5% 500592 500592 904000 TRUIST FINL CORP 4.8% 956884 956884 205000 M & T BK CORP 5% 215421 215421 107000 M & T BK CORP 5.125% 115473 115473 829000 SCHWAB CHARLES CORP 5.375% 907323 907323 253000 MARKEL CORP 6% 278574 278574 674000 HUNTINGTON BANCSHARES INC 5.625% 777206 777206 253000 SEMPRA ENERGY 4.875% 273511 273511 253000 TRUIST FINL CORP 5.1% 287029 287029 159000 DISCOVER FINL SVCS 6.125% 177949 177949 198000 ALLY FINL INC 4.7% 206588 206588 153000 AMERICAN INTL GROUP INC 5.75% 04/01/2048 173942 173942 73000 EDISON INTL 5% 75078 75078 225000 ENBRIDGE INC 5.75% 07/15/2080 255716 255716 360000 SVB FINANCIAL GROUP 4% 05/15/2026 363640 363640 ACCRUED INTEREST 252 252 5,075 SHS ALLSTATE CORP 5.1% DP SH PFD H 139252 139252 7,940 SHS AMERICAN EQTY INVT LIFE HLD CO 5.95 DP RP PFD A 218350 218350 4520 SHS ASPEN INSURANCE HOLDINGS LTD PFD SHS 5.95 123495 123495 10365 SHS AT&T INC 4.7 DP SHS PFD C 272185 272185 9570 SHS ATHENE HOLDING LTD 6.375 DP PF C 272936 272936 6525 SHS ATHENE HOLDING LTD DEP RP PFD A 192618 192618 5320 SHS CITIZENS FINL GROUP INC 6.350% DEP PFD D 148784 148784 11100 SHS FIFTH THIRD BANCORP DEP 1/1000 PFD 309024 309024 22280 SHS MORGAN STANLEY DEP SHS 1/1000 E 625964 625964 9170 SHS MORGAN STANLEY DEP FIX/FLT 262248 262248 3055 SHS REGIONS FINANCIAL CORP NEW 5.7 DP RP PFD C 88290 88290 19060 SHS REGIONS FINANCIAL CORP NEW DEP SHS PFD B 551025 551025 3600 SHS STATE STR CORP DEP SHS 1/4000 D 98316 98316 12760 SHS VOYA FINANCIAL INC 5.35% DP PFD B 376803 376803 112,414 SHS FIDELITY 500 INDEX FMV 18584296 18584296 209,278 SHS FIDELITY INTERNATIONAL INDEX FMV 10315309 10315309 JPMORGAN MANAGED INCOME L FMV 18067199 18067199 1,967,670 SHS JPMORGAN HIGH YIELD R6 FMV 14285288 14285288 53,500 SHS ISHARES CORE MSCI EMERGING MARKETS ETF FMV 3202510 3202510 13,550 SHS ISHARES RUSSELL 2000 ETF FMV 3014198 3014198 1788 SHS GOLDMAN SACHS INVESTMENT PARTNERS OFFSHORE FMV 59935 59935 MAKENA SPLITTER X, LP FMV 6507483 6693105 MAKENA BLOCKER Y, LP FMV 1798964 1701117 AVIATION HOLDINGS III, LP FMV 5089202 5089202 GOLDMAN SACHS PRIVATE OPPORTUNITIES TS (JASPER RIDGE) FMV 4303350 4303350 ROCKPOINT GROWTH AND INCOME FUND FMV 4815695 4815695 TIAA MIDDLE MARKET LOAN FUND FMV 1945165 1945165 BLACKROCK MULTI OPPORTUNITIES FUND FMV 5494620 5494620 BLACKROCK ASIA PACIFIC CREDIT FUND FMV 2499051 2499051 ROCKPOINT GROWTH AND INCOME REAL ESTATE PARALLEL FUND FMV 358993 358993 CHURCHILL MIDDLE MARKET SENIOR LOAN FUND III (USTE) LP FMV 3449094 3449094 ROCKPOINT SC FMV 1774635 1774635 RENOVATIONS 116445 27372 89073 LEGAL FEES 650 0 650 SECURITY DEPOSIT 35000 35000 35000 PARTNERSHIP DISTRIBUTIONS RECEIVABLE 3486810 914175 914175 NET PASSTHRU EXPENSES FROM MAKENA SPLITTER X, LP 224384 224384 0 RENT 216621 0 216621 OTHER EXPENSES 1118 0 1118 NET PASSTHRU EXPENSES FROM MULTI-ALTERNATIVE OPPORTUNITIES FUND (B), LP 100736 100736 0 NET PASSTHRU EXPENSES FROM ROCKPOINT GROWTH AND INCOME REAL ESTATE FUND II 17282 17282 0 NET PASSTHRU EXPENSES FROM AVIATION HOLDINGS III, LP 100067 100067 0 NET PASSTHRU EXPENSES FROM ROCKPOINT GROWTH AND INCOME REAL ESTATE PARALLEL 28034 28034 0 NET PASSTHRU EXPENSES FROM CHURCHILL MIDDLE MARKET SENIOR LOAN FUND III (UST 24525 24525 0 WEBSITE 10568 0 10568 NET PASSTHRU EXPENSES FROM ROCKPOINT SC HOLDINGS, LP 3555 3555 0 OTHER PASSTHROUGH EXPENSES 1001481 54904 0 NET PASSHTRU INCOME FROM AVIATION HOLDINGS III, LP 234323 234323 234323 NET PASSHTRU INCOME FROM AVIATION HOLDINGS III, LP - UBTI 240513 0 240513 NET PASSTHRU INCOME FROM MAKENA CAPITAL SPLITTER X, LP 193073 193073 193073 NET PASSTHRU INCOME FROM MAKENA CAPITAL SPLITTER X, LP - UBTI 122115 0 122115 NET PASSTHRU INCOME FROM MULTI-ALTERNATIVE OPPORTUNITIES FUND (B) LP 299992 299992 299992 NET PASSTHRU INCOME FROM MULTI-ALTERNATIVE OPPORTUNITIES FUND (B) LP - UBTI 65210 0 65210 NET PASSTHRU INCOME FROM ROCKPOINT GROWTH AND INCOME REAL ESTATE FUND 56799 56799 56799 NET PASSTHRU INCOME FROM ROCKPOINT GROWTH AND INCOME REAL ESTATE FUND - UBTI 0 0 0 NET PASSTHRU INCOME FROM ROCKPOINT GROWTH AND REAL ESTATE PARALLEL III 1552 1552 1552 NET PASSTHRU INCOME FROM ROCKPOINT GROWTH AND REAL ESTATE PARALLEL III - UBT 0 0 0 NET PASSTHRU INCOME FROM CHURCHILL MIDDLE MARKET SENIOR LOAN FUND III (USTE) 0 0 0 MISCELLANEOUS INCOME 51582 0 51582 BOOK/TAX TIMING DIFFERENCES 5518128 DEFERRED RENT 21447 10748 DEFERRED FEDERAL TAX PAYABLE 241000 241000 INVESTMENT MANAGEMENT FEES - JP MORGAN 129552 129552 0 INVESTMENT MANAGEMENT FEES - MERRILL LYNCH 110238 110238 0 OTHER FEES & DUES 129 0 129 FEDERAL TAXES 135000 0 0 STATE TAXES 5150 0 0 PAYROLL TAXES 2907 0 2907