2022-11-15T18:24:05-06:00 2021-12-31 946214841 ARMANINO LLP 12657 ALCOSTA BLVD STE 500 SAN RAMON CA 945834600 990 2021-01-01 237325853 BAY AREA COUNCIL BAYA 4159816600 PO BOX 5135 BERKELEY CA 94705 JULIE ROWE CFO 4159816600 2022-11-15 1 JULIE ROWE 999009999 MATTHEW PETROSKI P00853132 9257902600 2022-11-15 3 AAL1 IAL1 2021 2022-09-23 18:48:47Z X JULIE ROWE PO BOX 5135 BERKELEY CA 94705 6775698 0 X WWW.BAYAREACOUNCIL.ORG X 1945 CA BAY AREA COUNCIL (BAC) ARE BUSINESS LEADERS COMMITTED TO WORKING WITH PUBLIC AND CIVIC LEADERS TO MAKE THE BAY AREA THE MOST INNOVATIVE, GLOBALLY COMPETITIVE, AND SUSTAINABLE REGION IN THE WORLD. 164 164 31 172 0 0 5284882 5206979 1503900 1473583 3193 2375 -62238 -311904 6729737 6371033 14000 47775 0 0 4243687 4140134 0 0 169252 2153093 1361534 6410780 5549443 318957 821590 6333776 7217532 2125608 2175959 4208168 5041573 X OUR PROGRAM SERVICE ACCOMPLISHMENTS INCLUDE SUCCESSES WITHIN THE POLICY AND RESEARCH FRAMEWORK FOR BAY AREA INFRASTRUCTURE INCLUDING TRANSPORTATION, HOUSING AND LAND USE, HOMELESSNESS, WORKFORCE OF THE FUTURE, GENDER EQUITY AND DIVERSITY, WATER & CLIMATE RESILIENCE, EARLY CHILDHOOD EDUCATION, GOVERNMENT RELATIONS, HEALTHCARE & ENERGY. 0 0 3953345 47775 33645 COMBINED POLICY PROGRAMS AND PROJECTS INCLUDE TRANSPORTATION, HOUSING AND LAND USE, HOMELESSNESS, WORKFORCE DEVELOPMENT, GENDER EQUITY AND DIVERSITY, WATER AND CLIMATE RESILIENCE, EARLY CHILDHOOD EDUCATION, GOVERNMENT RELATIONS, HEALTHCARE AND ENERGY. 494169 1439938 THE BAY AREA COUNCIL ECONOMIC INSTITUTE COMMISSIONS TOP QUALITY RESEARCH PROJECTS AND PROVIDES POLLING ON VARIOUS SUBJECT MATTERS. RESEARCH AND INVESTIGATIVE REPORTS ARE COMPILED SO THAT OBJECTIVE DECISIONS CAN BE MADE CONCERNING POLICY FORMATION. RESEARCH WORK IS PERFORMED IN EACH OF THE DEFINED PROGRAM AREAS TO INCLUDE TRANSPORTATION, HOUSING AND LAND USE, HOMELESSNESS, WORKFORCE DEVELOPMENT, GENDER EQUALITY AND DIVERSITY, WATER AND CLIMATE RESILIENCE, EARLY CHILDHOOD EDUCATION, GOVERNMENT RELATIONS, HEALTHCARE AND ENERGY. 494167 THE BAY AREA FAMILY OF FUNDS FOCUSES ON REDUCING POVERTY AND ENCOURAGING SMART GROWTH IN BAY AREA LOW AND MODERATE-INCOME ("LMI") NEIGHBORHOODS. 4941681 0 1 0 1 0 0 0 0 0 1 0 0 1 0 1 0 1 0 1 1 0 0 0 1 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 1 0 1 16 0 1 31 1 0 1 CH 0 0 1 1 0 0 0 X 164 164 0 0 1 0 1 1 1 1 1 0 1 1 1 1 1 1 1 1 1 1 0 CA X JULIE ROWE CFO 4159816600 PO BOX 5135 BERKELEY CA 94705 JAMES WUNDERMAN CEO 40.00 6.00 X 777877 0 159192 JOHN GRUBB COO 40.00 6.00 X 332249 0 47669 JULIE ROWE CFO 40.00 6.00 X 213721 0 46200 RAYMOND SEAN RANDOLPH SR. ADVISOR, BAC AND BACEI 40.00 X 214075 0 48938 MATT REGAN SVP, PUBLIC POLICY 40.00 X 206282 0 21984 JEFF BELLISARIO EXECUTIVE DIRECTOR, BACEI 40.00 X 198717 0 34010 GWEN LITVAK SVP, PUBLIC POLICY 40.00 X 193010 0 32002 KRISTEN VERNON CHIEF MEMBERSHIP & DEVELOPMENT OFFICER 40.00 X 188539 0 55779 RUFUS JEFFRIS SVP, COMMUNICATIONS & MAJOR EVENTS 40.00 X 180726 0 35911 ADRIAN COVERT SVP, PUBLIC POLICY 40.00 X 168015 0 33638 SUZANNE ROBINSON SPECIAL ASSISTANT TO THE CEO AND DIRECTOR OF GOVER 40.00 X 142450 0 23717 PATRICK KALLERMAN VP, RESEARCH, BACEI 40.00 X 139928 0 21365 ALEX FOARD SENIOR DIRECTOR, GLOBAL BUSINESS DEVELOPMENT 40.00 X 105348 0 22036 KELLY OBRANOWICZ POLICY AND REGULATORY COUNSEL 40.00 X 104643 0 12495 MICHAEL COVARRUBIAS DIRECTOR 2.00 X 0 0 0 MARY HUSS BOARD MEMBER 2.00 1.00 X 0 0 0 ROBERT JAMES TREASURER 2.00 1.00 X X 0 0 0 TANE ABBOTT BOARD MEMBER 2.00 X 0 0 0 BETH ANDERSEN BOARD MEMBER 2.00 X 0 0 0 HARSHUL ASNANI BOARD MEMBER 2.00 X 0 0 0 LARRY BAER BOARD MEMBER 2.00 X 0 0 0 ANNE BAKAR BOARD MEMBER 2.00 X 0 0 0 KEVIN BASS BOARD MEMBER 2.00 X 0 0 0 THOMAS BECKER BOARD MEMBER 2.00 X 0 0 0 CLAIRE BONHAM-CARTER BOARD MEMBER 2.00 X 0 0 0 JIM BRYSKI BOARD MEMBER 2.00 X 0 0 0 TIM BURR BOARD MEMBER 2.00 X 0 0 0 RICK CALLENDER BOARD MEMBER 2.00 X 0 0 0 FRANCISCO CASTILLO BOARD MEMBER 2.00 X 0 0 0 MIKE CASTRO BOARD MEMBER 2.00 X 0 0 0 CLIFFORD CHAN BOARD MEMBER 2.00 X 0 0 0 GORDON CHILDRESS BOARD MEMBER 2.00 X 0 0 0 CAROL CHRIST BOARD MEMBER 2.00 X 0 0 0 RANJANA CLARK BOARD MEMBER 2.00 X 0 0 0 GEORGE CLEVER BOARD MEMBER 2.00 X 0 0 0 JOHN COHEN BOARD MEMBER 2.00 X 0 0 0 RICHARD COLLEY BOARD MEMBER 2.00 X 0 0 0 SAL CONIGLIO BOARD MEMBER 2.00 X 0 0 0 JARRELL COOK BOARD MEMBER 2.00 X 0 0 0 MATTHEW COOK BOARD MEMBER 2.00 X 0 0 0 SHIVAUN COONEY BOARD MEMBER 2.00 X 0 0 0 TOM D'ALESANDRO BOARD MEMBER 2.00 X 0 0 0 MARY DALY BOARD MEMBER 2.00 X 0 0 0 LISA DANIELS BOARD MEMBER 0.00 X 0 0 0 CORI DAVIS BOARD MEMBER 2.00 X 0 0 0 ELIZABETH DAVIS BOARD MEMBER 2.00 X 0 0 0 EVETTE DAVIS BOARD MEMBER 2.00 X 0 0 0 JOHN DE LUCA BOARD MEMBER 2.00 X 0 0 0 MICHAEL DRAKE BOARD MEMBER 2.00 X 0 0 0 JOHN EDDY BOARD MEMBER 2.00 X 0 0 0 MATT ENGLERT BOARD MEMBER 2.00 X 0 0 0 DEAN FEALK BOARD MEMBER 2.00 X 0 0 0 JONATHAN FEARN BOARD MEMBER 2.00 X 0 0 0 AARON FENTON BOARD MEMBER 2.00 X 0 0 0 ELAINE FORBES BOARD MEMBER 2.00 X 0 0 0 ROBERT FREED BOARD MEMBER 2.00 X 0 0 0 STEPHEN GAITLEY BOARD MEMBER 2.00 X 0 0 0 JOYDEEP GANGULY BOARD MEMBER 2.00 X 0 0 0 PAULA GARTNER BOARD MEMBER 2.00 X 0 0 0 JOHN GAUDER BOARD MEMBER 2.00 X 0 0 0 DARLENE GEE BOARD MEMBER 2.00 X 0 0 0 RANDI GERSON BOARD MEMBER 2.00 X 0 0 0 MIKE GHIELMETTI BOARD MEMBER 2.00 X 0 0 0 CHRIS GRAHAM BOARD MEMBER 2.00 X 0 0 0 MIKE GRISSO BOARD MEMBER 2.00 X 0 0 0 PETER GRUEBELE BOARD MEMBER 2.00 X 0 0 0 CHRIS GRUWELL BOARD MEMBER 2.00 X 0 0 0 GARY HALL BOARD MEMBER 2.00 X 0 0 0 JAY HANSEN BOARD MEMBER 2.00 X 0 0 0 TODD HARRIS BOARD MEMBER 2.00 X 0 0 0 SAM HAWGOOD BOARD MEMBER 2.00 X 0 0 0 PATRICK HAYES BOARD MEMBER 2.00 X 0 0 0 JEFFREY HELLER BOARD MEMBER 2.00 X 0 0 0 JENNIFER HERNANDEZ BOARD MEMBER 2.00 X 0 0 0 PETE HILLAN BOARD MEMBER 2.00 X 0 0 0 DAVE HOPKINS BOARD MEMBER 2.00 X 0 0 0 RANDY HOWDER BOARD MEMBER 2.00 X 0 0 0 TIM HOXIE BOARD MEMBER 2.00 X 0 0 0 SALEEM JANMOHAMED BOARD MEMBER 2.00 X 0 0 0 RHONDA JOHNSON BOARD MEMBER 2.00 X 0 0 0 GREG JOHNSON BOARD MEMBER 2.00 X 0 0 0 ALAN JONES BOARD MEMBER 2.00 X 0 0 0 LESLIE KATZ BOARD MEMBER 2.00 X 0 0 0 DAVE KAVAL BOARD MEMBER 2.00 X 0 0 0 MAHESH KHARKAR BOARD MEMBER 2.00 X 0 0 0 TRAVIS KIYOTA BOARD MEMBER 2.00 X 0 0 0 KEITH KNOPF BOARD MEMBER 2.00 X 0 0 0 LUKE KOWALSKI BOARD MEMBER 2.00 X 0 0 0 MARTY KROPELNICKI BOARD MEMBER 2.00 X 0 0 0 JANET LAMKIN BOARD MEMBER 2.00 X 0 0 0 KRISTINA LAWSON SECRETARY 2.00 X X 0 0 0 JONATHAN LECOMPTE BOARD MEMBER 2.00 X 0 0 0 ALEX LEONARD BOARD MEMBER 2.00 X 0 0 0 JAMES LEVINE BOARD MEMBER 2.00 X 0 0 0 JANET LIANG BOARD MEMBER 2.00 X 0 0 0 JIM LYONS BOARD MEMBER 2.00 X 0 0 0 LYNN MAHONEY BOARD MEMBER 2.00 X 0 0 0 ALEX MAKLER BOARD MEMBER 2.00 X 0 0 0 JESSICA MARCONI BOARD MEMBER 2.00 X 0 0 0 GEORGE MARCUS BOARD MEMBER 2.00 X 0 0 0 MICHAEL MATTHEWS BOARD MEMBER 2.00 X 0 0 0 PHILLIP MAZZIE BOARD MEMBER 2.00 X 0 0 0 PEG MCALLISTER BOARD MEMBER 2.00 X 0 0 0 GEORGE MCCOWN BOARD MEMBER 2.00 X 0 0 0 MALCOLM MCFARLAND BOARD MEMBER 2.00 X 0 0 0 ALEX MEHRAN SR BOARD MEMBER 2.00 X 0 0 0 BIJAN MEHRYAR BOARD MEMBER 2.00 X 0 0 0 MATT MIDDLEBROOK BOARD MEMBER 2.00 X 0 0 0 MARTHA MILLER BOARD MEMBER 2.00 X 0 0 0 LIZ MINICK BOARD MEMBER 2.00 X 0 0 0 HAMID MOGHADAM BOARD MEMBER 2.00 X 0 0 0 JORDAN MOSS BOARD MEMBER 2.00 X 0 0 0 TOMIQUIA MOSS BOARD MEMBER 2.00 X 0 0 0 JUAN SANCHEZ MUNOZ BOARD MEMBER 2.00 X 0 0 0 MARY MURPHY BOARD MEMBER 2.00 X 0 0 0 NADER NADERSHAHI BOARD MEMBER 2.00 X 0 0 0 FRED NARANJO BOARD MEMBER 2.00 X 0 0 0 ROBERT NIBBI BOARD MEMBER 2.00 X 0 0 0 STEVE O'CONNELL BOARD MEMBER 2.00 X 0 0 0 KATE O'SULLIVAN BOARD MEMBER 2.00 X 0 0 0 YULIYA ORYOL BOARD MEMBER 2.00 X 0 0 0 SUNIL PANDYA BOARD MEMBER 2.00 X 0 0 0 JES PEDERSEN BOARD MEMBER 2.00 X 0 0 0 HENRY PEREA BOARD MEMBER 2.00 X 0 0 0 STEVE PEREZ BOARD MEMBER 2.00 X 0 0 0 CARLA PETERMAN BOARD MEMBER 2.00 X 0 0 0 JACQUELINE PICCINI BOARD MEMBER 2.00 X 0 0 0 DOUGLAS POPE BOARD MEMBER 2.00 X 0 0 0 JOSH PORTNER BOARD MEMBER 2.00 X 0 0 0 BOB POWERS BOARD MEMBER 2.00 X 0 0 0 KELLY POWERS BOARD MEMBER 2.00 X 0 0 0 JUSTIN PRESSFIELD BOARD MEMBER 2.00 X 0 0 0 RAMONA PRIETO BOARD MEMBER 2.00 X 0 0 0 KAUSIK RAJGOPAL CHAIRMAN 2.00 X X 0 0 0 ALEX RANDOLPH BOARD MEMBER 2.00 X 0 0 0 BOB REIDY BOARD MEMBER 2.00 X 0 0 0 CLINT REILLY BOARD MEMBER 2.00 X 0 0 0 SHERYL REUBEN BOARD MEMBER 2.00 X 0 0 0 RUDY REYES BOARD MEMBER 2.00 X 0 0 0 KIRSTEN RHODES BOARD MEMBER 2.00 X 0 0 0 TUCK RICKARDS BOARD MEMBER 2.00 X 0 0 0 CHRIS RIVIELLE BOARD MEMBER 2.00 X 0 0 0 RICH ROBBINS BOARD MEMBER 2.00 X 0 0 0 GEORGE ROBERTS BOARD MEMBER 2.00 X 0 0 0 MITRA ROGERS BOARD MEMBER 2.00 X 0 0 0 WADE ROSE BOARD MEMBER 2.00 X 0 0 0 ALLISON ROSE BOARD MEMBER 2.00 X 0 0 0 KEN ROSEN BOARD MEMBER 2.00 X 0 0 0 SHERRI SAGER BOARD MEMBER 2.00 X 0 0 0 CATHY SANDEEN BOARD MEMBER 2.00 X 0 0 0 BRENDA SANTORO BOARD MEMBER 2.00 X 0 0 0 IVAR SATERO BOARD MEMBER 2.00 X 0 0 0 ROBERT SCHIFF BOARD MEMBER 2.00 X 0 0 0 JACK SCHWARTZ BOARD MEMBER 2.00 X 0 0 0 MATT SCOTT BOARD MEMBER 2.00 X 0 0 0 MIKE SELFRIDGE BOARD MEMBER 2.00 X 0 0 0 BRANDON SHORENSTEIN BOARD MEMBER 2.00 X 0 0 0 JOHN SOBRATO BOARD MEMBER 2.00 X 0 0 0 DAVID STERNBERG BOARD MEMBER 2.00 X 0 0 0 LORENZO TREFETHEN BOARD MEMBER 2.00 X 0 0 0 RACHELE TRIGUEROS BOARD MEMBER 2.00 X 0 0 0 TOM TROY BOARD MEMBER 2.00 X 0 0 0 RAO UNNAVA BOARD MEMBER 2.00 X 0 0 0 ADAM VAN DE WATER BOARD MEMBER 2.00 X 0 0 0 KARILYN VAN OOSTEN BOARD MEMBER 2.00 X 0 0 0 DAVINA VARGAS BOARD MEMBER 2.00 X 0 0 0 JENS VOGEL BOARD MEMBER 2.00 X 0 0 0 RICHARD WALKER BOARD MEMBER 2.00 X 0 0 0 JOE WALLACE BOARD MEMBER 2.00 X 0 0 0 JIM WALLACE BOARD MEMBER 2.00 X 0 0 0 DANNY WAN BOARD MEMBER 2.00 X 0 0 0 JOHN WAYLAND BOARD MEMBER 2.00 X 0 0 0 DAVID WEISS BOARD MEMBER 2.00 X 0 0 0 STEVE WELCH BOARD MEMBER 2.00 X 0 0 0 RICK WELTS BOARD MEMBER 2.00 X 0 0 0 KEVIN XU BOARD MEMBER 2.00 X 0 0 0 JED YORK BOARD MEMBER 2.00 X 0 0 0 RON ZEFF BOARD MEMBER 2.00 X 0 0 0 3165580 0 594936 14 0 1 0 NEPTUNE OPS LLC 3290 SWEET DRIVE LAFAYETTE CA 94549 CONSULTING SERVICES 181000 ORSO GROUP INC 1494 RED OAK DRIVE SILVER SPRING CA 20910 CONSULTING SERVICES 105000 2 3747252 1298577 161150 5206979 PROGRAM SERVICE FEES 900099 960000 960000 ECON. INST. RESEARCH 900099 479938 479938 PACIFIC SUMMIT 900099 33645 33645 1473583 2375 2375 80673 1298577 404665 -323992 -323992 MISCELLANEOUS 900099 12088 12088 12088 6371033 1473583 0 -309529 47775 47775 2502525 2323966 163555 15004 1234240 1226536 7704 100181 46579 52943 659 81002 56095 24881 26 222186 157794 63118 1274 18353 18353 87001 20135 66866 554529 553569 960 33582 33582 102685 77018 25065 602 21181 21181 72841 60179 12662 26917 22233 4669 15 36164 29777 6387 42567 34958 7609 BAD DEBT EXPENSE 150000 150000 MEMBER EVENTS 149614 5646 143968 TAXES/LICENSES 93623 91639 1984 OTHER EXPENSES 10559 8938 1621 -38082 -38626 544 5549443 4941681 438510 169252 724406 1521957 1295802 1085631 200000 35000 652149 1445802 96521 106386 396635 375776 52351 20859 3312547 3001897 6333776 7217532 1256814 1381612 718794 644600 150000 149747 2125608 2175959 X 1879719 4921573 2328449 120000 4208168 5041573 6333776 7217532 821590 11815 0 X X 0 1 X 1 0 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 3747252 PART I-A, LINE 1: THE BAY AREA COUNCIL 501(C)(4) ORGANIZATION INCLUDES A CALIFORNIA POLITICAL ACTION COMMITTEE (BAY AREA COUNCIL POLITICAL ACTION COMMITTEE; BACPAC) THAT IS REGISTERED AND COMPLIES IN ACCORDANCE WITH CALIFORNIA'S FAIR POLITICAL PRACTICES ACT AND REGULATIONS. THERE ARE LESS THAN 2% OF MEMBERSHIP DUES THAT ARE ATTRIBUTED TO OUR 501(C)(4) ADVOCACY ACTIVITY. ALL LOBBYING IS DONE THROUGH THE BAY AREA COUNCIL POLITICAL ACTION COMMITTEE. THE BAC 501(C)(4) MEMBERSHIP DUES SUPPORT ADVOCACY AND EDUCATION ON ISSUES BUT DOES NOT DIRECTLY SUPPORT LOBBYING ACTIVITY. ALL LOBBYING ACTIVITY IS DONE THROUGH THE BACPAC. 31789 31789 0 300104 279465 20639 64742 64522 220 20859 DUE FROM RELATED PARTIES 3001897 3001897 X 6993014 11816 205500 217316 6775698 -404665 -404665 6371033 6159608 205500 404665 610165 5549443 0 5549443 PART X, LINE 2: BAY AREA COUNCIL INC. IS EXEMPT FROM TAXATION UNDER INTERNAL REVENUE CODE SECTION 501(C)(4). BAC LLC IS SUBJECT TO BOTH FEDERAL AND STATE TAXATION. FOR THE 2020 FINANCIAL YEAR, BAC LLC DID NOT GENERATE ANY INCOME. THERE WAS NO FEDERAL AND STATE TAX LIABILITIES DUE FOR THE YEARS ENDED DECEMBER 31, 2021. GENERALLY ACCEPTED ACCOUNTING PRINCIPLES PROVIDE ACCOUNTING AND DISCLOSURE GUIDANCE ABOUT POSITIONS TAKEN BY AN ORGANIZATION IN ITS TAX RETURNS THAT MIGHT BE UNCERTAIN. MANAGEMENT HAS CONSIDERED ITS TAX POSITIONS AND BELIEVES THAT ALL OF THE POSITIONS TAKEN BY BAC IN ITS FEDERAL AND STATE EXEMPT ORGANIZATION TAX RETURNS ARE MORE LIKELY THAN NOT TO BE SUSTAINED UPON EXAMINATION. BAC'S RETURNS ARE SUBJECT TO EXAMINATION BY FEDERAL AND STATE TAXING AUTHORITIES, GENERALLY FOR THREE AND FOUR YEARS, RESPECTIVELY, AFTER THEY ARE FILED. THE CHINA WFOE IS SUBJECT TO CHINESE ENTERPRISE INCOME TAX ("EIT"), VALUE ADDED TAX ("VAT") APPLIED TO CERTAIN DISTRICTS IN CHINA, AND BUSINESS INCOME TAX ("BIT") PRESCRIBED BY CHINESE TAX LAWS AND ORDINANCES. DURING 2021, THE CHINA GOVERNMENT TAX AUTHORITIES AUDITED THE WFOE FOR COMPLIANCE AND FOUND NO EXCEPTIONS IN RECORDING OF THE TAX LIABILITY AND SUBSEQUENT PAYMENTS ASSOCIATED WITH TAXES DUE. PART XI, LINE 4B - OTHER ADJUSTMENTS: SPECIAL EVENT EXPENSE -404,665. PART XII, LINE 2D - OTHER ADJUSTMENTS: SPECIAL EVENT EXPENSE 404,665. SHANGHAI, CHINA 1 1 PROGRAM SERVICES TO PROVIDE ECONOMIC DEVELOPMENT IN THE BAY AREA AND CHINA SERVICE FEES FOR BAC OFFICE IN YANGPU, BEIJING, AND NANJING TO SUPPORT SERVICES 262089 BEIJING, CHINA 1 2 PROGRAM SERVICES TO PROVIDE ECONOMIC DEVELOPMENT IN THE BAY AREA AND CHINA SERVICE FEES FOR BAC OFFICE IN YANGPU, BEIJING, AND NANJING TO SUPPORT SERVICES 189788 2 3 0 0 2 3 451877 0 451877 0 0 1 0 0 0 PART III ACCOUNTING METHOD: PART I, LINE 3: METHOD USED TO ACCOUNT FOR EXPENDITURES IS DETERMINED BY ACTUAL VALUE PER U.S. TENDER. EXPENDITURES REPRESENT EXPENSES INCURRED BY THE WOFE IN CHINA TO SUPPORT THE 2 DISTRICT CONTRACTS THAT ALIGN WITH THE GLOBAL CHINA INITIATIVE WHICH FALLS IN THE LINE WITH BAC EXEMPT PURPOSE. ANNUAL DINNER 831250 750577 80673 350107 VIRTUAL PACIFIC SUMMIT 548000 548000 54558 1379250 1298577 80673 404665 404665 -323992 0 UP FOR GROWTH INC 1875 K STREET NW 4TH FLOOR WASHINGTON DC 20006 831381367 501(C)(3) 5000 0 HOUSING AND LAND USE BAY AREA LEGISLATIVE LEADERS PAC 248 3RD STREET 437 OAKLAND CA 94607 474046174 IRC 527 34650 0 GENERAL CONTRIBUTION 1 1 X X X 0 1 0 1 0 0 0 1 0 JAMES WUNDERMAN CEO 567156 0 163159 0 47562 0 134800 0 24392 0 937069 0 0 0 JOHN GRUBB COO 265995 0 65000 0 1254 0 33139 0 14530 0 379918 0 0 0 JULIE ROWE CFO 187629 0 25000 0 1092 0 22800 0 23400 0 259921 0 0 0 RAYMOND SEAN RANDOLPH SR. ADVISOR, BAC AND BACEI 199255 0 12000 0 2820 0 24960 0 23978 0 263013 0 0 0 MATT REGAN SVP, PUBLIC POLICY 182001 0 15000 0 9281 0 21840 0 144 0 228266 0 0 0 JEFF BELLISARIO EXECUTIVE DIRECTOR, BACEI 177503 0 19500 0 1714 0 21810 0 12200 0 232727 0 0 0 GWEN LITVAK SVP, PUBLIC POLICY 176500 0 13000 0 3510 0 21240 0 10762 0 225012 0 0 0 KRISTEN VERNON CHIEF MEMBERSHIP & DEVELOPMENT OFFIC 167901 0 20000 0 638 0 22346 0 33433 0 244318 0 0 0 RUFUS JEFFRIS SVP, COMMUNICATIONS & MAJOR EVENTS 166200 0 14000 0 526 0 19944 0 15967 0 216637 0 0 0 ADRIAN COVERT SVP, PUBLIC POLICY 151258 0 15000 0 1757 0 19126 0 14512 0 201653 0 0 0 SUZANNE ROBINSON SPECIAL ASSISTANT TO THE CEO AND DIR 132000 0 10000 0 450 0 15840 0 7877 0 166167 0 0 0 PATRICK KALLERMAN VP, RESEARCH, BACEI 125000 0 12000 0 2928 0 15000 0 6365 0 161293 0 0 0 PART I, LINE 4B THE CEO PARTICIPATED IN A SECTION 457(F) DEFERRED COMPENSATION PLAN AND ACCRUED THE AMOUNT OF $100,000. HE WILL NOT BE VESTED IN THE PLAN UNTIL 2023. PART I, LINE 5 ONE OF THE HIGHLY COMPENSATED EMPLOYEES IS PAID COMMISSION ON NEW MEMBERSHIPS. THIS IS INCLUDED IN TAXABLE WAGES. PART I, LINE 7 SOME OFFICERS AND EMPLOYEES RECEIVED A BONUS BASED ON PERFORMANCE AS APPROVED BY BOARD OF DIRECTORS. THESE AMOUNTS ARE INCLUDED IN THE W-2'S. SCHEDULE J - EXPENSE REPORTING: THE BAY AREA COUNCIL HAS A WRITTEN POLICY REGARDING EXPENSE REPORT SUBMISSION AND REIMBURSEMENT POLICY. NONE OF THE QUESTIONS IDENTIFIED IN 1.A ABOVE APPLY TO THE COUNCIL. ALL EXPENSES MUST BE SUPPORTED BY EVIDENCE OF THE TYPE OF EXPENSE, BUSINESS PURPOSE AND RECEIPTS. BUSINESS TRIP TRAVEL REQUIRING OVERNIGHT STAYS REQUIRE PRE-APPROVAL. THE BAY AREA COUNCIL COMPENSATION POLICIES AND PROCEDURES FOR DETERMINING COMPENSATION ARE OUTLINED IN OUR EMPLOYEE POLICY MANUAL. EVALUATIONS AND APPROVALS ARE SECURED FOR ALL STAFF MEMBERS INCLUDING THE CEO AND OTHER OFFICERS. APPROVAL IS REQUIRED. REGARDING BAC EMPLOYER CONTRIBUTION FOR HEALTH BENEFITS. BAC PROVIDES UNIFORM EMPLOYER CONTRIBUTIONS FOR THOSE INDIVIDUALS ELECTING VARIOUS HEALTH BENEFIT COVERAGE. THE EMPLOYER BENEFIT MAY VARY BETWEEN EMPLOYEES BECAUSE THE EMPLOYER CONTRIBUTION IS DEPENDING UPON WHETHER AN EMPLOYEE ELECTS ONLY FOR HIM OR HERSELF; FOR HIM/OR HER PLUS SPOUSE; OR FULL FAMILY COVERAGE. OTHERS MAY WAIVE BENEFITS BECAUSE THEY ARE COVERED ELSEWHERE IN WHICH CASE THE EMPLOYER CONTRIBUTION IS LESS THAN WHAT BAC PROVIDES OR IS ZERO IF COVERAGES ARE FULLY WAIVED. FORM 990, PART VI, SECTION A, LINE 4 LANGUAGE WAS AMENDED TO ADD THE TREASURER AS A MEMBER OF THE BAC EXECUTIVE COMMITEE AND TO HAVE THE RESPONSIBILITY OF OVERSEEING ALL THE FINANCIAL ACTIVITY FOR THE ORGANIZATION. LANGUAGE WAS AMENDED TO ADD THE TREASURER TO THE ADMINISTRATIVE COMMITTEE AND CHAIR OF THE FINANCE COMMITTEE. FORM 990, PART VI, SECTION A, LINE 6 BAY AREA COUNCIL IS A BUSINESS MEMBERSHIP ORGANIZATION. MAJOR COMPANIES JOIN THE BAY AREA COUNCIL AS MEMBERS. FORM 990, PART VI, SECTION A, LINE 7A THE BAY AREA COUNCIL EXECUTIVE COMMITTEE MAY ELECT A MEMBER TO THE COMMITTEE AND BOARD MEMBERS. FORM 990, PART VI, SECTION A, LINE 7B THE EXECUTIVE COMMITTEE OF THE BOARD OFFICIALLY MEETS 4 TIMES DURING EACH CALENDAR YEAR OR AS NECESSARY TO APPROVE DECISIONS BASED UPON DELEGATIONS OF AUTHORITY OUTLINED IN THE BY LAWS. SHOULD DECISIONS REQUIRE BOARD APPROVAL, THESE ARE VOTED UPON BY THE ENTIRE BOARD DURING THE ANNUAL MEETING. FORM 990, PART VI, SECTION B, LINE 11B THE AUDITED FINANCIAL STATEMENTS AND TAX RETURNS ARE CONDUCTED AND PREPARED BY AN INDEPENDENT CPA AUDIT FIRM. THE GENESIS OF INFORMATION PRESENTED ON THE 990 TAX RETURNS INCLUDES ALL OF THE AUDITED FIGURES. COPIES OF THE TAX RETURN ARE MADE AVAILABLE TO BOARD MEMBERS AND THE FINANCE COMMITTEE. FORM 990, PART VI, SECTION B, LINE 12C THE CEO HAS RESPONSIBILITY FOR MONITORING COMPLIANCE WITH OUR POLICIES. THESE POLICIES ARE CODIFIED IN OUR EMPLOYEE HANDBOOK, ACKNOWLEDGED BY EACH BOARD AND STAFF MEMBER AND ALSO REVIEWED FOR COMPLIANCE WITH CURRENT LAWS AND REGULATIONS BY OUTSIDE LEGAL COUNCIL. THE INDEPENDENT ACCOUNTANTS ALSO TEST FOR COMPLIANCE IN PERFORMING THEIR INDEPENDENT FINANCIAL AUDIT AT YEAR END. FORM 990, PART VI, SECTION B, LINE 15 THE PROCESS FOR DETERMINING COMPENSATION FOR THE CEO AND KEY EMPLOYEES IS BENCHMARKING AGAINST COMPARABILITY DATA WITH APPROVAL BY THE BOARD CHAIRMAN. WE ALSO HAVE OVERSIGHT BY THE FINANCE COMMITTEE OF THE EXECUTIVE COMMITTEE BOARD. BAC USES SALARY SURVEY INFORMATION PROVIDED BY OPPORTUNITY KNOCKS AS WELL AS BENCHMARKING THE STAFF SALARIES WITH OTHER SIMILAR 501(C)(4) ORGANIZATIONS OF SIMILAR SIZE AND FINANCIAL RESULTS. DELIBERATIONS AND DECISIONS ARE CONTEMPORANEOUSLY DOCUMENTED IN THE MINUTES. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICTS OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART XII, LINE 2C: THIS PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. BAY AREA COUNCIL LLC 353 SACRAMENTO STREET 10TH FLOOR SAN FRANCISCO CA 94111 270819073 PASS THROUGH ORGANIZATION FOR CHINA WFOE - TO FURTHER GLOBAL INITIATIVES CA 974189 4246377 BAY AREA COUNCIL BAY AREA COUNCIL FOUNDATION 353 SACRAMENTO STREET 10TH FLOOR SAN FRANCISCO CA 94111 201826827 CHARITABLE FOUNDATION CA 501(C)(3) LINE 7 BAY AREA COUNCIL 1 0 0 0 1 0 0 0 0 0 0 0 0 0 1 1 0 1 0 0 BAY AREA COUNCIL FOUNDATION Q 43500 FMV BAY AREA COUNCIL FOUNDATION D 6198239 FMV