2022-11-09T11:31:08-06:00 2021-12-31 271728945 PKF O'CONNOR DAVIES LLP 500 MAMARONECK AVENUE HARRISON NY 105281633 990PF 2021-01-01 133042360 THE EMILY DAVIE AND JOSEPH S KORNFELD FOUNDATION EMIL 2123362266 CO PBWT LLP 1133 6TH AVE 2200 NEW YORK NY 100366710 CHRISTOPHER C ANGELL PRESIDENT 2123362266 2022-11-08 1 CHRISTOPHER ANGELL 999009999 JOSEPH L ALI CPA P02093808 9143818900 2022-11-08 3 AAL1 IAL1 2021 2022-09-23 18:48:47Z X 35749877 X X 110 110 407803 407803 1937018 4165252 1937018 552 552 2345483 2345483 252000 0 252000 16292 0 16292 1865 0 1865 42657 0 42657 171293 139165 32128 25000 0 0 2051 0 2051 25348 0 25348 536506 139165 372341 1200500 1200500 1737006 139165 1572841 608477 2206318 47656 96318 96318 1289044 573231 573231 1063628 1157679 2145645 23833830 25015407 32934683 26234158 26842635 35749877 0 0 X 26234158 26842635 26234158 26842635 26234158 26842635 26234158 608477 0 26842635 0 26842635 PUBLICLY TRADED SECURITIES 3200090 2228234 971856 971856 CAPITAL GAINS DIVIDENDS P 965162 965162 965162 1937018 30668 0 30668 0 30668 20560 0 12500 0 33060 X 0 2392 2392 0 0 0 0 0 0 0 0 0 0 0 1 1 DE NY 1 0 0 0 0 1 N/A PBWT LLP ATTN RIMMA GOLUB 2123362266 1133 6TH AVE NO 2200 NEW YORK NY 100366710 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 CHRISTOPHER C ANGELL C/O PBWT 1133 6TH AVE NO 2200 NEW YORK NY 100366710 DIRECTOR, PRESIDENT 1.00 0 0 0 EMME L DELAND C/O PBWT 1133 6TH AVE NO 2200 NEW YORK NY 100366710 DIRECTOR, VICE PRESIDENT, TREASURER 1.00 0 0 0 BARRY H SMITH C/O PBWT 1133 6TH AVE NO 2200 NEW YORK NY 100366710 DIRECTOR, SECRETARY 1.00 0 0 0 BOBYE G LIST C/O PBWT 1133 6TH AVE NO 2200 NEW YORK NY 100366710 EXECUTIVE DIRECTOR (RESIGNED 02/01/21) 40.00 28333 0 0 KATY L CLARK C/O PBWT 1133 6TH AVE NO 2200 NEW YORK NY 100366710 EXECUTIVE DIRECTOR (STARTED 02/01/21) 40.00 223667 0 0 NONE 0 PATHSTONE 24 FEDERAL ST 8TH FL BOSTON MA 021102507 INVESTMENT ADVISORY 98991 0 0 33762721 1163293 0 34926014 0 0 34926014 523890 34402124 1720106 1720106 30668 30668 1689438 0 1689438 0 1689438 1572841 0 1572841 1689438 0 0 464983 90713 11768 98081 665545 1572841 0 0 0 1572841 0 116597 116597 548948 0 0 0 0 0 0 348386 200562 90713 11768 98081 THE EMILY DAVIE AND JOSEPH S KORNFE 41 SCHERMERHORN ST STE 208 BROOKLYN NY 112014802 7186247969 PLEASE REFER TO THE FOUNDATION'S WEBSITE HTTP://KORNFELDFDN.ORG/ FOR DETAILS. ALL APPLICATIONS AND ALL CORRESPONDENCE SHOULD BE SUBMITTED ELECTRONICALLY TO KATY CLARK, EXECUTIVE DIRECTOR, AT OFFICE@KORNFELDFDN.ORG. THE FOUNDATION ACCEPTS APPLICATIONS ON A CONTINUOUS BASIS. PLEASE REFER TO THE FOUNDATION'S WEBSITE HTTP://KORNFELDFDN.ORG/ FOR DETAILS. ALL APPLICATIONS AND ALL CORRESPONDENCE SHOULD BE SUBMITTED ELECTRONICALLY TO KATY CLARK, EXECUTIVE DIRECTOR, AT OFFICE@KORNFELDFDN.ORG. AMERICAN ASSOCIATION OF KIDNEY PATIENTS INC 14440 BRUCE B DOWNS BOULEVARD TAMPA FL 336132612 N/A PC GENERAL OPERATING SUPPORT 5000 APPLIED MEDICAL RESEARCH INC 1633 CHURCH STREET SUITE 500 NASHVILLE TN 37203 N/A PC GENERAL OPERATING SUPPORT 20000 ARAB-AMERICAN FAMILY SUPPORT CENTER INC 150 COURT STREET 3RD FLOOR BROOKLYN NY 112016274 N/A PC COVID-19 RELIEF 22500 ARAB-AMERICAN FAMILY SUPPORT CENTER INC 150 COURT STREET 3RD FLOOR BROOKLYN NY 112016274 N/A PC MENTAL HEALTH SERVICES 45000 BROOKLYN ACADEMY OF MUSIC INC 30 LAFAYETTE AVENUE BROOKLYN NY 112171486 N/A PC COVID-19 RELIEF 25000 BROOKLYN ACADEMY OF MUSIC INC 30 LAFAYETTE AVENUE BROOKLYN NY 112171486 N/A PC BROOKLYN READS AND (RE)CENTERING THEATRE LAUNCH 50000 BROOKLYN BOTANIC GARDEN CORPORATION 1000 WASHINGTON AVENUE BROOKLYN NY 112251008 N/A PC COVID-19 RELIEF 25000 BROOKLYN BOTANIC GARDEN CORPORATION 1000 WASHINGTON AVENUE BROOKLYN NY 112251008 N/A PC BROOKLYN BOTANIC GARDENS CHILDREN'S EDUCATION AND COMMUNITY GREENING PROGRAMS 2021 50000 BROOKLYN INSTITUTE OF ARTS AND SCIENCES (AKA BROOKLYN MUSEUM) 200 EASTERN PARKWAY BROOKLYN NY 112386052 N/A PC EDUCATION DIVISION PROGRAMS 50000 BROOKLYN INSTITUTE OF ARTS AND SCIENCES (AKA BROOKLYN MUSEUM) 200 EASTERN PARKWAY BROOKLYN NY 112386052 N/A PC COVID-19 RELIEF 37500 BROOKLYN INSTITUTE OF ARTS AND SCIENCES (AKA BROOKLYN MUSEUM) 200 EASTERN PARKWAY BROOKLYN NY 112386052 N/A PC INTERSEXTIONS: GENDER AND SEXUALITY 25000 CAMBA ECONOMIC DEVELOPMENT CORPORATION 1720 CHURCH AVENUE BROOKLYN NY 112262630 N/A PC COVID-19 RELIEF 20000 CIVIC INFLUENCERS INC 16192 COASTAL HIGHWAY LEWES DE 199583608 N/A PC CAMPUS ELECTION ENGAGEMENT PROJECT 2021-22 PROGRAMS IN NY, NJ AND PA 50000 CAMPAIGN LEGAL CENTER INC 1101 14TH STREET NW SUITE 400 WASHINGTON DC 200055624 N/A PC GENERAL OPERATING SUPPORT 10000 EDUCATION THROUGH MUSIC INC 122 EAST 42ND STREET SUITE 1501 NEW YORK NY 101681503 N/A PC GENERAL OPERATING SUPPORT 50000 EDUCATION THROUGH MUSIC INC 122 EAST 42ND STREET SUITE 1501 NEW YORK NY 101681503 N/A PC COVID-19 RELIEF 25000 ETHICAL CULTURE FIELDSTON SCHOOL 33 CENTRAL PARK WEST NEW YORK NY 100236001 N/A PC COVID-19 RELIEF 13500 ETHICAL CULTURE FIELDSTON SCHOOL 33 CENTRAL PARK WEST NEW YORK NY 100236001 N/A PC YOUNG DANCEMAKERS COMPANY 27000 HENRY STREET SETTLEMENT 265 HENRY STREET NEW YORK NY 100024899 N/A PC ABRONS STUDIOLAB PROGRAM 50000 HENRY STREET SETTLEMENT 265 HENRY STREET NEW YORK NY 100024899 N/A PC COVID-19 RELIEF 25000 ICAHN SCHOOL OF MEDICINE AT MOUNT SINAI ONE GUSTAVE L LEVY PLACE NEW YORK NY 100296504 N/A PC KORNFELD SCHOLARS PROGRAM 200000 MANHATTAN CLASS COMPANY INC 511 WEST 52ND STREET NEW YORK NY 100195012 N/A PC COVID-19 RELIEF 22500 MANHATTAN CLASS COMPANY INC 511 WEST 52ND STREET NEW YORK NY 100195012 N/A PC BROOKLYN YOUTH COMPANY (BKYC) AND PARTNERSHIP PROGRAMS 50000 MARQUIS STUDIOS LTD 20 JAY STREET SUITE 826 BROOKLYN NY 112018306 N/A PC SUPPORT FOR TEN PARTNERSHIP SCHOOLS 50000 MARQUIS STUDIOS LTD 20 JAY STREET SUITE 826 BROOKLYN NY 112018306 N/A PC COVID-19 RELIEF 25000 NEW YORK PUBLIC RADIO 160 VARICK STREET NEW YORK NY 100131220 N/A PC GENERAL OPERATING SUPPORT 15000 SEVENTH REGIMENT ARMORY CONSERVANCY INC 643 PARK AVENUE NEW YORK NY 100656122 N/A PC COVID-19 RELIEF 12500 SEVENTH REGIMENT ARMORY CONSERVANCY INC 643 PARK AVENUE NEW YORK NY 100656122 N/A PC PARTNER SCHOOL RESIDENCIES 25000 ST LUKE'S CHAMBER ENSEMBLE INC 450 WEST 37TH STREET SUITE 502 NEW YORK NY 100184016 N/A PC ORCHESTRA OF ST. LUKE'S SOCIAL IMPACT PROGRAMMING FOR 2021/22 AND 2022/23 50000 ST LUKE'S CHAMBER ENSEMBLE INC 450 WEST 37TH STREET SUITE 502 NEW YORK NY 100184016 N/A PC GENERAL OPERATING SUPPORT 25000 ST LUKE'S CHAMBER ENSEMBLE INC 450 WEST 37TH STREET SUITE 502 NEW YORK NY 100184016 N/A PC COVID-19 RELIEF 25000 THE ARTS CONNECTION INC 520 8TH AVENUE SUITE 321 NEW YORK NY 100188906 N/A PC ARTSCONNECTION PARTNERSHIPS IN 4 BROOKLYN SCHOOLS 50000 THE ARTS CONNECTION INC 520 8TH AVENUE SUITE 321 NEW YORK NY 100188906 N/A PC COVID-19 RELIEF 25000 1200500 BROOKLYN INSTITUTE OF ARTS AND SCIENCES (AKA BROOKLYN MUSEUM) 200 EASTERN PARKWAY BROOKLYN NY 112386052 N/A PC EDUCATION DIVISION PROGRAMS 50000 ICAHN SCHOOL OF MEDICINE AT MOUNT SINAI ONE GUSTAVE L LEVY PLACE NEW YORK NY 100296504 N/A PC KORNFELD SCHOLARS PROGRAM 200000 ST LUKE'S CHAMBER ENSEMBLE INC 450 WEST 37TH STREET SUITE 502 NEW YORK NY 100184016 N/A PC ORCHESTRA OF ST. LUKE'S SOCIAL IMPACT PROGRAMMING FOR 2021/22 AND 2022/23 50000 300000 14 110 14 407803 18 1937018 SECURITIES LITIGATION PROCEEDS 14 97 OTHER INVESTMENT INCOME 14 455 0 2345483 0 2345483 0 0 0 0 0 0 0 0 0 0 FINANCIAL STATEMENT AUDIT AND TAX RETURN PREPARATION 19240 0 19240 BOOKKEEPING AND ADMINISTRATION 23417 0 23417 ADVANCED ENERGY INDUSTRIES INC (AEIS) 285.000 SHARES 18418 25952 AERIE PHARMACEUTICALS INC (AERI) 700.000 SHARES 10208 4914 AEROVIRONMENT INC (AVAV) 410.000 SHARES 28169 25432 ALDER BIOPHARMACEUTICALS INC (ADLR) 990.000 SHARES 871 871 AMBARELLA INC (AMBA) 400.000 SHARES 19760 81156 AMYRIS INC (AMRS) 2,705.000 SHARES 28493 14634 ARRAY TECHNOLOGIES INC (ARRY) 16.31 SHARES 17129 16475 ATARA BIOTHERAPEUTICS INC (ATRA) 585.000 SHARES 8217 9220 BOYD GAMING CORP (BYD) 1,235.000 SHARES 27564 80979 CAE INC (CAE) 970.000 SHARES 10753 24483 CANIDIAN PACIFIC RAILWAY LTD (CP) 389.000 SHARES 13320 27985 CARA THERAPEUTICS INC (CARA) 815.000 SHARES 14448 9926 CERENCE INC (CRNC) 340.000 SHARES 31028 26057 CLOVIS ONCOLOGY INC (CLVS) 865.000 SHARES 26506 2344 COGNEX CORP (CGNX) 810.000 SHARES 50 62986 COMMVAULT SYSTEMS INC (CVLT) 340.000 SHARES 14665 23433 CORBUS PHARMACEUTICALS HOLDINGS INC (CRBP) 1,245.000 SHARES 7828 767 CYRUSONE INC (CONE) 660.000 SHARES 40663 59215 CYTOKINETICS INC (CYTK) 410.000 SHARES 5558 18688 DIAMONDBACK ENERGY INC (FANG) 65.000 SHARES 13096 7010 DIGITAL REALTY TRUST INC (DLR) 209.000 SHARES 27876 36966 DISCOVERY COMMUNICATIONS INC CL C (DISCK) 680.000 SHARES 18251 15572 ESPERION THERAPEUTICS INC (ESPR) 340.000 SHARES 12921 1700 EVOQUA WATER TECHNOLOGIES CORP (AQUA) 1,140.000 SHARES 13749 53295 EW SCRIPPS CO/THE CL A (SSP) 510.000 SHARES 7073 9869 FARO TECHNOLOGIES INC (FARO) 475.000 SHARES 22678 33260 FIBROGEN INC (FGEN) 225.000 SHARES 5143 3173 FORMFACTOR INC (FORM) 790.000 SHARES 11546 36119 GOLAR LNG LTD (GLNG) 1,740.000 SHARES 19831 21559 HELMERICH & PAYNE INC (HP) 210.000 SHARES 14788 4977 HEXCEL CORP NEW (HXL) 335.000 SHARES 9060 17353 IAC/INTERACTIVECORP (IAC) 240.000 SHARES 14503 31370 II VI INC (IIVI) 768.000 SHARES 25968 52477 IMMUNOGEN INC (IMGN) 1,695.000 SHARES 11188 12576 INTERCEPT PHARMACEUTICALS INC (ICPT) 150.000 SHARES 9593 2443 INTRA-CELLULAR THERAPIES INC (ITCI) 280.000 SHARES 6027 14655 IONIS PHARMACEUTICAL INC (IONS) 455.000 SHARES 4908 13846 IRIDIUM COMMUNICATIONS INC (IRDM) 1,245.000 SHARES 11431 51406 LAM RESEARCH CORP (LRCX) 145.000 SHARES 2262 104277 LAS VEGAS SANDS CORP (LVS) 420.000 SHARES 1794 15809 LEXICON PHARMACEUTICALS INC (LXPX) 2,815.000 SHARES 9435 11091 LIBERTY SIRIUSXM GROUP (LSXMA) 705.000 SHARES 25366 35849 LIMELIGHT NETWORKS INC (LLNW) 2,340.000 SHARES 10915 8026 LUMENTUM HOLDINGS INC (LITE) 645.000 SHARES 25773 68221 MACROGENICS INC (MGNX) 475.000 SHARES 6236 7624 MADISON SQUARE GARDEN SPORTS CORP CL A (MSGS) 195.000 SHARES 31376 33877 MANDIANT INC (MNDT) 1,270 SHARES 17825 22275 MATCH GROUP INC (MTCH) 206.000 SHARES 3676 27243 NLIGHT INC (LASR) 1,340.000 SHARES 31428 32093 ONESPAWORLD (OSW) 1,650 SHARES 16125 16533 PLUG POWER INC (PLUG) 2,264.000 SHARES 10389 63913 PROTHENA CORP PLC (PRTA) 200.000 SHARES 2538 9880 PTC THERAPEUTICS INC (PTCT) 250.000 SHARES 10150 9958 QORVO INC (QRVO) 505.000 SHARES 15743 78977 RAYMOND JAMES FINANCIAL INC (RJF) 360.000 SHARES 10956 36144 REGENERON PHARMACEUTICALS INC (REGN) 80.000 SHARES 1484 50522 ROBERT HALF INTERNATIONAL INC (RHI) 305.000 SHARES 11760 34014 ROGERS CORP (ROG) 185.000 SHARES 29857 50505 ROYAL CARIBBEAN CRUISES LTD (RCL) 525.000 SHARES 22584 40373 SAGE THERAPEUTICS INC (SAGE) 220.000 SHARES 9354 9359 SAREPTA THERAPEUTICS INC (SRPT) 145.000 SHARES 7973 13057 SEAGEN INC (SGEN) 305.000 SHARES 3406 47153 SEAWORLD ENTERTAINMENT INC (SEAS) 1,115.000 SHARES 25142 72319 STRATASYS LTD (SSYS) 500.000 SHARES 10907 12245 TEGNA INC (TGNA) 1,285.000 SHARES 17903 23850 TELOS CORP (TLS) 1,740.000 SHARES 48844 26831 TENABLE HOLDINGS INC (TENB) 465.000 SHARES 12207 25608 TRIMBLE INC (TRMB) 710.000 SHARES 17038 61905 TUTOR PERINI CORP (TPC) 755.000 SHARES 8113 6494 ULTRA CLEAN HOLDINGS INC (UCTT) 515.000 SHARES 20675 29540 ULTRAGENYX PHARMACEUTICAL INC (RARE) 150.000 SHARES 5659 12614 UNIFI INC (UFI) 278.000 SHARES 4737 6435 VIAVI SOLUTIONS INC (VIAV) 1,585.000 SHARES 19009 27927 VIMEO INC (VMEO) 389.000 SHARES 6157 6986 VISHAY INTERTECHNOLOGY INC (VSH) 1,600.000 SHARES 28751 34992 WERNER ENTERPRISES INC (WERN) 755.000 SHARES 30854 35983 AB DISCOVERY VALUE FUND (ABYSX) 144,718.43 SHARES AT COST 2992881 3758338 AMERICAN BEACON SHAPIRO EQUITY FUND CL Y (SHXYX) 221,373.3 SHARES AT COST 2975128 3493271 ARTISAN INTERNATIONAL VALUE FUND (APHKX) 78,754.12 SHARES AT COST 2729285 3337600 ARTISIAN INTERNATIONAL SMALL MID-FUND (APHJX) 90,707.14 SHARES AT COST 1856237 1883987 BROWN ADVISORY SUSTAINABLE GROWTH FUND (BIAWX) 69,023.39 SHARES AT COST 1386322 3400092 CALVERT ABSOLUTE RETURN BOND FUND (CUBIX) 77,841.25 SHARES AT COST 1170826 1190971 COOPER SQUARE OFFSHORE FUND, LTD. AT COST 1000000 1512736 DELAWARE EMERGING MARKETS FUND (DEMIX) 52,857.71 SHARES AT COST 907088 1288671 DODGE & COX INCOME FD (DODIX) 115,864.41 SHARES AT COST 1589674 1629054 DOUBLELINE TOTAL RETURN BOND FUND CL-I (DBLTX) 138,309.24 SHARES AT COST 1474091 1438416 ISHARES RUSSELL 1000 ETF (IWB) 13,879.000 SHARES AT COST 2091495 3670024 RBC EMERGING MARKETS EQUITY FUND CL I (REEIX) 94,478.72 SHARES AT COST 1005756 1270739 VANGUARD S/T INVEST GR-ADM (VFSUX) 136,447.73 SHARES AT COST 1458943 1469542 VANGUARD SHORT TERM BD INDEX FD ADM (VBIRX) 138,967.50 SHARES AT COST 1457482 1474445 WCM FOCUSED INTERNATIONAL GROWTH FUND (WCMIX) 76,473.89 SHARES AT COST 920199 2116797 GENERAL AND ADMINISTRATIVE LEGAL COUNSEL 1865 0 1865 OFFICE AND OTHER EXPENSES 25348 0 25348 SECURITIES LITIGATION PROCEEDS 97 97 97 OTHER INVESTMENT INCOME 455 455 455 PHILANTHROPIC AND GRANTMAKING ADVISORY SERVICES 32128 0 32128 INVESTMENT MANAGEMENT AND ADVISORY 139165 139165 0 FEDERAL EXCISE TAX PAID 25000 0 0