2022-10-27T11:44:01-00:00 2021-12-31 990PF 2021-01-01 066036761 The Charles A Dana Foundation Incorporated DANA 2122234040 1270 Avenue of the Americas STE 12t New York NY 10020 Geraldine Amera COO 2122234040 2022-10-27 false Geraldine Amera XXX-XX-XXXX Steven Protass 2022-10-27 2 AAL1 IAL1 2021 2022-09-23 18:48:47Z X X 279707393 X 429986 842913 6912243 29574557 6912243 18080272 19599547 25422501 27354703 940520 187050 765470 1389350 84362 1383242 829818 78875 770475 55685 561 24335 61357 24543 36814 998461 668871 344530 407989 16704 1671 484437 48444 466620 16061 12915 65103 69065 338382 33234 301449 5603867 1127611 4174915 4456602 5229497 10060469 1127611 9404412 15362032 26227092 14891493 6405793 6405793 1229 5692 1229 1229 29778341 38409765 38409765 410438 403734 16704 203175303 234847983 234847983 410438 389800 42623 42623 248257333 279707393 279707393 273083 326520 2183001 1410106 4391718 4532445 6847802 6269071 X 241409531 273438322 241409531 273438322 248257333 279707393 241409531 15362032 16891759 273663322 225000 273438322 King Street LLP Distribution P 2008-06-30 2021-06-30 614214 614214 614214 Eagle Acct-see attached ST P 2143976 1898532 245444 245444 Eagle Acct-see attached LT P 8398417 3666561 4731856 4731856 Gold P 2012-06-30 2021-06-30 2040365 1758606 281759 281759 Cantillon LLP P 2020-06-30 2021-08-11 2004000 1506235 497765 497765 Adamas Opp LLP-Distribution P 2001-06-30 2021-12-31 14487 14487 14487 Abbott IV LP Distribution P 2001-06-30 2021-12-31 343259 343259 343259 MISC P 14979 14979 14979 Vanguard Total World ETF P 2021-06-17 2021-11-22 6500860 6264843 236017 236017 Vanguard ST Treasury P 2021-01-11 2021-03-24 4500000 4493335 6665 6665 Vanguard Interm Treasury P 2019-06-30 2021-11-28 3000000 3074202 -74202 -74202 6912243 242682 364557 364557 364557 311235 175000 486235 486235 121678 121678 false false false false false true true false true true CT MD NY true false false true false true www.dana.org Geraldine Amera 2122234040 1270 Avenue of the Amer 12th Fl New York NY 10020 false false false true true false false false false false false false false false false false true false false true false false false false Steven E Hyman 1270 Ave of the Amer 12th Fl New York NY 10020 Chairman 002.00 6000 Caroline Montojo 1270 Ave of the Amer 12th Fl New York NY 10020 President 026.00 394453 73037 Barbara E Gill 1270 Ave of the Amer 12th Fl New York NY 10020 Retired 000.00 33551 5961 Charles A Dana III 1270 Ave of the Amer 12th Fl New York NY 10020 Director 002.00 6000 Edward Bleier 1270 Ave of the Amer 12th Fl New York NY 10020 Director 002.00 6000 Wallace Cook 1270 Ave of the Amer 12th Fl New York NY 10020 Secretary Director 002.00 6000 Hildegarde Mahoney 1270 Ave of the Amer 12th Fl New York NY 10020 Director 002.00 6000 Ann McLaughlin Korologus 1270 Ave of the Amer 12th Fl New York NY 10020 Director 002.00 6000 Herbert J Siegel 1270 Ave of the Amer 12th Fl New York NY 10020 Director Retired 000.00 1500 Peter Nadosy 1270 Ave of the Amer 12th Fl New York NY 10020 Director 002.00 6000 Burton Mirsky 1270 Ave of the Amer 12th Fl New York NY 10020 President Emeritus 026.00 469016 74347 Carolyn Asbury 1270 Ave of the Amer 12th Fl New York NY 10020 Retired 035.00 112000 25856 James Rutt 1270 Ave of the Amer 12th Fl New York NY 10020 CIO 024.00 208930 85545 Mary Lucas 1270 Ave of the Amer 12th Fl New York NY 10020 Grants Mgr 024.00 122800 47286 Steven Protass 1270 Ave of the Amer 12th Fl New York NY 10020 Finc Analyst 024.00 99900 50111 Bill Glovin 1270 Ave of the Amer 12th Fl New York NY 10020 Exec Editors 032.00 101579 54671 8 Cambridge Assoc 125 High Street Boston MA 021102112 Investment Advice 470408 Eagle Management Advisors 700 Commodore Court Unit 2728 Philadelphia PA 19146 Investment Management 169546 Spencer Stuart 272 Park Ave 32nd Fl NY NY 10172 Personnel Search 98630 GRANTS ADMININISTRATION (see attached statement) 1588652 OUTREACH (see attached statement) 1189235 COMMUNICATION (see attached statement) 1397028 None 41233768 7620000 212627586 261481354 261481354 3922220 257559134 12877957 12877957 364557 364557 12513400 12513400 12513400 9404412 9404412 12513400 2405195 1937388 2923051 792285 8057919 9404412 9404412 3108988 3108988 4948931 0 4948931 1233595 2923051 792285 None None Celina Sooksatan 1270 Avenue of the Americas New York NY 10020 2122234040 csooksatandana.org A letter, fully describing the proposed request, including the proposed funding. None Grants are generally made under the Fndns neuroscience and society programs and Director grant rules. Recipients must be qualified orgs under the US tax laws. See Attached Schedule 1270 ave of americas nyc NY 10020 research 4456602 4456602 429986 6912243 Partnership Investments 18080272 25422501 25422501 false false false false false false false false false false OConnor Davies et al 57392 24543 32849 Preferred Pension 3965 3965 The Dana Foundation hereby elects under Reg Sec 53-4942a-3d2 to apply the undistributed income of 2,405,195 from 2016 and 703,793 from 2017. Leasehold Improvements NYO 2010-01-01 410438 393734 various 0000000010.000000000000 16704 1671 Eagle Acct Equities 14229555 14229555 Vanguard Inter Term Treasury Fund 7124343 7124343 Vanguard Short Term Treasury Fund 12613315 12613315 Vanguard EFT 4442552 4442552 Leasehold Improvements 410438 403734 Adage Capital FMV 53749212 53749212 Davidson Kempner FMV 14596772 14596772 King Street Capital FMV 1107192 1107192 Adamas Opportunities FMV 312437 312437 Adamas Partners FMV 340959 340959 Silchester FMV 7229081 7229081 1607 Capital Partners FMV 9952159 9952159 Abbott Capital Fund IV FMV 122562 122562 Abbott Capital Fund V FMV 214587 214587 Abbott Capital Fund VI FMV 2594352 2594352 Commonfund PE VI FMV 427039 427039 Commonfund PEVII FMV 2420838 2420838 Commonfund Intl Ptrs VI FMV 1111902 1111902 Commonfund Venture Ptrs VIII FMV 3399260 3399260 Knightsbridge VC FMV 2600940 2600940 Cantillon Global FMV 11880039 11880039 Whale Rock Long Opp FMV 5383057 5383057 Overlook Ptrs Fund FMV 5317738 5317738 Diameter Offshore FMV 6468372 6468372 Viking Global Opp FMV 10572066 10572066 Rennaissance Ridge FMV 5451110 5451110 TIFF Ptrs III FMV 57557 57557 TIFF Ptrs IV FMV 19221 19221 Aberdeen Real Assets FMV 300467 300467 Commonfund NR IX FMV 2082757 2082757 Dover Street IX FMV 1578707 1578707 Dover Street X FMV 1085358 1085358 Encap Flatrock Midstream V FMV 263553 263553 Truebridge Cap V FMV 6949305 6949305 Truebridge Cap VI FMV 3097086 3097086 Kline Hill Ptrs II FMV 1094100 1094100 Kline Hill Ptrs III FMV 1181006 1181006 Kline Hill Ptrs Opp Fund III FMV 376181 376181 Qiming VC FMV 1622388 1622388 CA Resources-KPS Ptrs FMV 1505263 1505263 Rubicon Tech Ptrs III FMV 2413895 2413895 Lead Edge Cap V FMV 1126965 1126965 Moonrise China Ptrs II FMV 672250 672250 Warburg Pincus Global Growth FMV 3739164 3739164 Warburg Pincus Global Growth Europa FMV 3834602 3834602 Warburg Pincus Global Growth EP 2 FMV 219956 219956 Himilaya Cap FMV 6302607 6302607 Doddington Emerg Mkts FMV 7156841 7156841 Arrowstreet ACWI FMV 9416698 9416698 Elliot Fund FMV 4140182 4140182 Gold Bullion FMV 11627582 11627582 Blacl Light Power FMV 17844 17844 Truebridge Capital VII FMV 131835 131835 Rock Spring Capital Master Fund LP FMV 6250137 6250137 Aspex Global Fund-Class B FMV 4458714 4458714 ITE Rail FMV 4445334 4445334 Accolade Blockchain II Feeder FMV 174196 174196 Luminate Capital Ptrs III-A LP FMV 599511 599511 One River Bitcoin FMV 1655047 1655047 Leasehold Improvements 410438 Epstein Becker, Green 20618 20618 CT Corp 1434 1434 Robinson Cole 5618 561 5057 Groom Law Group 28015 28015 Cash to Accrual Adj -30789 Prepaid Expenses 84464 11152 11152 Security Deposits 198872 31471 31471 Prepaid Taxes 106464 Change in Deferred Excise Taxes 225000 Insurance 83824 8382 75442 Computers 132060 13206 118854 Dues/Subscription 3480 3480 Copiers 19750 1975 17775 Prof Devel 4913 491 4422 Office Expense 5759 576 5183 Miscellaneous 8640 864 7776 Telephone-Fax 17487 1749 15738 Cash To Accrual Adj, -3699 FedEx Postage 1352 135 1217 Filing Fees 2560 2560 Moving 58557 5856 52701 Knightsbridge VC 1150399 1174971 Abbott Cap Fund IV -49942 Abbott Cap Fund V -449035 128060 Abbott Cap Fund VI 931276 Adamas Opp 139703 138703 Adamas Ptrs 313440 310946 Davidson Kempner 1205564 1205564 TIFF Ptrs III -941 -32633 TIFF Ptrs IV -454 Silchester 630967 630967 Commonfund PE VI -10113 -10122 Commonfund PE VII 310288 310253 Commonfund Intl. Ptrs 179423 179423 Commonfund Venture Ptrs VIII 1467145 1467145 Adage Capital 11332800 11332800 1607 Ptrs 1025880 1122563 Aberdeen Realty -229643 -686128 Commonfund Natural Resources IX -69501 -69501 Truebridge Capital VII -18165 -31486 Truebridge Capital V -40199 742025 Encap Flatrock Midstream IV 118703 118703 Warburg Pincus -83572 -83568 Kline Hill II 67777 105800 Doddington Emerging Mkts -321869 -321869 Arrowstreet ACWI -270563 1075808 Truebridge Capital VI -26774 -51104 Renisassance Ridge 55322 55322 Kline Hill III 26858 87683 Kline Hill Opport 25056 47835 Rubicon Technologies -37518 -37518 Qiming Venture Ptr VII -27502 -27502 Moonrise Ptrs II -12278 -30099 Lead Edge Capital V 84564 84564 Overlook Ptrs 402121 402121 Warburg Pincus EP2 -15940 -15940 P/Y Adj of F/S Partnership Inc to Inc 2020 K-1s 1485684 Abbott IV Gain Adj for Proper Tax Basis-reported in Book Inc -343259 UBIT Loss add back Per K-1s 55850 KPS Ptrs -5791 3439 ITE Rail -288025 -288064 Luminate Capital -33539 -33539 Change in Net Unrealized Appreciation in Investment Assets 16891759 Deferred Taxes 675000 900000 Deferred Rent 28801 Post Retirement Benefit Obligation 3687917 3587445 Taxes Payable 45000 Dr Blakemore 50000 50000 Dr Magistetti 35000 35000 Eagle Management Advisors 169546 169546 PWC 15000 15000 Cambridge Assoc 470408 470408 JP Morgan Chase 12323 12323 Sterling Info 1479 1479 Wellington 7844 7844 Spencer Stuart 98630 98630 Misc Honoraria 41 people2,500 47950 47950 HighTower 36966 36966 Great Western 1675 1675 Impact Architecture 12890 12890 CEC 30000 30000 Doddington 8750 8750 Cash to Accrual Adjustment 14940 US Excise Tax 381655 US UBiT 20976 NYS Tax 5358