2022-11-09T16:32:36-06:00 2021-12-31 910189318 MOSS ADAMS LLP 101 SECOND STREET SUITE 900 SAN FRANCISCO CA 94105 990 2021-01-01 262303250 CLIMATEWORKS FOUNDATION CLIM 4154330500 235 MONTGOMERY STREET 1300 SAN FRANCISCO CA 94104 HELEN MOUNTFORD PRESIDENT AND CEO 4154330500 2022-10-31 1 HELEN MOUNTFORD 999009999 MICHAEL LUMSDEN P01262236 4159561500 2022-10-31 3 AAL1 IAL1 2021 2022-09-23 18:48:47Z HELEN MOUNTFORD 235 MONTGOMERY STREET 1300 SAN FRANCISCO CA 94104 424946351 0 X WWW.CLIMATEWORKS.ORG X 2008 DE TO END THE CLIMATE CRISIS BY AMPLIFYING THE POWER OF PHILANTHROPY. 13 12 116 14 0 0 178443760 366233477 559130 41500 -306712 -93924 79102 0 178775280 366181053 68127763 127887800 0 0 19134060 22371976 0 52470 1993870 23324254 29790161 110586077 180102407 68189203 186078646 272486239 503195695 28521430 72856760 243964809 430338935 X SEE SCHEDULE O 0 0 140381790 109327368 6500 SEE SCHEDULE O 30320890 18560432 35000 SEE SCHEDULE O 170702680 1 1 0 1 0 0 0 0 1 0 1 0 0 0 1 1 1 0 0 1 1 1 0 1 0 0 0 1 0 1 0 0 0 0 0 0 0 1 1 0 0 0 1 0 0 0 0 1 94 0 1 116 1 0 1 IN 0 0 0 0 0 0 0 0 0 0 X 13 12 0 1 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 AL AK AR CA CO CT DC FL GA HI IL KS KY ME MD MA MI MN MS NV NH NJ NM NY NC ND OH OK OR PA RI SC TN UT VA WA WV WI X X X GRETCHEN RAU 4154330500 235 MONTGOMERY STREET STE 1300 SAN FRANCISCO CA 94104 SHAWN P REIFSTECK VP, STRAT, COLLAB & BRAND/PROG STRAT 40.00 X 445381 0 81978 CHRIS DECARDY ACTING PRESIDENT & CEO START 5/2021 40.00 X X 494541 0 19073 SUSAN ELIZABETH COOK CHIEF OPERATING OFFICER 40.00 X 440151 0 57477 CHARLES MCELWEE VP, PROGRAMS 40.00 X 428310 0 68024 IRENE KIM VP, DEVELOPMENT 40.00 X 401612 0 81498 SURABI MENON VP, GLOBAL INTELLIGENCE 40.00 X 379182 0 70810 BRIAN MCCRACKEN CFO, TREASURER 40.00 X 356099 0 79043 ILMI GRANOFF SR DIRECTOR, SUSTAINABLE FINANCE 40.00 X 298860 0 80378 JAN DERRICKSON SR DIRECTOR, CARBON DIOXIDE REMOVAL 40.00 X 313612 0 63386 ANTHONY EGGERT SR DIRECTOR, TRANSPORTATION 40.00 X 311260 0 62123 MARY RAFTERY SR DIRECTOR, FUNDER COLLABORATIONS 40.00 X 301977 0 58778 JASON ANDERSON SR PROGRAM DIRECTOR 40.00 X 285640 0 45815 CHARLOTTE PERA PRESIDENT & CEO THROUGH 4/2021 40.00 X X 277529 0 41989 GRETCHEN RAU SECRETARY 40.00 X 170970 0 34888 SUSAN TIERNEY BOARD CHAIR 2.00 X 0 0 0 ARUNABHA GHOSH BOARD DIRECTOR 2.00 X 0 0 0 JAMSHYD GODREJ BOARD DIRECTOR 2.00 X 0 0 0 NAOKO ISHII BOARD DIRECTOR 2.00 X 0 0 0 CAIO KOCH-WESER BOARD DIRECTOR 2.00 X 0 0 0 LARRY KRAMER BOARD DIRECTOR 2.00 X 0 0 0 NANCY LINDBORG BOARD DIRECTOR 2.00 X 0 0 0 FRANKLIN M ORR JR BOARD DIRECTOR 2.00 X 0 0 0 KYUNG-AH PARK BOARD DIRECTOR 2.00 X 0 0 0 KRISTIAN PARKER BOARD DIRECTOR 2.00 X 0 0 0 JOHN D PODESTA BOARD DIRECTOR 2.00 X 0 0 0 ANTHA WILLIAMS BOARD DIRECTOR 2.00 X 0 0 0 4905124 0 845260 68 0 1 0 SUSTAINABLE & CLIMATE STRATEGIES 8 WEST 13TH STREET APT 4F NEW YORK NY 10011 PROGRAM AND PROF. SERVICES 960000 PT JESTIO BARIO NEURONE THE CITY TOWER LEVEL 12-1N JL MH JAKARTA ID 10310 PROGRAM SERVICES 828866 VESANCY FORESTRY CONSULTANTS 145 CHEMIN DU CRET VESANCY FR 01770 PROGRAM MANAGEMENT SERVICES 555854 EXPONENT PARTNERS 720 MARKET STREET SUITE 600 SAN FRANCISCO CA 94102 IT PROFESSIONAL SERVICES 452306 MCKINSEY & COMPANY 100 MUSEUM STREET LONDON UK WC1A 1PB PROGRAM AND PROF. SERVICES 423000 65 513378 365720099 58759080 366233477 PROGRAM CONSULTING REVENUE 541900 41500 41500 41500 28170 28170 58643204 58759080 6218 -115876 -6218 -122094 -122094 366181053 41500 0 -93924 X 83935635 83935635 43952165 43952165 4029061 1839855 1472568 716638 13532887 10640577 2424693 467617 1613175 1231022 298575 83578 2174892 1514514 565452 94926 1021961 477600 256645 287716 1468438 974576 475737 18125 119772 30693 89079 104611 5842 98769 52470 52470 23397090 22712890 634953 49247 373991 208062 148683 17246 1720550 1364808 280830 74912 1741853 1171762 458004 112087 325863 307064 16358 2441 222978 178935 43535 508 245388 163592 65437 16359 55303 1837 53466 CURRENCY LOSS 13902 13902 BUSINESS LICENSES 8382 385 7997 TAX FILING FEES -7960 -9134 1174 180102407 170702680 7405857 1993870 14452428 38798649 148594501 292871931 106988136 168898250 666457 354113 567320 844630 7949932 6814526 922493 1135406 294904 292716 272486239 503195695 4134225 5873931 21665177 36154907 1820000 29887550 902028 940372 28521430 72856760 X 20638422 35693328 223326387 394645607 243964809 430338935 272486239 503195695 X 186078646 295480 X 0 1 X 1 0 X 100047059 162762191 93251324 178443760 366233477 900737811 100047059 162762191 93251324 178443760 366233477 900737811 455718879 445018932 46856 81109 113771 53021 28170 322927 166172 79102 245274 901306012 686861 0.49370 0.40110 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: MISCELLANEOUS REVENUE - 2019 AMOUNT: $ 166,172. 2020 AMOUNT: $ 79,102. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 117000 308000 425000 180049937 180474937 1000000 250000 0 0 1000000 1000000 1000000 1000000 4000000 6000000 545072 661000 330000 425000 1961072 250000 250000 250000 250000 1000000 1500000 45000 131600 75000 117000 368600 0 1 X 6239968 5249454 990514 477135 448034 29101 1232829 1117038 115791 1135406 DEFERRED RENT LIABILITY 940372 940372 X 366187271 0 366187271 -6218 -6218 366181053 179813145 -289262 -289262 180102407 0 180102407 PART IV, LINE 2B: DURING 2021, CLIMATEWORKS ACTED AS A CONDUIT FOR PASS-THROUGH GRANTS FOR THE ULTIMATE BENEFIT OF OUTSIDE ORGANIZATIONS. CLIMATEWORKS RECORDED AN ASSET UPON RECEIPT OF THE GRANT FUNDS, AND A SUBSEQUENT CORRESPONDING LIABILITY WHICH HAS BEEN REPORTED ON FORM 990, PART X, LINE 21. ALL PASS-THROUGH GRANTS ARE EXPECTED TO BE AWARDED WITHIN ONE YEAR. PART X, LINE 2: AT JANUARY 1, 2009, THE FOUNDATION ADOPTED THE GUIDANCE ON UNCERTAIN TAX POSITIONS AND HAS IDENTIFIED AND EVALUATED ITS SIGNIFICANT TAX POSITIONS FOR WHICH THE STATUTE OF LIMITATIONS REMAIN OPEN. THERE HAVE BEEN NO MATERIAL CHANGES IN UNRECOGNIZED BENEFITS AS OF DECEMBER 31, 2021 AND 2020, NOR ARE ANY MATERIAL CHANGES ANTICIPATED IN THE TWELVE MONTHS FOLLOWING DECEMBER 31, 2021. THERE HAVE BEEN NO RELATED TAX PENALTIES OR INTEREST, WHICH WOULD BE CLASSIFIED AS A TAX EXPENSE IN THE CONSOLIDATED STATEMENTS OF ACTIVITIES AND CHANGES IN NET ASSETS. PART XI, LINE 4B - OTHER ADJUSTMENTS: LOSS ON DISPOSAL OF FIXED ASSETS RE-CLASSED FROM EXPENSES -6,218. PART XII, LINE 2D - OTHER ADJUSTMENTS: RECOVERY OF PRIOR YEAR GRANT EXPENSES -295,480. LOSS ON DISPOSAL OF FIXED ASSETS RE-CLASSED TO FORM 990, PART VIII 6,218. 1 CENTRAL AMERICA AND THE CARIBBEAN - ANTIGUA & BARBUDA, ARUBA, BAHAMAS, 0 0 GRANTMAKING 883702 CENTRAL AMERICA AND THE CARIBBEAN - ANTIGUA & BARBUDA, ARUBA, BAHAMAS, 0 0 PROGRAM SERVICES TRAVEL & MEETINGS; OTHER COSTS 16666 EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, 0 0 GRANTMAKING 12061274 EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, 0 3 PROGRAM SERVICES TRAVEL & MEETINGS; OTHER COSTS 3859286 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 0 CONDUCTING BOARD MEETINGS 1332 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 0 GRANTMAKING 21037023 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 2 PROGRAM SERVICES TRAVEL & MEETINGS; OTHER COSTS 6162785 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 0 0 GRANTMAKING 1837418 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 0 1 PROGRAM SERVICES TRAVEL & MEETINGS; OTHER COSTS 587755 SOUTH AMERICA - ARGENTINA, BOLIVIA, BRAZIL, CHILE, COLUMBIA, ECUADOR, 0 0 GRANTMAKING 7671686 SOUTH AMERICA - ARGENTINA, BOLIVIA, BRAZIL, CHILE, COLUMBIA, ECUADOR, 0 0 PROGRAM SERVICES TRAVEL & MEETINGS; OTHER COSTS 1543701 SOUTH ASIA - AFGHANISTAN, BANGLADESH, BHUTAN, INDIA, MALDIVES, NEPAL, 0 0 GRANTMAKING 265000 SOUTH ASIA - AFGHANISTAN, BANGLADESH, BHUTAN, INDIA, MALDIVES, NEPAL, 0 0 PROGRAM SERVICES TRAVEL & MEETINGS; OTHER COSTS 13949 SUB-SAHARAN AFRICA - ANGOLA, BENIN, BOTSWANA, BURKINA FASO, 0 0 GRANTMAKING 196062 SUB-SAHARAN AFRICA - ANGOLA, BENIN, BOTSWANA, BURKINA FASO, 0 0 PROGRAM SERVICES TRAVEL & MEETINGS; OTHER COSTS 44943 0 5 0 1 0 6 45859486 10323096 56182582 CENTRAL AMERICA AND THE CARIBBEAN PROJECT SUPPORT 883702 WIRE 0 EAST ASIA AND THE PACIFIC PROJECT SUPPORT 150000 WIRE 0 EAST ASIA AND THE PACIFIC PROJECT SUPPORT 161510 WIRE 0 EAST ASIA AND THE PACIFIC PROJECT SUPPORT 50000 WIRE 0 EAST ASIA AND THE PACIFIC PROJECT SUPPORT 11500 WIRE 0 EAST ASIA AND THE PACIFIC PROJECT SUPPORT 261500 WIRE 0 EAST ASIA AND THE PACIFIC PROJECT SUPPORT 460000 WIRE 0 EAST ASIA AND THE PACIFIC PROJECT SUPPORT 1400000 WIRE 0 EAST ASIA AND THE PACIFIC PROJECT SUPPORT 100000 WIRE 0 EAST ASIA AND THE PACIFIC PROJECT SUPPORT 1236139 WIRE 0 EAST ASIA AND THE PACIFIC PROJECT SUPPORT 350000 WIRE 0 EAST ASIA AND THE PACIFIC PROJECT SUPPORT 300000 WIRE 0 EAST ASIA AND THE PACIFIC PROJECT SUPPORT 411500 WIRE 0 EAST ASIA AND THE PACIFIC PROJECT SUPPORT 11500 WIRE 0 EAST ASIA AND THE PACIFIC PROJECT SUPPORT 162902 WIRE 0 EAST ASIA AND THE PACIFIC PROJECT SUPPORT 23000 WIRE 0 EAST ASIA AND THE PACIFIC PROJECT SUPPORT 206200 WIRE 0 EAST ASIA AND THE PACIFIC PROJECT SUPPORT 150000 WIRE 0 EAST ASIA AND THE PACIFIC PROJECT SUPPORT 200000 WIRE 0 EAST ASIA AND THE PACIFIC PROJECT SUPPORT 564376 WIRE 0 EAST ASIA AND THE PACIFIC PROJECT SUPPORT 74834 WIRE 0 EAST ASIA AND THE PACIFIC PROJECT SUPPORT 11500 WIRE 0 EAST ASIA AND THE PACIFIC PROJECT SUPPORT 13754 WIRE 0 EAST ASIA AND THE PACIFIC PROJECT SUPPORT 425000 WIRE 0 EAST ASIA AND THE PACIFIC PROJECT SUPPORT 150000 WIRE 0 EAST ASIA AND THE PACIFIC PROJECT SUPPORT 75000 WIRE 0 EAST ASIA AND THE PACIFIC PROJECT SUPPORT 549910 WIRE 0 EAST ASIA AND THE PACIFIC PROJECT SUPPORT 149869 WIRE 0 EAST ASIA AND THE PACIFIC PROJECT SUPPORT 175000 WIRE 0 EAST ASIA AND THE PACIFIC PROJECT SUPPORT 11500 WIRE 0 EAST ASIA AND THE PACIFIC PROJECT SUPPORT 105730 WIRE 0 EAST ASIA AND THE PACIFIC PROJECT SUPPORT 11500 WIRE 0 EAST ASIA AND THE PACIFIC PROJECT SUPPORT 11500 WIRE 0 EAST ASIA AND THE PACIFIC PROJECT SUPPORT 11500 WIRE 0 EAST ASIA AND THE PACIFIC PROJECT SUPPORT 50000 WIRE 0 EAST ASIA AND THE PACIFIC PROJECT SUPPORT 100000 WIRE 0 EAST ASIA AND THE PACIFIC PROJECT SUPPORT 1009002 WIRE 0 EAST ASIA AND THE PACIFIC PROJECT SUPPORT 75000 WIRE 0 EAST ASIA AND THE PACIFIC PROJECT SUPPORT 50000 WIRE 0 EAST ASIA AND THE PACIFIC PROJECT SUPPORT 600000 WIRE 0 EAST ASIA AND THE PACIFIC PROJECT SUPPORT 605571 WIRE 0 EAST ASIA AND THE PACIFIC PROJECT SUPPORT 149992 WIRE 0 EAST ASIA AND THE PACIFIC PROJECT SUPPORT 105000 WIRE 0 EAST ASIA AND THE PACIFIC PROJECT SUPPORT 100000 WIRE 0 EAST ASIA AND THE PACIFIC PROJECT SUPPORT 300000 WIRE 0 EAST ASIA AND THE PACIFIC PROJECT SUPPORT 200000 WIRE 0 EAST ASIA AND THE PACIFIC PROJECT SUPPORT 150000 WIRE 0 EAST ASIA AND THE PACIFIC PROJECT SUPPORT 250000 WIRE 0 EAST ASIA AND THE PACIFIC PROJECT SUPPORT 140000 WIRE 0 EAST ASIA AND THE PACIFIC PROJECT SUPPORT 100000 WIRE 0 EAST ASIA AND THE PACIFIC PROJECT SUPPORT 40000 WIRE 0 EAST ASIA AND THE PACIFIC PROJECT SUPPORT 49986 WIRE 0 EUROPE (INCLUDING ICELAND AND GREENLAND) PROJECT SUPPORT 138159 WIRE 0 EUROPE (INCLUDING ICELAND AND GREENLAND) PROJECT SUPPORT 316277 WIRE 0 EUROPE (INCLUDING ICELAND AND GREENLAND) PROJECT SUPPORT 140000 WIRE 0 EUROPE (INCLUDING ICELAND AND GREENLAND) PROJECT SUPPORT 400000 WIRE 0 EUROPE (INCLUDING ICELAND AND GREENLAND) PROJECT SUPPORT 505000 WIRE 0 EUROPE (INCLUDING ICELAND AND GREENLAND) PROJECT SUPPORT 100000 WIRE 0 EUROPE (INCLUDING ICELAND AND GREENLAND) PROJECT SUPPORT 100000 WIRE 0 EUROPE (INCLUDING ICELAND AND GREENLAND) PROJECT SUPPORT 215476 WIRE 0 EUROPE (INCLUDING ICELAND AND GREENLAND) PROJECT SUPPORT 200000 WIRE 0 EUROPE (INCLUDING ICELAND AND GREENLAND) PROJECT SUPPORT 675000 WIRE 0 EUROPE (INCLUDING ICELAND AND GREENLAND) PROJECT SUPPORT 175000 WIRE 0 EUROPE (INCLUDING ICELAND AND GREENLAND) PROJECT SUPPORT 630000 WIRE 0 EUROPE (INCLUDING ICELAND AND GREENLAND) PROJECT SUPPORT 315600 WIRE 0 EUROPE (INCLUDING ICELAND AND GREENLAND) PROJECT SUPPORT 150000 WIRE 0 EUROPE (INCLUDING ICELAND AND GREENLAND) PROJECT SUPPORT 1084291 WIRE 0 EUROPE (INCLUDING ICELAND AND GREENLAND) PROJECT SUPPORT 100000 WIRE 0 EUROPE (INCLUDING ICELAND AND GREENLAND) PROJECT SUPPORT 200000 WIRE 0 EUROPE (INCLUDING ICELAND AND GREENLAND) PROJECT SUPPORT 120000 WIRE 0 EUROPE (INCLUDING ICELAND AND GREENLAND) PROJECT SUPPORT 750129 WIRE 0 EUROPE (INCLUDING ICELAND AND GREENLAND) PROJECT SUPPORT 610000 WIRE 0 EUROPE (INCLUDING ICELAND AND GREENLAND) PROJECT SUPPORT 1118630 WIRE 0 EUROPE (INCLUDING ICELAND AND GREENLAND) PROJECT SUPPORT 345000 WIRE 0 EUROPE (INCLUDING ICELAND AND GREENLAND) PROJECT SUPPORT 930000 WIRE 0 EUROPE (INCLUDING ICELAND AND GREENLAND) PROJECT SUPPORT 104940 WIRE 0 EUROPE (INCLUDING ICELAND AND GREENLAND) PROJECT SUPPORT 130000 WIRE 0 EUROPE (INCLUDING ICELAND AND GREENLAND) PROJECT SUPPORT 20000 WIRE 0 EUROPE (INCLUDING ICELAND AND GREENLAND) PROJECT SUPPORT 100000 WIRE 0 EUROPE (INCLUDING ICELAND AND GREENLAND) PROJECT SUPPORT 224000 WIRE 0 EUROPE (INCLUDING ICELAND AND GREENLAND) PROJECT SUPPORT 488276 WIRE 0 EUROPE (INCLUDING ICELAND AND GREENLAND) PROJECT SUPPORT 319862 WIRE 0 EUROPE (INCLUDING ICELAND AND GREENLAND) PROJECT SUPPORT 195000 WIRE 0 EUROPE (INCLUDING ICELAND AND GREENLAND) PROJECT SUPPORT 638696 WIRE 0 EUROPE (INCLUDING ICELAND AND GREENLAND) PROJECT SUPPORT 652501 WIRE 0 EUROPE (INCLUDING ICELAND AND GREENLAND) PROJECT SUPPORT 860000 WIRE 0 EUROPE (INCLUDING ICELAND AND GREENLAND) PROJECT SUPPORT 383539 WIRE 0 EUROPE (INCLUDING ICELAND AND GREENLAND) PROJECT SUPPORT 112000 WIRE 0 EUROPE (INCLUDING ICELAND AND GREENLAND) PROJECT SUPPORT 200000 WIRE 0 EUROPE (INCLUDING ICELAND AND GREENLAND) PROJECT SUPPORT 68500 WIRE 0 EUROPE (INCLUDING ICELAND AND GREENLAND) PROJECT SUPPORT 450000 WIRE 0 EUROPE (INCLUDING ICELAND AND GREENLAND) PROJECT SUPPORT 100000 WIRE 0 EUROPE (INCLUDING ICELAND AND GREENLAND) PROJECT SUPPORT 250000 WIRE 0 EUROPE (INCLUDING ICELAND AND GREENLAND) PROJECT SUPPORT 265000 WIRE 0 EUROPE (INCLUDING ICELAND AND GREENLAND) PROJECT SUPPORT 177500 WIRE 0 EUROPE (INCLUDING ICELAND AND GREENLAND) PROJECT SUPPORT 30000 WIRE 0 EUROPE (INCLUDING ICELAND AND GREENLAND) PROJECT SUPPORT 40000 WIRE 0 EUROPE (INCLUDING ICELAND AND GREENLAND) PROJECT SUPPORT 67000 WIRE 0 EUROPE (INCLUDING ICELAND AND GREENLAND) PROJECT SUPPORT 120000 WIRE 0 EUROPE (INCLUDING ICELAND AND GREENLAND) PROJECT SUPPORT 25000 WIRE 0 EUROPE (INCLUDING ICELAND AND GREENLAND) PROGRAM SUPPORT 500000 WIRE 0 EUROPE (INCLUDING ICELAND AND GREENLAND) PROJECT SUPPORT 75000 WIRE 0 EUROPE (INCLUDING ICELAND AND GREENLAND) PROJECT SUPPORT 175000 WIRE 0 EUROPE (INCLUDING ICELAND AND GREENLAND) PROJECT SUPPORT 100000 WIRE 0 EUROPE (INCLUDING ICELAND AND GREENLAND) PROJECT SUPPORT 40000 WIRE 0 EUROPE (INCLUDING ICELAND AND GREENLAND) PROJECT SUPPORT 180000 WIRE 0 EUROPE (INCLUDING ICELAND AND GREENLAND) PROGRAM SUPPORT 300000 WIRE 0 EUROPE (INCLUDING ICELAND AND GREENLAND) PROJECT SUPPORT 739540 WIRE 0 EUROPE (INCLUDING ICELAND AND GREENLAND) PROJECT SUPPORT 150000 WIRE 0 EUROPE (INCLUDING ICELAND AND GREENLAND) PROJECT SUPPORT 100000 WIRE 0 EUROPE (INCLUDING ICELAND AND GREENLAND) PROJECT SUPPORT 150000 WIRE 0 EUROPE (INCLUDING ICELAND AND GREENLAND) PROJECT SUPPORT 618054 WIRE 0 EUROPE (INCLUDING ICELAND AND GREENLAND) PROJECT SUPPORT 1000000 WIRE 0 EUROPE (INCLUDING ICELAND AND GREENLAND) PROJECT SUPPORT 40000 WIRE 0 EUROPE (INCLUDING ICELAND AND GREENLAND) PROJECT SUPPORT 146150 WIRE 0 EUROPE (INCLUDING ICELAND AND GREENLAND) PROJECT SUPPORT 1350000 WIRE 0 EUROPE (INCLUDING ICELAND AND GREENLAND) PROJECT SUPPORT 15000 WIRE 0 NORTH AMERICA PROJECT SUPPORT 370000 WIRE 0 NORTH AMERICA PROJECT SUPPORT 300000 WIRE 0 NORTH AMERICA PROJECT SUPPORT 164700 WIRE 0 NORTH AMERICA PROJECT SUPPORT 100000 WIRE 0 NORTH AMERICA PROJECT SUPPORT 352685 WIRE 0 NORTH AMERICA PROJECT SUPPORT 495722 WIRE 0 NORTH AMERICA PROJECT SUPPORT 50000 WIRE 0 SOUTH AMERICA PROJECT SUPPORT 505000 WIRE 0 SOUTH AMERICA PROJECT SUPPORT 500000 WIRE 0 SOUTH AMERICA PROJECT SUPPORT 199950 WIRE 0 SOUTH AMERICA PROJECT SUPPORT 250000 WIRE 0 SOUTH AMERICA PROJECT SUPPORT 191992 WIRE 0 SOUTH AMERICA PROJECT SUPPORT 249983 WIRE 0 SOUTH AMERICA PROJECT SUPPORT 200083 WIRE 0 SOUTH AMERICA PROJECT SUPPORT 250000 WIRE 0 SOUTH AMERICA PROJECT SUPPORT 211485 WIRE 0 SOUTH AMERICA PROJECT SUPPORT 299846 WIRE 0 SOUTH AMERICA PROJECT SUPPORT 118437 WIRE 0 SOUTH AMERICA PROJECT SUPPORT 459803 WIRE 0 SOUTH AMERICA PROJECT SUPPORT 100000 WIRE 0 SOUTH AMERICA PROJECT SUPPORT 100054 WIRE 0 SOUTH AMERICA PROJECT SUPPORT 450000 WIRE 0 SOUTH AMERICA PROJECT SUPPORT 200000 WIRE 0 SOUTH AMERICA PROJECT SUPPORT 102300 WIRE 0 SOUTH AMERICA PROJECT SUPPORT 38000 WIRE 0 SOUTH AMERICA PROJECT SUPPORT 70000 WIRE 0 SOUTH AMERICA PROJECT SUPPORT 439338 WIRE 0 SOUTH AMERICA PROJECT SUPPORT 249976 WIRE 0 SOUTH AMERICA PROJECT SUPPORT 80000 WIRE 0 SOUTH AMERICA PROJECT SUPPORT 22390 WIRE 0 SOUTH AMERICA PROJECT SUPPORT 52812 WIRE 0 SOUTH AMERICA PROJECT SUPPORT 50000 WIRE 0 SOUTH AMERICA PROJECT SUPPORT 297804 WIRE 0 SOUTH AMERICA PROJECT SUPPORT 18000 WIRE 0 SOUTH AMERICA PROJECT SUPPORT 15015 WIRE 0 SOUTH AMERICA PROJECT SUPPORT 499967 WIRE 0 SOUTH AMERICA PROJECT SUPPORT 13200 WIRE 0 SOUTH AMERICA PROJECT SUPPORT 220000 WIRE 0 SOUTH AMERICA PROJECT SUPPORT 100000 WIRE 0 SOUTH AMERICA PROJECT SUPPORT 60000 WIRE 0 SOUTH AMERICA PROJECT SUPPORT 91001 WIRE 0 SOUTH AMERICA PROJECT SUPPORT 250000 WIRE 0 SOUTH AMERICA PROJECT SUPPORT 50000 WIRE 0 SOUTH AMERICA PROJECT SUPPORT 400000 WIRE 0 SOUTH AMERICA PROJECT SUPPORT 55250 WIRE 0 SOUTH AMERICA PROJECT SUPPORT 50000 WIRE 0 SOUTH AMERICA PROJECT SUPPORT 160000 WIRE 0 SOUTH ASIA PROJECT SUPPORT 40000 WIRE 0 SOUTH ASIA PROJECT SUPPORT 100000 WIRE 0 SOUTH ASIA PROJECT SUPPORT 125000 WIRE 0 SUB-SAHARAN AFRICA PROJECT SUPPORT 75000 WIRE 0 SUB-SAHARAN AFRICA PROJECT SUPPORT 81062 WIRE 0 SUB-SAHARAN AFRICA PROJECT SUPPORT 40000 WIRE 0 167 3 0 0 0 0 0 0 PART I, LINE 2: CLIMATEWORKS PROGRAM STAFF PERFORM DUE DILIGENCE ON PROSPECTIVE GRANTS AND EVALUATE THE PAST SUCCESS AND FINANCIAL HEALTH OF THE PROSPECTIVE GRANTEE. ALL ORGANIZATIONS ARE REQUIRED TO SUBMIT A GRANT NARRATIVE PROPOSAL AND BUDGET. PROPOSALS ARE EVALUATED ON THEIR PROJECTED OUTCOMES AND ALIGNMENT WITH CLIMATEWORKS' MISSION AND STRATEGIES. OTHER REQUIRED DOCUMENTATION INCLUDES: THE CURRENT YEAR BUDGET; YEAR-TO-DATE FINANCIAL STATEMENTS; PRIOR YEAR AUDITED FINANCIAL STATEMENTS; GOVERNMENT-ISSUED TAX STATUS DETERMINATION DOCUMENTATION; A LIST OF BOARD OF DIRECTORS, OFFICERS, AND AFFILIATIONS; AND BIOGRAPHIES OF KEY STAFF INVOLVED IN THE PROJECT. ALL GRANTEES ARE REQUIRED TO SIGN AND RETURN A GRANT AGREEMENT, WHICH STATES THAT FUNDS MAY BE SPENT ONLY FOR THE SPECIFIC CHARITABLE PURPOSES STATED IN THE PROPOSAL. ALL GRANTEES MUST BE IN COMPLIANCE WITH ALL APPLICABLE ANTI-TERRORIST FINANCING AND ASSET CONTROL LAWS, REGULATIONS, RULES, AND EXECUTIVE ORDERS. ALTHOUGH NOT LEGALLY REQUIRED, CLIMATEWORKS USES EXPENDITURE RESPONSIBILITY BEST PRACTICES TO MONITOR ITS FOREIGN GRANTS. CLIMATEWORKS CONFIRMS THAT GRANTEES' BOARD MEMBERS AND KEY STAFF DO NOT APPEAR ON THE SPECIALLY DESIGNATED NATIONALS (SDN) LIST. DEPENDING ON THE DOLLAR AMOUNT, EITHER THE BOARD OF DIRECTORS, THE PRESIDENT & CEO, OR A VICE PRESIDENT APPROVES THE GRANT. CLIMATEWORKS REVIEWS NARRATIVE AND FINANCIAL REPORTS TO ENSURE THAT THE FUNDS WERE SPENT EXCLUSIVELY FOR THE CHARITABLE PURPOSES STATED IN THE PROPOSAL AND WITHIN THE CONFINES OF THE OTHER RESTRICTIONS OF THE GRANT. PART I, LINE 3: ACCRUAL METHOD PART II, LINE 1 ACCOUNTING METHOD: ACCRUAL METHOD PART III ACCOUNTING METHOD: X X X X X 1 X EQUALS PRODUCTIONS 45 MINSTER ROAD LONDON UK NW2 3SH PRESENTATION DEVELOPMENT 0 0 40088 -40088 PLEASANT STREET ENTERTAINMENT 3401 WHITE ROSE WAY ENCINO CA 91436 VIDEO PRODUCTION 0 0 12382 -12382 52470 -52470 AL AK AR CA CO CT DC FL GA HI IL KS KY LA ME MD MA MI MN MS MO NV NH NJ NM NY NC ND OH OK OR PA RI SC TN TX UT VA WA WV WI 1 350ORG 20 JAY STREET SUITE 732 BROOKLYN NY 11201 261150699 501(C)(3) 200000 0 PROJECT SUPPORT AMERICAN ASSOCIATION FOR THE ADVANCEMENT OF SCIENCE 1200 NEW YORK AVENUE NW WASHINGTON DC 20005 530196568 501(C)(3) 248860 0 PROJECT SUPPORT AMERICAN ECONOMIC LIBERTIES PROJECT 1150 CONNECTICUT AVE NW SUITE 800 WASHINGTON DC 20036 843989657 501(C)(3) 62000 0 PROJECT SUPPORT AMERICAN LUNG ASSOCIATION 55 W WACKER DRIVE SUITE 1150 CHICAGO IL 60601 131632524 501(C)(3) 250000 0 PROJECT SUPPORT AMERICANS FOR FINANCIAL REFORM 1615 L STREET NE SUITE 450 WASHINGTON DC 20002 822553525 501(C)(3) 250000 0 LOBBYING & PROJECT SUPPORT ARIZONA STATE UNIVERSITY FOUNDATION FOR A NEW AMERICAN UNIVERSITY 300 E UNIVERSITY DRIVE TEMPE AZ 852812061 866051042 501(C)(3) 98394 0 PROJECT SUPPORT AS YOU SOW 2150 KITTREDGE ST SUITE 450 BERKELEY CA 94704 943169008 501(C)(3) 75000 0 PROJECT SUPPORT ASIAN PACIFIC ENVIRONMENTAL NETWORK 426 17TH ST 5TH FLOOR OAKLAND CA 94612 943261846 501(C)(3) 100000 0 PROJECT SUPPORT ASPEN INSTITUTE THE 2300 N STREET NW WASHINGTON DC 20036 840399006 501(C)(3) 2332293 0 PROJECT SUPPORT BANK INFORMATION CENTER 1023 15TH STREET NW 10TH FLOOR WASHINGTON DC 20005 521682441 501(C)(3) 381500 0 PROJECT SUPPORT BIODIVERSITY FUNDERS GROUP PO BOX 29361 SAN FRANCISCO CA 941290361 133431076 501(C)(3) 20000 0 PROJECT SUPPORT BIPARTISAN POLICY CENTER INC 1225 I STREET NW SUITE 1000 WASHINGTON DC 20005 731628382 501(C)(3) 400000 0 PROJECT SUPPORT BLUEGREEN ALLIANCE FOUNDATION 1300 GODWARD ST NE SUITE 2625 MINNEAPOLIS MN 55413 203477309 501(C)(3) 1425000 0 PROJECT SUPPORT BOSTON REDEVELOPMENT AUTHORITY BOSTON CITY HALL ONE CITY HALL SQUARE BOSTON MA 02201 046006386 CITY OF BOSTON 100000 0 PROJECT SUPPORT BREAKTHROUGH INSTITUTE 436 14TH STREET SUITE 820 OAKLAND CA 94612 814526660 501(C)(3) 100000 0 PROGRAM SUPPORT C40 CITIES CLIMATE LEADERSHIP GROUP INC 120 PARK AVE 23RD FLOOR NEW YORK NY 100175577 900634376 501(C)(3) 300000 0 PROJECT SUPPORT CALIFORNIA LEAGUE OF CONSERVATION VOTERS 350 FRANK H OGAWA PLAZA SUITE 110 0 OAKLAND CA 94612 943169564 501(C)(4) 30000 0 LOBBYING CALSTART INC 48 S CHESTER AVE PASADENA CA 91106 954375022 501(C)(3) 555000 0 PROJECT SUPPORT CDP NORTH AMERICA 127 WEST 26TH STREET SUITE 300 NEW YORK NY 10001 364709977 501(C)(3) 410000 0 PROJECT SUPPORT CENTER FOR AMERICAN PROGRESS 1333 H STREET NW 10TH FLOOR WASHINGTON DC 20005 300126510 501(C)(3) 1450000 0 LOBBYING, PROJECT SUPPORT, PROGRAM SUPPORT CENTER FOR BIOLOGICAL DIVERSITY PO BOX 710 TUSCON AZ 85702 273943866 501(C)(3) 63000 0 PROGRAM SUPPORT CENTER FOR CARBON REMOVAL 1140 THIRD STREET NE WASHINGTON DC 20002 812560407 501(C)(3) 1200000 0 PROJECT SUPPORT CENTER FOR COMMUNITY ACTION AND ENVIRONMENTAL JUSTICE PO BOX 33124 RIVERSIDE CA 92519 330562082 501(C)(3) 15000 0 PROJECT SUPPORT CENTER FOR PROGRESSIVE REFORM 1250 CONNECTICUT AVE NW SUITE 700 WASHINGTON DC 20036 352182224 501(C)(3) 150000 0 PROJECT SUPPORT CENTER FOR STRATEGIC AND INTERNATIONAL STUDIES 1616 RHODE ISLAND AVENUE NW WASHINGTON DC 20036 521505082 501(C)(3) 200000 0 PROJECT SUPPORT CERES INC 99 CHAUNCY STREET 6TH FLOOR BOSTON MA 02111 223053747 501(C)(3) 1659612 0 PROJECT SUPPORT CLASP 1401 K ST NW SUITE 1100 WASHINGTON DC 20005 331112770 501(C)(3) 1070585 0 PROJECT SUPPORT CLEAN AIR TASK FORCE 18 TREMONT ST SUITE 530 BOSTON MA 02108 043512550 501(C)(3) 250000 0 PROJECT SUPPORT CLIMATE ADVISERS INC 1320 19TH STREET NW SUITE 400 WASHINGTON DC 20036 260609378 675000 0 LOBBYING & PROJECT SUPPORT CLIMATE FOCUS NORTH AMERICA INC 1730 RHODE ISLAND AVE NW SUITE 601 WASHINGTON DC 20036 260767250 110460 0 PROJECT SUPPORT CLIMATE JUSTICE ALLIANCE PO BOX 10202 BERKELEY CA 94709 853440899 501(C)(3) 150000 0 PROJECT SUPPORT CLIMATE POLICY INITIATIVE 180 SANSOME STREET SUITE 1000 SAN FRANCISCO CA 94104 264129153 501(C)(3) 259431 0 PROJECT SUPPORT COAL SWARM 1254 UTAH ST SAN FRANCISCO CA 94110 822723327 501(C)(3) 1025000 0 PROJECT SUPPORT COALITION FOR GREEN CAPITAL 1201 CONNECTICUT AVE NW SUITE 600 WASHINGTON DC 20036 900868299 501(C)(3) 45000 0 PROJECT SUPPORT COLLECTIVE CONSCIENCE 2801 SHERMAN AVE NW WASHINGTON DC 20001 852075033 195658 0 PROJECT SUPPORT COLUMBIA UNIVERSITY 615 WEST 131ST STREET MAIL CODE 872 5 NEW YORK NY 10027 135598093 501(C)(3) 289467 0 PROJECT SUPPORT COMMUNITIES FOR A BETTER ENVIRONMENT 6325 PACIFIC BLVD SUITE 300 HUNTINGTON PARK CA 90255 942998086 501(C)(3) 100000 0 PROJECT SUPPORT COMMUNITY FOUNDATION OF GREATER JOHNSTOWN 216 FRANKLIN ST SUITE 400 JOHNSTOWN PA 15901 251637373 501(C)(3) 200000 0 PROJECT SUPPORT CONSERVATION INTERNATIONAL FOUNDATION 2011 CRYSTAL DRIVE SUITE 600 ARLINGTON VA 22202 521497470 501(C)(3) 231211 0 PROJECT SUPPORT DALBERG CATALYST 1401 K STREET NW SUITE 900 WASHINGTON DC 20005 812108637 501(C)(3) 400000 0 PROJECT SUPPORT DUKE UNIVERSITY 2200 W MAIN ST SET710 DURHAM NC 277054677 560532129 501(C)(3) 73632 0 PROJECT SUPPORT EARTHJUSTICE 50 CALIFORNIA STREET SUITE 500 SAN FRANCISCO CA 94111 941730465 501(C)(3) 50000 0 PROJECT SUPPORT EARTHWORKS 1612 K STREET NW STE 904 WASHINGTON DC 20006 521557765 501(C)(3) 100000 0 PROJECT SUPPORT EAST YARD COMMUNITIES FOR ENVIRONMENTAL JUSTICE 2317 S ATLANTIC BLVD COMMERCE CA 90040 465685097 501(C)(3) 150000 0 PROJECT SUPPORT ECOTRUST 721 NW 9TH AVE 200 PORTLAND OR 97209 931050144 501(C)(3) 191099 0 PROJECT SUPPORT ENERGY FOUNDATION 301 BATTERY ST SAN FRANCISCO CA 94111 320582896 501(C)(3) 8000000 0 PROJECT SUPPORT ENVIRONMENTAL DEFENSE FUND INC 257 PARK AVENUE SOUTH NEW YORK NY 10010 116107128 501(C)(3) 816000 0 PROJECT SUPPORT ENVIRONMENTAL INVESTIGATION AGENCY PO BOX 53343 WASHINGTON DC 20009 521654284 501(C)(3) 1245586 0 PROJECT SUPPORT EVHYBRIDNOIRE 3315 S COBB DRIVE SUITE 700 8131 13 SMYRNA GA 30080 832138544 501(C)(3) 70000 0 PROJECT SUPPORT FOOD FOR CLIMATE LEAGUE INC (FCL) 2030 MAPLE AVENUE EVANSTON IL 60201 842916598 501(C)(3) 99026 0 PROJECT SUPPORT FOREST TRENDS ASSOCIATION 1203 19TH STREET NW WASHINGTON DC 20036 522135531 501(C)(3) 100000 0 PROJECT SUPPORT FORTH MOBILITY FUND 2035 NW FRONT AVE SUITE 101 PORTLAND OR 97209 454726335 501(C)(3) 124500 0 PROJECT SUPPORT FRIENDS OF THE EARTH 1101 15TH STREET NW 11TH FLOOR WASHINGTON DC 20005 237420660 501(C)(3) 150000 0 PROJECT SUPPORT FUTURE STEWARDS INC 208-10 CROSS ISLAND PARKWAY 107 QUEENS NY 11360 261964339 501(C)(3) 10000 0 PROJECT SUPPORT GEORGETOWN UNIVERSITY CTR FOR PUBLIC NONPROFIT LEADERSH IP GEORGETOWN UNIV - BOX 57144 WASHINGTON DC 200571444 530196603 501(C)(3) 99998 0 PROJECT SUPPORT GLOBAL PHILANTHROPY PARTNERSHIP 1916 N MOHAWK ST 7 CHICAGO IL 60614 562342600 501(C)(3) 100000 0 PROJECT SUPPORT GORDON RESEARCH CONFERENCES 512 LIBERTY LANE WEST SOUTH KINGSTOWN RI 02892 260150662 501(C)(3) 10000 0 PROJECT SUPPORT GREAT PLAINS INSTITUTE 2801 21ST AVE S MINNEAPOLIS MN 55407 411921126 501(C)(3) 700000 0 PROJECT SUPPORT GREATER HOUSTON COMMUNITY FOUNDATION 515 POST OAK BLVD SUITE 1000 HOUSTON TX 77027 237160400 501(C)(3) 204000 0 PROJECT SUPPORT GRIDLAB INC 2150 ALLSTON WAY SUITE 420 BERKELEY CA 94704 824198360 501(C)(3) 200000 0 PROJECT SUPPORT HEALTH IN HARMONY P O BOX 96176 PORTLAND OR 97296 203741107 501(C)(3) 174990 0 PROJECT SUPPORT ICLEI - LOCAL GOVERNMENTS FOR SUSTAINABILITY USA INC 1536 WYNKOOP STREET SUITE 901 DENVER CO 80202 043116623 501(C)(3) 75000 0 PROJECT SUPPORT IDEAGARDEN INSTITUTE INCORPORATED 4015 WESTSIDE ROAD HEALDSBURG CA 95448 862425643 501(C)(3) 20000 0 PROJECT SUPPORT IF NOT US THEN WHO 1112 MONTANA AVENUE SUITE 379 SANTA MONICA CA 90403 814186787 501(C)(3) 112042 0 PROJECT SUPPORT INITIATIVE FOR RESPONSIBLE MINING ASSURANCE 1322 WASHINGTON ST 289 PORT TOWNSEND WA 98368 841973536 501(C)(3) 150000 0 PROJECT SUPPORT INSTITUTE FOR TRANSPORTATION & DEV POLICY 9 EAST 19TH ST 7TH FLOOR NEW YORK NY 10003 521399520 501(C)(3) 150000 0 PROJECT SUPPORT INSTITUTE FOR GOVERNANCE & SUSTAINABLE DEVELOPMENT 2300 WISCONSIN AVE NW SUITE 300-B WASHINGTON DC 20007 810616238 501(C)(3) 150000 0 PROGRAM SUPPORT INSTITUTE FOR ENERGY ECONOMICS AND FINANCIAL ANALYSIS INC 14900 DETROIT AVENUE SUITE 206 LAKEWOOD OH 44107 454244605 501(C)(3) 620000 0 PROJECT SUPPORT INTERNATIONAL COUNCIL ON CLEAN TRANSPORTATION 1225 I STREET NW SUITE 900 WASHINGTON DC 20005 203076690 501(C)(3) 2445000 0 PROJECT SUPPORT; GENERAL SUPPORT INTERNATIONAL INSTITUTE FOR ENERGY CONSERVATION INC 1068 KING WAY BREINIGSVILLE PA 180311481 222579031 501(C)(3) 104800 0 PROJECT SUPPORT JOLT INITIATIVE INC PO BOX 4185 AUSTIN TX 78765 821708759 501(C)(3) 185000 0 PROJECT SUPPORT LAUDATO SI' MOVEMENT 700 12TH ST NW SUITE 700 PMB 90321 WASHINGTON DC 20005 823332997 501(C)(3) 75000 0 PROJECT SUPPORT LAWRENCE BERKELEY NATIONAL LAB 1 CYCLOTRON ROAD BERKELEY CA 94720 946036494 501(C)(3) 700000 0 PROJECT SUPPORT LIVERMORE LAB FOUNDATION 1111 BROADWAY SUITE 2130 OAKLAND CA 94607 812567763 501(C)(3) 200000 0 PROJECT SUPPORT LOUISIANA BUCKET BRIGADE 3416 B CANAL STREET NEW ORLEANS LA 70119 721488935 501(C)(3) 500000 0 PROJECT SUPPORT MASSACHUSETTS INSTITUTE OF TECHNOLOGY (MIT) 77 MASSACHUSETTS AVE CAMBRIDGE MA 02139 042103594 501(C)(3) 100000 0 PROJECT SUPPORT MERIDIAN INSTITUTE PO BOX 1829 105 VILLAGE PL DILLON CO 80435 841435420 501(C)(3) 258544 0 PROJECT SUPPORT MONGABAY ORG CORP 15 CLINTON ST 1 REDWOOD CITY CA 94062 453714703 501(C)(3) 271935 0 PROJECT SUPPORT NAMATI INC 1616 P ST NW SUITE 101 WASHINGTON DC 20036 452796201 501(C)(3) 250000 0 PROJECT SUPPORT NATIONAL PHILANTHROPIC TRUST 11100 WILDLIFE CENTER DRIVE RESTON VA 20190 530204616 501(C)(3) 260000 0 PROJECT SUPPORT NATIONAL WILDLIFE FEDERATION 165 TOWNSHIP LINE ROAD SUITE 1200 JENKINTOWN PA 19046 237825575 501(C)(3) 50000 0 LOBBYING NATIVE AMERICANS IN PHILANTHROPY (NAP) 1140 3RD STREET NE WASHINGTON DC 20002 561989598 501(C)(3) 500000 0 PROJECT SUPPORT NATURAL RESOURCES DEFENSE COUNCIL 40 WEST 20TH STREET 11TH FLOOR NEW YORK NY 10011 132654926 501(C)(3) 481833 0 PROJECT SUPPORT NEW ENGLAND FORESTRY FOUNDATION INC (NEFF) 32 FOSTER ST PO BOX 1346 LITTLETON MA 01460 042024022 501(C)(3) 20000 0 PROJECT SUPPORT NEW VENTURE FUND NEW VENTURE FUND 1201 CONNECTICUT AVE NW STE 300 WASHINGTON DC 20036 205806345 501(C)(3) 673063 0 PROJECT SUPPORT NEW YORK UNIVERSITY 105 EAST 17TH ST 3RD FLOOR NEW YORK NY 10003 135562308 501(C)(3) 150000 0 PROJECT SUPPORT NISKANEN CENTER 820 1ST STREET NE SUITE 675 WASHINGTON DC 20002 455308952 501(C)(3) 500000 0 PROJECT SUPPORT NORTH AMERICAN BIKE-SHARE ASSOCIATION 125 FOREST AVE 10922 PORTLAND ME 04104 465461910 501(C)(3) 40000 0 PROJECT SUPPORT NORTH AMERICAN COUNCIL FOR FREIGHT EFFICIENCY 6041 STELLHORN RD 15935 FORT WAYNE IN 46885 272442344 501(C)(3) 200000 0 PROJECT SUPPORT NORTHEAST STATES FOR COORDINATED AIR USE MANAGEMENT 89 SOUTH STREET SUITE 602 BOSTON MA 02111 042814018 501(C)(3) 290000 0 PROJECT SUPPORT OBSERVER RESEARCH FOUNDATION AMERICA C/O INCORP SERVICES 1100 H STREET NW SUITE 840 WASHINGTON DC 20005 852694328 501(C)(3) 25000 0 PROJECT SUPPORT OCCIDENTAL COLLEGE 1600 CAMPUS RD MS M-1 LOS ANGELES CA 90041 951667177 501(C)(3) 250000 0 PROGRAM SUPPORT OCEAN CONSERVANCY INC 1300 19TH ST NW 8TH FLOOR WASHINGTON DC 20036 237245152 501(C)(3) 250000 0 PROJECT SUPPORT OCEAN VISIONS INC 225 BAKER STREET ATLANTA CA 30313 842130219 501(C)(3) 312500 0 PROJECT SUPPORT OXFAM AMERICA 226 CAUSEWAY STREET 5TH FLOOR BOSTON MA 02114 237069110 501(C)(3) 70000 0 PROJECT SUPPORT PACIFIC ENVIRONMENT AND RESOURCES CENTER 473 PINE STREET THIRD FLOOR SAN FRANCISCO CA 94104 942628924 501(C)(3) 2666000 0 PROJECT SUPPORT PARTNERSHIP PROJECT INC 1501 M STREET NW SUITE 1010 WASHINGTON DC 20005 522192070 501(C)(3) 835000 0 LOBBYING, PROJECT SUPPORT, PROGRAM SUPPORT PHYSICIANS SCIENTISTS AND ENGINEERS FOR SUSTAINABLE AND HEALTHY ENERGY 1440 BROADWAY STE 750 OAKLAND CA 94612 274364320 501(C)(3) 250000 0 PROJECT SUPPORT PISCES FOUNDATION 1 MARITIME PLAZA STE 1400 SAN FRANCISCO CA 94111 207415160 501(C)(3) 220000 0 PROJECT SUPPORT PLUG IN AMERICA 6380 WILSHIRE BLVD SUITE 1000 LOS ANGELES CA 90048 261799615 501(C)(3) 245000 0 PROJECT SUPPORT POLICYLINK 1438 WEBSTER STREET SUITE 303 OAKLAND CA 94612 943297479 501(C)(3) 100000 0 PROJECT SUPPORT PROPEL CLEAN ENERGY PARTNERS LLC 7317 SE 30TH AVE PORTLAND OR 97202 824032063 267240 0 PROJECT SUPPORT PUBLIC CITIZEN INC 1600 20TH STREET NW WASHINGTON DC 20009 237104508 501(C)(3) 120000 0 PROJECT SUPPORT REGENTS OF THE UNIVERSITY OF CALIFORNIA AT BERKELEY 1608 FOURTH STREET SUITE 220 MAIL CODE 5940 BERKELEY CA 94710 946002123 STATE OF CA 203889 0 PROJECT SUPPORT REGENTS OF THE UNIVERSITY OF CALIFORNIA AT DAVIS 1850 RESEARCH PARK DRIVE DAVIS CA 95618 946036494 STATE OF CA 650297 0 PROJECT SUPPORT RES PUBLICA INC 50 OLD NECK ROAD SOUTH CENTER MORICHES NY 11934 134286728 501(C)(3) 10000 0 PROJECT SUPPORT ROCKEFELLER BROTHERS FUND INC 475 RIVERSIDE DRIVE SUITE 900 NEW YORK NY 10115 131760106 501(C)(3) 30000 0 PROJECT SUPPORT ROCKEFELLER FAMILY FUND 475 RIVERSIDE DRIVE SUITE 900 NEW YORK NY 10115 136257658 501(C)(3) 1250000 0 PROJECT SUPPORT ROCKEFELLER PHILANTHROPY ADVISORS INC 6 WEST 48TH STREET 10TH FLOOR NEW YORK NY 10036 133615533 501(C)(3) 9882778 0 PROJECT SUPPORT; PROGRAM SUPPORT ROCKY MOUNTAIN INSTITUTE 1820 FOLSOM STREET BOULDER CO 80302 742244146 501(C)(3) 2083511 0 PROJECT SUPPORT SECURING AMERICA'S FUTURE ENERGY FOUNDATION 1111 19TH ST NW SUITE 406 WASHINGTON DC 20036 201727977 501(C)(3) 150000 0 PROJECT SUPPORT SIERRA CLUB FOUNDATION 2101 WEBSTER STREET SUITE 1250 OAKLAND CA 94612 946069890 501(C)(3) 200000 0 PROJECT SUPPORT SOCIAL AND ENVIRONMENTAL ENTREPRENEURS INC 23532 CALABASAS ROAD SUITE A CALABASAS CA 91302 954116679 501(C)(3) 359086 0 PROJECT SUPPORT SOLUTIONS PROJECT INC 4096 PIEDMONT AVENUE 728 OAKLAND CA 94611 463811348 501(C)(3) 400000 0 PROGRAM SUPPORT STAND 548 MARKET STREET SUITE 74196 SAN FRANCISCO CA 94104 943331587 501(C)(3) 561000 0 PROJECT SUPPORT SUSTAINABILITY ACCOUNTING STANDARDS BOARD (SASB FOUNDATION) 1045 SANSOME STREET SAN FRANCISCO CA 94111 452883197 501(C)(3) 977500 0 PROJECT SUPPORT SUSTAINABLE OCEAN ALLIANCE INC 1160 BATTERY EAST SUITE 100 SAN FRANCISCO CA 94111 824972091 501(C)(3) 150000 0 PROJECT SUPPORT SWANITI INITIATIVE 1109A MARCONI STREET HOUSTON TX 77019 453964226 501(C)(3) 198700 0 PROJECT SUPPORT THE ASIA FOUNDATION 465 CALIFORNIA STREET FLOOR 9 SAN FRANCISCO CA 94104 941191246 501(C)(3) 673800 0 PROJECT SUPPORT THE ATLANTIC COUNCIL OF THE UNITED STATES INC 1030 15TH ST NW WASHINGTON DC 20005 520742294 501(C)(3) 600000 0 PROJECT SUPPORT THE COMMONWEALTH CLUB 595 MARKET STREET SAN FRANCISCO CA 94105 940399260 501(C)(3) 60000 0 PROJECT SUPPORT THE EARTH GENOME 121 PEPPER DRIVE LOS ALTOS CA 94022 472935807 501(C)(3) 2436586 0 PROJECT SUPPORT THE GREENLINING INSTITUTE 360 14TH STREET 2ND FLOOR OAKLAND CA 94612 943173571 501(C)(3) 7500 0 PROJECT SUPPORT THE REGENERATION PROJECT 672 13TH STREET SUITE 100 OAKLAND CA 94612 943335236 501(C)(3) 50000 0 PROJECT SUPPORT THE VALUE REPORTING FOUNDATION 1045 SANSOME STREET SUITE 450 SAN FRANCISCO CA 94111 452883197 501(C)(3) 4000000 0 PROJECT SUPPORT THE YEARS PROJECT INC 630 9TH AVENUE SUITE 305 NEW YORK NY 10036 831071156 501(C)(3) 150000 0 PROJECT SUPPORT THOUSAND CURRENTS 548 MARKET STREET PMB 62831 SAN FRANCISCO CA 941045401 770071852 501(C)(3) 502500 0 PROJECT SUPPORT; PROGRAM SUPPORT TIDES FOUNDATION PO BOX 399389 SAN FRANCISCO CA 941399389 510198509 501(C)(3) 150000 0 PROJECT SUPPORT TRUSTEES OF BOSTON UNIVERSITY CENTER FORFINANCE LAW POLICY OFFICE OF SPONSORED PROGRAMS BOSTON MA 022151301 042103547 501(C)(3) 100000 0 PROJECT SUPPORT TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIA 220 SOUTH 33RD STREET PHILADELPHIA PA 191046391 231352685 501(C)(3) 47500 0 PROJECT SUPPORT UNION OF CONCERNED SCIENTISTS 2 BRATTLE SQ CAMBRIDGE MA 02238 042535767 501(C)(3) 100200 0 PROJECT SUPPORT UNITED NATIONS DEVELOPMENT PROGRAM (UNDP) 304 EAST 45TH STREET FF 970 NEW YORK NY 10017 UNITED NATIONS 50000 0 PROJECT SUPPORT UNITED NATIONS ENVIRONMENT PROG UNEP 304 EAST 45TH STREET FF 970 NEW YORK NY 10017 UNITED NATIONS 3411239 0 PROJECT SUPPORT UNITED NATIONS ENVIRONMENT PROGRAMME FINANCE INITIATIVE 304 EAST 45TH STREET FF 970 NEW YORK NY 10017 UNITED NATIONS 150000 0 PROJECT SUPPORT UNITED NATIONS FOUNDATION 1750 PENNSYLVANIA AVE NW SUITE 300 WASHINGTON DC 20006 582368165 501(C)(3) 165179 0 PROJECT SUPPORT UNITED STATES ENERGY FOUNDATION 301 BATTERY STREET 5TH FLOOR SAN FRANCISCO CA 94111 831740146 501(C)(3) 5050000 0 PROJECT SUPPORT UNIVERSITY OF CALIFORNIA LOS ANGELES SAMUELI SCHOOL OF ENGINEERING 420 W ESTWOOD PLAZA 5731-J BOELTER HALL LOS ANGELES CA 90095 956006143 STATE OF CA 50000 0 PROJECT SUPPORT UNIVERSITY OF MARYLAND OFFICE OF SPAC 4101 CHESAPEAKE BUIL DING COLLEGE PARK MD 207423141 521125663 STATE OF MD 640883 0 PROJECT SUPPORT VELOZ 500 CAPITOL MALL SUITE 2350 SACRAMENTO CA 95814 820908936 501(C)(3) 75000 0 PROJECT SUPPORT VILLAGE EMPOWERMENT INC 881 WENDELL RD WARWICK MA 01378 208158145 501(C)(3) 150000 0 PROJECT SUPPORT VITAL STRATEGIES INC 100 BROADWAY 4TH FLOOR NEW YORK NY 10005 223419667 501(C)(3) 500000 0 PROJECT SUPPORT VOICES FOR A SUSTAINABLE FUTURE INC PO BOX 5780 TAKOMA PARK MD 20913 271940927 501(C)(3) 100000 0 PROJECT SUPPORT WEST HARLEM ENVIRONMENTAL ACTION INC 1854 AMSTERDAM AVENUE 2ND FLOOR NEW YORK NY 10027 133800068 501(C)(3) 100000 0 PROJECT SUPPORT WINDWARD FUND 1201 CONNECTICUT AVE NW SUITE 300 WASHINGTON DC 20036 473522162 501(C)(3) 250000 0 PROGRAM SUPPORT WOODROW WILSON INT'L CTR FOR SCHOLARS SCHOLARS 1300 PENNSYLVANIA AVE NW WASHINGTON DC 20004 521067541 501(C)(3) 25000 0 PROJECT SUPPORT WORLD RESOURCES INSTITUTE 10 G STREET NE SUITE 800 WASHINGTON DC 20002 521257057 501(C)(3) 1338747 0 PROJECT SUPPORT WORLD WILDLIFE FUND 1250 24TH STREET NW WASHINGTON DC 20037 521693387 501(C)(3) 948000 0 PROJECT SUPPORT YCAB INTERNATIONAL INC 5555 GLENRIDGE CONNECTOR SUITE 200 9365 ATLANTA GA 30342 262869738 501(C)(3) 50000 0 PROJECT SUPPORT 143 5 PART I, LINE 2: CLIMATEWORKS PROGRAM STAFF PERFORM DUE DILIGENCE ON PROSPECTIVE GRANTS AND EVALUATE THE PAST SUCCESS AND FINANCIAL HEALTH OF THE PROSPECTIVE GRANTEE. ALL ORGANIZATIONS ARE REQUIRED TO SUBMIT A GRANT NARRATIVE PROPOSAL AND BUDGET. PROPOSALS ARE EVALUATED ON THEIR PROJECTED OUTCOMES AND ALIGNMENT WITH CLIMATEWORKS' MISSION AND STRATEGIES. OTHER REQUIRED DOCUMENTATION INCLUDES: THE CURRENT YEAR BUDGET; YEAR-TO-DATE FINANCIAL STATEMENTS; PRIOR YEAR AUDITED FINANCIAL STATEMENTS; GOVERNMENT-ISSUED TAX STATUS DETERMINATION DOCUMENTATION; A LIST OF BOARD OF DIRECTORS, OFFICERS, AND AFFILIATIONS; AND BIOGRAPHIES OF KEY STAFF INVOLVED IN THE PROJECT. ALL GRANTEES ARE REQUIRED TO SIGN AND RETURN A GRANT AGREEMENT, WHICH STATES THAT FUNDS MAY BE SPENT ONLY FOR THE SPECIFIC CHARITABLE PURPOSES STATED IN THE PROPOSAL. ALL GRANTEES MUST BE IN COMPLIANCE WITH ALL APPLICABLE ANTI-TERRORIST FINANCING AND ASSET CONTROL LAWS, REGULATIONS, RULES, EXECUTIVE ORDERS, AND MAY NOT VIOLATE ANY IRS EXPENDITURE PROHIBITIONS. CLIMATEWORKS VERIFIES THE ORGANIZATION'S EXISTENCE AND TAX STATUS USING GUIDESTAR CHARITY CHECK. DEPENDING ON THE DOLLAR AMOUNT, EITHER THE BOARD OF DIRECTORS, THE PRESIDENT & CEO, OR A VICE PRESIDENT APPROVES THE GRANT. CLIMATEWORKS REVIEWS NARRATIVE AND FINANCIAL REPORTS TO ENSURE THAT THE FUNDS WERE SPENT EXCLUSIVELY FOR THE CHARITABLE PURPOSES STATED IN THE PROPOSAL AND WITHIN THE CONFINES OF THE OTHER RESTRICTIONS OF THE GRANT. X 1 1 X X X 0 0 0 0 0 0 0 1 0 SHAWN P REIFSTECK VP, STRAT, COLLAB & BRAND/PROG STRAT 418491 0 24958 0 1932 0 43500 0 38478 0 527359 0 0 0 CHRIS DECARDY ACTING PRESIDENT & CEO START 5/2021 492133 0 0 0 2408 0 17627 0 1446 0 513614 0 0 0 SUSAN ELIZABETH COOK CHIEF OPERATING OFFICER 424840 0 8643 0 6668 0 43500 0 13977 0 497628 0 0 0 CHARLES MCELWEE VP, PROGRAMS 408410 0 9232 0 10668 0 43500 0 24524 0 496334 0 0 0 IRENE KIM VP, DEVELOPMENT 398000 0 0 0 3612 0 43500 0 37998 0 483110 0 0 0 SURABI MENON VP, GLOBAL INTELLIGENCE 377250 0 0 0 1932 0 43500 0 27310 0 449992 0 0 0 BRIAN MCCRACKEN CFO, TREASURER 354167 0 0 0 1932 0 43500 0 35543 0 435142 0 0 0 ILMI GRANOFF SR DIRECTOR, SUSTAINABLE FINANCE 297020 0 1000 0 840 0 41900 0 38478 0 379238 0 0 0 JAN DERRICKSON SR DIRECTOR, CARBON DIOXIDE REMOVAL 310000 0 0 0 3612 0 43500 0 19886 0 376998 0 0 0 ANTHONY EGGERT SR DIRECTOR, TRANSPORTATION 310000 0 0 0 1260 0 42050 0 20073 0 373383 0 0 0 MARY RAFTERY SR DIRECTOR, FUNDER COLLABORATIONS 291114 0 7251 0 3612 0 43500 0 15278 0 360755 0 0 0 JASON ANDERSON SR PROGRAM DIRECTOR 281200 0 2508 0 1932 0 42180 0 3635 0 331455 0 0 0 CHARLOTTE PERA PRESIDENT & CEO THROUGH 4/2021 193254 0 0 0 84275 0 37449 0 4540 0 319518 0 0 0 GRETCHEN RAU SECRETARY 164006 0 4668 0 2296 0 24750 0 10138 0 205858 0 0 0 PART I, LINE 1A JASON ANDERSON (SENIOR PROGRAM DIRECTOR), SUSAN ELIZABETH COOK (VP, OPERATIONS AND PLANNING), CHARLES MCELWEE (VP, PROGRAMS), MARY RAFTERY (SENIOR DIRECTOR, FUNDER COLLABORATIONS), GRETCHEN RAU (DIRECTOR FOR THE EXECUTIVE OFFICE AND BOARD SECRETARY), AND SHAWN REIFSTECK (VP, STRATEGY, COLLABORATIONS, AND BRAND; ACTING VICE PRESIDENT, PROGRAM STRATEGY) RECEIVED A TAX GROSS-UP AS PART OF A BONUS PAID TO THEM IN 2021. THESE TAX GROSS-UP PAYMENTS WERE REPORTED ON FORM W-2S AS TAXABLE INCOME, AS REQUIRED, AND REPORTED AS COMPENSATION ON SCHEDULE J, PART II, COLUMN (B)(III). PART I, LINE 7 THE ORGANIZATION AWARDED BONUSES TO CERTAIN INDIVIDUALS WHICH WERE DETERMINED BY A SUPERVISOR, WHO UTILIZED DISCRETION IN DETERMINING THE AMOUNT OF PAYMENT, AND THUS WOULD BE CONSIDERED A NON-FIXED PAYMENT. VESANCY FORESTRY CONSULTANTS GREATER THAN 35% CONTROLLED ENTITY OF FORMER KEY EMP CHRIS ELLIOTT 555854 PROGRAM MANAGEMENT SERVICES 0 X 5 58759080 FMV 0 0 1 0 PART I, COLUMN (B): THE ORGANIZATION IS REPORTING THE NUMBER OF CONTRIBUTIONS RECEIVED (DEFINED AS EACH SEPARATE GIFT) IN SCHEDULE M, PART I, COLUMN (B). FORM 990, PART III, LINE 1: CLIMATEWORKS FOUNDATION'S MISSION IS TO END THE CLIMATE CRISIS BY AMPLIFYING THE POWER OF PHILANTHROPY. WE ARE A GLOBAL PLATFORM FOR PHILANTHROPY TO INNOVATE, COLLABORATE, AND ACCELERATE CLIMATE SOLUTIONS THAT SCALE BY BRINGING TOGETHER A UNIQUE NETWORK OF FUNDERS, GRANTEES, RESEARCHERS, AND OTHER PARTNERS. WE PROVIDE A SUITE OF GLOBAL PROGRAMS AND GLOBAL SERVICES UNIQUELY DESIGNED TO AMPLIFY THE POWER OF A CLIMATE PHILANTHROPY COMMUNITY THAT IS LARGER, MORE COORDINATED, MORE INTERNATIONAL, AND GROWING FASTER THAN EVER. CLIMATEWORKS GLOBAL PROGRAMS SUPPORT CLIMATE CHANGE MITIGATION EFFORTS FROM EARLY EXPLORATIONS TO SCALED INITIATIVES. WE HELP DEVELOP INNOVATIVE AND IMPACTFUL SOLUTIONS, FUND THEIR IMPLEMENTATION, AND SCALE UP THOSE THAT SHOW THE GREATEST PROMISE. OUR DIVERSE SET OF PHILANTHROPIC PROGRAMS ARE CRITICAL TO CLIMATE MITIGATION SUCCESS AND INCLUDE CARBON DIOXIDE REMOVAL; COOLING; FINANCE; FOOD & AGRICULTURE; FORESTS & LAND USE; GOVERNANCE & DIPLOMACY; INDUSTRY; POWER; SUPER POLLUTANTS; TRANSPORTATION; AS WELL AS EXPERTISE AND ADVISORY SERVICES TO HELP DESIGN AND IMPLEMENT GRANTMAKING STRATEGIES THAT DRIVE CLIMATE PROGRESS. CLIMATEWORKS GLOBAL SERVICES INCLUDE: (I) GLOBAL INTELLIGENCE THAT PROVIDES FUNDERS WITH THE KNOWLEDGE NECESSARY TO BUILD THEIR CLIMATE INVESTMENT STRATEGIES. IT HELPS THEM EXPLORE AREAS FOR CLIMATE ACTION AND IDENTIFY OPPORTUNITIES FOR GREATER IMPACT AND PARTNERSHIP; (II) GLOBAL COLLABORATIONS THAT ENABLE CLIMATE FUNDERS TO INCREASE INDIVIDUAL AND COLLECTIVE IMPACT; AND (III) GLOBAL GRANTMAKING THAT ENABLE FUNDERS TO INVEST IN CLIMATE STRATEGIES AROUND THE GLOBE. THROUGH OUR PROGRAMS AND SERVICES, CLIMATEWORKS HELPS THE FIELD OF CLIMATE PHILANTHROPY ACT WITH THE AMBITION, URGENCY, CAPABILITIES, AND INTERCONNECTIONS NEEDED TO END THE CLIMATE CRISIS. FORM 990, PART III, LINE 4A: WE COLLABORATED WITH OUR EXPANSIVE NETWORK OF PARTNERS AND GRANTEES TO CONTRIBUTE TO A VARIETY OF ACHIEVEMENTS AROUND THE GLOBE, DRIVING MEANINGFUL PROGRESS ON CLIMATE ACTION. CLIMATEWORKS GLOBAL PROGRAMS: THROUGH OUR GLOBAL PROGRAMS, WE DRIVE INNOVATION AND CLIMATE SOLUTIONS THAT SCALE. OUR PORTFOLIO OF GLOBAL AND TRANSNATIONAL CLIMATE MITIGATION STRATEGIES AND GRANTMAKING HELP FUNDERS MAXIMIZE THEIR PHILANTHROPIC IMPACT. WE SUPPORT CLIMATE CHANGE MITIGATION EFFORTS FROM EARLY EXPLORATIONS TO SCALED INITIATIVES. WE HELP DEVELOP INNOVATIVE AND HIGH-IMPACT SOLUTIONS, FUND THEIR IMPLEMENTATION, AND SCALE UP THOSE THAT SHOW THE GREATEST PROMISE. 2021 GLOBAL PROGRAMS ACTIVITIES INCLUDED: (I) AVIATION: CLIMATEWORKS HELPED LAUNCH A NEW COALITION AND CAMPAIGN TO CREATE A SUSTAINABLE AVIATION FUEL ROADMAP FOR CALIFORNIA, WHICH OUTLINES REGULATORY CHANGES TO HELP CLEAN THE AIR IN COMMUNITIES NEAR AIRPORTS. (II) CARBON DIOXIDE REMOVAL: IN THE U.S., CLIMATEWORKS GRANTEES SUBMITTED MORE THAN 500 APPROPRIATIONS REQUESTS TOTALING $275M. THE U.S. DEPARTMENT OF ENERGY RELEASED $101.5M FOR DIRECT AIR CAPTURE (DAC) R&D AS WELL AS CARBON DIOXIDE UTILIZATION AND STORAGE. (III) FOOD & AGRICULTURE: IN EUROPE, CLIMATEWORKS' FOOD AND AGRICULTURE PROGRAM ENTERED THE SECOND PHASE OF ITS HEALTHY FOOD, HEALTHY PLANET INITIATIVE, COLLABORATING TO PROMOTE A FUTURE FOR ANIMAL AGRICULTURE IN EUROPE THAT ALIGNS WITH HEALTH, SUSTAINABILITY, AND JUSTICE GOALS. (IV) ROAD TRANSPORTATION: ZERO-EMISSION TRUCKS SAVE LIVES BY SLASHING POLLUTION, AND DRIVE ELECTRIC PARTNERS ARE EXPANDING GLOBAL ADOPTION. AT COP26, 15 GOVERNMENTS, INCLUDING IN CHILE AND URUGUAY, LAUNCHED AN AGREEMENT FOR 100% ZERO EMISSION NEW TRUCK AND BUS SALES BY 2040. (V) INDUSTRY: CLIMATEWORKS GRANTEES AT COP26 HELPED REALIZE A COMMITMENT FROM 27 NATIONS TO ACCELERATE AND SCALE THE PRODUCTION OF NEAR-ZERO EMISSION STEEL. SIGNATORIES INCLUDED SEVERAL OF THE TOP STEEL-PRODUCING COUNTRIES SUCH AS THE U.S., JAPAN, AND GERMANY. (VI) FINANCE: CLIMATEWORKS GRANTEES LAID THE GROUNDWORK FOR THE SECURITIES AND EXCHANGE COMMISSION TO PROPOSE NEW RULES REQUIRING COMPANIES TO REPORT ON FINANCIAL RISKS POSED BY CLIMATE CHANGE, GREENHOUSE GASES EMITTED FROM THEIR OPERATIONS, AND EMISSIONS IN THEIR VALUE CHAINS. (VII) GOVERNANCE & DIPLOMACY: AT COP26, CLIMATEWORKS' AFRICA SHORT-LIVED CLIMATE POLLUTANTS (SLCP) PROJECT HOSTED A PUBLIC EVENT WITH LEADING VOICES FROM ACROSS AFRICA TO SPOTLIGHT INTERSECTIONAL APPROACHES TO CLIMATE CHANGE MITIGATION IN THE GLOBAL SOUTH. (VIII) POWER: THANKS TO WORK BY PARTNERS FROM THE GLOBAL ENERGY TRANSITION INITIATIVE, SOUTH KOREA AND JAPAN, TWO OF THE THREE LARGEST FINANCIERS OF COAL DEVELOPMENT IN THE WORLD, COMMITTED TO ENDING THEIR INVESTMENTS IN OVERSEAS COAL-FIRED POWER. (IX) SUPER POLLUTANTS: AT COP26, THE U.S., THE EUROPEAN UNION, AND PARTNERS LAUNCHED THE GLOBAL METHANE PLEDGE, WHICH SEEKS TO REDUCE METHANE EMISSIONS BY 30% BY 2030. IN TOTAL, 110 COUNTRIES HAVE SIGNED ON TO THE PLEDGE. CLIMATEWORKS GLOBAL SERVICES: OUR INTELLIGENCE, COLLABORATIONS, AND GRANTMAKING SERVICES GIVE FUNDERS THE TOOLS THEY NEED TO MAKE THEIR CLIMATE GIVING AS EFFECTIVE AS POSSIBLE. DESIGNED WITH THE UNIQUE NEEDS OF INDIVIDUAL FUNDERS IN MIND, THESE SERVICES ALSO ENABLE THE BROADER CLIMATE PHILANTHROPY COMMUNITY TO OPERATE COLLABORATIVELY FOR GREATER COLLECTIVE IMPACT. GLOBAL INTELLIGENCE: CLIMATEWORKS GLOBAL INTELLIGENCE PROVIDES FUNDERS WITH THE KNOWLEDGE NECESSARY TO BUILD THEIR CLIMATE INVESTMENT STRATEGIES. IT HELPS THEM EXPLORE AREAS FOR CLIMATE ACTION AND IDENTIFY OPPORTUNITIES FOR GREATER IMPACT AND PARTNERSHIP. 2021 GLOBAL INTELLIGENCE HIGHLIGHTS INCLUDE: (I) CLIMATEWORKS' FUNDING TRENDS REPORT CAPTURED KEY TRENDS IN CLIMATE PHILANTHROPY, INCLUDING THE GROWTH OF LARGE-SCALE COMMITMENTS AND AN INCREASED FOCUS ON EQUITY AND JUSTICE. DOWNLOADED 500+ TIMES WITHIN 24 HOURS OF PUBLICATION, THE REPORT WAS SHARED WIDELY ON SOCIAL MEDIA AND CITED IN SEVERAL POPULAR PUBLICATIONS. (II) IN ADDITION TO THE FUNDING TRENDS REPORT, CLIMATEWORKS GLOBAL INTELLIGENCE RELEASED 27 PUBLICATIONS AND PRODUCED 58 TAILORED ANALYSES AND BRIEFINGS IN 2021. THIS WORK INCLUDED DATA AND ANALYSES ON FUNDING FLOWS, GRANTEE LANDSCAPES, AND CLIMATE INSIGHTS THAT BUILD KNOWLEDGE, IDENTIFY INVESTMENT PRIORITIES, AND SUPPORT EFFECTIVE DEPLOYMENT OF FUNDING. GLOBAL COLLABORATIONS: CLIMATEWORKS GLOBAL COLLABORATIONS ARE INTERNATIONAL PARTNERSHIPS THAT BUILD HIGH-TRUST RELATIONSHIPS, CREATE STRATEGIC ALIGNMENT, AND FACILITATE COORDINATED ACTIONS ACROSS THE CLIMATE PHILANTHROPY ECOSYSTEM. 2021 GLOBAL COLLABORATIONS HIGHLIGHTS INCLUDED CONVENING TWO MEETINGS OF THE FUNDERS TABLE, AN INFORMAL COLLABORATION OF NOT-FOR-PROFIT FOUNDATIONS DEDICATED TO CLIMATE CHANGE MITIGATION. FACILITATED BY CLIMATEWORKS, THE FUNDERS TABLE IS A WAY FOR THESE ORGANIZATIONS TO LEARN FROM AND WORK MORE CLOSELY WITH ONE ANOTHER. IN ADDITION, CLIMATEWORKS LED OVER 40 CONVENINGS WITH MORE THAN 2,000 PARTICIPANTS. GLOBAL GRANTMAKING: CLIMATEWORKS PROVIDES AN ARRAY OF GRANTMAKING SERVICES THAT ENABLE FUNDERS TO INVEST IN CLIMATE STRATEGIES AROUND THE GLOBE. THROUGH OUR PORTFOLIO OF GLOBAL AND TRANSNATIONAL CLIMATE MITIGATION STRATEGIES AND GRANTMAKING, WE HELP FUNDERS MAXIMIZE THEIR PHILANTHROPIC IMPACT. GLOBAL GRANTMAKING ACTIVITIES INCLUDED AWARDING $109.3 MILLION TO 241 GRANTEES THROUGH 385 GRANTS SUPPORTING GLOBAL AND TRANSNATIONAL PROGRAMS AND INITIATIVES. THIS GRANTMAKING SUPPORTED ADVANCES IN VARIOUS AREAS ESSENTIAL TO ENDING THE CLIMATE CRISIS, INCLUDING CARBON DIOXIDE REMOVAL, COOLING, FINANCE, FOOD AND AGRICULTURE, FORESTS AND LAND USE, GOVERNANCE AND DIPLOMACY, INDUSTRY, POWER, SUPER POLLUTANTS, AND TRANSPORTATION. FORM 990, PART III, LINE 4B: IN 2021, CLIMATEWORKS FOUNDATION ADVANCED LAND-USE POLICIES AND PRACTICES THAT MITIGATE CLIMATE CHANGE, BENEFIT PEOPLE, AND PROTECT THE ENVIRONMENT THROUGH ITS SUPPORT FOR AND ADMINISTRATION OF THE CLIMATE AND LAND USE ALLIANCE (CLUA), A COLLABORATIVE PHILANTHROPIC INITIATIVE. THROUGH CLUA, IN 2021 CLIMATEWORKS MADE 132 GRANTS TOTALING $18.6 MILLION TO 111 GRANTEES FOCUSED ON HALTING AND REVERSING FOREST LOSS, ADVANCING SUSTAINABLE LAND USE AND DEVELOPMENT, AND SECURING THE RIGHTS AND LIVELIHOODS OF INDIGENOUS AND FOREST COMMUNITIES. IN ADDITION, AT COP26 IN 2021, GOVERNMENTS AND PRIVATE FUNDERS ANNOUNCED A HISTORIC US$1.7 BILLION PLEDGE IN SUPPORT OF INDIGENOUS PEOPLES AND LOCAL COMMUNITIES. AS PART OF THE PLEDGE, DONORS COMMITTED TO DIRECTLY FUNDING COMMUNITIES AND PROMISED THEM "DECISION-MAKING AND DESIGN" AGENCY OVER CLIMATE PROGRAMS AND FINANCE INSTRUMENTS. DONORS INCLUDE THE UNITED KINGDOM, NORWAY, GERMANY, THE UNITED STATES, THE NETHERLANDS, AND 17 FUNDERS - INCLUDING CLUA MEMBERS THE FORD FOUNDATION, PACKARD FOUNDATION, MOORE FOUNDATION, AND GOOD ENERGIES FOUNDATION. FORM 990, PART VI, SECTION A, LINE 3 DURING 2021, THE ORGANIZATION CONTRACTED WITH VESANCY FORESTRY CONSULTANTS/CHRIS ELLIOTT TO MANAGE THE CLIMATE AND LAND USE ALLIANCE. COMPENSATION PAID TO VESANCY FORESTRY CONSULTANTS DURING THE 2021 TAX YEAR IN EXCHANGE FOR THESE SERVICES TOTALED $555,854. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS PREPARED JOINTLY BY CLIMATEWORKS FOUNDATION STAFF AND AN OUTSIDE ACCOUNTING FIRM. THE DRAFT IS REVIEWED BY THE CFO/TREASURER, PRESIDENT & CHIEF EXECUTIVE OFFICER, AND GENERAL COUNSEL. CLIMATEWORKS' FINANCIAL MANAGEMENT AND THE ACCOUNTING FIRM'S TAX LEAD REVIEWS THE DRAFT WITH CLIMATEWORKS' AUDIT COMMITTEE. THE AUDIT COMMITTEE RECOMMENDS APPROVAL OF THE RETURN TO THE BOARD, WHO RECEIVES THE FORM 990 PRIOR TO FILING WITH THE INTERNAL REVENUE SERVICE. FORM 990, PART VI, SECTION B, LINE 12C CLIMATEWORKS FOUNDATION'S POLICY REQUIRES THAT ANY APPARENT OR POTENTIAL CONFLICTS OF INTEREST BE FULLY DISCLOSED BEFORE A DECISION IS MADE ON THE MATTER INVOLVED, AND THAT NO DIRECTOR, OFFICER, OR STAFF MEMBER PARTICIPATE (OTHER THAN BY PROVIDING INFORMATION) IN ANY DECISION IN WHICH HE OR SHE HAS A CONFLICT OF INTEREST. CLIMATEWORKS' CONFLICT OF INTEREST POLICY IS INCLUDED AS PART OF THE FORMAL ORIENTATION FOR ALL NEW BOARD OF DIRECTORS, OFFICERS, AND STAFF. ADDITIONALLY, ALL OFFICERS, DIRECTORS, AND STAFF ARE REQUIRED TO COMPLETE AN ANNUAL CONFLICT OF INTEREST DISCLOSURE STATEMENT. POTENTIAL OFFICER AND BOARD MEMBER CONFLICTS ARE REVIEWED BY THE CHAIR OF THE BOARD, WHO WILL INVESTIGATE THE FACTS, SEEK ADVICE FROM OUTSIDE COUNSEL AS NECESSARY, AND REPORT BACK TO THE BOARD AT THE TIME IT CONSIDERS THE TRANSACTION. AN INTERESTED DIRECTOR OR OFFICER WILL NOT PARTICIPATE IN DELIBERATIONS OR THE VOTE. POTENTIAL STAFF MEMBER CONFLICTS ARE REVIEWED BY THE PRESIDENT & CHIEF EXECUTIVE OFFICER, WHO WILL INVESTIGATE THE FACTS, SEEK ADVICE FROM OUTSIDE COUNSEL AS NECESSARY, AND TAKE APPROPRIATE ACTION IN ACCORDANCE WITH THE POLICY. FORM 990, PART VI, SECTION B, LINE 15 THE BOARD ANNUALLY REVIEWS THE COMPENSATION OF THE PRESIDENT AND CHIEF EXECUTIVE OFFICER AND APPROVES CHANGES. CONSISTENT WITH ITS CONFLICT OF INTEREST POLICY, THE PRESIDENT AND CHIEF EXECUTIVE OFFICER, WHO IS ALSO A DIRECTOR, DID NOT PARTICIPATE IN ANY BOARD DELIBERATIONS OR VOTES REGARDING HER COMPENSATION. THE BOARD APPROVES CHANGES TO THE CFO/TREASURER'S COMPENSATION, UNLESS THE CHANGE APPLIES TO SUBSTANTIALLY ALL EMPLOYEES. THE BOARD USES THIRD-PARTY COMPENSATION SURVEYS AND COMPENSATION INFORMATION OF COMPARABLE ORGANIZATIONS, INCLUDING OTHER FOUNDATIONS, PUBLIC CHARITIES, AND NGOS TO BENCHMARK COMPENSATION FOR THESE POSITIONS. CLIMATEWORKS FOUNDATION DOCUMENTS THE DELIBERATIONS REGARDING COMPENSATION IN MINUTES OF THE MEETINGS OF ITS BOARD. COMPENSATION FOR KEY EMPLOYEES IS REVIEWED ANNUALLY BY DIRECT SUPERVISORS, WITH FINAL REVIEW BY THE PRESIDENT AND CHIEF EXECUTIVE OFFICER. THIRD-PARTY SURVEYS, COMPILING DATA FROM OTHER FOUNDATIONS, PUBLIC CHARITIES, AND NGOS ARE USED TO BENCHMARK COMPENSATION FOR EACH POSITION. FORM 990, PART VI, SECTION C, LINE 18 CLIMATEWORKS FOUNDATION PROVIDES A COPY OF THE FORM 990 DIRECTLY TO GUIDESTAR TO PUBLISH ON ITS WEBSITE, IN ADDITION TO POSTING THE FORM 990 ON ITS WEBSITE AND PROVIDING A COPY OF THE FORM 990 UPON REQUEST BY THE GENERAL PUBLIC. FORM 990, PART VI, SECTION C, LINE 19 CLIMATEWORKS FOUNDATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND AUDITED FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART IX, LINE 11G PROGRAM CONSULTING: PROGRAM SERVICE EXPENSES 21,160,132. MANAGEMENT AND GENERAL EXPENSES 150. FUNDRAISING EXPENSES 40,000. TOTAL EXPENSES 21,200,282. COMMUNICATIONS: PROGRAM SERVICE EXPENSES 405,140. MANAGEMENT AND GENERAL EXPENSES 253,200. FUNDRAISING EXPENSES 397. TOTAL EXPENSES 658,737. CONSULTING AND PROFESSIONAL SERVICES: PROGRAM SERVICE EXPENSES 158,187. MANAGEMENT AND GENERAL EXPENSES 14,543. FUNDRAISING EXPENSES 9. TOTAL EXPENSES 172,739. TEMPORARY STAFFING: PROGRAM SERVICE EXPENSES 396,504. MANAGEMENT AND GENERAL EXPENSES 70,623. FUNDRAISING EXPENSES 8,841. TOTAL EXPENSES 475,968. PROGRAM MEASUREMENT AND EVALUATION: PROGRAM SERVICE EXPENSES 536,373. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 536,373. RECRUITING: PROGRAM SERVICE EXPENSES 56,554. MANAGEMENT AND GENERAL EXPENSES 296,437. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 352,991. FORM 990, PART XI, LINE 9: RECOVERY OF PRIOR YEAR GRANT EXPENSES 295,480. CLIMATE AND LAND USE ALLIANCE LLC 235 MONTGOMERY STREET SUITE 1300 SAN FRANCISCO CA 94104 453944486 ENVIRONMENTAL DE 57509112 39956003 CLIMATEWORKS FOUNDATION