2022-11-10T10:52:47-06:00 2022-06-30 133050313 SACKS PRESS & LACHER PC 600 THIRD AVENUE NEW YORK NY 100161901 990PF 2021-07-01 137204588 STRYPEMONDE FOUNDATION STRY 2126826640 CO SACKS 600 THIRD AVE 1801 NEW YORK NY 10016 TITIA HULST PRESIDENT 2126826640 2022-08-16 1 TITIA HULST XXX-XX-XXXX GARY D LACHER P00192831 2126826640 2022-08-16 3 AAL1 IAL1 2021 2022-09-23 18:48:47Z X 12188541 X X 3 3 197570 197570 341814 1865117 341814 6318 0 545705 539387 0 0 0 7000 7000 0 71172 71172 0 601 601 0 125853 99622 26231 204626 178395 26231 1166250 1166250 1370876 178395 1192481 -825171 360992 110277 118973 105679 105679 3899928 2637569 4615254 3324927 2514314 2366948 2942402 4323209 5100660 10396507 9580771 12188541 0 0 X 0 0 0 0 10396507 9580771 10396507 9580771 10396507 9580771 10396507 -825171 9435 9580771 0 9580771 PUBLICLY TRADED SECURITIES P 1768244 1523303 244941 244941 PASS THROUGH MITHRIL LP P 21464 21464 21464 PASS THROUGH BROOKSIDE CAPITAL PTRS FUND LP P 48937 48937 48937 PASS THROUGH NSV NEW OPPORTUNITIES FUND P 155 155 155 PASS THROUGH SC FUNDAMENTAL P 25494 25494 25494 CAPITAL GAINS DIVIDENDS P 823 823 823 341814 5018 0 5018 0 5018 11608 0 0 0 11608 0 6590 6590 0 0 0 0 0 0 0 0 0 0 0 1 1 NY 1 0 0 0 0 1 N/A SACKS PRESS LACHER PC 2126826640 600 THIRD AVE NEW YORK NY 10016 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 PAUL FRANCIS 1384 PARK LANE PELHAM MANOR NY 10803 VICE PRESIDENT, SECRETARY 5.00 0 0 0 TITIA HULST 1384 PARK LANE PELHAM MANOR NY 10803 PRESIDENT 5.00 0 0 0 NONE 0 UBS FINANCIAL SERVICES 750 WASHINGTON BLVD STAMFORD CT 06901 INVESTMENT ADVISORY 71111 0 0 8573487 167465 4261781 13002733 0 0 13002733 195041 12807692 640385 640385 5018 5018 635367 0 635367 0 635367 1192481 0 1192481 635367 0 0 228379 130083 567114 496943 1422519 1192481 0 0 0 635367 557114 0 0 1979633 0 0 0 0 0 0 0 1979633 228379 130083 567114 496943 557114 PAUL FRANCIS X NORTH HAVEN HISTORICAL SOCIETY 77 PULPIT HARBOR RD NORTH HAVEN ME 04853 PC GENERAL PURPOSES 250 COUNTY HARVEST PO BOX 8367 PELHAM NY 10803 PC GREATEST NEED 500 OCTOBER MAGAZINE 350 FIFTH AVENUE NEW YORK NY 10118 PC GENERAL PURPOSES 500 FOSTER PRIDE 250 W 94TH ST NEW YORK NY 10025 PC GENERAL PURPOSES 1000 LIFEFLIGHT FOUNDATION 22285 YELLOW GATE LANE SUITE 102 AURORA OR 97002 PC GENERAL PURPOSES 1000 NEW ROCHELLE YMCA 50 WEYMAN AVE NEW ROCHELLE NY 10805 PC GENERAL PURPOSES 1000 NORTH HAVEN BAPTIST CHURCH 4600 36TH AVE NW NORMAN OK 73072 PC GENERAL PURPOSES 1000 NORTH HAVEN CONSERVATION PARTNER 12 MAIN STREET NORTH HAVEN ME 04853 PC GENERAL PURPOSES 1000 WESTCHESTER CHILDREN'S ASSOCIATION 470 MAMARONECK AVENUE SUITE 304 WHITE PLAINS NY 10605 PC GENERAL PURPOSES 1000 NORTH HAVEN FOUNDATION 10 SCHOOL STREET ROCKLAND ME 04841 PC GENERAL PURPOSES 1500 WNET 825 8TH AVE NEW YORK NY 10019 PC GENERAL PURPOSES 1500 ART 21 133 WEST 25TH STREET 3E NEW YORK NY 10001 PC GENERAL PURPOSES 2000 NORTH HAVEN LIBRARY 33 MAIN ST NEW HAVEN ME 04853 PC GENERAL PURPOSES 2000 CENTER FOR AN URBAN FUTURE 120 WALL ST NEW YORK NY 10005 PC GENERAL PURPOSES 5000 REHABILITATION THROUGH THE ARTS 735 ANDERSON HILL RD PURCHASE NY 10577 PC GENERAL PURPOSES 5000 TOWN OF PELHAM PUBLIC LIBRARY 530 COLONIAL AVE PELHAM NY 10803 PC GREATEST NEED 5000 UNION SETTLEMENT ASSOCIATION 237 EAST 104TH STREET NEW YORK NY 10029 PC GENERAL PURPOSES 5000 UNIVERSITY SETTLEMENT 184 ELDRIDGE STREET NEW YORK NY 10002 PC GENERAL PURPOSES 5000 WNYC PO BOX 1550 NEW YORK NY 101161550 PC GENERAL PURPOSES 5000 WOOSTER GROUP 33 WOOSTER STREET NEW YORK NY 10013 PC GREATEST NEED 5000 CALVARY HOSPITAL 1740 EASTCHESTER RD BRONX NY 10461 PC GREATEST NEED 5000 THE FORTUNE SOCIETY 29-76 NORTHERN BLVD QUEENS NY 11101 PC GREATEST NEED 7000 CALARTS 24700 MCBEAN PKWY VALENCIA CA 91355 PC GREATEST NEED 10000 MARK MORRIS DANCE GROUP 3 LAFAYETTE AVE BROOKLYN NY 11217 PC GREATEST NEED 10000 PELHAM ART CENTER 155 FIFTH AVENUE PELHAM NY 10803 PC GENERAL PURPOSES 10000 PELHAM CHILDREN'S CENTER 20 5TH AVENUE PELHAM NY 10803 PC GENERAL PURPOSES 10000 WATERMAN'S COMMUNITY CENTER 12 MAIN STREET NORTH HAVEN ME 04853 PC GENERAL PURPOSES 10000 SANCTUARY FOR FAMILIES POBOX 1406 WALL ST STATION NEW YORK NY 10268 PC GREATEST NEED 10000 COOPERSTOWN CHAMBER MUSIC FESTIVAL PO BOX 230 COOPERSTOWN NY 13326 PC GENERAL PURPOSES 15000 PELHAM CIVIC ASSOCIATION PO BOX 8184 PELHAM NY 10803 PC GREATEST NEED 15000 PLANNED PARENTHOOD HUDSON PECONIC INC 4 SKYLINE DR HAWTHORNE NY 10532 PC GENERAL PURPOSES 15000 WIKIMEDIA FOUNDATION INC 149 NEW MONTGOMERY STREET6TH FLOOR SAN FRANCISCO CA 94105 PC GENERAL PURPOSES 20000 COBSCOOK INSTITUTE 10 COMMISSARY POINT ROAD LUBEC ME 04652 PC GENERAL PURPOSES 25000 FEEDING WESTCHESTER 200 CLEARBROOK ROAD ELMSFORD NY 105231328 PC GREATEST NEED 25000 SHED NYC INC 545 WEST 30TH STREET NEW YORK NY 10001 PC GREATEST NEED 25000 HUNTER COLLEGE FOUNDATION 901 PELHAMDALE AVE PELHAM NY 10803 PC GENERAL PURPOSES 50000 ROUNDABOUT THEATRE COMPANY 231 WEST 39TH STREET SUITE 1200 NEW YORK NY 10018 PC GENERAL PURPOSES 50000 AMERICAN FRIENDS OF EPISCOPAL DIOCESE 25 OLD KINGS HWY DARIEN CT 06820 PC GENERAL PURPOSES 100000 PURCHASE COLLEGE FOUNDATION 735 ANDERSON HILL ROAD PURCHASE NY 10577 PC GENERAL PURPOSES 125000 ALBANY MEDICAL CENTER 43 NEW SCOTLAND AVE ALBANY NY 12208 PC GENERAL PURPOSES 150000 HUGUENOT MEMORIAL CHURCH 901 PELHAMDALE AVE PELHAM NY 10803 PC GENERAL PURPOSES 180000 VNS OF NEW YORK 220 EAST 42 ST NEW YORK NY 10017 PC GREATEST NEED 250000 1166250 0 14 3 14 197570 18 341814 UBI TAX REFUNDS 6318 6318 539387 0 545705 0 0 0 0 0 0 0 0 0 0 SACKS PRESS & LACHER 7000 7000 0 LOCKHEED MARTIN CORP B/E CALL@MW+20BP RATE 03.550% MATURES 01/15/26 CALLABLE 51295 49030 CONAGRA FOODS INC B/E CALL@MW+25BP RATE 03.200% MATURES 01/25/23 CALLABLE 5 52313 51959 EXPEDIA INC B/E RATE 03.800% MATURES 02/15/28 CALLABLE 62000 63404 56597 PARKER HANNIFIN CORP NTS CALL@MW+20BP RATE 03.250% MATURES 06/14/29 CALLABLE 64357 56863 INTEL CORP B/E CALL@MW+25BP RATE 03.700% MATURES 07/29/25 CALLABLE 100000 104768 100721 MORGAN STANLEY NTS B/E CALL@MW+30BP RATE 03.875% MATURES 01/27/26 100000 104628 98593 GENL MOTORS FINL CO INC CALL@MW+35BP RATE 04.000% MATURES 01/15/25 CALLABLE 103339 99623 HESS CORP B/E CALL@MW+40BP RATE 04.300% MATURES 04/01/27 CALLABLE 101000 105414 98595 MOSAIC CO B/E CALL@MW+25BP RATE 04.250% MATURES 11/15/23 CALLABLE 101000 103414 101751 STARBUCKS CORP NTS B/E 3.550% 081529 DTD051319 FC081519 CALL@MW+20BP 101000 107599 95037 ABBVIE INC NTS B/E CALL@MW+25BP RATE 03.600% MATURES 05/14/25 CALLABLE 1020 104971 100431 AMGEN INC NTS B/E CALL@MW+20BP RATE 03.625% MATURES 05/22/24 CALLABLE 10200 104837 101870 CAPITAL ONE FINCL CORP NTS B/E RATE 03.300% MATURES 10/30/24 102000 104078 99606 CITIGROUP INC RATE 03.700% MATURES 01/12/26 102000 106056 100030 COMCAST CORP B/E CALL@MW+25BP RATE 03.150% MATURES 03/01/26 CALLABLE 102000 105133 99397 ENBRIDGE INC B/E CALL@MW+30BP RATE 04.250% MATURES 12/01/26 CALLABLE 102000 108899 101078 FEDEX CORP B/E CALL@MW+20BP RATE 03.250% MATURES 04/01/26 CALLABLE 102000 104742 100468 VISA INC NTS B/E CALL@MW+15BP RATE 03.150% MATURES 12/14/25 CALLABLE 102000 105820 100851 BK OF NY MELLON CORP B/E RATE 02.800% MATURES 05/04/26 CALLABLE 103000 105008 99319 MICROSOFT CORP NTS B/E CALL@MW+15BP RATE 03.125% MATURES 11/03/25 CALLABLE 106770 103029 CME GROUP INC CALL@MW+15BP RATE 03.000% MATURES 03/15/25 CALLABLE 104000 106511 102785 STATOIL ASA B/E CALL@MW+15BP RATE 02.450% MATURES 01/17/23 104000 104331 103905 VERIZON COMMUNICATIONS CALL@MW+15BP RATE 02.100% MATURES 03/22/28 CALLABLE 107231 93461 WALT DISNEY COMPANY/THE 2.000% 090129 DTD090619 FC030120 CALL@MW+15BP 10700 107888 92184 J P MORGAN CHASE & CO B/E RATE 04.125% MATURES 12/15/26 161000 171508 159765 ALPHABET INC CL C 19 SHS 9294 41562 ALPHABET INC CL A 87 SHS 53023 189596 BLACKROCK INC 123 SHS 62109 74912 LOCKHEED MARTIN CORP 152 SHS 55656 65354 AMGEN INC 263 SHS 56391 63988 ACCENTURE PLC IRELAND CL A 305 SHS 46801 84683 ECOLAB INC 333 SHS 63176 51202 MCDONALDS CORP 349 SHS 34283 86161 YUM! BRANDS INC 419 SHS 23642 47561 STANLEY BLACK & DECKER INC COM 427 SHS 34317 44775 PROCTER & GAMBLE CO 431 SHS 33860 61973 WALT DISNEY CO (HOLDING CO) DISNEY COM 436 SHS 60353 41158 BOEING COMPANY 449 SHS 57275 61387 PEPSICO INC 468 SHS 46379 77997 UNION PACIFIC CORP 469 SHS 39722 100028 KIMBERLY CLARK CORP 541 SHS 69248 73116 ROCKWELL AUTOMATION INC NEW 598 SHS 67238 119187 INTL BUSINESS MACH 628 SHS 65835 88667 DIAGEO PLC NEW GB SPON ADR 658 SHS 74624 114571 HOME DEPOT INC 705 SHS 68749 193360 UNITED PARCEL SERVICE INC CL B 751 SHS 72592 137088 WASTE MGMT INC NEW 763 SHS 68714 116724 EVERSOURCE ENERGY COM 777 SHS 34398 65633 ILLINOIS TOOL WORKS INC 783 SHS 65687 142702 CITIZENS FINANCIAL GROUP INC 806 SHS 27514 28766 NOVARTIS AG SPON ADR 839 SHS 65146 70921 UNILEVER PLC AMER SHS NEW SPONADR 865 SHS 34311 39643 QUEST DIAGNOSTICS INC 890 SHS 68871 118352 MONDELEZ INTL INC 939 SHS 39461 58303 ASTRAZENECA PLC SPON ADR 1030 SHS 28619 68052 STARBUCKS CORP 1070 SHS 68673 81737 MEDTRONIC PLC 1106 SHS 83161 99264 COLGATE PALMOLIVE CO 1158 SHS 72885 92802 RAYTHEON TECHNOLOGIES CORP 1186 SHS 67583 113986 MICROSOFT CORP 1355 SHS 56453 348005 COMCAST CORP NEW CL A 1397 SHS 54350 54818 FIRST TRUST SENIOR LN ETF 1609 SHS 76189 70957 SPDR BLACKSTONE SENIOR LN ETF 1700 SHS 75937 70788 CISCO SYSTEMS INC 1753 SHS 68684 74748 INTEL CORP 2705 SHS 71145 101194 NEXTERA ENERGY INC COM 2964 SHS 70970 229591 APPLE INC 3763 SHS 74468 514477 FT-PREFERRED SECUR & INC ETF 13666 SHS 269783 235465 JPMORGAN STRATEGIC INCOME OPPORTUNITIES FUND CLASS I 20232.576 SHS AT COST 232326 230651 BLACKROCK STRATEGIC INCOME OPPORTUNITIES PORTFOLIOINSTITUTIONAL 23195.891 S AT COST 231201 219897 LIPIO PHARMACEUTICALS INC AT COST 250000 250000 ELICIO THERAPEUTICS AT COST 250000 250000 LB PHARMACEUTICALS AT COST 250000 250000 ELUCIDA ONCOLOGY INC. AT COST 350000 350000 CENTREXION THERAPEUTICS AT COST 375000 375000 OCUTERRA THERAPEUTICS AT COST 250000 250000 NACUITY PHARMA AT COST 250000 250000 VOGENX INC AT COST 250000 250000 BROOKSIDE CAPITAL PARTNERS AT COST 38333 269287 SC FUNDAMENTAL VALUE FUND LP AT COST 20408 39393 NSV EXTENSION FUND II LP AT COST 606737 606737 NSV OPPORTUNITY FUND LP AT COST 595219 594956 MITHRIL LP AT COST 373985 914739 CONSULTANT 22000 0 22000 K-1 PASS THROUGH DEDUCTIONS 97962 97962 0 OFFICE EXPENSE 4391 160 4231 FILING FEES 1500 1500 0 UBI TAX REFUNDS 6318 6318 UNREALIZED APPRECIATION FROM PARTNERSHIP INVESTMENTS 9435 UBS FINANCIAL 71172 71172 0